Vault-13

ISHARES TR IYG

U.S. FIN SVC ETF · ETP · CUSIP 464287770

203 institutional holders -6 vs Q1 2023
4,388,0404.4m shares reported held*
$677.2mreported value*
14 new 63 added 63 reduced 20 sold out net bought ≈ $12.1m (+162.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $154.36. Options: 2 managers hold calls ($1.3m notional), 1 hold puts ($711.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 232Q1 23: 209Q2 23: 203203Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022219
Q4 2022232
Q1 2023209
Q2 2023203

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 118 cut or sold outQ1 23Q2 23: 77 bought or addedQ2 23: 83 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202291101
Q1 202363118
Q2 20237783

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.0mQ3 22 puts: $537.0kQ3 22P/C 0.51Q4 22 calls: $945.1kQ4 22 puts: $582.8kQ4 22P/C 0.62Q1 23 calls: $573.6kQ1 23 puts: $1.4mQ1 23P/C 2.42Q2 23 calls: $1.3mQ2 23 puts: $711.0kQ2 23P/C 0.55
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0m$537.0k0.51
Q4 2022$945.1k$582.8k0.62
Q1 2023$573.6k$1.4m2.42
Q2 2023$1.3m$711.0k0.55

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +144,279+144.3k
RiverFront Investment Group, LLC Added +110,357+110.4k
CAPTRUST FINANCIAL ADVISORS Added +58,146+58.1k
Baltimore-Washington Financial Advisors, Inc. Added +40,771+40.8k
CITADEL ADVISORS LLC Added +34,911+34.9k
RAYMOND JAMES & ASSOCIATES Added +15,304+15.3k
ROYAL BANK OF CANADA Added +10,966+11.0k
JANE STREET GROUP, LLC Added +10,355+10.4k
Janney Montgomery Scott LLC Added +7,239+7.2k
JPMORGAN CHASE & CO Added +5,850+5.8k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -54,739-54.7k
Valley Financial Management, Inc. Sold out -37,383-37.4k
MORGAN STANLEY Reduced -34,581-34.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -31,044-31.0k
Tower Research Capital LLC (TRC) Reduced -26,670-26.7k
Snider Financial Group Reduced -19,078-19.1k
QUATTRO FINANCIAL ADVISORS LLC Reduced -14,536-14.5k
MILLENNIUM MANAGEMENT LLC Sold out -13,249-13.2k
Fifth Third Securities, Inc. Reduced -11,177-11.2k
J.P. Morgan Private Wealth Advisors LLC Reduced -9,355-9.4k

Biggest calls

CITADEL ADVISORS LLC Added $884.7k5.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $410.8k2.6k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $711.0k4.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 2.39% of their portfolio RICHMOND, VA 549,553549.6k $73.3m $73.3m 2.39% Added +110.4k +110,357
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 449,150449.1k $71.0m $71.0m 0.01% Added +144.3k +144,279
3 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 389,033389.0k $61.5m $61.5m 0.02% Reduced -54.7k -54,739
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 373,011373.0k $58.9m $58.9m 0.01% Reduced -34.6k -34,581
5 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 252,981253.0k $40.0m $40.0m 0.02% Reduced -5.5k -5,543
6 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 193,754193.8k $30.6m $30.6m 0.03% Added +15.3k +15,304
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 179,660179.7k $28.4m $28.4m 0.01% Added +11.0k +10,966
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 132,302132.3k $20.9m $20.9m 0.01% Added +953 +953
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 107,881107.9k $17.0m $17.0m 0.01% Added +637 +637
10 Baltimore-Washington Financial Advisors, Inc. 1.36% of their portfolio Columbia, MD 107,464107.5k $17.0m $17.0m 1.36% Added +40.8k +40,771
11 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 95,23795.2k $15.0m $15.0m 0.05% Added +7.2k +7,239
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 94,38994.4k $14.9m $14.9m 0.01% Reduced -8.5k -8,484
13 Kozak & Associates, Inc. 4.28% of their portfolio HIGHLANDS RANCH, CO 66,58866.6k $10.6m $10.6m 4.28% Added +1.6k +1,574
14 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 59,97960.0k $9.5m $9.5m 0.00% Reduced -849 -849
15 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 59,81659.8k $9.5m $9.5m 0.02% Added +4.8k +4,839
16 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 59,76359.8k $9.4m $9.4m 0.04% Added +58.1k +58,146
17 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.22% of their portfolio PORTLAND, OR 59,39559.4k $9.4m $9.4m 0.22% Reduced -1.2k -1,250
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 51,19451.2k $8.1m $8.1m 0.00% Added +5.8k +5,850
19 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 50,00050.0k $7.9m $7.9m 0.02% Unchanged
20 ARKANSAS FINANCIAL GROUP, INC. 1.52% of their portfolio LITTLE ROCK, AR 48,13948.1k $7.6m $7.6m 1.52% Added +2.3k +2,348
21 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 41,73641.7k $6.8m $6.8m 0.06% Reduced -419 -419
22 SAM Advisors, LLC 2.73% of their portfolio OAKHURST, CA 41,53941.5k $6.6m $6.6m 2.73% Added +2.7k +2,723
23 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.22% of their portfolio FORT WORTH, TX 40,88140.9k $6.5m $6.5m 1.22% Added +1.1k +1,125
24 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 39,72339.7k $6.3m $6.3m 0.01% Added +34.9k +34,911
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 39,65439.7k $6.3m $6.3m 0.01% Added +385 +385
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 38,07738.1k $6.0m $6.0m 0.01% Reduced -31.0k -31,044
27 Howard Capital Management Group, LLC 0.54% of their portfolio Los Angeles, CA 36,66036.7k $5.8m $5.8m 0.54% Added +1.0k +1,014
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 31,76631.8k $5.0m $5.0m 0.01% Added +3.4k +3,356
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 31,49231.5k $5.0m $5.0m 0.01% Added +3.1k +3,077
30 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 28,93428.9k $4.6m $4.6m 0.03% Reduced -1.6k -1,621
31 J.W. COLE ADVISORS, INC. 0.31% of their portfolio TAMPA, FL 27,28727.3k $4.3m $4.3m 0.31% Added +1.2k +1,190
32 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 26,86626.9k $4.2m $4.2m 0.07% Added +201 +201
33 KINGSWOOD WEALTH ADVISORS, LLC 0.34% of their portfolio SAN DIEGO, CA 24,69624.7k $1.1m $1.1m 0.34% First filing
34 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 24,19724.2k $3.8m $3.8m 0.01% Reduced -3 -3
35 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 18,68718.7k $3.0m $3.0m 0.02% Reduced -9.4k -9,355
36 Wealthgate Family Office, LLC 8.51% of their portfolio BOULDER, CO 18,41718.4k $2.9m $2.9m 8.51% Reduced -3.5k -3,535
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,40017.4k $2.7m $2.7m 0.00% Added +157 +157
38 PGIM Custom Harvest LLC 0.10% of their portfolio NEWARK, NJ 16,64616.6k $2.6m $2.6m 0.10% Reduced -1.2k -1,177
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 16,41116.4k $2.6m $2.6m 0.01% Reduced -508 -508
40 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 15,83215.8k $2.5m $2.5m 0.01% Reduced -1.7k -1,679
41 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 15,14915.1k $2.4m $2.4m 0.02% Reduced -91 -91
42 Family Firm, Inc. 0.60% of their portfolio BETHESDA, MD 14,45214.5k $2.3m $2.3m 0.60% Added +1.3k +1,312
43 Mariner, LLC 0.01% of their portfolio Overland Park, KS 14,05814.1k $2.2m $2.2m 0.01% Added +528 +528
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,02314.0k $2.2m $2.2m 0.00% Added +46 +46
45 Fifth Third Securities, Inc. 0.23% of their portfolio Cincinnati, OH 13,65313.7k $2.2m $2.2m 0.23% Reduced -11.2k -11,177
46 Diversified, LLC 0.54% of their portfolio Wilmington, DE 13,50413.5k $2.1m $2.1m 0.54% Reduced -1.3k -1,301
47 Financial Freedom, LLC 1.37% of their portfolio CINCINNATI, OH 12,32512.3k $1.9m $1.9m 1.37% Added +154 +154
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,73211.7k $1.9m $1.9m 0.00% Added +10.4k +10,355
49 Snider Financial Group 0.85% of their portfolio BELLEVUE, WA 11,24911.2k $1.8m $1.8m 0.85% Reduced -19.1k -19,078
50 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,35710.4k $1.6m $1.6m 0.00% Reduced -946 -946
51 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 9,5669.6k $1.5m $1.5m 0.01% Unchanged
52 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 9,2249.2k $1.5m $1.5m 0.05% Reduced -1.9k -1,863
53 GeoWealth Management, LLC 0.15% of their portfolio CHICAGO, IL 8,9869.0k $1.4m $1.4m 0.15% Added +797 +797
54 Source Financial Advisors LLC 0.47% of their portfolio NEW YORK, NY 8,9869.0k $1.4m $1.4m 0.47% Added +797 +797
55 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 8,5538.6k $1.4m $1.4m 0.01% Reduced -1.4k -1,395
56 PATTEN & PATTEN INC/TN 0.11% of their portfolio CHATTANOOGA, TN 8,4628.5k $1.3m $1.3m 0.11% Reduced -30 -30
57 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 8,3848.4k $1.3m $1.3m 0.01% Reduced -331 -331
58 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 7,7727.8k $1.2m $1.2m 0.06% Reduced -262 -262
59 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,7357.7k $1.2m $1.2m 0.00% Added +44 +44
60 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 7,7267.7k $1.2m $1.2m 0.02% Reduced -331 -331
61 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 7,4397.4k $1.2m $1.2m 0.13% Added +1.5k +1,481
62 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 6,3536.4k $1.0m $1.0m 0.03% Reduced -450 -450
63 Focus Financial Network, Inc. 0.06% of their portfolio MINNEAPOLIS, MN 6,3356.3k $1.0m $1.0m 0.06% Added +36 +36
64 COTTONWOOD CAPITAL ADVISORS, LLC 0.92% of their portfolio SALT LAKE CITY, UT 6,3316.3k $1.0m $1.0m 0.92% Reduced -324 -324
65 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.07% of their portfolio ROCHESTER, NY 6,2206.2k $982.7k $982.7k 0.07% Unchanged
66 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 5,1655.2k $815.3k $815.3k 0.00% Reduced -78 -78
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,0155.0k $792.0k $792.0k 0.00% Unchanged
68 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,9885.0k $783.0k $783.0k 0.00% Added +931 +931
69 Vestmark Advisory Solutions, Inc. 0.03% of their portfolio Wakefield, MA 4,8684.9k $769.1k $769.1k 0.03% Added +278 +278
70 Litman Gregory Wealth Management LLC 0.09% of their portfolio LARKSPUR, CA 4,7954.8k $757.6k $757.6k 0.09% New
71 GARRISON POINT ADVISORS, LLC 0.54% of their portfolio Walnut Creek, CA 4,7504.8k $750.5k $750.5k 0.54% Unchanged
72 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,5964.6k $726.1k $726.1k 0.00% Reduced -831 -831
73 BANK HAPOALIM BM 0.10% of their portfolio TEL AVIV, L3 4,5914.6k $725.0k $725.0k 0.10% Reduced -454 -454
74 Summit Financial Group, Inc. 0.27% of their portfolio MOOREFIELD, WV 4,4454.4k $702.3k $702.3k 0.27% Unchanged
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,3244.3k $683.0k $683.0k 0.00% Added +1.1k +1,107
76 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 4,2984.3k $679.0k $679.0k 0.02% Added +144 +144
77 Mine & Arao Wealth Creation & Management, LLC. 0.40% of their portfolio CAMPBELL, CA 4,2864.3k $677.1k $677.1k 0.40% Added +14 +14
78 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 4,1744.2k $659.4k $659.4k 0.00% Added +525 +525
79 FMR LLC 0.00% of their portfolio BOSTON, MA 4,1174.1k $650.4k $650.4k 0.00% Reduced -4.3k -4,303
80 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 4,1134.1k $649.9k $649.9k 0.01% Reduced -2.1k -2,132
81 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,9493.9k $624.0k $624.0k 0.00% Reduced -150 -150
82 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 3,8503.9k $608.2k $608.2k 0.09% Reduced -372 -372
83 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 3,8213.8k $603.7k $603.7k 0.02% Reduced -26.7k -26,670
84 Castle Rock Wealth Management, LLC 0.19% of their portfolio WALNUT CREEK, CA 3,5953.6k $570.4k $570.4k 0.19% Added +2 +2
85 Quadrant Private Wealth Management, LLC 0.16% of their portfolio Center Valley, PA 3,3893.4k $535.4k $535.4k 0.16% Reduced -372 -372
86 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 3,1623.2k $499.6k $499.6k 0.02% Added +1 +1
87 QUATTRO FINANCIAL ADVISORS LLC 0.20% of their portfolio The Woodlands, TX 3,1193.1k $492.8k $492.8k 0.20% Reduced -14.5k -14,536
88 CONSOLIDATED CAPITAL MANAGEMENT, LLC 0.24% of their portfolio BURBANK, CA 3,0943.1k $488.8k $488.8k 0.24% Added +32 +32
89 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 3,0833.1k $487.1k $487.1k 0.01% Added +386 +386
90 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 2,9432.9k $465.0k $465.0k 0.02% Added +1.2k +1,205
91 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 2,9402.9k $464.4k $464.4k 0.01% Added +86 +86
92 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,8322.8k $447.4k $447.4k 0.00% Reduced -82 -82
93 Financial Partners Group, Inc 0.10% of their portfolio Overland Park, KS 2,8312.8k $470.6k $470.6k 0.10% Reduced -92 -92
94 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,8292.8k $447.0k $447.0k 0.00% Added +63 +63
95 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 2,8222.8k $445.8k $445.8k 0.02% Unchanged
96 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 2,7852.8k $439.9k $439.9k 0.00% Reduced -85 -85
97 Apexium Financial, LP 0.04% of their portfolio Dallas, TX 2,7772.8k $438.7k $438.7k 0.04% Unchanged
98 Cordatus Wealth Management LLC 0.16% of their portfolio NEWTOWN, PA 2,7522.8k $435.0k $435.0k 0.16% New
99 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 2,6672.7k $421.4k $421.4k 0.00% Reduced -6 -6
100 Marcum Wealth, LLC 0.05% of their portfolio CLEVELAND, OH 2,6342.6k $416.1k $416.1k 0.05% Added +298 +298