Vault-13

PIMCO ETF TR CORP

INV GRD CRP BD · ETP · CUSIP 72201R817

142 institutional holders +3 vs Q1 2023
5,142,6555.1m shares reported held*
$487.7mreported value*
14 new 52 added 56 reduced 12 sold out net bought ≈ $36.3m (+382.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $94.84.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 134Q1 23: 139Q2 23: 142142Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022134
Q1 2023139
Q2 2023142

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 48 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 72 cut or sold outQ1 23Q2 23: 66 bought or addedQ2 23: 68 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227848
Q1 20236372
Q2 20236668

Biggest buyers

Allianz Asset Management GmbH Added +125,340+125.3k
LPL Financial LLC Added +83,113+83.1k
CWM, LLC Added +80,019+80.0k
BANK OF AMERICA CORP /DE/ Added +67,332+67.3k
BANK OF NOVA SCOTIA Added +61,472+61.5k
Migdal Insurance & Financial Holdings Ltd. Added +42,164+42.2k
RAM Investment Partners, LLC Added +31,708+31.7k
OneDigital Investment Advisors LLC Added +25,333+25.3k
INDEPENDENT FINANCIAL GROUP, LLC New +21,324+21.3k
GeoWealth Management, LLC Added +20,862+20.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -160,979-161.0k
Vertex Planning Partners, LLC Reduced -83,176-83.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -35,043-35.0k
Financial Engines Advisors L.L.C. Reduced -22,519-22.5k
CITADEL ADVISORS LLC Sold out -19,031-19.0k
ROYAL BANK OF CANADA Reduced -17,398-17.4k
Cornerstone Wealth Management, LLC Reduced -10,607-10.6k
WealthOne, LLC Reduced -7,644-7.6k
OLD MISSION CAPITAL LLC Sold out -7,312-7.3k
Sequoia Financial Advisors, LLC Reduced -7,007-7.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,254,7951.3m $119.0m $119.0m 0.01% Added +67.3k +67,332
2 CWM, LLC 0.14% of their portfolio OMAHA, NE 241,992242.0k $23.0m $23.0m 0.14% Added +80.0k +80,019
3 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 185,412185.4k $17.6m $17.6m 0.04% Added +125.3k +125,340
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 172,669172.7k $16.4m $16.4m 0.01% Added +83.1k +83,113
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 168,303168.3k $16.0m $16.0m 0.00% Added +16.5k +16,462
6 Mokosak Advisory Group, LLC 6.22% of their portfolio URBANDALE, IA 165,947165.9k $15.7m $15.7m 6.22% Added +4.1k +4,107
7 BANK OF NOVA SCOTIA 0.04% of their portfolio TORONTO, A6 155,908155.9k $14.8m $14.8m 0.04% Added +61.5k +61,472
8 Migdal Insurance & Financial Holdings Ltd. 0.34% of their portfolio Petach Tikva, L3 155,471155.5k $14.7m $14.7m 0.34% Added +42.2k +42,164
9 RAM Investment Partners, LLC 5.35% of their portfolio BELLEVUE, WA 134,778134.8k $12.8m $12.8m 5.35% Added +31.7k +31,708
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 117,124117.1k $11.1m $11.1m 0.00% Reduced -17.4k -17,398
11 Clear Creek Financial Management, LLC 1.74% of their portfolio SILVERDALE, WA 105,885105.9k $10.0m $10.0m 1.74% Added +17.7k +17,699
12 OneDigital Investment Advisors LLC 0.22% of their portfolio OVERLAND PARK, KS 102,964103.0k $9.8m $9.8m 0.22% Added +25.3k +25,333
13 McAdam, LLC 0.78% of their portfolio Philadelphia, PA 99,28999.3k $9.4m $9.4m 0.78% Added +15.6k +15,578
14 Cornerstone Wealth Management, LLC 0.83% of their portfolio ST. PETERS, MO 98,14998.1k $9.3m $9.3m 0.83% Reduced -10.6k -10,607
15 Alliance Wealth Management Group 2.68% of their portfolio FLEMINGTON, NJ 87,03987.0k $8.3m $8.3m 2.68% Reduced -58 -58
16 Towercrest Capital Management 1.54% of their portfolio NEWTOWN, PA 87,03987.0k $8.3m $8.3m 1.54% Reduced -58 -58
17 Sequoia Financial Advisors, LLC 0.13% of their portfolio Akron, OH 81,89681.9k $7.8m $7.8m 0.13% Reduced -7.0k -7,007
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 79,69979.7k $7.6m $7.6m 0.01% Reduced -4.9k -4,890
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 75,87975.9k $7.2m $7.2m 0.00% Reduced -3.7k -3,745
20 WealthOne, LLC 2.52% of their portfolio ALBANY, NY 72,40572.4k $6.9m $6.9m 2.52% Reduced -7.6k -7,644
21 Ausdal Financial Partners, Inc. 0.92% of their portfolio Davenport, IA 71,19171.2k $6.8m $6.8m 0.92% Reduced -2.9k -2,860
22 CAPE COD FIVE CENTS SAVINGS BANK 0.70% of their portfolio HYANNIS, MA 70,13170.1k $6.7m $6.7m 0.70% Reduced -2.2k -2,242
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 68,58468.6k $6.5m $6.5m 0.00% Added +7.8k +7,805
24 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 68,20868.2k $6.5m $6.5m 0.10% Added +1.3k +1,336
25 Evensky & Katz LLC 0.45% of their portfolio CORAL GABLES, FL 61,88261.9k $5.9m $5.9m 0.45% Added +8.1k +8,081
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 60,17760.2k $5.7m $5.7m 0.00% Added +505 +505
27 Invst, LLC 0.77% of their portfolio INDIANAPOLIS, IN 56,15856.2k $5.3m $5.3m 0.77% Reduced -1.9k -1,881
28 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 52,26552.3k $5.0m $5.0m 0.02% Reduced -1.2k -1,181
29 Performance Wealth Partners, LLC 0.22% of their portfolio HINSDALE, IL 51,14351.1k $4.8m $4.8m 0.22% Reduced -2.8k -2,849
30 SHEPHERD KAPLAN KROCHUK, LLC 3.49% of their portfolio Boston, MA 46,49746.5k $4.4m $4.4m 3.49% Added +18.1k +18,125
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 45,84545.8k $4.3m $4.3m 0.00% Added +15.5k +15,506
32 ISLAY CAPITAL MANAGEMENT, LLC 3.66% of their portfolio Lubbock, TX 43,73343.7k $4.1m $4.1m 3.66% Added +19.2k +19,189
33 Fortis Capital Management LLC 1.30% of their portfolio BELLEVUE, WA 38,64738.6k $3.7m $3.7m 1.30% Added +4.4k +4,390
34 Financial Futures Ltd Liability Co. 2.74% of their portfolio BRIELLE, NJ 36,49736.5k $3.5m $3.5m 2.74% Added +8.6k +8,638
35 Lindenwold Advisors, INC 1.80% of their portfolio READING, PA 30,96831.0k $2.9m $2.9m 1.80% Added +11.1k +11,129
36 SevenOneSeven Capital Management 6.48% of their portfolio LANCASTER, PA 30,93230.9k $2.9m $2.9m 6.48% Reduced -661 -661
37 GeoWealth Management, LLC 0.30% of their portfolio CHICAGO, IL 28,97729.0k $2.7m $2.7m 0.30% Added +20.9k +20,862
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,01726.0k $2.5m $2.5m 0.00% Added +774 +774
39 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 25,53925.5k $2.4m $2.4m 0.06% Added +16.7k +16,725
40 MYECFO, LLC 1.76% of their portfolio La Jolla, CA 25,49625.5k $2.4m $2.4m 1.76% Added +10 +10
41 Great Waters Wealth Management 0.46% of their portfolio SHOREVIEW, MN 24,52024.5k $2.3m $2.3m 0.46% Reduced -1.5k -1,481
42 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 24,49124.5k $2.3m $2.3m 0.01% Reduced -1.1k -1,123
43 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 23,52923.5k $2.2m $2.2m 0.02% Added +84 +84
44 Faithward Advisors, LLC 0.47% of their portfolio LANCASTER, PA 21,86521.9k $2.0m $2.0m 0.47% Added +11.3k +11,308
45 INDEPENDENT FINANCIAL GROUP, LLC 0.14% of their portfolio SAN DIEGO, CA 21,32421.3k $2.0m $2.0m 0.14% New
46 Gallacher Capital Management LLC 1.15% of their portfolio LONE TREE, CO 20,97521.0k $2.0m $2.0m 1.15% Unchanged
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,92718.9k $1.8m $1.8m 0.00% Reduced -865 -865
48 MinichMacGregor Wealth Management, LLC 0.55% of their portfolio Saratoga Springs, NY 18,48218.5k $1.8m $1.8m 0.55% Added +6.1k +6,053
49 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 18,21518.2k $1.7m $1.7m 0.00% Reduced -22.5k -22,519
50 Altus Wealth Group LLC 0.96% of their portfolio COLORADO SPRINGS, CO 16,46716.5k $1.6m $1.6m 0.96% Reduced -283 -283
51 FIRST NATIONAL CORP /MA/ /ADV 0.34% of their portfolio ROCKLAND, MA 15,14815.1k $1.4m $1.4m 0.34% Reduced -76 -76
52 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 14,23914.2k $1.4m $1.4m 0.05% Reduced -588 -588
53 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,99414.0k $1.3m $1.3m 0.00% Added +6.1k +6,096
54 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 12,79812.8k $1.2m $1.2m 0.01% New
55 PFG Advisors 0.08% of their portfolio Phoenix, AZ 11,71311.7k $1.1m $1.1m 0.08% Reduced -152 -152
56 Blue Trust, Inc. 0.02% of their portfolio BRENTWOOD, TN 10,93810.9k $1.1m $1.1m 0.02% New
57 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 10,81510.8k $1.0m $1.0m 0.01% New
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,21310.2k $968.7k $968.7k 0.00% Reduced -161.0k -160,979
59 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 9,96510.0k $945.2k $945.2k 0.03% Added +824 +824
60 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,6639.7k $917.0k $917.0k 0.00% Reduced -3.0k -2,999
61 VALICENTI ADVISORY SERVICES INC 0.28% of their portfolio ELMIRA, NY 9,3729.4k $889.0k $889.0k 0.28% Reduced -85 -85
62 RiverFront Investment Group, LLC 0.03% of their portfolio RICHMOND, VA 9,2459.2k $876.9k $876.9k 0.03% Reduced -4.1k -4,078
63 Allianz Investment Management U.S. LLC 0.05% of their portfolio Minneapolis, MN 9,0009.0k $853.8k $853.8k 0.05% Unchanged
64 Madden Advisory Services, Inc. 0.55% of their portfolio Jacksonville, FL 8,9659.0k $850.3k $850.3k 0.55% Added +705 +705
65 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,9098.9k $845.0k $845.0k 0.00% Reduced -1.3k -1,267
66 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 8,6258.6k $818.1k $818.1k 0.01% Reduced -3.1k -3,107
67 Vertex Planning Partners, LLC 0.27% of their portfolio DOWNERS GROVE, IL 8,2868.3k $785.9k $785.9k 0.27% Reduced -83.2k -83,176
68 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,7787.8k $737.7k $737.7k 0.01% Added +523 +523
69 Barden Capital Management, Inc. 0.77% of their portfolio AUSTIN, TX 7,3847.4k $700.4k $700.4k 0.77% Reduced -97 -97
70 Marion Wealth Management 0.24% of their portfolio MONROEVILLE, PA 7,0817.1k $671.6k $671.6k 0.24% Added +26 +26
71 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,9557.0k $659.7k $659.7k 0.00% Added +195 +195
72 PAX Financial Group, LLC 0.15% of their portfolio SAN ANTONIO, TX 6,9186.9k $656.1k $656.1k 0.15% New
73 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 6,5156.5k $617.9k $617.9k 0.01% Reduced -514 -514
74 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 6,2906.3k $597.0k $597.0k 0.01% Reduced -543 -543
75 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 6,2676.3k $594.4k $594.4k 0.02% Reduced -6.9k -6,909
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,0996.1k $579.0k $579.0k 0.00% Unchanged
77 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 6,0076.0k $569.7k $569.7k 0.01% Added +115 +115
78 TimeScale Financial, Inc. 0.12% of their portfolio DANVERS, MA 5,7395.7k $544.3k $544.3k 0.12% Added +11 +11
79 Glass Jacobson Investment Advisors llc 0.23% of their portfolio OWINGS MILLS, MD 5,3045.3k $503.1k $503.1k 0.23% First filing
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 5,2505.2k $498.0k $498.0k 0.04% Added +33 +33
81 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 4,8494.8k $457.6k $457.6k 0.00% Added +620 +620
82 KWB Wealth 0.07% of their portfolio REDLANDS, CA 4,8284.8k $458.0k $458.0k 0.07% New
83 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 4,6004.6k $436.0k $436.0k 0.00% New
84 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,5324.5k $430.0k $430.0k 0.00% Added +348 +348
85 Triumph Capital Management 0.18% of their portfolio DENVER, CO 4,0914.1k $388.0k $388.0k 0.18% Reduced -912 -912
86 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 4,0714.1k $386.0k $386.0k 0.06% New
87 Arrowroot Family Office, LLC 0.28% of their portfolio MARINA DEL REY, CA 3,9504.0k $374.7k $374.7k 0.28% Reduced -822 -822
88 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 3,9163.9k $371.4k $371.4k 0.00% Added +122 +122
89 Keystone Wealth Services, LLC 0.12% of their portfolio PALM DESERT, CA 3,5243.5k $334.3k $334.3k 0.12% Reduced -220 -220
90 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 3,4143.4k $323.8k $323.8k 0.01% Reduced -644 -644
91 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 3,3753.4k $320.1k $320.1k 0.00% Reduced -75 -75
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,3043.3k $313.4k $313.4k 0.00% Reduced -1.0k -1,019
93 Capital Planning LLC 0.12% of their portfolio BELLEVUE, WA 3,2853.3k $311.6k $311.6k 0.12% New
94 Wealth Management Solutions, LLC 0.20% of their portfolio EXTON, PA 3,2483.2k $308.1k $308.1k 0.20% Reduced -87 -87
95 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 3,2473.2k $308.0k $308.0k 0.03% Reduced -1.1k -1,137
96 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 3,2393.2k $307.2k $307.2k 0.04% Added +606 +606
97 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,9813.0k $282.7k $282.7k 0.00% Reduced -15 -15
98 ShoreHaven Wealth Partners, LLC 0.18% of their portfolio Red Bank, NJ 2,8132.8k $266.8k $266.8k 0.18% New
99 Fortitude Advisory Group L.L.C. 0.19% of their portfolio GIG HARBOR, WA 2,7312.7k $259.0k $259.0k 0.19% Reduced -543 -543
100 Oxinas Partners, LLC 0.17% of their portfolio JEFFERSONVILLE, IN 2,7122.7k $257.3k $257.3k 0.17% Added +46 +46