Vault-13

ISHARES TR SGOV

0-3 MNTH TREASRY · ETP · CUSIP 46436E718

406 institutional holders +40 vs Q1 2023
55,459,66255.5m shares reported held*
$5.6bnreported value*
84 new 158 added 133 reduced 51 sold out net sold ≈ $446.2m (-4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($501.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $100.58.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 203Q4 22: 272Q1 23: 366Q2 23: 406406Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022203
Q4 2022272
Q1 2023366
Q2 2023406

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 183 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 257 bought or addedQ1 23: 118 cut or sold outQ1 23Q2 23: 242 bought or addedQ2 23: 184 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202218379
Q1 2023257118
Q2 2023242184

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $457.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $3.4mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$457.0k$00.00
Q4 2022$0$0—
Q1 2023$3.4m$00.00
Q2 2023$0$0—

Biggest buyers

EQUITY INVESTMENT CORP New +1,307,145+1.3m
Stuart Chaussee & Associates, Inc. New +1,237,940+1.2m
AE Wealth Management LLC Added +1,213,383+1.2m
AMERIPRISE FINANCIAL INC Added +1,027,660+1.0m
BANK OF AMERICA CORP /DE/ Added +728,375+728.4k
Cetera Advisor Networks LLC Added +571,836+571.8k
LAKE STREET ADVISORS GROUP, LLC New +567,771+567.8k
PARTNERS CAPITAL INVESTMENT GROUP, LLP New +534,361+534.4k
LPL Financial LLC Added +386,363+386.4k
Elm Partners Management LLC New +359,059+359.1k

Biggest sellers

EXCHANGE TRADED CONCEPTS, LLC Reduced -7,265,649-7.3m
3EDGE Asset Management, LP Sold out -2,418,833-2.4m
Beaumont Financial Advisors, LLC Reduced -1,004,946-1.0m
JANE STREET GROUP, LLC Reduced -840,921-840.9k
AlphaStar Capital Management, LLC Reduced -552,227-552.2k
NEUBERGER BERMAN GROUP LLC Reduced -550,945-550.9k
ALLIANCEBERNSTEIN L.P. Sold out -501,661-501.7k
SVB WEALTH LLC Reduced -466,175-466.2k
TOWNSQUARE CAPITAL LLC Reduced -422,121-422.1k
BlackRock Inc. Reduced -379,158-379.2k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 5,074,3145.1m $510.6m $510.6m 0.06% Added +728.4k +728,375
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,752,7823.8m $377.6m $377.6m 0.04% Added +292.7k +292,728
3 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 1,731,6701.7m $174.3m $174.3m 0.12% Added +386.4k +386,363
4 AE Wealth Management LLC 1.04% of their portfolio TOPEKA, KS 1,723,0461.7m $173.4m $173.4m 1.04% Added +1.2m +1,213,383
5 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,356,6811.4m $137.0m $137.0m 0.04% Added +1.0m +1,027,660
6 AJ WEALTH STRATEGIES, LLC 6.43% of their portfolio NEW YORK, NY 1,323,5371.3m $133.2m $133.2m 6.43% Added +289.6k +289,623
7 EQUITY INVESTMENT CORP 4.07% of their portfolio ATLANTA, GA 1,307,1451.3m $131.5m $131.5m 4.07% New
8 Stuart Chaussee & Associates, Inc. 39.21% of their portfolio BEVERLY HILLS, CA 1,237,9401.2m $124.6m $124.6m 39.21% New
9 Cetera Advisor Networks LLC 0.86% of their portfolio EL SEGUNDO, CA 1,228,7351.2m $123.6m $123.6m 0.86% Added +571.8k +571,836
10 NEUBERGER BERMAN GROUP LLC 0.10% of their portfolio NEW YORK, NY 1,137,7291.1m $114.5m $114.5m 0.10% Reduced -550.9k -550,945
11 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,041,0701.0m $104.8m $104.8m 0.05% Added +262.6k +262,566
12 GM Advisory Group, LLC 8.17% of their portfolio MELVILLE, NY 980,739980.7k $98.7m $98.7m 8.17% Added +145.4k +145,435
13 Almanack Investment Partners, LLC. 16.04% of their portfolio WAYNE, PA 907,488907.5k $91.3m $91.3m 16.04% Reduced -57.2k -57,158
14 WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC 5.12% of their portfolio INDIANAPOLIS, IN 790,851790.9k $79.6m $79.6m 5.12% Reduced -34.1k -34,069
15 Altura Wealth Advisors Inc. 91.35% of their portfolio SANTA CLARA, CA 786,652786.7k $79.2m $79.2m 91.35% Added +138.4k +138,381
16 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 680,323680.3k $68.5m $68.5m 0.09% Reduced -840.9k -840,921
17 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 612,192612.2k $61.6m $61.6m 0.11% Added +326.8k +326,845
18 Buck Wealth Strategies, LLC 24.00% of their portfolio DENVER, CO 581,741581.7k $55.3m $55.3m 24.00% Added +60.8k +60,754
19 Trek Financial, LLC 5.09% of their portfolio Scottsdale, AZ 574,231574.2k $57.8m $57.8m 5.09% Added +82.0k +82,029
20 LAKE STREET ADVISORS GROUP, LLC 3.16% of their portfolio PORTSMOUTH, NH 567,771567.8k $57.1m $57.1m 3.16% New
21 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 544,086544.1k $54.8m $54.8m 0.02% Reduced -97.7k -97,697
22 Empowered Funds, LLC 1.90% of their portfolio NEWTOWN SQUARE, PA 539,392539.4k $54.0m $54.0m 1.90% Added +169.7k +169,695
23 EA Series Trust 1.90% of their portfolio HAVERTOWN, PA 539,392539.4k $54.0m $54.0m 1.90% First filing
24 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 538,838538.8k $54.2m $54.2m 0.02% Added +54.8k +54,778
25 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 536,344536.3k $54.0m $54.0m 0.10% Reduced -175.6k -175,641
26 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.15% of their portfolio BOSTON, MA 534,361534.4k $53.8m $53.8m 1.15% New
27 Clearwater Capital Advisors, LLC 5.97% of their portfolio HOFFMAN ESTATES, IL 497,938497.9k $50.1m $50.1m 5.97% Added +23.7k +23,653
28 Cerity Partners LLC 0.19% of their portfolio NEW YORK, NY 490,488490.5k $49.4m $49.4m 0.19% Added +82.2k +82,226
29 New Harbor Financial Group, LLC 14.76% of their portfolio WORCESTER, MA 482,240482.2k $48.5m $48.5m 14.76% Added +132.2k +132,184
30 RIA Advisory Group LLC 19.71% of their portfolio Des Moines, IA 455,591455.6k $45.8m $45.8m 19.71% Added +31.9k +31,946
31 AlphaStar Capital Management, LLC 5.10% of their portfolio CORNELIUS, NC 449,528449.5k $45.2m $45.2m 5.10% Reduced -552.2k -552,227
32 IFP Advisors, Inc 0.99% of their portfolio TAMPA, FL 448,408448.4k $45.0m $45.0m 0.99% Added +260.9k +260,926
33 Simplicity Solutions, LLC 1.22% of their portfolio MINNEAPOLIS, MN 445,232445.2k $44.8m $44.8m 1.22% Reduced -2.8k -2,789
34 SVB WEALTH LLC 0.81% of their portfolio BOSTON, MA 442,886442.9k $44.6m $44.6m 0.81% Reduced -466.2k -466,175
35 Bleakley Financial Group, LLC 1.37% of their portfolio PARSIPPANY, NJ 437,139437.1k $44.0m $44.0m 1.37% Added +4.7k +4,686
36 NEIRG Wealth Management, LLC 7.94% of their portfolio NORTH ANDOVER, MA 428,121428.1k $43.1m $43.1m 7.94% Reduced -28.3k -28,266
37 Atria Wealth Solutions, Inc. 0.58% of their portfolio NEW YORK, NY 419,196419.2k $42.2m $42.2m 0.58% Reduced -19.3k -19,296
38 AWM CAPITAL, LLC 10.11% of their portfolio Phoenix, AZ 416,248416.2k $41.9m $41.9m 10.11% Added +124.8k +124,780
39 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 390,892390.9k $39.3m $39.3m 0.04% Added +8.3k +8,317
40 Resonant Capital Advisors, LLC 4.19% of their portfolio Madison, WI 383,013383.0k $38.5m $38.5m 4.19% Added +223.8k +223,848
41 Capricorn Fund Managers Ltd 13.33% of their portfolio LONDON, X0 369,061369.1k $37.1m $37.1m 13.33% Added +193.0k +192,997
42 Worth Asset Management, LLC 28.18% of their portfolio DALLAS, TX 366,940366.9k $36.9m $36.9m 28.18% Added +10.0k +9,983
43 Elm Partners Management LLC 3.64% of their portfolio Philadelphia, PA 359,059359.1k $36.1m $36.1m 3.64% New
44 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 347,400347.4k $35.0m $35.0m 0.05% Unchanged
45 NorthRock Partners, LLC 3.57% of their portfolio MINNEAPOLIS, MN 324,120324.1k $32.6m $32.6m 3.57% New
46 Clear Creek Financial Management, LLC 5.60% of their portfolio SILVERDALE, WA 321,157321.2k $32.3m $32.3m 5.60% Added +13.0k +12,964
47 BlackRock Inc. 0.00% of their portfolio New York, NY 307,098307.1k $30.9m $30.9m 0.00% Reduced -379.2k -379,158
48 STABLEFORD CAPITAL II LLC 13.65% of their portfolio SCOTTSDALE, AZ 307,096307.1k $30.8m $30.8m 13.65% New
49 Wellspring Financial Advisors, LLC 8.68% of their portfolio CLEVELAND, OH 304,806304.8k $30.7m $30.7m 8.68% Added +14.4k +14,449
50 CAPTRUST FINANCIAL ADVISORS 0.12% of their portfolio RALEIGH, NC 290,009290.0k $29.2m $29.2m 0.12% Added +44.1k +44,089
51 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 289,282289.3k $29.1m $29.1m 0.13% Reduced -171.5k -171,548
52 Sequoia Financial Advisors, LLC 0.50% of their portfolio Akron, OH 287,110287.1k $28.9m $28.9m 0.50% Added +5.3k +5,326
53 Beaumont Financial Advisors, LLC 2.56% of their portfolio NEEDHAM, MA 275,852275.9k $27.8m $27.8m 2.56% Reduced -1.0m -1,004,946
54 Empirical Finance, LLC 2.09% of their portfolio NEWTOWN SQUARE, PA 267,815267.8k $27.0m $27.0m 2.09% Added +262.7k +262,694
55 COLONY GROUP LLC 0.38% of their portfolio Boston, MA 264,851264.9k $26.7m $26.7m 0.38% Added +180.0k +179,975
56 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 255,483255.5k $25.7m $25.7m 0.02% Reduced -67.3k -67,349
57 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 252,246252.2k $25.4m $25.4m 0.05% Added +88.3k +88,324
58 PEAPACK GLADSTONE FINANCIAL CORP 0.43% of their portfolio BEDMINSTER, NJ 239,538239.5k $24.1m $24.1m 0.43% Added +167.0k +167,002
59 Moloney Securities Asset Management, LLC 4.23% of their portfolio MANCHESTER, MO 237,625237.6k $23.9m $23.9m 4.23% Added +20.6k +20,552
60 Vigilare Wealth Management 13.05% of their portfolio SCOTTSDALE, AZ 224,826224.8k $22.6m $22.6m 13.05% Added +82.1k +82,113
61 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 222,958223.0k $22.4m $22.4m 0.03% Added +33.7k +33,657
62 PECAUT & CO. 9.37% of their portfolio SIOUX CITY, IA 220,700220.7k $22.2m $22.2m 9.37% Added +64.8k +64,787
63 Tortoise Investment Management, LLC 3.25% of their portfolio WHITE PLAINS, NY 217,602217.6k $21.9m $21.9m 3.25% Added +11.9k +11,898
64 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.12% of their portfolio IRVING, TX 216,904216.9k $21.8m $21.8m 0.12% Reduced -99.5k -99,493
65 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 207,089207.1k $20.8m $20.8m 0.01% Reduced -216.3k -216,297
66 BML Capital Management, LLC 16.29% of their portfolio ZIONSVILLE, IN 180,000180.0k $18.1m $18.1m 16.29% Added +55.0k +55,000
67 NOTTINGHAM ADVISORS, INC. 2.37% of their portfolio AMHERST, NY 179,581179.6k $18.1m $18.1m 2.37% Added +22.2k +22,199
68 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 175,430175.4k $17.7m $17.7m 0.02% Added +32.1k +32,080
69 TELEMUS CAPITAL, LLC 1.44% of their portfolio Southfield, MI 169,415169.4k $17.0m $17.0m 1.44% Reduced -14.5k -14,481
70 Blue Trust, Inc. 0.27% of their portfolio BRENTWOOD, TN 168,254168.3k $16.9m $16.9m 0.27% Reduced -50.5k -50,528
71 Fortis Group Advisors, LLC 4.49% of their portfolio WESTWOOD, NJ 168,044168.0k $16.9m $16.9m 4.49% Added +6.6k +6,582
72 PATHSTONE FAMILY OFFICE, LLC 0.24% of their portfolio ENGLEWOOD, NJ 166,398166.4k $16.7m $16.7m 0.24% Reduced -1.5k -1,521
73 TRAPHAGEN INVESTMENT ADVISORS LLC 2.10% of their portfolio ORADELL, NJ 160,915160.9k $16.2m $16.2m 2.10% Added +135.7k +135,688
74 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 156,323156.3k $15.7m $15.7m 0.03% Added +147.7k +147,686
75 CENTAURUS FINANCIAL, INC. 1.37% of their portfolio ANAHEIM, CA 155,432155.4k $15.6m $15.6m 1.37% Added +1.1k +1,080
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 154,955155.0k $15.6m $15.6m 0.00% Reduced -217.6k -217,572
77 RAFFA WEALTH MANAGEMENT, LLC 5.16% of their portfolio WASHINGTON, DC 150,278150.3k $15.1m $15.1m 5.16% Added +43.6k +43,585
78 Clearstead Advisors, LLC 0.91% of their portfolio CLEVELAND, OH 149,860149.9k $15.1m $15.1m 0.91% Reduced -11.7k -11,724
79 Steward Partners Investment Advisory, LLC 0.22% of their portfolio STAMFORD, CT 148,325148.3k $14.9m $14.9m 0.22% Added +3.1k +3,104
80 Arjuna Capital 5.24% of their portfolio MANCHESTER, MA 147,062147.1k $14.8m $14.8m 5.24% Reduced -53.2k -53,227
81 VestGen Investment Management 4.20% of their portfolio EGG HARBOR TOWNSHIP, NJ 143,713143.7k $14.5m $14.5m 4.20% Reduced -219.9k -219,855
82 Retireful, LLC 5.41% of their portfolio HASLETT, MI 142,001142.0k $14.3m $14.3m 5.41% New
83 Cypress Capital, LLC 4.09% of their portfolio FRANKLIN, TN 141,343141.3k $14.2m $14.2m 4.09% Added +13.8k +13,816
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 138,226138.2k $13.9m $13.9m 0.02% Added +35.5k +35,510
85 AXXCESS WEALTH MANAGEMENT, LLC 0.98% of their portfolio CARLSBAD, CA 134,111134.1k $13.5m $13.5m 0.98% Added +128.6k +128,646
86 Titan Managers, LLC 14.53% of their portfolio SCOTTSDALE, AZ 132,601132.6k $13.3m $13.3m 14.53% Reduced -5.4k -5,415
87 Kingsview Wealth Management, LLC 0.52% of their portfolio GRANTS PASS, OR 131,570131.6k $13.2m $13.2m 0.52% Added +10.8k +10,805
88 Greenwich Wealth Management LLC 1.39% of their portfolio GREENWICH, CT 131,414131.4k $13.2m $13.2m 1.39% Reduced -8.3k -8,330
89 BROWN ADVISORY INC 0.02% of their portfolio BALTIMORE, MD 124,385124.4k $12.5m $12.5m 0.02% Added +22.3k +22,274
90 Advisors Preferred, LLC 3.05% of their portfolio ROCKVILLE, MD 123,140123.1k $12.3m $12.3m 3.05% Added +190 +190
91 Brookstone Capital Management 0.24% of their portfolio WHEATON, IL 121,243121.2k $12.2m $12.2m 0.24% Reduced -2.3k -2,288
92 Michelson Medical Research Foundation, Inc. 8.56% of their portfolio Los Angeles, CA 119,600119.6k $12.0m $12.0m 8.56% New
93 WEDBUSH SECURITIES INC 0.57% of their portfolio PASADENA, CA 119,400119.4k $12.0m $12.0m 0.57% Added +31.0k +31,015
94 Mariner, LLC 0.03% of their portfolio Overland Park, KS 118,740118.7k $11.9m $11.9m 0.03% Reduced -158.6k -158,620
95 Atria Investments, Inc 0.21% of their portfolio Charlotte, NC 113,882113.9k $11.5m $11.5m 0.21% Reduced -179.7k -179,715
96 Perigon Wealth Management, LLC 0.45% of their portfolio SAN FRANCISCO, CA 113,597113.6k $11.4m $11.4m 0.45% Added +30.2k +30,152
97 Eagle Ridge Investment Management 1.18% of their portfolio STAMFORD, CT 111,436111.4k $11.2m $11.2m 1.18% Not comparable
98 Transform Wealth, LLC 1.00% of their portfolio GREENWOOD VILLAGE, CO 110,619110.6k $11.1m $11.1m 1.00% Reduced -151.8k -151,820
99 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 109,901109.9k $11.1m $11.1m 0.06% Reduced -30.6k -30,648
100 Sound Financial Strategies Group, LLC 7.90% of their portfolio MADISON, MS 107,419107.4k $10.8m $10.8m 7.90% Reduced -133.6k -133,582