Vault-13

ABB LTD ABBNY

SPONSORED ADR · ADR · CUSIP 000375204

136 institutional holders -334 vs Q1 2023
25,565,00825.6m shares reported held*
$1.0bnreported value*
17 new 38 added 48 reduced 348 sold out net sold ≈ $3.0bn (-75.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.30. Options: 1 managers hold calls ($692.0k notional), 1 hold puts ($1.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 405Q4 22: 452Q1 23: 470Q2 23: 136136Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022405
Q4 2022452
Q1 2023470
Q2 2023136

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 198 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 228 bought or addedQ1 23: 182 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 396 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022198192
Q1 2023228182
Q2 202355396

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $43.4mQ3 22 puts: $22.6mQ3 22P/C 0.52Q4 22 calls: $55.4mQ4 22 puts: $51.4mQ4 22P/C 0.93Q1 23 calls: $92.7mQ1 23 puts: $59.4mQ1 23P/C 0.64Q2 23 calls: $692.0kQ2 23 puts: $1.8mQ2 23P/C 2.54
Numbers
QuarterCallsPutsP/C
Q3 2022$43.4m$22.6m0.52
Q4 2022$55.4m$51.4m0.93
Q1 2023$92.7m$59.4m0.64
Q2 2023$692.0k$1.8m2.54

Biggest buyers

Manning & Napier Group, LLC New +101,989+102.0k
Janney Montgomery Scott LLC New +95,806+95.8k
MARSHALL WACE, LLP Added +78,200+78.2k
RHUMBLINE ADVISERS New +55,521+55.5k
NATIXIS ADVISORS, LLC Added +28,381+28.4k
B. Riley Wealth Advisors, Inc. New +17,241+17.2k
Qube Research & Technologies Ltd New +12,741+12.7k
KLR INVESTMENT ADVISORS, LLC New +12,253+12.3k
JOHNSON INVESTMENT COUNSEL INC New +10,296+10.3k
SIMPLEX TRADING, LLC Added +9,260+9.3k

Biggest sellers

Capital International Investors Sold out -17,736,453-17.7m
BANK OF AMERICA CORP /DE/ Sold out -5,307,437-5.3m
MORGAN STANLEY Sold out -5,301,521-5.3m
FMR LLC Sold out -3,396,932-3.4m
NORTHERN TRUST CORP Sold out -3,273,559-3.3m
LAZARD ASSET MANAGEMENT LLC Sold out -3,107,826-3.1m
Chevy Chase Trust Holdings, LLC Sold out -2,944,524-2.9m
GOLDMAN SACHS GROUP INC Sold out -2,523,392-2.5m
ROYAL BANK OF CANADA Sold out -2,419,387-2.4m
FIRST TRUST ADVISORS LP Sold out -2,218,491-2.2m

Biggest calls

SIMPLEX TRADING, LLC Reduced $692.0k17.6k shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $1.8m44.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.44% of their portfolio PLANO, TX 20,276,15820.3m $797.3m $797.3m 0.44% Reduced -516.3k -516,282
2 NORTHEAST INVESTMENT MANAGEMENT 1.61% of their portfolio BOSTON, MA 729,593729.6k $28.6m $28.6m 1.61% Reduced -17.6k -17,649
3 Rockefeller Capital Management L.P. 0.09% of their portfolio NEW YORK, NY 597,914597.9k $23.5m $23.5m 0.09% First filing
4 NATIXIS ADVISORS, LLC 0.07% of their portfolio Boston, MA 542,201542.2k $21.3m $21.3m 0.07% Added +28.4k +28,381
5 KORNITZER CAPITAL MANAGEMENT INC /KS 0.40% of their portfolio SHAWNEE MISSION, KS 516,560516.6k $20.3m $20.3m 0.40% Reduced -59.6k -59,600
6 GUARDIAN CAPITAL ADVISORS LP 1.02% of their portfolio TORONTO, A6 227,960228.0k $9.0m $9.0m 1.02% Reduced -4.0k -3,995
7 Hudson Value Partners, LLC 2.71% of their portfolio PALM BEACH, FL 135,203135.2k $5.3m $5.3m 2.71% Added +3.2k +3,236
8 Carmel Capital Management L.L.C. 2.76% of their portfolio CARMEL, CA 135,190135.2k $5.3m $5.3m 2.76% Added +1.6k +1,600
9 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 132,745132.7k $5.2m $5.2m 0.01% Added +78.2k +78,200
10 BEDDOW CAPITAL MANAGEMENT INC 2.62% of their portfolio JACKSON, WY 131,357131.4k $5.2m $5.2m 2.62% Added +5.5k +5,495
11 Manning & Napier Group, LLC 0.05% of their portfolio Fairport, NY 101,989102.0k $4.0m $4.0m 0.05% New
12 Dorsey Wright & Associates 1.14% of their portfolio PASADENA, CA 96,28796.3k $3.8m $3.8m 1.14% Reduced -9.5k -9,478
13 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 95,80695.8k $3.8m $3.8m 0.01% New
14 Front Row Advisors LLC 1.43% of their portfolio TIBURON, CA 82,17782.2k $3.2m $3.2m 1.43% Added +392 +392
15 SHELTON CAPITAL MANAGEMENT 0.11% of their portfolio Denver, CO 81,26381.3k $3.2m $3.2m 0.11% Reduced -71.3k -71,327
16 Smith Salley Wealth Management 0.21% of their portfolio GREENSBORO, NC 73,07673.1k $2.9m $2.9m 0.21% Reduced -21.1k -21,062
17 REGIONS FINANCIAL CORP 0.02% of their portfolio BIRMINGHAM, AL 71,46071.5k $2.8m $2.8m 0.02% Reduced -332 -332
18 SIMPLEX TRADING, LLC 0.11% of their portfolio CHICAGO, IL 65,15665.2k $2.6m $2.6m 0.11% Added +9.3k +9,260
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 62,28162.3k $2.4m $2.4m 0.01% Reduced -851 -851
20 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 59,32559.3k $2.3m $2.3m 0.05% Reduced -9.7k -9,727
21 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 55,52155.5k $2.2m $2.2m 0.00% New
22 VALICENTI ADVISORY SERVICES INC 0.69% of their portfolio ELMIRA, NY 55,12455.1k $2.2m $2.2m 0.69% Reduced -239 -239
23 Green Alpha Advisors, LLC 1.37% of their portfolio NIWOT, CO 53,36953.4k $2.1m $2.1m 1.37% Added +2.1k +2,131
24 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 49,82249.8k $2.0m $2.0m 0.00% Reduced -115.7k -115,687
25 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 46,60946.6k $1.8m $1.8m 0.01% Added +8.2k +8,166
26 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 46,13746.1k $1.8m $1.8m 0.03% Added +36 +36
27 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 44,29844.3k $1.7m $1.7m 0.01% Reduced -47.2k -47,230
28 Mayflower Financial Advisors, LLC 0.21% of their portfolio BOSTON, MA 40,40440.4k $1.6m $1.6m 0.21% Reduced -2.0k -2,012
29 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 39,94839.9k $1.6m $1.6m 0.00% Reduced -5.1k -5,115
30 TRUST CO OF VERMONT 0.09% of their portfolio BRATTLEBORO, VT 35,95536.0k $1.4m $1.4m 0.09% Reduced -11.4k -11,366
31 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 32,81032.8k $1.3m $1.3m 0.02% Reduced -134 -134
32 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 30,56630.6k $1.2m $1.2m 0.01% Reduced -3.2k -3,178
33 HORIZON KINETICS ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 29,77129.8k $1.2m $1.2m 0.03% Unchanged
34 Bangor Savings Bank 0.13% of their portfolio BANGOR, ME 29,67629.7k $1.2m $1.2m 0.13% Added +911 +911
35 Horrell Capital Management, Inc. 0.36% of their portfolio LITTLE ROCK, AR 29,51829.5k $1.2m $1.2m 0.36% Added +4 +4
36 MARIETTA INVESTMENT PARTNERS LLC 0.29% of their portfolio MILWAUKEE, WI 28,32928.3k $1.1m $1.1m 0.29% Reduced -194 -194
37 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 28,24428.2k $1.1m $1.1m 0.03% Reduced -26.9k -26,868
38 Quantinno Capital Management LP 0.06% of their portfolio NEW YORK, NY 25,72925.7k $1.0m $1.0m 0.06% Reduced -1.7k -1,681
39 Cohen Klingenstein LLC 0.04% of their portfolio NEW YORK, NY 25,00025.0k $981.2k $981.2k 0.04% Unchanged
40 CHILTON INVESTMENT CO INC. 0.03% of their portfolio STAMFORD, CT 24,14424.1k $947.7k $947.7k 0.03% Added +7.7k +7,655
41 Banco de Sabadell, S.A 0.72% of their portfolio MIAMI, FL 22,91922.9k $897.0k $897.0k 0.72% Reduced -119 -119
42 Balentine LLC 0.03% of their portfolio ATLANTA, GA 22,48722.5k $882.6k $882.6k 0.03% Added +1.0k +1,045
43 Naviter Wealth, LLC 0.22% of their portfolio LITTLE ROCK, AR 21,93421.9k $860.9k $860.9k 0.22% Added +2.2k +2,162
44 LAKE STREET ADVISORS GROUP, LLC 0.04% of their portfolio PORTSMOUTH, NH 19,99520.0k $785.0k $785.0k 0.04% Added +224 +224
45 DIVIDEND ASSETS CAPITAL, LLC 0.16% of their portfolio Ridgeland, SC 19,63419.6k $771.0k $771.0k 0.16% Reduced -3.1k -3,085
46 Lester Murray Antman dba SimplyRich 0.25% of their portfolio CARLSBAD, CA 18,07318.1k $709.0k $709.0k 0.25% Reduced -2 -2
47 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 17,57417.6k $691.1k $691.1k 0.01% Added +702 +702
48 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 17,43317.4k $684.0k $684.0k 0.03% Reduced -3.4k -3,421
49 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.13% of their portfolio PITTSBURGH, PA 17,35017.4k $684.0k $684.0k 0.13% Unchanged
50 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 17,24117.2k $677.0k $677.0k 0.02% New
51 Credential Qtrade Securities Inc. 0.04% of their portfolio VANCOUVER, A1 16,93516.9k $664.7k $664.7k 0.04% Reduced -682 -682
52 FDx Advisors, Inc. 0.03% of their portfolio BERWYN, PA 15,97916.0k $627.0k $627.0k 0.03% Added +6.3k +6,334
53 Cable Hill Partners, LLC 0.08% of their portfolio PORTLAND, OR 15,56915.6k $612.2k $612.2k 0.08% Reduced -3.0k -2,992
54 THOMAS WHITE INTERNATIONAL LTD 0.13% of their portfolio CHICAGO, IL 15,38015.4k $604.8k $604.8k 0.13% Added +78 +78
55 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 14,62414.6k $574.0k $574.0k 0.00% Added +1.4k +1,372
56 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 12,74112.7k $500.1k $500.1k 0.00% New
57 KLR INVESTMENT ADVISORS, LLC 0.40% of their portfolio PROVIDENCE, RI 12,25312.3k $480.9k $480.9k 0.40% New
58 EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio ST PETERSBURG, FL 11,89411.9k $467.3k $467.3k 0.00% Reduced -473 -473
59 BOSTON FAMILY OFFICE LLC 0.03% of their portfolio BOSTON, MA 11,34511.3k $446.0k $446.0k 0.03% Reduced -3.4k -3,376
60 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 10,29610.3k $404.1k $404.1k 0.01% New
61 Abbrea Capital, LLC 0.06% of their portfolio Greenbrae, CA 9,9289.9k $390.0k $390.0k 0.06% Added +372 +372
62 Old North State Trust, LLC 0.29% of their portfolio GREENSBORO, NC 9,8479.8k $386.0k $386.0k 0.29% Unchanged
63 PHILADELPHIA TRUST CO 0.04% of their portfolio PHILADELPHIA, PA 9,7859.8k $384.0k $384.0k 0.04% Unchanged
64 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 8,7488.7k $343.9k $343.9k 0.01% Added +1.4k +1,354
65 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 8,6888.7k $341.6k $341.6k 0.01% Unchanged
66 Calydon Capital 0.08% of their portfolio MEMPHIS, TN 8,4858.5k $333.7k $333.7k 0.08% Unchanged
67 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 8,3338.3k $327.1k $327.1k 0.00% Reduced -230 -230
68 RNC CAPITAL MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 8,1258.1k $302.0k $302.0k 0.02% Reduced -225 -225
69 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 8,1248.1k $318.9k $318.9k 0.01% Reduced -308 -308
70 EQUITABLE TRUST CO 0.02% of their portfolio NASHVILLE, TN 8,0808.1k $317.7k $317.7k 0.02% Unchanged
71 INTRUST BANK NA 0.04% of their portfolio WICHITA, KS 8,0788.1k $317.7k $317.7k 0.04% Added +751 +751
72 Horizons Wealth Management 0.21% of their portfolio ASHEVILLE, NC 7,7057.7k $302.4k $302.4k 0.21% Unchanged
73 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 7,6917.7k $301.9k $301.9k 0.00% Unchanged
74 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 7,6677.7k $301.0k $301.0k 0.01% Reduced -1.4k -1,403
75 COZAD ASSET MANAGEMENT INC 0.04% of their portfolio CHAMPAIGN, IL 7,5557.6k $296.5k $296.5k 0.04% Unchanged
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,5427.5k $153 $153 0.00% First filing
77 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 7,4057.4k $291.2k $291.2k 0.01% Unchanged
78 BEACH INVESTMENT COUNSEL INC/PA 0.03% of their portfolio WEST CONSHOHOCKEN, PA 7,3007.3k $287.0k $287.0k 0.03% Unchanged
79 BENEDICT FINANCIAL ADVISORS INC 0.08% of their portfolio ATLANTA, GA 7,2947.3k $286.3k $286.3k 0.08% Added +50 +50
80 Shilanski & Associates, Inc. 0.12% of their portfolio ANCHORAGE, AK 7,2147.2k $287.0k $287.0k 0.12% Added +15 +15
81 Firsthand Capital Management, Inc. 0.33% of their portfolio SAN JOSE, CA 7,0007.0k $274.8k $274.8k 0.33% Unchanged
82 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 6,4356.4k $252.6k $252.6k 0.00% Reduced -2.2k -2,195
83 SYSTM Wealth Solutions LLC 0.03% of their portfolio Chicago, IL 6,2676.3k $246.4k $246.4k 0.03% Reduced -366 -366
84 ROMANO BROTHERS AND COMPANY 0.03% of their portfolio EVANSTON, IL 5,7505.8k $225.7k $225.7k 0.03% New
85 Nilsine Partners, LLC 0.03% of their portfolio GREENWOOD VILLAGE, CO 5,4875.5k $215.4k $215.4k 0.03% New
86 NinePointTwo Capital LLC 0.08% of their portfolio LOS ANGELES, CA 5,3845.4k $211.0k $211.0k 0.08% New
87 1776 Wealth LLC 0.11% of their portfolio ATLANTA, GA 5,2005.2k $204.5k $204.5k 0.11% New
88 Union Investments & Development Ltd. 0.10% of their portfolio Tel Aviv, L3 5,0005.0k $196.2k $196.2k 0.10% Unchanged
89 THOMPSON INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MADISON, WI 4,7574.8k $186.7k $186.7k 0.03% Reduced -38 -38
90 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 4,4724.5k $175.5k $175.5k 0.00% Reduced -553 -553
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,3864.4k $172.5k $172.5k 0.00% Added +414 +414
92 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 3,5123.5k $137.9k $137.9k 0.01% Added +13 +13
93 SouthState Bank Corp 0.01% of their portfolio Winter Haven, FL 3,2893.3k $129.1k $129.1k 0.01% Added +293 +293
94 BOKF, NA 0.00% of their portfolio TULSA, OK 3,1243.1k $122.8k $122.8k 0.00% Reduced -507 -507
95 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio OMAHA, NE 2,8812.9k $113.0k $113.0k 0.00% Reduced -562 -562
96 ATLAS CAPITAL ADVISORS INC. 0.02% of their portfolio JACKSON, WY 2,7572.8k $108.2k $108.2k 0.02% Unchanged
97 Global Trust Asset Management, LLC 0.04% of their portfolio PALM BEACH GARDENS, FL 2,3232.3k $91.3k $91.3k 0.04% Reduced -1.1k -1,106
98 Strengthening Families & Communities, LLC 0.04% of their portfolio BOSTON, MA 2,1442.1k $84.0k $84.0k 0.04% Added +1.9k +1,862
99 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,0462.0k $58.8k $58.8k 0.00% Added +760 +760
100 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,9942.0k $78.3k $78.3k 0.00% Added +46 +46