Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

417 institutional holders +2 vs Q1 2023
185,422,007185.4m shares reported held*
$4.7bnreported value*
39 new 191 added 137 reduced 40 sold out net bought ≈ $340.4m (+13.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.38. Options: 1 managers hold calls ($200.4k notional), 1 hold puts ($12.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422Q1 23: 415Q2 23: 417417Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022391
Q4 2022422
Q1 2023415
Q2 2023417

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 221 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 192 cut or sold outQ1 23Q2 23: 230 bought or addedQ2 23: 177 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022221177
Q1 2023225192
Q2 2023230177

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $4.4mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $505.2kQ4 22 puts: $2.5kQ4 22P/C 0.00Q1 23 calls: $2.6kQ1 23 puts: $11.0mQ1 23P/C 4260.45Q2 23 calls: $200.4kQ2 23 puts: $12.4mQ2 23P/C 62.05
Numbers
QuarterCallsPutsP/C
Q3 2022$4.4m$00.00
Q4 2022$505.2k$2.5k0.00
Q1 2023$2.6k$11.0m4260.45
Q2 2023$200.4k$12.4m62.05

Biggest buyers

Cerity Partners LLC Added +6,991,377+7.0m
LPL Financial LLC Added +3,296,501+3.3m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +2,500,735+2.5m
CWM, LLC Added +2,151,342+2.2m
Jefferies Financial Group Inc. New +1,482,135+1.5m
KWB Wealth Added +1,411,296+1.4m
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +1,297,445+1.3m
UBS Group AG Added +856,439+856.4k
Gerber Kawasaki Wealth & Investment Management Added +615,816+615.8k
Good Life Advisors, LLC Added +572,339+572.3k

Biggest sellers

STATE STREET CORP Reduced -10,094,183-10.1m
ASSETMARK, INC Reduced -842,823-842.8k
Rooted Wealth Advisors, Inc. Reduced -516,652-516.7k
Gradient Investments LLC Reduced -314,548-314.5k
RAYMOND JAMES & ASSOCIATES Reduced -177,767-177.8k
JANE STREET GROUP, LLC Reduced -177,237-177.2k
MORGAN STANLEY Reduced -174,168-174.2k
Willow Creek Wealth Management Inc. Reduced -171,305-171.3k
HRT FINANCIAL LP Sold out -166,079-166.1k
GYL Financial Synergies, LLC Sold out -158,940-158.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $200.4k7.9k shares

Biggest puts

Bull Oak Capital, LLC Added $12.4m490.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.37% of their portfolio FORT MILL, SC 20,185,28520.2m $512.1m $512.1m 0.37% Added +3.3m +3,296,501
2 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 8,123,8948.1m $206.1m $206.1m 0.09% Reduced -52.5k -52,458
3 RiverFront Investment Group, LLC 6.21% of their portfolio RICHMOND, VA 7,507,6217.5m $190.5m $190.5m 6.21% Added +24.7k +24,662
4 CWM, LLC 1.16% of their portfolio OMAHA, NE 7,387,7497.4m $187.4m $187.4m 1.16% Added +2.2m +2,151,342
5 Cerity Partners LLC 0.69% of their portfolio NEW YORK, NY 7,001,4157.0m $177.6m $177.6m 0.69% Added +7.0m +6,991,377
6 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 4.50% of their portfolio MINNEAPOLIS, MN 6,324,1976.3m $160.4m $160.4m 4.50% Added +2.5m +2,500,735
7 Private Advisor Group, LLC 1.14% of their portfolio MORRISTOWN, NJ 5,166,7905.2m $131.1m $131.1m 1.14% Reduced -80.6k -80,578
8 Gradient Investments LLC 3.30% of their portfolio ARDEN HILLS, MN 5,055,4625.1m $128.3m $128.3m 3.30% Reduced -314.5k -314,548
9 WEALTHSOURCE PARTNERS, LLC 7.54% of their portfolio SAN LUIS OBISPO, CA 4,509,3074.5m $114.4m $114.4m 7.54% Reduced -126.0k -126,018
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,590,4123.6m $91.1m $91.1m 0.00% Reduced -10.1m -10,094,183
11 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 3,300,5483.3m $83.7m $83.7m 0.02% Added +3.8k +3,840
12 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 3,247,3773.2m $82.4m $82.4m 0.15% Added +353.9k +353,852
13 Stadion Money Management, LLC 5.34% of their portfolio WATKINSVILLE, GA 3,243,5933.2m $82.3m $82.3m 5.34% Added +56.5k +56,506
14 Willow Creek Wealth Management Inc. 11.60% of their portfolio Sebastopol, CA 3,229,0163.2m $81.9m $81.9m 11.60% Reduced -171.3k -171,305
15 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,887,7852.9m $73.3m $73.3m 0.01% Reduced -174.2k -174,168
16 KWB Wealth 11.18% of their portfolio REDLANDS, CA 2,787,1652.8m $70.7m $70.7m 11.18% Added +1.4m +1,411,296
17 GM Advisory Group, LLC 5.16% of their portfolio MELVILLE, NY 2,456,5632.5m $62.3m $62.3m 5.16% Added +271.1k +271,108
18 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.66% of their portfolio PLYMOUTH, MN 2,395,1782.4m $60.8m $60.8m 0.66% Added +218.6k +218,628
19 Good Life Advisors, LLC 6.72% of their portfolio READING, PA 2,354,8572.4m $59.7m $59.7m 6.72% Added +572.3k +572,339
20 N.E.W. Advisory Services LLC 7.96% of their portfolio DE PERE, WI 2,251,4422.3m $57.1m $57.1m 7.96% Added +1.8k +1,761
21 McNamara Financial Services, Inc. 12.45% of their portfolio MARSHFIELD, MA 2,065,5272.1m $51.9m $51.9m 12.45% Added +61.0k +60,977
22 Great Lakes Retirement, Inc. 8.83% of their portfolio SANDUSKY, OH 1,968,0102.0m $49.9m $49.9m 8.83% Reduced -21.5k -21,491
23 Trilogy Capital Inc. 3.01% of their portfolio IRVINE, CA 1,865,2731.9m $47.3m $47.3m 3.01% Added +39.6k +39,578
24 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,832,8171.8m $46.5m $46.5m 0.04% Reduced -177.8k -177,767
25 Gerber Kawasaki Wealth & Investment Management 2.86% of their portfolio SANTA MONICA, CA 1,679,2621.7m $42.6m $42.6m 2.86% Added +615.8k +615,816
26 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 1,598,0811.6m $40.5m $40.5m 0.07% Added +53.3k +53,289
27 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,536,1201.5m $39.0m $39.0m 0.01% Added +30.7k +30,674
28 GREAT VALLEY ADVISOR GROUP, INC. 1.62% of their portfolio WILMINGTON, DE 1,528,2511.5m $38.8m $38.8m 1.62% Added +222.7k +222,698
29 Jefferies Financial Group Inc. 0.80% of their portfolio NEW YORK, NY 1,482,1351.5m $37.6m $37.6m 0.80% New
30 Wealthcare Advisory Partners LLC 1.67% of their portfolio WEST CHESTER, PA 1,473,3441.5m $37.4m $37.4m 1.67% Added +546.0k +546,027
31 GIRARD ADVISORY SERVICES, LLC 3.92% of their portfolio KING OF PRUSSIA, PA 1,461,0151.5m $37.1m $37.1m 3.92% Added +41.6k +41,637
32 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,304,2041.3m $33.1m $33.1m 0.01% Reduced -136.3k -136,290
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.05% of their portfolio BALA CYNWYD, PA 1,297,4451.3m $32.9m $32.9m 0.05% New
34 SigFig Wealth Management, LLC 1.34% of their portfolio SAN FRANCISCO, CA 1,288,9511.3m $34.5m $34.5m 1.34% Reduced -119.7k -119,712
35 Money Design Co.,Ltd. 1.80% of their portfolio TOKYO, M0 1,201,4731.2m $30.5m $30.5m 1.80% Reduced -151.7k -151,679
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,200,9881.2m $30.5m $30.5m 0.00% Added +246.9k +246,893
37 ASSETMARK, INC 0.12% of their portfolio CONCORD, CA 1,196,5251.2m $30.4m $30.4m 0.12% Reduced -842.8k -842,823
38 Equitable Holdings, Inc. 0.40% of their portfolio NEW YORK, NY 1,084,6201.1m $27.5m $27.5m 0.40% Added +27.0k +27,030
39 Bristlecone Advisors, LLC 2.66% of their portfolio BELLEVUE, WA 1,043,6411.0m $26.5m $26.5m 2.66% Added +322.8k +322,771
40 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,035,0741.0m $26.3m $26.3m 0.01% Reduced -31.7k -31,702
41 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,015,3621.0m $25.8m $25.8m 0.01% Added +856.4k +856,439
42 RESTON WEALTH MANAGEMENT LLC 11.81% of their portfolio Reston, VA 978,433978.4k $24.8m $24.8m 11.81% Added +12.9k +12,878
43 Waverly Advisors, LLC 1.07% of their portfolio BIRMINGHAM, AL 960,545960.5k $24.4m $24.4m 1.07% Added +4.1k +4,116
44 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 931,433931.4k $23.6m $23.6m 0.14% Added +155.0k +155,036
45 WALLER FINANCIAL PLANNING GROUP, INC 6.49% of their portfolio COLUMBUS, OH 927,159927.2k $23.5m $23.5m 6.49% Reduced -3.6k -3,581
46 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 892,740892.7k $22.6m $22.6m 0.08% Reduced -17.6k -17,557
47 LODESTAR PRIVATE ASSET MANAGEMENT LLC 3.50% of their portfolio ALAMO, CA 822,797822.8k $20.9m $20.9m 3.50% Added +125.9k +125,875
48 Heartwood Wealth Advisors LLC 2.93% of their portfolio RICHMOND, VA 813,956814.0k $20.7m $20.7m 2.93% Added +15.7k +15,681
49 ARRIEN INVESTMENTS, INC. 17.37% of their portfolio BOISE, ID 807,295807.3k $20.5m $20.5m 17.37% Added +80.6k +80,616
50 Gateway Wealth Partners, LLC 3.61% of their portfolio APPLETON, WI 796,524796.5k $20.2m $20.2m 3.61% Added +8.8k +8,800
51 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 786,598786.6k $20.0m $20.0m 0.03% Reduced -27.3k -27,273
52 PFS INVESTMENTS INC. 0.32% of their portfolio DULUTH, GA 778,200778.2k $19.7m $19.7m 0.32% Added +73.2k +73,179
53 Advisory Alpha, LLC 1.00% of their portfolio HOLLAND, MI 769,706769.7k $19.5m $19.5m 1.00% Added +271.8k +271,795
54 PARK AVENUE SECURITIES LLC 0.30% of their portfolio NEW YORK, NY 744,745744.7k $18.9m $18.9m 0.30% Added +35.7k +35,727
55 TRUEFG, LLC 8.01% of their portfolio CEDAR PARK, TX 734,673734.7k $18.6m $18.6m 8.01% Added +36.3k +36,309
56 WCG Wealth Advisors LLC 2.05% of their portfolio LAS VEGAS, NV 692,708692.7k $17.6m $17.6m 2.05% Added +40.5k +40,470
57 TOBIAS FINANCIAL ADVISORS, INC. 4.71% of their portfolio Plantation, FL 688,704688.7k $17.5m $17.5m 4.71% Added +1.2k +1,153
58 Garrett Wealth Advisory Group, LLC 7.73% of their portfolio WEATHERFORD, TX 686,491686.5k $17.4m $17.4m 7.73% Added +27.7k +27,690
59 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 667,203667.2k $16.9m $16.9m 0.09% Reduced -127.0k -126,972
60 MONETA GROUP INVESTMENT ADVISORS LLC 0.37% of their portfolio ST LOUIS, MO 649,815649.8k $16.5m $16.5m 0.37% Reduced -69.6k -69,589
61 IHT Wealth Management, LLC 0.84% of their portfolio Chicago, IL 632,482632.5k $16.0m $16.0m 0.84% Added +46.4k +46,433
62 Financial Strategies Group, Inc. 5.12% of their portfolio OKEMOS, MI 631,132631.1k $16.0m $16.0m 5.12% Added +95.4k +95,443
63 Larson Financial Group LLC 1.52% of their portfolio ST LOUIS, MO 600,923600.9k $15.2m $15.2m 1.52% Added +83.6k +83,556
64 OneDigital Investment Advisors LLC 0.33% of their portfolio OVERLAND PARK, KS 579,110579.1k $14.7m $14.7m 0.33% Added +79.7k +79,700
65 Mariner, LLC 0.04% of their portfolio Overland Park, KS 575,844575.8k $14.6m $14.6m 0.04% Added +44.9k +44,850
66 WealthPLAN Partners, LLC 2.03% of their portfolio OMAHA, NE 564,613564.6k $14.3m $14.3m 2.03% Added +25.3k +25,259
67 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 558,239558.2k $14.2m $14.2m 0.02% Added +109.0k +109,002
68 Trinity Wealth Management, LLC 8.64% of their portfolio BERWYN, PA 557,167557.2k $14.1m $14.1m 8.64% Added +31.2k +31,204
69 Algorithmic Investment Models, LLC 9.43% of their portfolio Boston, MA 535,287535.3k $13.6m $13.6m 9.43% Reduced -91.9k -91,938
70 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 531,072531.1k $13.5m $13.5m 0.06% Reduced -33.2k -33,238
71 OLD MISSION CAPITAL LLC 0.50% of their portfolio CHICAGO, IL 530,780530.8k $13.5m $13.5m 0.50% Added +504.1k +504,103
72 Rinkey Investments 6.10% of their portfolio San Diego, CA 526,154526.2k $13.3m $13.3m 6.10% Added +17.0k +17,019
73 Integrated Wealth Concepts LLC 0.23% of their portfolio WALTHAM, MA 525,825525.8k $13.3m $13.3m 0.23% Added +484.8k +484,771
74 Astoria Strategic Wealth, Inc. 4.85% of their portfolio NEW BRAUNFELS, TX 518,183518.2k $13.1m $13.1m 4.85% Reduced -5.5k -5,518
75 Leading Edge Financial Planning LLC 8.53% of their portfolio KNOXVILLE, TN 513,497513.5k $13.0m $13.0m 8.53% Added +71.4k +71,369
76 IFG Advisory, LLC 1.14% of their portfolio ATLANTA, GA 504,918504.9k $12.8m $12.8m 1.14% Reduced -17.6k -17,609
77 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 503,924503.9k $12.8m $12.8m 0.02% Added +134.6k +134,620
78 CHOREO, LLC 0.44% of their portfolio ROCKFORD, IL 502,867502.9k $12.8m $12.8m 0.44% Added +12.8k +12,773
79 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 500,740500.7k $12.7m $12.7m 0.09% Reduced -91.1k -91,095
80 Pinnacle Wealth Planning Services, Inc. 2.00% of their portfolio MANSFIELD, OH 488,601488.6k $12.4m $12.4m 2.00% Added +29.8k +29,845
81 Jacobi Capital Management LLC 1.38% of their portfolio PITTSTON, PA 485,918485.9k $12.3m $12.3m 1.38% Added +11.1k +11,120
82 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 481,410481.4k $12.2m $12.2m 0.07% Reduced -516 -516
83 Rockbridge Investment Management, LCC 2.15% of their portfolio Syracuse, NY 481,348481.3k $12.2m $12.2m 2.15% Added +1.4k +1,410
84 Destiny Capital Corp/CO 9.34% of their portfolio DENVER, CO 472,555472.6k $12.0m $12.0m 9.34% Reduced -4.4k -4,420
85 Clear Creek Financial Management, LLC 2.02% of their portfolio SILVERDALE, WA 458,604458.6k $11.6m $11.6m 2.02% Reduced -42.5k -42,524
86 Savant Capital, LLC 0.18% of their portfolio ROCKFORD, IL 443,974444.0k $11.3m $11.3m 0.18% Reduced -10.3k -10,262
87 PAX Financial Group, LLC 2.52% of their portfolio SAN ANTONIO, TX 439,549439.5k $11.2m $11.2m 2.52% Added +15.5k +15,477
88 Banco Santander, S.A. 0.14% of their portfolio Madrid, U3 424,956425.0k $10.8m $10.8m 0.14% Added +94.0k +94,000
89 Horizon Investments, LLC 0.30% of their portfolio Charlotte, NC 408,032408.0k $10.4m $10.4m 0.30% Added +68.1k +68,068
90 FOUNDERS FINANCIAL SECURITIES LLC 1.29% of their portfolio TOWSON, MD 386,037386.0k $9.8m $9.8m 1.29% Added +64.5k +64,512
91 AIFG Consultants Ltd. 7.61% of their portfolio HALFMOON, NY 373,874373.9k $9.5m $9.5m 7.61% Added +5.4k +5,406
92 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 365,078365.1k $9.3m $9.3m 0.02% Reduced -37.3k -37,297
93 Melone Private Wealth, LLC 6.42% of their portfolio AUBURN HILLS, MI 358,470358.5k $9.1m $9.1m 6.42% Added +17.9k +17,878
94 Towercrest Capital Management 1.69% of their portfolio NEWTOWN, PA 357,790357.8k $9.1m $9.1m 1.69% Added +636 +636
95 TrueWealth Advisors, LLC 3.70% of their portfolio BIRMINGHAM, AL 355,069355.1k $9.0m $9.0m 3.70% Added +250.1k +250,086
96 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 3.77% of their portfolio BETHLEHEM, PA 344,226344.2k $8.7m $8.7m 3.77% Added +70.9k +70,949
97 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 335,213335.2k $8.5m $8.5m 0.10% Added +331.0k +330,971
98 RFG Advisory, LLC 0.38% of their portfolio BIRMINGHAM, AL 333,449333.4k $8.5m $8.5m 0.38% Added +9.3k +9,322
99 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 331,857331.9k $8.4m $8.4m 0.03% Reduced -75.5k -75,509
100 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 329,277329.3k $8.4m $8.4m 0.01% Reduced -177.2k -177,237