Vault-13

SSGA ACTIVE ETF TR SRLN

BLACKSTONE SENR · ETP · CUSIP 78467V608

461 institutional holders -23 vs Q1 2023
77,632,29777.6m shares reported held*
$3.3bnreported value*
37 new 152 added 221 reduced 60 sold out net sold ≈ $222.9m (-5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.93. Options: 3 managers hold calls ($375.8k notional), 2 hold puts ($21.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 524Q4 22: 516Q1 23: 484Q2 23: 461461Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022524
Q4 2022516
Q1 2023484
Q2 2023461

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 194 bought or addedQ4 22: 339 cut or sold outQ4 22Q1 23: 184 bought or addedQ1 23: 309 cut or sold outQ1 23Q2 23: 189 bought or addedQ2 23: 281 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022194339
Q1 2023184309
Q2 2023189281

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $5.5mQ3 22 puts: $20.2mQ3 22P/C 3.67Q4 22 calls: $7.2mQ4 22 puts: $14.1mQ4 22P/C 1.97Q1 23 calls: $2.9mQ1 23 puts: $25.2mQ1 23P/C 8.59Q2 23 calls: $375.8kQ2 23 puts: $21.4mQ2 23P/C 56.91
Numbers
QuarterCallsPutsP/C
Q3 2022$5.5m$20.2m3.67
Q4 2022$7.2m$14.1m1.97
Q1 2023$2.9m$25.2m8.59
Q2 2023$375.8k$21.4m56.91

Biggest buyers

PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +1,942,999+1.9m
New York Life Investment Management LLC Added +1,548,116+1.5m
Ocean Park Asset Management, LLC New +1,462,306+1.5m
STATE STREET CORP Added +1,378,870+1.4m
Ensign Peak Advisors, Inc Added +1,100,000+1.1m
GOLDMAN SACHS GROUP INC Added +849,214+849.2k
Kensington Asset Management, LLC New +670,000+670.0k
RENAISSANCE TECHNOLOGIES LLC Added +669,900+669.9k
Donoghue Forlines LLC New +526,738+526.7k
Hilton Capital Management, LLC New +504,687+504.7k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -3,172,387-3.2m
RiverFront Investment Group, LLC Reduced -2,343,515-2.3m
ENVESTNET ASSET MANAGEMENT INC Reduced -2,080,042-2.1m
JANE STREET GROUP, LLC Reduced -1,642,444-1.6m
State of Tennessee, Department of Treasury Reduced -1,155,164-1.2m
III Capital Management Sold out -789,000-789.0k
ROYAL BANK OF CANADA Reduced -645,385-645.4k
BANK OF AMERICA CORP /DE/ Reduced -631,150-631.1k
RAYMOND JAMES & ASSOCIATES Reduced -593,965-594.0k
Ameritas Advisory Services, LLC Reduced -499,018-499.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $309.8k7.4k shares
SIMPLEX TRADING, LLC Reduced $66.0k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $21.0m501.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $376.8k9.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,603,7325.6m $234.6m $234.6m 0.02% Reduced -71.7k -71,675
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,764,1294.8m $199.5m $199.5m 0.02% Reduced -631.1k -631,150
3 PARTNERS CAPITAL INVESTMENT GROUP, LLP 3.40% of their portfolio BOSTON, MA 3,795,6703.8m $158.9m $158.9m 3.40% Added +1.9m +1,942,999
4 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,710,8993.7m $155.4m $155.4m 0.04% Reduced -645.4k -645,385
5 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 3,383,1593.4m $141.7m $141.7m 0.04% Added +849.2k +849,214
6 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 3,165,6233.2m $132.5m $132.5m 0.01% Added +1.4m +1,378,870
7 New York Life Investment Management LLC 1.27% of their portfolio New York, NY 2,922,5212.9m $122.4m $122.4m 1.27% Added +1.5m +1,548,116
8 Ensign Peak Advisors, Inc 0.25% of their portfolio SALT LAKE CITY, UT 2,920,0002.9m $122.3m $122.3m 0.25% Added +1.1m +1,100,000
9 State of Tennessee, Department of Treasury 0.48% of their portfolio NASHVILLE, TN 2,724,5862.7m $114.1m $114.1m 0.48% Reduced -1.2m -1,155,164
10 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,958,8932.0m $82.0m $82.0m 0.06% Reduced -376.1k -376,136
11 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,804,4101.8m $75.6m $75.6m 0.01% Reduced -98.4k -98,400
12 Ocean Park Asset Management, LLC 2.09% of their portfolio SANTA MONICA, CA 1,462,3061.5m $61.2m $61.2m 2.09% New
13 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,396,7231.4m $58.5m $58.5m 0.02% Reduced -79.1k -79,106
14 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,208,6411.2m $50.6m $50.6m 0.02% Reduced -287.0k -287,020
15 LORD, ABBETT & CO. LLC 0.08% of their portfolio JERSEY CITY, NJ 1,124,8521.1m $47.1m $47.1m 0.08% Reduced -111.3k -111,262
16 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,049,9851.0m $44.0m $44.0m 0.06% Reduced -1.6m -1,642,444
17 GUGGENHEIM CAPITAL LLC 0.33% of their portfolio CHICAGO, IL 998,417998.4k $41.8m $41.8m 0.33% Added +143.7k +143,671
18 Money Design Co.,Ltd. 2.31% of their portfolio TOKYO, M0 930,363930.4k $39.0m $39.0m 2.31% Added +65.5k +65,545
19 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 892,036892.0k $37.3m $37.3m 0.02% Reduced -2.1m -2,080,042
20 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 855,511855.5k $35.8m $35.8m 0.02% Reduced -27.1k -27,105
21 Destiny Wealth Partners, LLC 6.49% of their portfolio TAVARES, FL 811,119811.1k $33.9m $33.9m 6.49% Reduced -42.9k -42,899
22 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 771,000771.0k $32.3m $32.3m 0.05% Added +669.9k +669,900
23 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 718,058718.1k $30.1m $30.1m 0.05% Reduced -3.2m -3,172,387
24 COUNTRY TRUST BANK 0.80% of their portfolio Bloomington, IL 706,772706.8k $29.6m $29.6m 0.80% Reduced -7.5k -7,453
25 Kensington Asset Management, LLC 1.85% of their portfolio AUSTIN, TX 670,000670.0k $28.1m $28.1m 1.85% New
26 CONNING INC. 0.90% of their portfolio HARTFORD, CT 641,274641.3k $26.9m $26.9m 0.90% Unchanged
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 533,925533.9k $22.4m $22.4m 0.00% Reduced -340.2k -340,245
28 Donoghue Forlines LLC 6.90% of their portfolio Boston, MA 526,738526.7k $22.1m $22.1m 6.90% New
29 Hilton Capital Management, LLC 2.54% of their portfolio Garden City, NY 504,687504.7k $21.1m $21.1m 2.54% New
30 Concord Wealth Partners 4.44% of their portfolio ABINGDON, VA 492,717492.7k $20.6m $20.6m 4.44% Added +88.5k +88,513
31 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.44% of their portfolio SAN FRANCISCO, CA 478,283478.3k $20.0m $20.0m 1.44% Added +11.7k +11,736
32 Matthew Goff Investment Advisor, LLC 4.62% of their portfolio HOUSTON, TX 469,722469.7k $19.7m $19.7m 4.62% Reduced -5.7k -5,704
33 Bain Capital Credit, LP 3.35% of their portfolio Boston, MA 457,831457.8k $19.2m $19.2m 3.35% New
34 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 429,824429.8k $18.0m $18.0m 0.02% Reduced -71.0k -70,991
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 402,709402.7k $16.9m $16.9m 0.00% Added +14.6k +14,604
36 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 385,412385.4k $16.1m $16.1m 0.03% Reduced -11.2k -11,177
37 Merit Financial Group, LLC 0.51% of their portfolio ALPHARETTA, GA 376,111376.1k $15.7m $15.7m 0.51% Added +11.4k +11,390
38 Asset Allocation & Management Company, LLC 6.15% of their portfolio CHICAGO, IL 369,726369.7k $15.5m $15.5m 6.15% Added +197.2k +197,200
39 Concord Asset Management, LLC/VA 5.42% of their portfolio ABINGDON, VA 367,308367.3k $15.4m $15.4m 5.42% Added +27.8k +27,767
40 ACT Advisors, LLC. 10.11% of their portfolio ASHEVILLE, NC 365,567365.6k $15.3m $15.3m 10.11% New
41 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 353,848353.8k $14.8m $14.8m 0.02% Added +81.4k +81,424
42 Cercano Management LLC 0.51% of their portfolio BELLEVUE, WA 352,776352.8k $14.8m $14.8m 0.51% Unchanged
43 CW Advisors, LLC 0.32% of their portfolio BOSTON, MA 332,033332.0k $13.9m $13.9m 0.32% Added +4.7k +4,664
44 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 311,060311.1k $13.0m $13.0m 0.03% Added +47.3k +47,275
45 Drake & Associates, LLC 5.22% of their portfolio WAUKESHA, WI 279,122279.1k $11.7m $11.7m 5.22% Added +9.2k +9,217
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 275,907275.9k $11.6m $11.6m 0.01% Reduced -29.6k -29,604
47 OLD MISSION CAPITAL LLC 0.42% of their portfolio CHICAGO, IL 272,057272.1k $11.4m $11.4m 0.42% Added +193.7k +193,702
48 Darwin Wealth Management, LLC 2.81% of their portfolio TAMPA, FL 262,419262.4k $10.9m $10.9m 2.81% Added +4.4k +4,397
49 OPPENHEIMER ASSET MANAGEMENT INC. 0.16% of their portfolio NEW YORK, NY 261,616261.6k $11.0m $11.0m 0.16% Reduced -3.4k -3,369
50 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 257,739257.7k $10.8m $10.8m 0.01% Reduced -594.0k -593,965
51 Regal Investment Advisors LLC 0.90% of their portfolio KENTWOOD, MI 257,569257.6k $10.8m $10.8m 0.90% Added +60.5k +60,482
52 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 253,297253.3k $10.6m $10.6m 0.02% Reduced -10.1k -10,097
53 ADELL HARRIMAN & CARPENTER INC 1.04% of their portfolio HOUSTON, TX 246,800246.8k $10.3m $10.3m 1.04% Reduced -32.0k -32,020
54 HARBOR ADVISORY CORP /MA/ 3.40% of their portfolio PORTSMOUTH, NH 229,997230.0k $9.6m $9.6m 3.40% Added +11.2k +11,168
55 Secure Asset Management, LLC 2.90% of their portfolio Troy, MI 227,733227.7k $9.5m $9.5m 2.90% Added +183.0k +182,986
56 MISSION WEALTH MANAGEMENT, LP 0.36% of their portfolio Santa Barbara, CA 224,016224.0k $9.4m $9.4m 0.36% Reduced -3.9k -3,921
57 Dakota Wealth Management 0.42% of their portfolio PALM BEACH GARDENS, FL 214,538214.5k $9.0m $9.0m 0.42% Added +9.2k +9,200
58 SCOTIA CAPITAL INC. 0.06% of their portfolio TORONTO, A6 209,212209.2k $8.8m $8.8m 0.06% Reduced -4.2k -4,172
59 Refined Wealth Management 7.17% of their portfolio SALT LAKE CITY, UT 207,665207.7k $8.7m $8.7m 7.17% Added +6.9k +6,887
60 Greystone Financial Group, LLC 2.01% of their portfolio BLOOMFIELD HILLS, MI 207,166207.2k $8.7m $8.7m 2.01% Reduced -236.6k -236,576
61 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 197,140197.1k $8.3m $8.3m 0.01% Added +23.1k +23,140
62 Hennion & Walsh Asset Management, Inc. 0.48% of their portfolio Parsippany, NJ 195,038195.0k $8.2m $8.2m 0.48% Reduced -3.8k -3,767
63 Petix & Botte Co 2.47% of their portfolio LA MESA, CA 190,063190.1k $8.0m $8.0m 2.47% Added +99.7k +99,651
64 PFS INVESTMENTS INC. 0.13% of their portfolio DULUTH, GA 188,023188.0k $7.9m $7.9m 0.13% Reduced -96.6k -96,639
65 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 180,787180.8k $7.6m $7.6m 0.03% Added +1.6k +1,594
66 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 179,899179.9k $7.5m $7.5m 0.03% Reduced -296.3k -296,284
67 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 177,988178.0k $7.5m $7.5m 0.13% Added +95 +95
68 PALLADIEM, LLC 7.64% of their portfolio BRYN MAWR, PA 177,263177.3k $7.4m $7.4m 7.64% Reduced -46.2k -46,174
69 Fragasso Financial Advisors Inc 0.78% of their portfolio SEWICKLEY, PA 173,862173.9k $7.3m $7.3m 0.78% Added +4.8k +4,761
70 Goldstone Financial Group, LLC 2.05% of their portfolio OAKBROOK TERRACE, IL 166,712166.7k $7.0m $7.0m 2.05% Added +51.2k +51,225
71 Beacon Pointe Advisors, LLC 0.11% of their portfolio NEWPORT BEACH, CA 163,342163.3k $6.8m $6.8m 0.11% Reduced -15.2k -15,232
72 CreativeOne Wealth, LLC 0.17% of their portfolio OVERLAND PARK, KS 160,392160.4k $6.7m $6.7m 0.17% Added +59.5k +59,478
73 Prentice Wealth Management LLC 3.03% of their portfolio Rochester, NY 159,588159.6k $6.7m $6.7m 3.03% Reduced -14.2k -14,153
74 MBM WEALTH CONSULTANTS, LLC 2.80% of their portfolio CHESTERFIELD, MO 156,370156.4k $6.5m $6.5m 2.80% Added +18.3k +18,265
75 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 155,423155.4k $6.5m $6.5m 0.03% Added +17.5k +17,466
76 Little Harbor Advisors, LLC 5.03% of their portfolio MARBLEHEAD, MA 155,142155.1k $6.5m $6.5m 5.03% New
77 Dynamic Advisor Solutions LLC 0.32% of their portfolio PHOENIX, AZ 147,795147.8k $6.2m $6.2m 0.32% Added +40.1k +40,055
78 Shilanski & Associates, Inc. 2.45% of their portfolio ANCHORAGE, AK 144,601144.6k $6.1m $6.1m 2.45% Added +2.9k +2,876
79 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 141,627141.6k $5.9m $5.9m 0.01% Reduced -19.7k -19,682
80 Windsor Wealth Management, Inc. 1.05% of their portfolio INDIANAPOLIS, IN 139,876139.9k $5.9m $5.9m 1.05% Added +15.9k +15,939
81 Hilltop Partners LLC 2.41% of their portfolio MISHAWAKA, IN 138,717138.7k $5.8m $5.8m 2.41% Added +10.8k +10,777
82 FC Advisory LLC 2.36% of their portfolio WEST CHESTER, PA 137,700137.7k $5.8m $5.8m 2.36% Added +6.4k +6,351
83 Blackstone Inc. 0.02% of their portfolio NEW YORK, NY 135,790135.8k $5.7m $5.7m 0.02% Unchanged
84 ARS Wealth Advisors Group, LLC 0.89% of their portfolio St. Petersburg, FL 133,830133.8k $5.6m $5.6m 0.89% Reduced -280.2k -280,231
85 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 128,278128.3k $5.4m $5.4m 0.05% Added +7.9k +7,874
86 Amundi 0.00% of their portfolio Paris, I0 125,000125.0k $5.2m $5.2m 0.00% Added +50.0k +50,000
87 Schonfeld Strategic Advisors LLC 0.05% of their portfolio NEW YORK, NY 124,786124.8k $5.2m $5.2m 0.05% Added +73.4k +73,365
88 O'Connor Financial Group LLC 3.55% of their portfolio QUINCY, IL 123,009123.0k $5.2m $5.2m 3.55% Added +10.6k +10,621
89 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 123,000123.0k $5.2m $5.2m 0.01% New
90 STABLEFORD CAPITAL II LLC 2.26% of their portfolio SCOTTSDALE, AZ 122,609122.6k $5.1m $5.1m 2.26% New
91 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 120,808120.8k $5.1m $5.1m 0.03% Reduced -21.1k -21,084
92 CALTON & ASSOCIATES, INC. 2.32% of their portfolio Tampa, FL 118,785118.8k $5.0m $5.0m 2.32% Reduced -3.9k -3,943
93 Windsor Capital Management, LLC 1.64% of their portfolio Phoenix, AZ 118,199118.2k $4.9m $4.9m 1.64% Added +404 +404
94 RAINEY & RANDALL WEALTH ADVISORS INC. 1.46% of their portfolio Celebration, FL 117,379117.4k $4.9m $4.9m 1.46% Reduced -2.9k -2,944
95 Jefferies Financial Group Inc. 0.10% of their portfolio NEW YORK, NY 116,510116.5k $4.9m $4.9m 0.10% Reduced -5.7k -5,694
96 MRA Advisory Group 3.34% of their portfolio PARSIPPANY, NJ 115,825115.8k $4.8m $4.8m 3.34% Added +39.8k +39,809
97 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 115,639115.6k $4.8m $4.8m 0.00% Reduced -950 -950
98 Live Oak Investment Partners 4.00% of their portfolio AUSTIN, TX 114,482114.5k $4.8m $4.8m 4.00% Added +5.3k +5,305
99 Beta Wealth Group, Inc. 2.77% of their portfolio SAN DIEGO, CA 114,336114.3k $4.8m $4.8m 2.77% Reduced -10.4k -10,377
100 Canal Capital Management, LLC 0.96% of their portfolio Richmond, VA 113,027113.0k $4.7m $4.7m 0.96% Added +3.1k +3,062