Vault-13

SPDR INDEX SHS FDS SPEM

PORTFOLIO EMG MK · ETP · CUSIP 78463X509

633 institutional holders +13 vs Q1 2023
166,793,130166.8m shares reported held*
$5.7bnreported value*
43 new 316 added 197 reduced 37 sold out net bought ≈ $421.5m (+12.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.38. Options: 2 managers hold calls ($2.3m notional), 1 hold puts ($309).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 568Q4 22: 614Q1 23: 620Q2 23: 633633Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022568
Q4 2022614
Q1 2023620
Q2 2023633

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 327 bought or addedQ4 22: 256 cut or sold outQ4 22Q1 23: 344 bought or addedQ1 23: 241 cut or sold outQ1 23Q2 23: 359 bought or addedQ2 23: 234 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022327256
Q1 2023344241
Q2 2023359234

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $5.8mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $8.5mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $3.2mQ1 23 puts: $1.4kQ1 23P/C 0.00Q2 23 calls: $2.3mQ2 23 puts: $309Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$5.8m$00.00
Q4 2022$8.5m$00.00
Q1 2023$3.2m$1.4k0.00
Q2 2023$2.3m$3090.00

Biggest buyers

JANE STREET GROUP, LLC Added +2,376,065+2.4m
Cerity Partners LLC New +1,548,508+1.5m
LPL Financial LLC Added +1,242,943+1.2m
STATE STREET CORP Added +1,179,684+1.2m
Financial Engines Advisors L.L.C. Added +1,079,656+1.1m
BANK OF AMERICA CORP /DE/ Added +689,131+689.1k
CWM, LLC Added +681,445+681.4k
Creative Planning Added +678,233+678.2k
ENVESTNET ASSET MANAGEMENT INC Added +626,489+626.5k
Allworth Financial LP Added +577,325+577.3k

Biggest sellers

CITADEL ADVISORS LLC Sold out -1,144,033-1.1m
AMERIPRISE FINANCIAL INC Reduced -408,275-408.3k
MONEY CONCEPTS CAPITAL CORP Reduced -369,753-369.8k
Venturi Wealth Management, LLC Sold out -334,610-334.6k
McNamara Financial Services, Inc. Reduced -286,535-286.5k
Thrivent Financial for Lutherans Reduced -275,319-275.3k
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC Reduced -204,819-204.8k
AlphaStar Capital Management, LLC Reduced -167,347-167.3k
Aptus Capital Advisors, LLC Reduced -153,513-153.5k
FORBES J M & CO LLP Reduced -127,438-127.4k

Biggest calls

SIMPLEX TRADING, LLC Reduced $2.3m53.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Creative Planning Unchanged $3091.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.09% of their portfolio OVERLAND PARK, KS 23,872,69523.9m $820.7m $820.7m 1.09% Added +678.2k +678,233
2 Financial Engines Advisors L.L.C. 1.30% of their portfolio SANTA CLARA, CA 14,922,38814.9m $513.0m $513.0m 1.30% Added +1.1m +1,079,656
3 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 8,962,6759.0m $308.1m $308.1m 0.22% Added +1.2m +1,242,943
4 Allworth Financial LP 2.25% of their portfolio FOLSOM, CA 7,734,9947.7m $265.9m $265.9m 2.25% Added +577.3k +577,325
5 Horizon Investments, LLC 5.62% of their portfolio Charlotte, NC 5,679,3315.7m $195.3m $195.3m 5.62% Added +328.0k +328,033
6 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 4,947,7804.9m $170.1m $170.1m 0.08% Added +626.5k +626,489
7 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 4,342,7864.3m $149.2m $149.2m 0.05% Reduced -408.3k -408,275
8 TIAA, FSB 0.53% of their portfolio ST. LOUIS, MO 4,273,5074.3m $146.9m $146.9m 0.53% Added +41.5k +41,473
9 PFS INVESTMENTS INC. 1.88% of their portfolio DULUTH, GA 3,339,8723.3m $114.8m $114.8m 1.88% Added +425.4k +425,369
10 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 3,227,1733.2m $111.0m $111.0m 0.01% Added +1.2m +1,179,684
11 JANE STREET GROUP, LLC 0.14% of their portfolio NEW YORK, NY 2,924,3982.9m $100.5m $100.5m 0.14% Added +2.4m +2,376,065
12 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,299,9732.3m $79.1m $79.1m 0.01% Added +689.1k +689,131
13 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,975,5442.0m $67.9m $67.9m 0.01% Added +83.5k +83,537
14 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,800,8881.8m $61.9m $61.9m 0.11% Added +222.8k +222,822
15 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,791,0101.8m $61.6m $61.6m 0.02% Added +84.0k +84,032
16 Private Advisor Group, LLC 0.54% of their portfolio MORRISTOWN, NJ 1,790,5551.8m $61.6m $61.6m 0.54% Added +38.6k +38,629
17 TOWNSQUARE CAPITAL LLC 1.09% of their portfolio Lehi, UT 1,743,6561.7m $59.9m $59.9m 1.09% Added +169.1k +169,101
18 ASSETMARK, INC 0.23% of their portfolio CONCORD, CA 1,685,6941.7m $58.0m $58.0m 0.23% Added +354.6k +354,602
19 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,633,7941.6m $56.2m $56.2m 0.02% Reduced -100.7k -100,650
20 Cerity Partners LLC 0.21% of their portfolio NEW YORK, NY 1,548,5081.5m $53.2m $53.2m 0.21% New
21 CWM, LLC 0.31% of their portfolio OMAHA, NE 1,455,8681.5m $50.1m $50.1m 0.31% Added +681.4k +681,445
22 Mariner, LLC 0.13% of their portfolio Overland Park, KS 1,446,8951.4m $49.7m $49.7m 0.13% Added +41.8k +41,832
23 McNamara Financial Services, Inc. 11.48% of their portfolio MARSHFIELD, MA 1,382,9731.4m $47.8m $47.8m 11.48% Reduced -286.5k -286,535
24 Advisory Alpha, LLC 2.34% of their portfolio HOLLAND, MI 1,325,2511.3m $45.6m $45.6m 2.34% Added +152.8k +152,796
25 Stadion Money Management, LLC 2.74% of their portfolio WATKINSVILLE, GA 1,228,1931.2m $42.2m $42.2m 2.74% Added +7.3k +7,343
26 Luken Investment Analytics, LLC 18.35% of their portfolio BRENTWOOD, TN 953,772953.8k $32.8m $32.8m 18.35% Added +285.5k +285,496
27 Trilogy Capital Inc. 2.03% of their portfolio IRVINE, CA 908,467908.5k $31.8m $31.8m 2.03% Added +104.8k +104,820
28 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 898,390898.4k $30.9m $30.9m 0.05% Added +221.6k +221,594
29 PATHSTONE FAMILY OFFICE, LLC 0.43% of their portfolio ENGLEWOOD, NJ 883,924883.9k $30.4m $30.4m 0.43% Reduced -25.5k -25,522
30 GREAT LAKES ADVISORS, LLC 0.30% of their portfolio CHICAGO, IL 872,178872.2k $30.0m $30.0m 0.30% Added +3.8k +3,764
31 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 839,823839.8k $28.9m $28.9m 0.06% Added +113.0k +112,954
32 Beacon Pointe Advisors, LLC 0.46% of their portfolio NEWPORT BEACH, CA 819,307819.3k $28.2m $28.2m 0.46% Added +212.0k +212,009
33 WEALTHSOURCE PARTNERS, LLC 1.80% of their portfolio SAN LUIS OBISPO, CA 794,396794.4k $27.3m $27.3m 1.80% Reduced -1.4k -1,414
34 ST GERMAIN D J CO INC 1.39% of their portfolio SPRINGFIELD, MA 766,664766.7k $26.4m $26.4m 1.39% First filing
35 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 760,477760.5k $26.1m $26.1m 0.14% Added +24.6k +24,592
36 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.28% of their portfolio OMAHA, NE 754,205754.2k $25.9m $25.9m 0.28% Reduced -29.8k -29,790
37 Global Strategic Investment Solutions, LLC 3.17% of their portfolio Scottsdale, AZ 740,015740.0k $25.4m $25.4m 3.17% Reduced -5.9k -5,936
38 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 725,801725.8k $25.0m $25.0m 0.11% Reduced -42.1k -42,104
39 Betterment LLC 0.08% of their portfolio NEW YORK, NY 724,663724.7k $24.9m $24.9m 0.08% Added +3.4k +3,392
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.13% of their portfolio IRVING, TX 689,180689.2k $23.7m $23.7m 0.13% Added +17.6k +17,591
41 Moran Wealth Management, LLC 0.86% of their portfolio NAPLES, FL 665,046665.0k $22.9m $22.9m 0.86% Reduced -161 -161
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 658,556658.6k $22.6m $22.6m 0.00% Added +34.3k +34,272
43 AlphaStar Capital Management, LLC 2.54% of their portfolio CORNELIUS, NC 656,034656.0k $22.6m $22.6m 2.54% Reduced -167.3k -167,347
44 ICONIQ Capital, LLC 0.37% of their portfolio SAN FRANCISCO, CA 636,821636.8k $21.9m $21.9m 0.37% Added +14.3k +14,261
45 WCG Wealth Advisors LLC 2.53% of their portfolio LAS VEGAS, NV 628,814628.8k $21.6m $21.6m 2.53% Added +183.4k +183,367
46 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.71% of their portfolio NORFOLK, VA 627,013627.0k $21.6m $21.6m 0.71% Reduced -23.2k -23,228
47 CUTLER INVESTMENT COUNSEL LLC 3.24% of their portfolio Jacksonville, OR 622,565622.6k $21.4m $21.4m 3.24% Added +13.7k +13,659
48 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 619,043619.0k $21.1m $21.1m 0.05% Reduced -275.3k -275,319
49 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 606,411606.4k $20.8m $20.8m 0.14% Added +86.5k +86,475
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.21% of their portfolio PLYMOUTH, MN 577,131577.1k $19.8m $19.8m 0.21% Added +220.3k +220,278
51 KWB Wealth 2.96% of their portfolio REDLANDS, CA 545,029545.0k $18.7m $18.7m 2.96% Reduced -28.7k -28,725
52 Ballentine Partners, LLC 0.42% of their portfolio Waltham, MA 538,221538.2k $18.5m $18.5m 0.42% Reduced -28.2k -28,163
53 Valmark Advisers, Inc. 0.37% of their portfolio AKRON, OH 533,549533.5k $18.3m $18.3m 0.37% Reduced -10.7k -10,744
54 Financial Strategies Group, Inc. 5.86% of their portfolio OKEMOS, MI 532,700532.7k $18.3m $18.3m 5.86% Added +56.2k +56,156
55 Atlas Private Wealth Advisors 3.69% of their portfolio RED BANK, NJ 530,197530.2k $18.2m $18.2m 3.69% Added +292.4k +292,379
56 SigFig Wealth Management, LLC 0.71% of their portfolio SAN FRANCISCO, CA 517,801517.8k $18.2m $18.2m 0.71% Reduced -14.3k -14,279
57 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.57% of their portfolio LOS ANGELES, CA 500,474500.5k $17.2m $17.2m 0.57% Added +3.9k +3,894
58 Aptus Capital Advisors, LLC 0.50% of their portfolio FAIRHOPE, AL 500,348500.3k $17.2m $17.2m 0.50% Reduced -153.5k -153,513
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 485,894485.9k $16.7m $16.7m 0.00% Added +88.9k +88,938
60 Meeder Advisory Services, Inc. 1.75% of their portfolio DUBLIN, OH 473,671473.7k $16.3m $16.3m 1.75% Added +12.1k +12,091
61 WALLER FINANCIAL PLANNING GROUP, INC 4.44% of their portfolio COLUMBUS, OH 467,773467.8k $16.1m $16.1m 4.44% Added +819 +819
62 First Ascent Asset Management, LLC 2.09% of their portfolio DENVER, CO 455,766455.8k $15.7m $15.7m 2.09% Added +35.7k +35,691
63 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 454,969455.0k $15.6m $15.6m 0.03% Reduced -20.5k -20,482
64 N.E.W. Advisory Services LLC 2.17% of their portfolio DE PERE, WI 452,674452.7k $15.6m $15.6m 2.17% Added +314 +314
65 CGN Advisors LLC 2.18% of their portfolio MANHATTAN, KS 442,629442.6k $15.2m $15.2m 2.18% Added +47.5k +47,494
66 Brookstone Capital Management 0.29% of their portfolio WHEATON, IL 422,555422.6k $14.5m $14.5m 0.29% Added +11.7k +11,669
67 JNBA Financial Advisors 1.71% of their portfolio BLOOMINGTON, MN 414,265414.3k $14.2m $14.2m 1.71% Added +33.2k +33,231
68 Rodgers & Associates, LTD 2.01% of their portfolio Lancaster, PA 404,439404.4k $13.9m $13.9m 2.01% Added +11.7k +11,666
69 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 403,548403.5k $13.9m $13.9m 0.05% Added +12.8k +12,752
70 ERn Financial, LLC 2.80% of their portfolio MIDDLETON, WI 388,981389.0k $13.4m $13.4m 2.80% Added +12.6k +12,622
71 CAPITAL WEALTH MANAGEMENT, LLC 7.08% of their portfolio W. WARWICK, RI 378,439378.4k $13.0m $13.0m 7.08% Added +4.9k +4,853
72 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 374,062374.1k $12.9m $12.9m 0.15% Added +5.3k +5,309
73 PARK AVENUE SECURITIES LLC 0.20% of their portfolio NEW YORK, NY 373,874373.9k $12.9m $12.9m 0.20% Added +49.8k +49,779
74 MA Private Wealth 2.91% of their portfolio SAN CARLOS, CA 364,997365.0k $12.5m $12.5m 2.91% Added +6.6k +6,588
75 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 348,731348.7k $12.0m $12.0m 0.10% Added +57.9k +57,864
76 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 348,270348.3k $12.0m $12.0m 0.05% First filing
77 BerganKDV Wealth Management, LLC 1.17% of their portfolio BLOOMINGTON, MN 339,371339.4k $11.7m $11.7m 1.17% Added +13.2k +13,169
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 335,203335.2k $11.5m $11.5m 0.01% Added +104.5k +104,524
79 Sterneck Capital Management, LLC 6.75% of their portfolio KANSAS CITY, MO 320,576320.6k $11.0m $11.0m 6.75% Added +19.0k +19,032
80 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 307,509307.5k $10.6m $10.6m 0.15% Added +67.8k +67,775
81 Allen Capital Group, LLC 1.87% of their portfolio GRAND ISLAND, NE 304,760304.8k $10.5m $10.5m 1.87% Added +21.3k +21,316
82 Banco Santander, S.A. 0.13% of their portfolio Madrid, U3 287,817287.8k $9.9m $9.9m 0.13% Added +68.0k +67,969
83 ATLAS CAPITAL ADVISORS INC. 1.49% of their portfolio JACKSON, WY 284,430284.4k $9.8m $9.8m 1.49% Added +3.5k +3,541
84 Blueprint Investment Partners LLC 3.31% of their portfolio GREENSBORO, NC 268,590268.6k $9.2m $9.2m 3.31% Added +162.4k +162,363
85 FORBES J M & CO LLP 1.14% of their portfolio Boston, MA 265,819265.8k $9.1m $9.1m 1.14% Reduced -127.4k -127,438
86 Hobart Private Capital, LLC 3.28% of their portfolio CHARLOTTE, NC 256,488256.5k $8.8m $8.8m 3.28% Reduced -5.1k -5,076
87 Brooklyn FI, LLC 4.77% of their portfolio NEW YORK, NY 254,760254.8k $8.8m $8.8m 4.77% Added +225.3k +225,344
88 Capital Asset Advisory Services LLC 0.63% of their portfolio Williamston, MI 253,526253.5k $9.0m $9.0m 0.63% Added +12.9k +12,915
89 Walkner Condon Financial Advisors LLC 2.29% of their portfolio MADISON, WI 251,616251.6k $8.7m $8.7m 2.29% Added +8.8k +8,789
90 Gateway Wealth Partners, LLC 1.53% of their portfolio APPLETON, WI 249,194249.2k $8.6m $8.6m 1.53% Reduced -2.7k -2,702
91 Redwood Investment Management, LLC 0.85% of their portfolio SCOTTSDALE, AZ 240,594240.6k $8.3m $8.3m 0.85% Added +47.8k +47,759
92 Brown Financial Advisory 6.63% of their portfolio FAIRHOPE, AL 236,390236.4k $8.1m $8.1m 6.63% Reduced -2.6k -2,578
93 Jacobi Capital Management LLC 0.89% of their portfolio PITTSTON, PA 231,195231.2k $7.9m $7.9m 0.89% Added +3.8k +3,830
94 TRUEFG, LLC 3.39% of their portfolio CEDAR PARK, TX 229,570229.6k $7.9m $7.9m 3.39% Added +4.6k +4,585
95 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 2.48% of their portfolio NEWPORT BEACH, CA 224,344224.3k $7.7m $7.7m 2.48% Reduced -204.8k -204,819
96 Wealthcare Advisory Partners LLC 0.34% of their portfolio WEST CHESTER, PA 223,500223.5k $7.7m $7.7m 0.34% Reduced -11.6k -11,555
97 Opes Wealth Management LLC 2.10% of their portfolio MENLO PARK, CA 215,518215.5k $7.4m $7.4m 2.10% Added +19.1k +19,137
98 IFP Advisors, Inc 0.17% of their portfolio TAMPA, FL 212,164212.2k $7.6m $7.6m 0.17% Added +48.6k +48,559
99 Marquette Asset Management, LLC 1.78% of their portfolio MINNEAPOLIS, MN 209,071209.1k $7.2m $7.2m 1.78% Added +3.8k +3,790
100 Aspire Private Capital, LLC 2.28% of their portfolio Cornelius, NC 208,721208.7k $7.2m $7.2m 2.28% Added +76.0k +75,990