Vault-13

HARTFORD FDS EXCHANGE TRADED HMOP

MUN OPORTUNITE · ETP · CUSIP 41653L503

63 institutional holders +3 vs Q1 2023
8,208,0528.2m shares reported held*
$312.3mreported value*
8 new 32 added 18 reduced 4 sold out net bought ≈ $49.1m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.04.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 54Q4 22: 58Q1 23: 60Q2 23: 6363Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202254
Q4 202258
Q1 202360
Q2 202363

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 33 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 40 bought or addedQ2 23: 22 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223326
Q1 20233823
Q2 20234022

Biggest buyers

HighTower Advisors, LLC New +805,862+805.9k
Raymond James Financial Services Advisors, Inc. Added +122,601+122.6k
Sterling Investment Counsel, LLC New +92,090+92.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +76,556+76.6k
JANE STREET GROUP, LLC Added +59,970+60.0k
CAPTRUST FINANCIAL ADVISORS New +55,842+55.8k
Sepio Capital, LP Added +50,640+50.6k
BANK OF MONTREAL /CAN/ New +37,074+37.1k
Legacy CG, LLC Added +26,523+26.5k
Goldstein Advisors, LLC Added +23,982+24.0k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -91,251-91.3k
LPL Financial LLC Reduced -40,532-40.5k
Madison Wealth Partners, Inc Reduced -33,173-33.2k
AVANTAX ADVISORY SERVICES, INC. Reduced -18,339-18.3k
Janney Montgomery Scott LLC Reduced -12,693-12.7k
Kowal Investment Group, LLC Reduced -11,068-11.1k
Mariner, LLC Reduced -10,918-10.9k
Avantax Planning Partners, Inc. Reduced -8,204-8.2k
WEST MICHIGAN ADVISORS, LLC Sold out -6,215-6.2k
Capital Asset Advisory Services LLC Reduced -3,120-3.1k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 1,485,7991.5m $56.5m $56.5m 0.10% Added +122.6k +122,601
2 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 805,862805.9k $30.7m $30.7m 0.06% New
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 669,325669.3k $25.5m $25.5m 0.03% Added +76.6k +76,556
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 501,596501.6k $19.1m $19.1m 0.00% Added +2.6k +2,578
5 AVANTAX ADVISORY SERVICES, INC. 0.21% of their portfolio DALLAS, TX 482,096482.1k $18.3m $18.3m 0.21% Reduced -18.3k -18,339
6 Legacy Wealth Management, LLC 1.30% of their portfolio MEMPHIS, TN 403,166403.2k $15.3m $15.3m 1.30% Reduced -967 -967
7 Legacy CG, LLC 7.26% of their portfolio PLANO, TX 389,376389.4k $14.8m $14.8m 7.26% Added +26.5k +26,523
8 Goldstein Advisors, LLC 2.99% of their portfolio Madison, WI 374,845374.8k $14.3m $14.3m 2.99% Added +24.0k +23,982
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 330,482330.5k $12.6m $12.6m 0.01% Reduced -40.5k -40,532
10 Gratus Capital, LLC 0.76% of their portfolio ATLANTA, GA 290,047290.0k $11.0m $11.0m 0.76% Added +13.2k +13,204
11 ERn Financial, LLC 1.67% of their portfolio MIDDLETON, WI 209,263209.3k $8.0m $8.0m 1.67% Added +82 +82
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 171,451171.5k $6.5m $6.5m 0.01% Added +6.1k +6,118
13 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 142,984143.0k $5.4m $5.4m 0.02% Reduced -12.7k -12,693
14 CONSILIO WEALTH ADVISORS, LLC 2.65% of their portfolio BELLEVUE, WA 126,628126.6k $4.8m $4.8m 2.65% Added +343 +343
15 Amplius Wealth Advisors, LLC 0.62% of their portfolio BLUE BELL, PA 121,431121.4k $4.6m $4.6m 0.62% Added +20.0k +19,980
16 Sepio Capital, LP 0.37% of their portfolio Salt Lake City, UT 119,324119.3k $4.5m $4.5m 0.37% Added +50.6k +50,640
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 110,180110.2k $4.2m $4.2m 0.02% Added +7.1k +7,126
18 Willis Johnson & Associates, Inc. 0.43% of their portfolio Houston, TX 106,044106.0k $4.0m $4.0m 0.43% Added +4.3k +4,265
19 Sterling Investment Counsel, LLC 1.89% of their portfolio Buffalo, NY 92,09092.1k $3.5m $3.5m 1.89% New
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 89,96790.0k $3.4m $3.4m 0.00% Added +60.0k +59,970
21 Wealthcare Advisory Partners LLC 0.14% of their portfolio WEST CHESTER, PA 83,78583.8k $3.2m $3.2m 0.14% Added +23.2k +23,237
22 Financial Planning & Information Services, Inc. 0.55% of their portfolio DE PERE, WI 77,84077.8k $3.0m $3.0m 0.55% Added +3.7k +3,731
23 Strid Group, LLC 0.55% of their portfolio NEWTOWN SQUARE, PA 69,93869.9k $2.7m $2.7m 0.55% Reduced -817 -817
24 Bernardo Wealth Planning LLC 1.02% of their portfolio HARLEYSVILLE, PA 67,13867.1k $2.6m $2.6m 1.02% Added +12.6k +12,641
25 Madison Wealth Partners, Inc 1.11% of their portfolio MADISON, WI 62,40162.4k $2.4m $2.4m 1.11% Reduced -33.2k -33,173
26 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 55,84255.8k $2.1m $2.1m 0.01% New
27 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 47,15547.2k $1.8m $1.8m 0.03% Added +13.7k +13,729
28 Mariner, LLC 0.00% of their portfolio Overland Park, KS 46,25846.3k $1.8m $1.8m 0.00% Reduced -10.9k -10,918
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 46,12446.1k $1.8m $1.8m 0.01% Added +1.1k +1,123
30 Kowal Investment Group, LLC 0.44% of their portfolio BROOKFIELD, WI 43,36343.4k $1.6m $1.6m 0.44% Reduced -11.1k -11,068
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,47841.5k $1.6m $1.6m 0.00% Added +84 +84
32 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 40,99941.0k $1.6m $1.6m 0.01% Reduced -40 -40
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 38,89238.9k $1.5m $1.5m 0.00% Reduced -91.3k -91,251
34 Landmark Wealth Management, LLC 1.30% of their portfolio MELVILLE, NY 38,55438.6k $1.5m $1.5m 1.30% Added +4.7k +4,725
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 38,11738.1k $1.4m $1.4m 0.00% Added +2.4k +2,444
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 37,07437.1k $1.4m $1.4m 0.00% New
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 35,29235.3k $1.3m $1.3m 0.00% Added +12.0k +11,961
38 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 32,11432.1k $1.2m $1.2m 0.01% Added +23.0k +23,041
39 Magnus Financial Group LLC 0.16% of their portfolio NEW YORK, NY 29,32729.3k $1.1m $1.1m 0.16% Reduced -674 -674
40 Avantax Planning Partners, Inc. 0.04% of their portfolio DUBUQUE, IA 28,23828.2k $1.1m $1.1m 0.04% Reduced -8.2k -8,204
41 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 22,57222.6k $859.0k $859.0k 0.04% New
42 Capital Asset Advisory Services LLC 0.06% of their portfolio Williamston, MI 21,14821.1k $805.3k $805.3k 0.06% Reduced -3.1k -3,120
43 Thrive Wealth Management, LLC 0.20% of their portfolio AUDUBON, PA 20,59020.6k $783.2k $783.2k 0.20% Reduced -1.8k -1,754
44 RiverFront Investment Group, LLC 0.03% of their portfolio RICHMOND, VA 20,33320.3k $773.5k $773.5k 0.03% Added +8.0k +8,021
45 Stonehearth Capital Management, LLC 0.32% of their portfolio DANVERS, MA 16,15416.2k $614.5k $614.5k 0.32% Reduced -1.0k -1,010
46 SIGNET FINANCIAL MANAGEMENT, LLC 0.09% of their portfolio PARSIPPANY, NJ 15,57215.6k $592.4k $592.4k 0.09% Added +3.5k +3,530
47 ARMSTRONG ADVISORY GROUP, INC 0.06% of their portfolio NEEDHAM, MA 15,20015.2k $578.2k $578.2k 0.06% Unchanged
48 Private Portfolio Partners LLC 0.14% of their portfolio PARAMUS, NJ 14,80514.8k $563.2k $563.2k 0.14% Reduced -1.3k -1,306
49 HILL ISLAND FINANCIAL LLC 0.20% of their portfolio GRAND RAPIDS, MI 14,08914.1k $536.0k $536.0k 0.20% Added +6 +6
50 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 12,54212.5k $477.0k $477.0k 0.03% Reduced -1.4k -1,403
51 VICUS CAPITAL 0.04% of their portfolio STATE COLLEGE, PA 9,8369.8k $374.2k $374.2k 0.04% Added +2.2k +2,164
52 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 9,6309.6k $366.0k $366.0k 0.01% Unchanged
53 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,7898.8k $334.4k $334.4k 0.01% Added +417 +417
54 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 7,0117.0k $266.7k $266.7k 0.01% Added +1.4k +1,405
55 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 7,0117.0k $266.7k $266.7k 0.01% Added +1.4k +1,405
56 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 6,8376.8k $260.1k $260.1k 0.02% Added +199 +199
57 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,3603.4k $127.8k $127.8k 0.01% Reduced -1.7k -1,726
58 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 342342 $13.0k $13.0k 0.00% New
59 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 260260 $9.9k $9.9k 0.00% Unchanged
60 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 8080 $3.0k $3.0k 0.00% New
61 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 55 $190 $190 0.00% Unchanged
62 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $37 $37 0.00% New
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged