Vault-13

ISHARES TR SCZ

EAFE SML CP ETF · ETP · CUSIP 464288273

670 institutional holders -12 vs Q1 2023
131,454,830131.5m shares reported held*
$7.7bnreported value*
41 new 246 added 255 reduced 55 sold out net sold ≈ $509.8m (-8.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.87. Options: 2 managers hold calls ($2.7m notional), 3 hold puts ($2.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 633Q4 22: 685Q1 23: 682Q2 23: 670670Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022633
Q4 2022685
Q1 2023682
Q2 2023670

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 269 bought or addedQ4 22: 311 cut or sold outQ4 22Q1 23: 269 bought or addedQ1 23: 321 cut or sold outQ1 23Q2 23: 287 bought or addedQ2 23: 310 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022269311
Q1 2023269321
Q2 2023287310

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $2.0mQ3 22 puts: $4.1mQ3 22P/C 2.05Q4 22 calls: $2.9mQ4 22 puts: $77.1mQ4 22P/C 26.25Q1 23 calls: $2.8mQ1 23 puts: $3.0mQ1 23P/C 1.07Q2 23 calls: $2.7mQ2 23 puts: $2.1mQ2 23P/C 0.78
Numbers
QuarterCallsPutsP/C
Q3 2022$2.0m$4.1m2.05
Q4 2022$2.9m$77.1m26.25
Q1 2023$2.8m$3.0m1.07
Q2 2023$2.7m$2.1m0.78

Biggest buyers

NATIXIS ADVISORS, LLC Added +678,237+678.2k
JONES FINANCIAL COMPANIES LLLP Added +482,503+482.5k
WELLINGTON MANAGEMENT GROUP LLP Added +286,244+286.2k
Kabouter Management, LLC Added +266,378+266.4k
EP Wealth Advisors, LLC Added +247,084+247.1k
COLDSTREAM CAPITAL MANAGEMENT INC Added +156,623+156.6k
Creative Planning Added +150,056+150.1k
Russell Investments Group, Ltd. Added +131,737+131.7k
Allspring Global Investments Holdings, LLC New +123,729+123.7k
LAKE STREET ADVISORS GROUP, LLC Added +122,391+122.4k

Biggest sellers

TIAA, FSB Reduced -3,588,099-3.6m
FMR LLC Reduced -2,780,578-2.8m
JANE STREET GROUP, LLC Reduced -716,330-716.3k
Angeles Investment Advisors, LLC Sold out -517,000-517.0k
Bank of New York Mellon Corp Reduced -511,213-511.2k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -499,321-499.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -443,072-443.1k
PNC Financial Services Group, Inc. Reduced -386,862-386.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -245,142-245.1k
Mariner, LLC Reduced -193,610-193.6k

Biggest calls

CITADEL ADVISORS LLC Added $2.0m33.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $731.4k12.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.8m30.7k shares
CITADEL ADVISORS LLC Reduced $318.5k5.4k shares
Cutler Group LLC / CA New $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JONES FINANCIAL COMPANIES LLLP 3.18% of their portfolio DES PERES, MO 33,843,85133.8m $2.0bn $2.0bn 3.18% Added +482.5k +482,503
2 Bank of New York Mellon Corp 0.07% of their portfolio NEW YORK, NY 5,455,4535.5m $321.8m $321.8m 0.07% Reduced -511.2k -511,213
3 Creative Planning 0.42% of their portfolio OVERLAND PARK, KS 5,336,9195.3m $314.8m $314.8m 0.42% Added +150.1k +150,056
4 State of New Jersey Common Pension Fund D 1.05% of their portfolio TRENTON, NJ 5,265,2365.3m $310.5m $310.5m 1.05% Unchanged
5 NATIXIS ADVISORS, LLC 0.92% of their portfolio Boston, MA 5,049,4855.0m $297.8m $297.8m 0.92% Added +678.2k +678,237
6 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,631,8804.6m $273.2m $273.2m 0.03% Reduced -136.1k -136,073
7 TIAA, FSB 0.91% of their portfolio ST. LOUIS, MO 4,251,8724.3m $250.8m $250.8m 0.91% Reduced -3.6m -3,588,099
8 Matson Money. Inc. 8.51% of their portfolio MASON, OH 4,035,9734.0m $238.0m $238.0m 8.51% Added +70.0k +69,950
9 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,702,5093.7m $218.4m $218.4m 0.06% Reduced -4.0k -3,982
10 BlackRock Inc. 0.00% of their portfolio New York, NY 2,799,0682.8m $165.1m $165.1m 0.00% Added +103.6k +103,626
11 FMR LLC 0.01% of their portfolio BOSTON, MA 2,686,9222.7m $158.5m $158.5m 0.01% Reduced -2.8m -2,780,578
12 PNC Financial Services Group, Inc. 0.11% of their portfolio Pittsburgh, PA 2,163,9882.2m $127.6m $127.6m 0.11% Reduced -386.9k -386,862
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,055,7202.1m $121.2m $121.2m 0.01% Reduced -119.3k -119,292
14 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,863,8791.9m $109.9m $109.9m 0.05% Reduced -245.1k -245,142
15 Modera Wealth Management, LLC 1.86% of their portfolio WESTWOOD, NJ 1,741,4801.7m $102.7m $102.7m 1.86% Added +114.6k +114,555
16 Forvis Mazars Wealth Advisors, LLC 2.76% of their portfolio Springfield, MO 1,597,8491.6m $94.2m $94.2m 2.76% Added +38 +38
17 Washington Trust Bank 9.31% of their portfolio Spokane, WA 1,546,6181.5m $91.2m $91.2m 9.31% Added +18.4k +18,370
18 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,308,8721.3m $77.2m $77.2m 0.01% Added +33.5k +33,478
19 Kabouter Management, LLC 38.78% of their portfolio Chicago, IL 1,227,6791.2m $71.5m $71.5m 38.78% Added +266.4k +266,378
20 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,188,0551.2m $70.1m $70.1m 0.03% Reduced -162.8k -162,778
21 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,124,8991.1m $66.3m $66.3m 0.01% Added +286.2k +286,244
22 Mill Creek Capital Advisors, LLC 2.08% of their portfolio Conshohocken, PA 1,092,5681.1m $64.4m $64.4m 2.08% Added +83.7k +83,691
23 LAKE STREET ADVISORS GROUP, LLC 2.57% of their portfolio PORTSMOUTH, NH 788,418788.4k $46.5m $46.5m 2.57% Added +122.4k +122,391
24 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 744,861744.9k $45.1m $45.1m 0.02% Reduced -5.3k -5,330
25 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 741,671741.7k $43.7m $43.7m 0.09% Added +27.1k +27,057
26 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 720,790720.8k $42.5m $42.5m 0.08% Unchanged
27 Corient Private Wealth LP 0.09% of their portfolio MIAMI, FL 697,333697.3k $41.1m $41.1m 0.09% Reduced -30.4k -30,433
28 Ballentine Partners, LLC 0.90% of their portfolio Waltham, MA 662,186662.2k $39.1m $39.1m 0.90% Reduced -4.8k -4,832
29 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 630,803630.8k $37.2m $37.2m 0.02% Reduced -62.8k -62,797
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 620,428620.4k $36.6m $36.6m 0.05% Reduced -281 -281
31 One Capital Management, LLC 1.62% of their portfolio WESTLAKE VILLAGE, CA 609,036609.0k $35.9m $35.9m 1.62% Added +49.1k +49,122
32 HALBERT HARGROVE GLOBAL ADVISORS, LLC 2.57% of their portfolio LONG BEACH, CA 592,442592.4k $34.9m $34.9m 2.57% Added +1.0k +1,025
33 Wilmington Savings Fund Society, FSB 1.37% of their portfolio WILMINGTON, DE 556,815556.8k $32.8m $32.8m 1.37% Reduced -121.4k -121,356
34 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 522,656522.7k $30.8m $30.8m 0.01% Reduced -113.0k -112,964
35 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 520,321520.3k $30.7m $30.7m 0.05% Reduced -35.3k -35,333
36 State of Tennessee, Department of Treasury 0.13% of their portfolio NASHVILLE, TN 516,130516.1k $30.4m $30.4m 0.13% Added +56.8k +56,844
37 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 504,794504.8k $29.8m $29.8m 0.02% Reduced -9.7k -9,667
38 BUCKINGHAM STRATEGIC WEALTH, LLC 0.40% of their portfolio CLAYTON, MO 481,040481.0k $28.4m $28.4m 0.40% Reduced -20.0k -20,027
39 COLDSTREAM CAPITAL MANAGEMENT INC 0.90% of their portfolio BELLEVUE, WA 479,726479.7k $28.3m $28.3m 0.90% Added +156.6k +156,623
40 AVANTAX ADVISORY SERVICES, INC. 0.32% of their portfolio DALLAS, TX 475,550475.6k $28.0m $28.0m 0.32% Added +19.9k +19,909
41 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 424,279424.3k $25.0m $25.0m 0.01% Added +6.4k +6,403
42 COLONY GROUP LLC 0.35% of their portfolio Boston, MA 419,309419.3k $24.7m $24.7m 0.35% Added +106.3k +106,333
43 Equitable Holdings, Inc. 0.35% of their portfolio NEW YORK, NY 416,367416.4k $24.6m $24.6m 0.35% Reduced -24.7k -24,739
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 412,803412.8k $24.3m $24.3m 0.00% Reduced -170.6k -170,632
45 Plancorp, LLC 1.30% of their portfolio SAINT LOUIS, MO 408,199408.2k $24.1m $24.1m 1.30% Reduced -17.1k -17,079
46 MONETA GROUP INVESTMENT ADVISORS LLC 0.52% of their portfolio ST LOUIS, MO 401,350401.4k $23.7m $23.7m 0.52% Added +32.2k +32,192
47 FIFTH THIRD BANCORP 0.10% of their portfolio CINCINNATI, OH 382,248382.2k $22.5m $22.5m 0.10% Added +17.7k +17,659
48 CHOREO, LLC 0.76% of their portfolio ROCKFORD, IL 378,325378.3k $22.3m $22.3m 0.76% Added +7.0k +6,992
49 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 350,706350.7k $20.7m $20.7m 0.04% Added +7.6k +7,636
50 Baker Avenue Asset Management, LP 1.00% of their portfolio SAN FRANCISCO, CA 335,278335.3k $19.8m $19.8m 1.00% Reduced -61.0k -60,960
51 Shakespeare Wealth Management, LLC 6.09% of their portfolio Pewaukee, WI 301,894301.9k $17.8m $17.8m 6.09% Added +7.4k +7,363
52 American Financial Advisors, LLC 2.76% of their portfolio Marietta, GA 299,005299.0k $17.6m $17.6m 2.76% Reduced -130.9k -130,922
53 Checchi Capital Advisers, LLC 1.55% of their portfolio BEVERLY HILLS, CA 293,552293.6k $17.3m $17.3m 1.55% Added +12.9k +12,916
54 Brand Asset Management Group, Inc. 7.94% of their portfolio CHESTERFIELD, MO 282,250282.2k $16.6m $16.6m 7.94% Added +11.6k +11,610
55 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 281,004281.0k $16.6m $16.6m 0.06% Reduced -12.6k -12,576
56 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 276,753276.8k $16.3m $16.3m 0.03% Added +15.1k +15,102
57 Falcon Wealth Planning 3.42% of their portfolio Ontario, CA 260,224260.2k $15.3m $15.3m 3.42% Added +17.1k +17,064
58 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 257,194257.2k $610.2k $610.2k 0.01% Added +247.1k +247,084
59 Shore Point Advisors, LLC 10.38% of their portfolio BRIELLE, NJ 246,623246.6k $14.5m $14.5m 10.38% Added +12.1k +12,140
60 QUADRANT CAPITAL GROUP LLC 1.44% of their portfolio CINCINNATI, OH 245,227245.2k $14.5m $14.5m 1.44% Reduced -3.2k -3,166
61 Russell Investments Group, Ltd. 0.03% of their portfolio Seattle, WA 244,137244.1k $14.4m $14.4m 0.03% Added +131.7k +131,737
62 Federation des caisses Desjardins du Quebec 0.14% of their portfolio LEVIS, A8 241,761241.8k $14.3m $14.3m 0.14% Added +45.9k +45,882
63 Full Sail Capital, LLC 1.21% of their portfolio OKLAHOMA CITY, OK 239,772239.8k $14.1m $14.1m 1.21% Reduced -14.1k -14,071
64 Wealthcare Advisory Partners LLC 0.63% of their portfolio WEST CHESTER, PA 239,273239.3k $14.1m $14.1m 0.63% Reduced -97.0k -96,970
65 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 227,966228.0k $13.4m $13.4m 0.02% Added +27.6k +27,587
66 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 225,992226.0k $13.3m $13.3m 0.00% Reduced -56.9k -56,922
67 Savant Capital, LLC 0.21% of their portfolio ROCKFORD, IL 223,424223.4k $13.2m $13.2m 0.21% Reduced -10.5k -10,513
68 MAI Capital Management 0.19% of their portfolio INDEPENDENCE, OH 218,397218.4k $12.9m $12.9m 0.19% Added +15.3k +15,284
69 EXENCIAL WEALTH ADVISORS, LLC 0.59% of their portfolio OKLAHOMA CITY, OK 218,154218.2k $12.9m $12.9m 0.59% Reduced -2.0k -2,020
70 Austin Private Wealth, LLC 1.82% of their portfolio Austin, TX 213,557213.6k $12.6m $12.6m 1.82% Added +2.0k +2,016
71 Wealth Architects, LLC 1.98% of their portfolio MOUNTAIN VIEW, CA 203,816203.8k $12.0m $12.0m 1.98% Reduced -3.8k -3,816
72 PATHSTONE FAMILY OFFICE, LLC 0.17% of their portfolio ENGLEWOOD, NJ 202,869202.9k $12.0m $12.0m 0.17% Added +1.7k +1,717
73 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 201,882201.9k $11.9m $11.9m 0.02% Reduced -716.3k -716,330
74 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 201,153201.2k $11.9m $11.9m 0.00% Added +48.4k +48,407
75 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 200,174200.2k $11.8m $11.8m 0.01% Reduced -58.8k -58,806
76 Parcion Private Wealth LLC 1.19% of their portfolio BELLEVUE, WA 199,817199.8k $11.8m $11.8m 1.19% Reduced -5.8k -5,764
77 Cassaday & Co Wealth Management LLC 0.46% of their portfolio MCLEAN, VA 194,961195.0k $11.5m $11.5m 0.46% Reduced -7.6k -7,620
78 MISSION WEALTH MANAGEMENT, LP 0.44% of their portfolio Santa Barbara, CA 194,240194.2k $11.5m $11.5m 0.44% Added +4.0k +3,952
79 Alesco Advisors, LLC, An ESL Co 0.41% of their portfolio Pittsford, NY 192,774192.8k $11.4m $11.4m 0.41% Added +2.2k +2,204
80 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio OMAHA, NE 188,104188.1k $11.1m $11.1m 0.12% Reduced -499.3k -499,321
81 Klingman & Associates, LLC 0.87% of their portfolio New York, NY 181,902181.9k $10.7m $10.7m 0.87% Reduced -153 -153
82 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 180,275180.3k $10.6m $10.6m 0.04% Added +4.5k +4,451
83 Pure Financial Advisors, LLC 0.45% of their portfolio SAN DIEGO, CA 179,502179.5k $10.6m $10.6m 0.45% Reduced -6.1k -6,114
84 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 178,465178.5k $10.5m $10.5m 0.06% Reduced -6.6k -6,612
85 OPPENHEIMER ASSET MANAGEMENT INC. 0.15% of their portfolio NEW YORK, NY 176,322176.3k $10.4m $10.4m 0.15% Reduced -1.9k -1,861
86 Waverly Advisors, LLC 0.45% of their portfolio BIRMINGHAM, AL 172,076172.1k $10.1m $10.1m 0.45% Reduced -2.9k -2,878
87 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 170,160170.2k $10.0m $10.0m 0.00% Reduced -78.0k -77,973
88 Fairhaven Wealth Management, LLC 3.75% of their portfolio Oak Brook, IL 166,244166.2k $9.8m $9.8m 3.75% First filing
89 State of Wisconsin - Board of Commissioners of Public Lands 2.31% of their portfolio MADISON, WI 166,219166.2k $9.8m $9.8m 2.31% Reduced -46.1k -46,100
90 FIRST CITIZENS BANK & TRUST CO 0.17% of their portfolio RALEIGH, NC 157,502157.5k $9.3m $9.3m 0.17% Added +5.9k +5,926
91 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 157,421157.4k $9.3m $9.3m 0.02% Added +43.3k +43,277
92 RTD Financial Advisors, Inc. 1.30% of their portfolio Philadelphia, PA 152,026152.0k $9.0m $9.0m 1.30% Added +12.3k +12,292
93 Mariner, LLC 0.02% of their portfolio Overland Park, KS 150,645150.6k $8.9m $8.9m 0.02% Reduced -193.6k -193,610
94 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 143,914143.9k $8.5m $8.5m 0.01% Reduced -4.5k -4,515
95 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 142,162142.2k $8.4m $8.4m 0.15% Added +1.9k +1,931
96 WESCAP Management Group, Inc. 2.83% of their portfolio Glendale, CA 137,642137.6k $8.1m $8.1m 2.83% Reduced -4.1k -4,077
97 Covenant Partners, LLC 2.93% of their portfolio Nashville, TN 137,422137.4k $8.1m $8.1m 2.93% Added +6.8k +6,762
98 Integrated Investment Consultants, LLC 2.47% of their portfolio BLOOMFIELD HILLS, MI 132,447132.4k $7.8m $7.8m 2.47% Added +1.6k +1,615
99 TWIN FOCUS CAPITAL PARTNERS, LLC 1.57% of their portfolio Boston, MA 131,653131.7k $7.8m $7.8m 1.57% Reduced -9.6k -9,635
100 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 126,044126.0k $7.4m $7.4m 0.07% Reduced -16.0k -16,029