Vault-13

ISHARES TR SHYG

0-5YR HI YL CP · ETP · CUSIP 46434V407

494 institutional holders -10 vs Q1 2023
97,340,72697.3m shares reported held*
$4.0bnreported value*
41 new 171 added 210 reduced 53 sold out net bought ≈ $228.4m (+5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.45. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 572Q1 23: 504Q2 23: 494494Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022448
Q4 2022572
Q1 2023504
Q2 2023494

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 338 bought or addedQ4 22: 187 cut or sold outQ4 22Q1 23: 219 bought or addedQ1 23: 355 cut or sold outQ1 23Q2 23: 212 bought or addedQ2 23: 263 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022338187
Q1 2023219355
Q2 2023212263

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $388.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $472.3kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$388.0k$00.00
Q4 2022$472.3k$00.00
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

Ocean Park Asset Management, LLC New +3,257,647+3.3m
State of New Jersey Common Pension Fund D Added +2,400,000+2.4m
ROYAL BANK OF CANADA Added +2,063,874+2.1m
Wealthfront Advisers LLC Added +1,410,031+1.4m
Kensington Asset Management, LLC New +1,360,000+1.4m
Japan Science & Technology Agency Added +1,344,146+1.3m
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC New +1,032,560+1.0m
TOEWS CORP /ADV Added +400,000+400.0k
RWA WEALTH PARTNERS, LLC New +364,880+364.9k
COURIER CAPITAL LLC New +345,310+345.3k

Biggest sellers

Liberty Mutual Group Asset Management Inc. Sold out -3,070,354-3.1m
JANE STREET GROUP, LLC Reduced -2,515,402-2.5m
ASSETMARK, INC Reduced -814,400-814.4k
BlackRock Inc. Reduced -714,328-714.3k
Allspring Global Investments Holdings, LLC Reduced -380,000-380.0k
FLOW TRADERS U.S. LLC Reduced -318,124-318.1k
Integrated Wealth Concepts LLC Reduced -310,978-311.0k
UBS Group AG Reduced -247,610-247.6k
Blue Trust, Inc. Reduced -242,169-242.2k
Concentric Capital Strategies, LP Sold out -208,437-208.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Empower Advisory Group, LLC 1.57% of their portfolio Greenwood Village, CO 8,808,7228.8m $365.1m $365.1m 1.57% Added +286.1k +286,073
2 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 7,264,4437.3m $301.1m $301.1m 0.08% Added +2.1m +2,063,874
3 Japan Science & Technology Agency 2.43% of their portfolio TOKYO, M0 5,070,4935.1m $210.2m $210.2m 2.43% Added +1.3m +1,344,146
4 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 4,118,2694.1m $170.7m $170.7m 0.08% Added +142.9k +142,906
5 BlackRock Inc. 0.00% of their portfolio New York, NY 3,912,9373.9m $162.2m $162.2m 0.00% Reduced -714.3k -714,328
6 Ocean Park Asset Management, LLC 4.61% of their portfolio SANTA MONICA, CA 3,257,6473.3m $135.0m $135.0m 4.61% New
7 COMMONWEALTH EQUITY SERVICES, LLC 0.26% of their portfolio WALTHAM, MA 3,051,4163.1m $126.5m $126.5m 0.26% Added +57.4k +57,421
8 State of New Jersey Common Pension Fund D 0.42% of their portfolio TRENTON, NJ 3,000,0003.0m $124.3m $124.3m 0.42% Added +2.4m +2,400,000
9 ASSETMARK, INC 0.42% of their portfolio CONCORD, CA 2,580,9502.6m $107.0m $107.0m 0.42% Reduced -814.4k -814,400
10 TOWNSQUARE CAPITAL LLC 1.81% of their portfolio Lehi, UT 2,402,4422.4m $99.6m $99.6m 1.81% Added +89.0k +89,039
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,383,2102.4m $98.8m $98.8m 0.01% Reduced -146.8k -146,764
12 RiverFront Investment Group, LLC 2.26% of their portfolio RICHMOND, VA 1,675,6101.7m $69.5m $69.5m 2.26% Reduced -35.0k -35,003
13 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,521,7521.5m $63.1m $63.1m 0.05% Reduced -157.2k -157,217
14 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,452,0841.5m $60.2m $60.2m 0.01% Reduced -119.5k -119,470
15 Wealthfront Advisers LLC 0.25% of their portfolio Palo Alto, CA 1,419,8421.4m $58.9m $58.9m 0.25% Added +1.4m +1,410,031
16 Kensington Asset Management, LLC 3.72% of their portfolio AUSTIN, TX 1,360,0001.4m $56.4m $56.4m 3.72% New
17 PFS INVESTMENTS INC. 0.87% of their portfolio DULUTH, GA 1,281,0061.3m $53.1m $53.1m 0.87% Added +25.7k +25,745
18 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,201,7181.2m $49.8m $49.8m 0.04% Added +221.5k +221,506
19 NOMURA ASSET MANAGEMENT CO LTD 0.23% of their portfolio TOKYO, M0 1,181,1001.2m $49.0m $49.0m 0.23% Added +4.7k +4,700
20 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,113,1571.1m $46.1m $46.1m 0.08% Added +22.1k +22,139
21 PATHSTONE FAMILY OFFICE, LLC 0.62% of their portfolio ENGLEWOOD, NJ 1,046,1601.0m $43.4m $43.4m 0.62% Reduced -8.4k -8,365
22 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.41% of their portfolio NORFOLK, VA 1,032,5601.0m $42.8m $42.8m 1.41% New
23 Sound Income Strategies, LLC 4.32% of their portfolio FT LAUDERDALE, FL 1,013,2651.0m $42.0m $42.0m 4.32% Reduced -111 -111
24 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 977,927977.9k $40.5m $40.5m 0.01% Added +157.8k +157,844
25 MERCER GLOBAL ADVISORS INC /ADV 0.16% of their portfolio DENVER, CO 965,057965.1k $40.0m $40.0m 0.16% Added +259.7k +259,738
26 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 859,642859.6k $35.6m $35.6m 0.21% Reduced -573 -573
27 Advisors Capital Management, LLC 0.81% of their portfolio RIDGEWOOD, NJ 816,174816.2k $33.8m $33.8m 0.81% Added +22.0k +21,970
28 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 773,033773.0k $32.1m $32.1m 0.06% Reduced -6.6k -6,554
29 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 721,322721.3k $29.9m $29.9m 0.01% Reduced -7.2k -7,209
30 Mariner, LLC 0.08% of their portfolio Overland Park, KS 709,043709.0k $29.4m $29.4m 0.08% Added +59.3k +59,265
31 MACQUARIE GROUP LTD 0.03% of their portfolio Sydney, NSW 2000, C3 689,535689.5k $28.6m $28.6m 0.03% Reduced -78.6k -78,568
32 Gallagher Fiduciary Advisors, LLC 2.04% of their portfolio ROLLING MEADOWS, IL 646,358646.4k $26.8m $26.8m 2.04% Reduced -415 -415
33 UBS Group AG 0.01% of their portfolio ZURICH, V8 634,990635.0k $26.3m $26.3m 0.01% Reduced -247.6k -247,610
34 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 613,104613.1k $25.4m $25.4m 0.01% Reduced -42.1k -42,102
35 Delphi Financial Group, Inc. 12.79% of their portfolio Wilmington, DE 607,950608.0k $25.2m $25.2m 12.79% Unchanged
36 TOEWS CORP /ADV 3.75% of their portfolio NORTHFIELD, NJ 600,000600.0k $24.9m $24.9m 3.75% Added +400.0k +400,000
37 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 521,376521.4k $21.6m $21.6m 0.04% Reduced -32.3k -32,337
38 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 481,987482.0k $20.0m $20.0m 0.07% Reduced -50.9k -50,914
39 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 472,781472.8k $19.6m $19.6m 0.04% Added +163.5k +163,498
40 Baker Avenue Asset Management, LP 0.98% of their portfolio SAN FRANCISCO, CA 468,274468.3k $19.4m $19.4m 0.98% Added +22.1k +22,130
41 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 467,351467.4k $19.4m $19.4m 0.03% Reduced -113.9k -113,922
42 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 466,080466.1k $19.3m $19.3m 0.03% Added +98.1k +98,070
43 Probity Advisors, Inc. 4.14% of their portfolio DALLAS, TX 457,475457.5k $19.0m $19.0m 4.14% First filing
44 Mader & Shannon Wealth Management, Inc. 11.62% of their portfolio KANSAS CITY, MO 453,923453.9k $18.8m $18.8m 11.62% Added +12.6k +12,576
45 Motley Fool Wealth Management, LLC 1.01% of their portfolio ALEXANDRIA, VA 413,519413.5k $17.1m $17.1m 1.01% Added +12.2k +12,213
46 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 395,500395.5k $16.4m $16.4m 0.03% Reduced -380.0k -380,000
47 Financial Strategies Group, Inc. 5.04% of their portfolio OKEMOS, MI 380,112380.1k $15.8m $15.8m 5.04% Added +58.8k +58,841
48 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 372,308372.3k $15.4m $15.4m 0.13% Added +48.3k +48,315
49 RETIREMENT FINANCIAL SOLUTIONS, LLC 10.39% of their portfolio KNOXVILLE, TN 364,984365.0k $15.1m $15.1m 10.39% Added +23.9k +23,867
50 RWA WEALTH PARTNERS, LLC 0.33% of their portfolio BOSTON, MA 364,880364.9k $15.1m $15.1m 0.33% New
51 KilterHowling LLC 12.66% of their portfolio BOULDER, CO 356,786356.8k $14.8m $14.8m 12.66% Added +5.8k +5,771
52 Matthew Goff Investment Advisor, LLC 3.40% of their portfolio HOUSTON, TX 349,182349.2k $14.5m $14.5m 3.40% Added +1.8k +1,788
53 Vectors Research Management, LLC 4.07% of their portfolio New York, NY 345,619345.6k $14.3m $14.3m 4.07% Reduced -51.3k -51,254
54 COURIER CAPITAL LLC 1.13% of their portfolio BUFFALO, NY 345,310345.3k $14.3m $14.3m 1.13% New
55 FINANCIAL ADVISORY PARTNERS, LLC 5.34% of their portfolio WINTER PARK, FL 334,656334.7k $13.9m $13.9m 5.34% Added +19.4k +19,370
56 High Probability Advisors, LLC 2.95% of their portfolio Pittsford, NY 331,391331.4k $13.7m $13.7m 2.95% Added +7.1k +7,128
57 Composition Wealth, LLC 0.41% of their portfolio LOS ANGELES, CA 329,180329.2k $13.6m $13.6m 0.41% Added +180.2k +180,157
58 Legacy Financial Group LLC 3.17% of their portfolio DES MOINES, IA 296,281296.3k $12.3m $12.3m 3.17% Reduced -52.8k -52,792
59 Merit Financial Group, LLC 0.39% of their portfolio ALPHARETTA, GA 292,215292.2k $12.1m $12.1m 0.39% Added +99.8k +99,776
60 Sage Advisory Services, Ltd.Co. 3.42% of their portfolio AUSTIN, TX 283,067283.1k $11.7m $11.7m 3.42% Reduced -56.7k -56,705
61 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 278,567278.6k $11.5m $11.5m 0.02% Added +56.3k +56,267
62 Destiny Wealth Partners, LLC 2.18% of their portfolio TAVARES, FL 274,059274.1k $11.4m $11.4m 2.18% Reduced -19.7k -19,718
63 ADELL HARRIMAN & CARPENTER INC 1.12% of their portfolio HOUSTON, TX 266,624266.6k $11.0m $11.0m 1.12% Reduced -12.8k -12,750
64 Atria Investments, Inc 0.20% of their portfolio Charlotte, NC 264,841264.8k $11.0m $11.0m 0.20% Added +13.1k +13,137
65 OneDigital Investment Advisors LLC 0.23% of their portfolio OVERLAND PARK, KS 246,362246.4k $10.2m $10.2m 0.23% Reduced -11.4k -11,388
66 Brookfield Corp /ON/ 0.04% of their portfolio TORONTO, A6 241,302241.3k $10.0m $10.0m 0.04% Unchanged
67 ATWOOD & PALMER INC 0.88% of their portfolio KANSAS CITY, MO 236,697236.7k $9.8m $9.8m 0.88% Added +3.4k +3,425
68 Trivium Point Advisory, LLC 2.47% of their portfolio WILTON, CT 220,378220.4k $9.1m $9.1m 2.47% Added +67.6k +67,625
69 Summit Wealth Partners, LLC 2.23% of their portfolio Orlando, FL 214,376214.4k $8.9m $8.9m 2.23% Reduced -3.3k -3,251
70 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 211,738211.7k $8.8m $8.8m 0.04% Reduced -15.3k -15,296
71 CONNING INC. 0.29% of their portfolio HARTFORD, CT 210,194210.2k $8.7m $8.7m 0.29% Unchanged
72 Financial Gravity Asset Management, Inc. 3.03% of their portfolio Lakeway, TX 207,950207.9k $8.6m $8.6m 3.03% Added +6.1k +6,143
73 Thrive Capital Management, LLC 4.91% of their portfolio FORT WASHINGTON, PA 207,490207.5k $8.6m $8.6m 4.91% Reduced -4.0k -3,963
74 Towercrest Capital Management 1.58% of their portfolio NEWTOWN, PA 204,049204.0k $8.5m $8.5m 1.58% Added +4.5k +4,469
75 Global Strategic Investment Solutions, LLC 1.03% of their portfolio Scottsdale, AZ 199,441199.4k $8.3m $8.3m 1.03% Added +101.6k +101,605
76 David Kennon Inc 3.83% of their portfolio SARASOTA, FL 198,285198.3k $8.2m $8.2m 3.83% Reduced -1.3k -1,304
77 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.51% of their portfolio Greenbrae, CA 193,558193.6k $8.0m $8.0m 0.51% Reduced -1.0k -1,000
78 Peak Financial Management, Inc. 2.83% of their portfolio WELLESLEY, MA 191,538191.5k $7.9m $7.9m 2.83% Added +2.6k +2,589
79 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 189,743189.7k $7.9m $7.9m 0.13% Reduced -311.0k -310,978
80 SWEENEY & MICHEL, LLC 3.93% of their portfolio CHICO, CA 184,543184.5k $7.6m $7.6m 3.93% Added +10.0k +10,005
81 1900 WEALTH MANAGEMENT LLC 0.77% of their portfolio SAN ANTONIO, TX 180,905180.9k $7.5m $7.5m 0.77% Added +66.0k +66,044
82 Greystone Financial Group, LLC 1.70% of their portfolio BLOOMFIELD HILLS, MI 176,437176.4k $7.3m $7.3m 1.70% Reduced -49.0k -49,010
83 Graypoint LLC 0.73% of their portfolio Albany, NY 176,433176.4k $7.3m $7.3m 0.73% Added +77.5k +77,531
84 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 173,440173.4k $7.2m $7.2m 0.01% Unchanged
85 New York Life Investment Management LLC 0.07% of their portfolio New York, NY 173,199173.2k $7.2m $7.2m 0.07% Added +15.7k +15,693
86 Powers Advisory Group, LLC 4.68% of their portfolio Highland, IL 170,357170.4k $7.1m $7.1m 4.68% Added +9.2k +9,248
87 Redhawk Wealth Advisors, Inc. 2.13% of their portfolio MINNEAPOLIS, MN 168,474168.5k $7.0m $7.0m 2.13% Added +26.9k +26,877
88 LWS Wealth Advisors, Inc. 2.92% of their portfolio BASKING RIDGE, NJ 166,924166.9k $6.9m $6.9m 2.92% Added +4.1k +4,133
89 WEBSTER BANK, N. A. 0.85% of their portfolio WATERBURY, CT 159,462159.5k $6.6m $6.6m 0.85% Reduced -327 -327
90 Systelligence, LLC 2.08% of their portfolio BLOOMINGTON, MN 158,768158.8k $6.6m $6.6m 2.08% Reduced -181.7k -181,694
91 Betterment LLC 0.02% of their portfolio NEW YORK, NY 153,528153.5k $6.4m $6.4m 0.02% Reduced -19.5k -19,516
92 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 151,620151.6k $6.3m $6.3m 0.04% Added +5.3k +5,302
93 Foundations Investment Advisors, LLC 0.20% of their portfolio PHOENIX, AZ 147,433147.4k $6.1m $6.1m 0.20% Reduced -128.1k -128,104
94 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 143,857143.9k $6.0m $6.0m 0.06% Added +1.5k +1,455
95 Bartlett & Co. LLC 0.10% of their portfolio CINCINNATI, OH 143,587143.6k $6.0m $6.0m 0.10% Reduced -6.3k -6,329
96 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.10% of their portfolio CINCINNATI, OH 143,587143.6k $6.0m $6.0m 0.10% Reduced -6.3k -6,329
97 Blue Chip Partners, LLC 0.66% of their portfolio FARMINGTON HILLS, MI 140,688140.7k $5.8m $5.8m 0.66% Added +7.1k +7,063
98 Blue Barn Wealth, LLC 3.77% of their portfolio OREM, UT 140,116140.1k $5.8m $5.8m 3.77% Reduced -528 -528
99 My Legacy Advisors, LLC 2.29% of their portfolio BEND, OR 139,679139.7k $5.8m $5.8m 2.29% Added +17.4k +17,438
100 Wambolt & Associates, LLC 1.97% of their portfolio LITTLETON, CO 133,610133.6k $5.5m $5.5m 1.97% Reduced -6.1k -6,147