Vault-13

DBX ETF TR HDEF

XTRACK MSCI EAFE · ETP · CUSIP 233051630

68 institutional holders +2 vs Q1 2023
41,921,78241.9m shares reported held*
$965.5mreported value*
12 new 32 added 15 reduced 11 sold out net bought ≈ $20.2m (+876.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.03.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 57Q4 22: 65Q1 23: 66Q2 23: 6868Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202257
Q4 202265
Q1 202366
Q2 202368

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 44 bought or addedQ2 23: 26 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224024
Q1 20234418
Q2 20234426

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5k$5k$7.5k$10kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $9.3kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$9.3k$00.00
Q2 2023$0$0—

Biggest buyers

Orion Portfolio Solutions, LLC Added +357,735+357.7k
Orion Porfolio Solutions, LLC Added +357,735+357.7k
Beta Wealth Group, Inc. New +254,214+254.2k
Allworth Financial LP Added +253,374+253.4k
Charles Schwab Investment Advisory, Inc. Added +230,639+230.6k
BANK OF AMERICA CORP /DE/ Added +132,472+132.5k
OSAIC HOLDINGS, INC. Added +84,824+84.8k
CAPTRUST FINANCIAL ADVISORS New +64,850+64.8k
Kingsview Wealth Management, LLC New +61,840+61.8k
Valmark Advisers, Inc. Added +45,623+45.6k

Biggest sellers

FLOW TRADERS U.S. LLC Sold out -416,522-416.5k
CITADEL ADVISORS LLC Sold out -308,707-308.7k
COLDSTREAM CAPITAL MANAGEMENT INC Reduced -249,129-249.1k
OLD MISSION CAPITAL LLC Reduced -203,452-203.5k
JANE STREET GROUP, LLC Reduced -82,870-82.9k
MORGAN STANLEY Reduced -39,157-39.2k
Columbus Macro, LLC Reduced -30,385-30.4k
Cerity Partners LLC Sold out -9,456-9.5k
Corient Private Wealth LP Reduced -8,847-8.8k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Sold out -8,652-8.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.03% of their portfolio SAN FRANCISCO, CA 28,971,87429.0m $667.2m $667.2m 1.03% Added +230.6k +230,639
2 Allworth Financial LP 0.32% of their portfolio FOLSOM, CA 1,651,5921.7m $38.0m $38.0m 0.32% Added +253.4k +253,374
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,000,5581.0m $23.0m $23.0m 0.01% Added +43.5k +43,517
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 862,085862.1k $19.9m $19.9m 0.00% Added +132.5k +132,472
5 Orion Porfolio Solutions, LLC 0.19% of their portfolio OMAHA, NE 785,483785.5k $18.1m $18.1m 0.19% Added +357.7k +357,735
6 Orion Portfolio Solutions, LLC 0.19% of their portfolio Omaha, NE 785,483785.5k $18.1m $18.1m 0.19% Added +357.7k +357,735
7 WCG Wealth Advisors LLC 1.88% of their portfolio LAS VEGAS, NV 700,189700.2k $16.1m $16.1m 1.88% Added +13.0k +12,981
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.14% of their portfolio PLYMOUTH, MN 578,470578.5k $13.3m $13.3m 0.14% Added +38.4k +38,389
9 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 557,137557.1k $12.8m $12.8m 0.03% Reduced -8.8k -8,847
10 COLDSTREAM CAPITAL MANAGEMENT INC 0.41% of their portfolio BELLEVUE, WA 557,016557.0k $12.8m $12.8m 0.41% Reduced -249.1k -249,129
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 528,928528.9k $12.2m $12.2m 0.00% Reduced -39.2k -39,157
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 503,768503.8k $11.6m $11.6m 0.00% Added +19.3k +19,337
13 White Pine Investment CO 3.78% of their portfolio LIVONIA, MI 475,592475.6k $11.0m $11.0m 3.78% Added +14.3k +14,335
14 Geneos Wealth Management Inc. 0.36% of their portfolio ENGLEWOOD, CO 300,043300.0k $6.9m $6.9m 0.36% Added +15.8k +15,776
15 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 280,915280.9k $6.5m $6.5m 0.05% Reduced -4.9k -4,879
16 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 280,876280.9k $6.5m $6.5m 0.03% First filing
17 Tradition Wealth Management, LLC 0.73% of their portfolio EDINA, MN 273,002273.0k $6.3m $6.3m 0.73% Reduced -4.9k -4,859
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 264,636264.6k $6.1m $6.1m 0.01% Added +84.8k +84,824
19 Valmark Advisers, Inc. 0.12% of their portfolio AKRON, OH 258,295258.3k $5.9m $5.9m 0.12% Added +45.6k +45,623
20 Columbus Macro, LLC 2.37% of their portfolio NEW CASTLE, PA 258,036258.0k $6.0m $6.0m 2.37% Reduced -30.4k -30,385
21 Beta Wealth Group, Inc. 3.38% of their portfolio SAN DIEGO, CA 254,214254.2k $5.9m $5.9m 3.38% New
22 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 242,800242.8k $5.6m $5.6m 0.01% Reduced -82.9k -82,870
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 177,562177.6k $4.1m $4.1m 0.00% Added +16.6k +16,588
24 SHEPHERD KAPLAN KROCHUK, LLC 2.89% of their portfolio Boston, MA 158,753158.8k $3.7m $3.7m 2.89% Reduced -2.2k -2,171
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 103,429103.4k $2.4m $2.4m 0.00% Added +10.0k +10,034
26 SWS Partners 0.84% of their portfolio COLUMBUS, OH 100,684100.7k $2.3m $2.3m 0.84% Reduced -844 -844
27 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 97,09797.1k $2.2m $2.2m 0.08% Reduced -203.5k -203,452
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 95,90095.9k $2.2m $2.2m 0.00% Added +43.9k +43,910
29 CSM Advisors, LLC 0.16% of their portfolio WARRENDALE, PA 93,64093.6k $2.2m $2.2m 0.16% Added +938 +938
30 RiverFront Investment Group, LLC 0.07% of their portfolio RICHMOND, VA 93,24893.2k $2.1m $2.1m 0.07% Added +15.5k +15,527
31 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 64,85064.8k $1.5m $1.5m 0.01% New
32 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 61,84061.8k $1.4m $1.4m 0.06% New
33 Jackson Wealth Management, LLC 0.20% of their portfolio LAKE MARY, FL 58,99359.0k $1.4m $1.4m 0.20% Reduced -2.6k -2,639
34 Aprio Wealth Management, LLC 0.37% of their portfolio ATLANTA, GA 57,95258.0k $1.3m $1.3m 0.37% Added +43.4k +43,421
35 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 41,90041.9k $975.9k $975.9k 0.01% Unchanged
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,43631.4k $724.0k $724.0k 0.00% Added +11.4k +11,425
37 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 30,55630.6k $718.2k $718.2k 0.02% Added +15.0k +15,037
38 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 29,82929.8k $687.0k $687.0k 0.04% Added +3.4k +3,431
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 26,96727.0k $621.0k $621.0k 0.01% Added +21 +21
40 Crescent Grove Advisors, LLC 0.05% of their portfolio LAKE FOREST, IL 21,88721.9k $504.1k $504.1k 0.05% Unchanged
41 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 20,31520.3k $467.9k $467.9k 0.01% New
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,22816.2k $373.7k $373.7k 0.00% New
43 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,00715.0k $346.0k $346.0k 0.00% Added +2.4k +2,382
44 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 14,36814.4k $330.9k $330.9k 0.00% New
45 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 13,59713.6k $313.1k $313.1k 0.00% New
46 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 13,16813.2k $303.3k $303.3k 0.04% Reduced -58 -58
47 FDx Advisors, Inc. 0.02% of their portfolio BERWYN, PA 12,26512.3k $282.0k $282.0k 0.02% Reduced -1.8k -1,799
48 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,21212.2k $281.2k $281.2k 0.00% Added +732 +732
49 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 12,19612.2k $280.9k $280.9k 0.01% Added +42 +42
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,70111.7k $269.5k $269.5k 0.00% Added +1.6k +1,609
51 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 11,34511.3k $261.3k $261.3k 0.00% Unchanged
52 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 10,13510.1k $233.4k $233.4k 0.00% New
53 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 9,0729.1k $208.9k $208.9k 0.01% New
54 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,9346.9k $160.0k $160.0k 0.00% Added +6.9k +6,933
55 Northwest Capital Management Inc 0.07% of their portfolio Lake Oswego, OR 6,9346.9k $159.7k $159.7k 0.07% New
56 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 5,2525.3k $121.0k $121.0k 0.02% Added +4.3k +4,306
57 FMR LLC 0.00% of their portfolio BOSTON, MA 4,1994.2k $96.7k $96.7k 0.00% Added +3.9k +3,937
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,2943.3k $79.4k $79.4k 0.00% Unchanged
59 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,8901.9k $43.5k $43.5k 0.00% Added +1 +1
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,2891.3k $29.7k $29.7k 0.00% Added +1.3k +1,289
61 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 858858 $19.8k $19.8k 0.00% Unchanged
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 812812 $18.7k $18.7k 0.00% Reduced -406 -406
63 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 515515 $11.9k $11.9k 0.00% New
64 Fairfield Financial Advisors, LTD 0.00% of their portfolio WELLESLEY, MA 444444 $10.2k $10.2k 0.00% Unchanged
65 Nemes Rush Group LLC 0.00% of their portfolio NOVI, MI 8888 $2.0k $2.0k 0.00% First filing
66 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 8686 $2.0k $2.0k 0.00% Unchanged
67 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 5050 $1.2k $1.2k 0.00% Reduced -2.5k -2,450
68 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 1313 $293 $293 0.00% New