PATHSTONE FAMILY OFFICE, LLC

ENGLEWOOD, NJ · CIK 1511137 · 13F filing filed 2024-01-16

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$7.0bn reported value +14.0% vs Q1 2023

1,236positions

34.7%in top 10

142 new 560 added 439 reduced 90 sold out vs Q1 2023

Options: 6 call positions ($1.8m notional), 0 put positions (— notional) – listed below, not included above.

Also in the report of:

Dorsey & Whitney Trust CO LLC – $13.1m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	MICROSOFT CORP COM MSFT	MSFT	1,180,582	$534.2m7.60%	7.60%	Added +8.3k	+8,333 0.7%
2	ISHARES TR CORE S&P500 ETF IVV	IVV	1,034,318	$456.6m6.49%	6.49%	Reduced -52.2k	-52,154 -4.8%
3	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	683,052	$303.0m4.31%	4.31%	Added +15.9k	+15,915 2.4%
4	APPLE INC COM AAPL	AAPL	1,162,469	$238.8m3.40%	3.40%	Added +28.1k	+28,077 2.5%
5	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	942,708	$191.4m2.72%	2.72%	Reduced -45.8k	-45,769 -4.6%
6	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	4,097,028	$189.2m2.69%	2.69%	Reduced -11.4k	-11,408 -0.3%
7	COCA COLA CO COM KO	KO	2,763,257	$166.3m2.37%	2.37%	Reduced -2.8k	-2,768 -0.1%
8	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	257	$133.1m1.89%	1.89%	Reduced -2	-2 -0.8%
9	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	3,580,944	$114.9m1.63%	1.63%	Added +56.0k	+55,956 1.6%
10	LOWES COS INC COM LOW	LOW	502,565	$113.5m1.61%	1.61%	Added +1.1k	+1,104 0.2%
11	DIMENSIONAL ETF TRUST INTL CORE EQUITY DFIC	DFIC	4,222,534	$102.5m1.46%	1.46%	Added +173.5k	+173,494 4.3%
12	ISHARES TR CORE S&P SCP ETF IJR	IJR	1,016,585	$101.2m1.44%	1.44%	Reduced -60.0k	-60,048 -5.6%
13	KEURIG DR PEPPER INC COM KDP	KDP	3,035,394	$94.9m1.35%	1.35%	Added +619.9k	+619,860 25.7%
14	TESLA INC COM TSLA	TSLA	315,492	$83.6m1.19%	1.19%	Reduced -659	-659 -0.2%
15	DIMENSIONAL ETF TRUST WORLD EX US CORE DFAX	DFAX	3,483,757	$81.2m1.15%	1.15%	Added +56.8k	+56,812 1.7%
16	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	364,980	$80.4m1.14%	1.14%	Reduced -7.4k	-7,419 -2.0%
17	DIMENSIONAL ETF TRUST US LARGE CAP VAL DFLV	DFLV	3,003,044	$76.3m1.08%	1.08%	Reduced -310.7k	-310,658 -9.4%
18	AMAZON COM INC COM AMZN	AMZN	548,693	$70.0m1.00%	1.00%	Added +65.6k	+65,637 13.6%
19	VANGUARD INDEX FDS SMALL CP ETF VB	VB	353,477	$69.6m0.99%	0.99%	Reduced -7.4k	-7,449 -2.1%
20	ASGN INC COM EFOR	EFOR	918,363	$69.5m0.99%	0.99%	Added +39.8k	+39,827 4.5%
21	SILICON LABORATORIES INC COM SLAB	SLAB	437,992	$69.1m0.98%	0.98%	Added +1	+1 0.0%
22	ISHARES TR CORE S&P MCP ETF IJH	IJH	245,994	$64.3m0.91%	0.91%	Reduced -10.6k	-10,602 -4.1%
23	DIMENSIONAL ETF TRUST US HIGH PROFITAB US HIGH PROFITAB		2,329,372	$61.8m0.88%	0.88%	Added +5.1k	+5,119 0.2%
24	VANGUARD INDEX FDS MID CAP ETF VO	VO	282,622	$61.5m0.87%	0.87%	Reduced -5.6k	-5,568 -1.9%
25	DIMENSIONAL ETF TRUST CORE FIXED INCOM DFCF	DFCF	1,464,812	$61.1m0.87%	0.87%	Reduced -20.4k	-20,382 -1.4%
26	TJX COS INC NEW COM TJX	TJX	679,328	$57.6m0.82%	0.82%	Added +421.3k	+421,312 163.3%
27	PROGRESSIVE CORP COM PGR	PGR	434,135	$57.5m0.82%	0.82%	Added +409.0k	+409,002 1627.3%
28	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	139,767	$56.9m0.81%	0.81%	Reduced -11.4k	-11,380 -7.5%
29	PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN PAA	PAA	3,778,028	$53.3m0.76%	0.76%	Reduced -650.0k	-650,000 -14.7%
30	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	185,853	$52.6m0.75%	0.75%	Added +37.1k	+37,055 24.9%
31	COSTCO WHSL CORP NEW COM COST	COST	90,088	$48.8m0.69%	0.69%	Added +58.9k	+58,853 188.4%
32	ISHARES TR 1 3 YR TREAS BD SHY	SHY	599,535	$48.6m0.69%	0.69%	Reduced -4.0k	-4,022 -0.7%
33	UBER TECHNOLOGIES INC COM UBER	UBER	1,123,713	$48.5m0.69%	0.69%	Added +1.1m	+1,070,131 1997.2%
34	ISHARES INC CORE MSCI EMKT IEMG	IEMG	977,175	$47.9m0.68%	0.68%	Reduced -16.5k	-16,470 -1.7%
35	DIMENSIONAL ETF TRUST US MKTWIDE VALUE DFUV	DFUV	1,379,120	$47.6m0.68%	0.68%	Reduced -31.2k	-31,195 -2.2%
36	ISHARES TR 0-5YR HI YL CP SHYG	SHYG	1,046,160	$43.4m0.62%	0.62%	Reduced -8.4k	-8,365 -0.8%
37	ALPHABET INC CAP STK CL A GOOGL	GOOGL	354,178	$41.8m0.59%	0.59%	Added +6.6k	+6,567 1.9%
38	ALPHABET INC CAP STK CL C GOOG	GOOG	330,258	$39.3m0.56%	0.56%	Added +14.5k	+14,473 4.6%
39	ISHARES TR NATIONAL MUN ETF MUB	MUB	358,598	$38.3m0.54%	0.54%	Reduced -16.0k	-15,968 -4.3%
40	ISHARES TR RUS 1000 VAL ETF IWD	IWD	239,442	$37.8m0.54%	0.54%	Added +27.2k	+27,176 12.8%
41	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	222,567	$36.2m0.51%	0.51%	Reduced -1.9k	-1,898 -0.8%
42	NVIDIA CORPORATION COM NVDA	NVDA	87,526	$35.9m0.51%	0.51%	Added +4.5k	+4,471 5.4%
43	DIMENSIONAL ETF TRUST NATL MUN BD ETF DFNM	DFNM	747,147	$35.6m0.51%	0.51%	Reduced -36.1k	-36,097 -4.6%
44	ISHARES TR 10-20 YR TRS ETF TLH	TLH	315,760	$34.9m0.50%	0.50%	New
45	ISHARES TR CORE MSCI EAFE IEFA	IEFA	504,182	$34.0m0.48%	0.48%	Added +2.8k	+2,797 0.6%
46	ISHARES TR RUSSELL 2000 ETF IWM	IWM	177,057	$33.2m0.47%	0.47%	Added +2.2k	+2,198 1.3%
47	MARSH & MCLENNAN COS INC COM MRSH	MRSH	174,500	$32.8m0.47%	0.47%	Added +1.6k	+1,579 0.9%
48	MARRIOTT INTL INC NEW CL A MAR	MAR	174,251	$32.0m0.45%	0.45%	Reduced -4.0k	-3,980 -2.2%
49	VANGUARD SCOTTSDALE FDS VNG RUS1000VAL VONV	VONV	459,607	$31.8m0.45%	0.45%	Reduced -3.3k	-3,283 -0.7%
50	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	883,924	$30.4m0.43%	0.43%	Reduced -25.5k	-25,522 -2.8%
51	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	591,303	$29.7m0.42%	0.42%	Reduced -9.0k	-9,018 -1.5%
52	ISHARES TR EAFE VALUE ETF EFV	EFV	590,104	$28.9m0.41%	0.41%	Unchanged
53	ISHARES TR CMBS ETF CMBS	CMBS	601,591	$27.6m0.39%	0.39%	Reduced -999	-999 -0.2%
54	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	253,469	$27.2m0.39%	0.39%	Reduced -816	-816 -0.3%
55	ISHARES TR RUS 1000 GRW ETF IWF	IWF	98,336	$27.1m0.38%	0.38%	Added +4.6k	+4,606 4.9%
56	MERCK & CO INC COM MRK	MRK	225,180	$26.6m0.38%	0.38%	Added +2.2k	+2,158 1.0%
57	DIMENSIONAL ETF TRUST US SMALL CAP VAL US SMALL CAP VAL		1,008,421	$25.9m0.37%	0.37%	Added +18.4k	+18,408 1.9%
58	KORNIT DIGITAL LTD SHS KRNT	KRNT	815,854	$24.0m0.34%	0.34%	New
59	ISHARES TR MSCI EAFE ETF EFA	EFA	328,631	$23.8m0.34%	0.34%	Added +18.0k	+17,974 5.8%
60	HOME DEPOT INC COM HD	HD	75,342	$23.4m0.33%	0.33%	Added +2.3k	+2,269 3.1%
61	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	98,579	$22.6m0.32%	0.32%	Added +3.5k	+3,511 3.7%
62	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	65,309	$22.2m0.32%	0.32%	Added +14.2k	+14,244 27.9%
63	ISHARES TR CORE S&P TTL STK ITOT	ITOT	211,883	$20.7m0.29%	0.29%	Reduced -10.2k	-10,221 -4.6%
64	ROYAL BK CDA COM RY	RY	216,452	$20.7m0.29%	0.29%	Added +50.0k	+50,028 30.1%
65	VISA INC COM CL A V	V	80,226	$19.4m0.28%	0.28%	Added +4.4k	+4,367 5.8%
66	NORDSTROM INC COM JWN	JWN	936,151	$19.3m0.27%	0.27%	Reduced -1.5k	-1,515 -0.2%
67	MARRIOTT VACATIONS WORLDWIDE COM VAC	VAC	155,497	$19.1m0.27%	0.27%	Added +2.3k	+2,265 1.5%
68	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	437,054	$17.8m0.25%	0.25%	Reduced -31.6k	-31,581 -6.7%
69	UNITEDHEALTH GROUP INC COM UNH	UNH	35,849	$17.7m0.25%	0.25%	Added +152	+152 0.4%
70	ISHARES TR ESG AWARE MSCI ESML	ESML	487,811	$17.3m0.25%	0.25%	Added +3.0k	+3,044 0.6%
71	DIMENSIONAL ETF TRUST US TARGETED VLU DFAT	DFAT	364,640	$16.9m0.24%	0.24%	Reduced -149	-149 -0.0%
72	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	166,398	$16.7m0.24%	0.24%	Reduced -1.5k	-1,521 -0.9%
73	MASTERCARD INCORPORATED CL A MA	MA	38,415	$15.9m0.23%	0.23%	Reduced -464	-464 -1.2%
74	DISNEY WALT CO COM DIS	DIS	172,347	$15.6m0.22%	0.22%	Added +17.3k	+17,259 11.1%
75	AMCOR PLC ORD AMCR	AMCR	1,482,261	$15.5m0.22%	0.22%	Added +290.1k	+290,135 24.3%
76	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	178,593	$14.9m0.21%	0.21%	Reduced -2.4k	-2,402 -1.3%
77	META PLATFORMS INC CL A META	META	51,103	$14.9m0.21%	0.21%	Added +5.8k	+5,783 12.8%
78	ISHARES TR MBS ETF MBB	MBB	157,001	$14.6m0.21%	0.21%	Added +2.7k	+2,716 1.8%
79	ROBERT HALF INC. COM RHI	RHI	193,039	$14.5m0.21%	0.21%	Added +1.0k	+1,004 0.5%
80	JOHNSON & JOHNSON COM JNJ	JNJ	86,071	$14.1m0.20%	0.20%	Added +1.3k	+1,325 1.6%
81	DIMENSIONAL ETF TRUST EMERGING MKTS VA DFEV	DFEV	579,553	$14.1m0.20%	0.20%	Reduced -379.3k	-379,258 -39.6%
82	MCDONALDS CORP COM MCD	MCD	46,323	$14.1m0.20%	0.20%	Reduced -262	-262 -0.6%
83	UPSTART HLDGS INC COM UPST	UPST	392,666	$14.1m0.20%	0.20%	New
84	ADOBE INC COM ADBE	ADBE	20,062	$14.0m0.20%	0.20%	Added +1.1k	+1,073 5.7%
85	WISDOMTREE TR ITL HDG QTLY DIV IHDG	IHDG	348,899	$14.0m0.20%	0.20%	Added +309	+309 0.1%
86	ISHARES TR MSCI EMG MKT ETF EEM	EEM	353,473	$14.0m0.20%	0.20%	Added +1.1k	+1,055 0.3%
87	DIMENSIONAL ETF TRUST INTERNATNAL VAL DFIV	DFIV	419,257	$13.8m0.20%	0.20%	Added +86.4k	+86,428 26.0%
88	DOMINION ENERGY INC COM D	D	261,991	$13.6m0.19%	0.19%	Added +4.3k	+4,310 1.7%
89	ORACLE CORP COM ORCL	ORCL	108,628	$13.3m0.19%	0.19%	Added +2.2k	+2,216 2.1%
90	STARBUCKS CORP COM SBUX	SBUX	87,721	$12.4m0.18%	0.18%	Reduced -7.3k	-7,251 -7.6%
91	ISHARES TR EAFE SML CP ETF SCZ	SCZ	202,869	$12.0m0.17%	0.17%	Added +1.7k	+1,717 0.8%
92	ISHARES INC MSCI EMRG CHN EMXC	EMXC	229,726	$11.9m0.17%	0.17%	Added +683	+683 0.3%
93	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	153,741	$11.9m0.17%	0.17%	Added +135.1k	+135,093 724.4%
94	PEPSICO INC COM PEP	PEP	63,177	$11.7m0.17%	0.17%	Reduced -1.2k	-1,247 -1.9%
95	BROADCOM INC COM AVGO	AVGO	13,524	$11.6m0.16%	0.16%	Reduced -72	-72 -0.5%
96	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	31,364	$11.6m0.16%	0.16%	Added +3.3k	+3,328 11.9%
97	CHEVRON CORP NEW COM CVX	CVX	73,344	$11.6m0.16%	0.16%	Added +1.6k	+1,610 2.2%
98	VANGUARD INDEX FDS VALUE ETF VTV	VTV	80,540	$11.4m0.16%	0.16%	Reduced -16.8k	-16,762 -17.2%
99	ISHARES TR RUS 1000 ETF IWB	IWB	50,135	$11.4m0.16%	0.16%	Reduced -3.0k	-3,004 -5.7%
100	EVERTEC INC COM EVTC	EVTC	302,468	$11.1m0.16%	0.16%	New

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
OZON HLDGS PLC OZON	OZON	917,125	$3.5m917.1k shares
ISHARES TR IWV	IWV	6,108	$1.4m6.1k shares
TELESAT CORP TSAT	TSAT	160,781	$1.4m160.8k shares
CANADIAN PAC RY LTD		16,054	$1.2m16.1k shares
KINROSS GOLD CORP KGC	KGC	261,952	$1.2m262.0k shares
ABB LTD ABBNY	ABBNY	29,402	$1.0m29.4k shares
ISHARES INC EWD	EWD	28,124	$999.5k28.1k shares
CITIZENS FINL GROUP INC CFG	CFG	29,071	$910.3k29.1k shares
ETF SER SOLUTIONS OPER	OPER	9,091	$910.2k9.1k shares
BARRICK GOLD CORP		37,770	$701.4k37.8k shares
FRESHPET INC FRPT	FRPT	10,234	$677.4k10.2k shares
VANGUARD SCOTTSDALE FDS VMBS	VMBS	11,426	$531.9k11.4k shares
THOMSON REUTERS CORP.		3,549	$461.7k3.5k shares
VANGUARD SCOTTSDALE FDS VGLT	VGLT	6,000	$393.1k6.0k shares
VANGUARD INDEX FDS VOT	VOT	2,000	$389.7k2.0k shares
OGE ENERGY CORP OGE	OGE	9,588	$369.3k9.6k shares
FIVE9 INC FIVN	FIVN	4,753	$344.3k4.8k shares
ANNALY CAPITAL MANAGEMENT IN NLY	NLY	16,578	$320.3k16.6k shares
SPDR SER TR SPYD	SPYD	8,141	$309.3k8.1k shares
ENVIVA INC EVA	EVA	10,698	$309.1k10.7k shares
LAS VEGAS SANDS CORP LVS	LVS	5,183	$303.0k5.2k shares
MILLERKNOLL INC MLKN	MLKN	13,609	$292.3k13.6k shares
NORTHERN TR CORP NTRS	NTRS	2,935	$287.1k2.9k shares
ROIVANT SCIENCES LTD ROIV	ROIV	38,488	$284.0k38.5k shares
WEC ENERGY GROUP INC WEC	WEC	2,863	$283.5k2.9k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
APPLE INC AAPL · Call	AAPL	Call	20,000	$1.2m20.0k shares	Added
AIRBNB INC ABNB · Call	ABNB	Call	10,000	$286.0k10.0k shares	New
MICROSOFT CORP MSFT · Call	MSFT	Call	2,000	$207.7k2.0k shares	New
UBER TECHNOLOGIES INC UBER · Call	UBER	Call	6,000	$129.4k6.0k shares	New
TESLA INC TSLA · Call	TSLA	Call	0	$38.2k0 shares	New
BLOCK INC XYZ · Call	XYZ	Call	6,900	$11.3k6.9k shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
NKGEN BIOTECH INC NKGN · 13G · filed 2025-02-28	NKGN	7.9%	new	13G	2025-02-28