Vault-13

ISHARES TR SHY

1 3 YR TREAS BD · ETP · CUSIP 464287457

1,091 institutional holders -20 vs Q1 2023
252,177,225252.2m shares reported held*
$20.5bnreported value*
70 new 374 added 502 reduced 95 sold out net sold ≈ $761.4m (-9.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($28.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $81.20. Options: 3 managers hold calls ($26.4m notional), 4 hold puts ($14.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,048Q4 22: 1,114Q1 23: 1,111Q2 23: 1,0911,091Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,048
Q4 20221,114
Q1 20231,111
Q2 20231,091

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 539 bought or addedQ4 22: 528 cut or sold outQ4 22Q1 23: 542 bought or addedQ1 23: 539 cut or sold outQ1 23Q2 23: 444 bought or addedQ2 23: 597 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022539528
Q1 2023542539
Q2 2023444597

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $34.2mQ3 22 puts: $18.8mQ3 22P/C 0.55Q4 22 calls: $27.6mQ4 22 puts: $10.7mQ4 22P/C 0.39Q1 23 calls: $25.4mQ1 23 puts: $12.2mQ1 23P/C 0.48Q2 23 calls: $26.4mQ2 23 puts: $14.4mQ2 23P/C 0.55
Numbers
QuarterCallsPutsP/C
Q3 2022$34.2m$18.8m0.55
Q4 2022$27.6m$10.7m0.39
Q1 2023$25.4m$12.2m0.48
Q2 2023$26.4m$14.4m0.55

Biggest buyers

JPMORGAN CHASE & CO Added +10,066,797+10.1m
BARCLAYS PLC Added +2,685,922+2.7m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +2,310,537+2.3m
FMR LLC Added +1,868,953+1.9m
Members Trust Co Added +1,315,114+1.3m
Wealthfront Advisers LLC Added +991,800+991.8k
Clarity Financial LLC Added +645,814+645.8k
VICTORY CAPITAL MANAGEMENT INC New +566,046+566.0k
Cambridge Investment Research Advisors, Inc. Added +442,092+442.1k
BlackRock Inc. Added +408,702+408.7k

Biggest sellers

ASSETMARK, INC Reduced -5,914,737-5.9m
MORGAN STANLEY Reduced -3,695,751-3.7m
ALLIANCEBERNSTEIN L.P. Reduced -2,104,885-2.1m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,437,700-1.4m
NATIONAL BANK OF CANADA /FI/ Reduced -1,345,790-1.3m
Juniper Hill Capital Management LP Sold out -926,685-926.7k
US BANCORP \DE\ Reduced -893,889-893.9k
AMERIPRISE FINANCIAL INC Reduced -886,106-886.1k
Edgehill Endowment Partners, LLC Sold out -852,169-852.2k
HSBC HOLDINGS PLC Reduced -671,653-671.7k

Biggest calls

Parallax Volatility Advisers, L.P. New $20.3m250.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.6m44.9k shares
CITADEL ADVISORS LLC Reduced $2.4m30.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $7.0m86.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.7m69.9k shares
US BANCORP \DE\ New $923.1k11.4k shares
HSBC HOLDINGS PLC New $810.8k10.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (4.8%, 2026-01-21)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.24% of their portfolio NEW YORK, NY 25,532,35925.5m $2.1bn $2.1bn 0.24% Added +10.1m +10,066,797
2 MORGAN STANLEY 0.20% of their portfolio NEW YORK, NY 24,553,75124.6m $2.0bn $2.0bn 0.20% Reduced -3.7m -3,695,751
3 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 15,597,17215.6m $1.3bn $1.3bn 0.15% Reduced -160.0k -159,958
4 BlackRock Inc. 0.03% of their portfolio New York, NY 11,286,33511.3m $915.1m $915.1m 0.03% Added +408.7k +408,702
5 Balentine LLC 24.50% of their portfolio ATLANTA, GA 9,105,8119.1m $738.3m $738.3m 24.50% Added +50.3k +50,292
6 UBS Group AG 0.26% of their portfolio ZURICH, V8 7,391,1597.4m $599.3m $599.3m 0.26% Reduced -545.0k -544,950
7 LPL Financial LLC 0.36% of their portfolio FORT MILL, SC 6,177,9636.2m $500.9m $500.9m 0.36% Reduced -43.0k -42,982
8 BANK OF MONTREAL /CAN/ 0.18% of their portfolio TORONTO, A6 5,992,7876.0m $488.2m $488.2m 0.18% Added +381.2k +381,183
9 ENVESTNET ASSET MANAGEMENT INC 0.20% of their portfolio Berwyn, PA 5,701,6195.7m $462.3m $462.3m 0.20% Reduced -1.4m -1,437,700
10 WELLS FARGO & COMPANY/MN 0.13% of their portfolio SAN FRANCISCO, CA 5,653,0265.7m $458.3m $458.3m 0.13% Reduced -210.9k -210,917
11 TRUIST FINANCIAL CORP 0.74% of their portfolio CHARLOTTE, NC 5,463,3435.5m $443.0m $443.0m 0.74% Reduced -335.5k -335,503
12 BARCLAYS PLC 0.27% of their portfolio LONDON, X0 5,038,4665.0m $408.5m $408.5m 0.27% Added +2.7m +2,685,922
13 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 4,764,7074.8m $386.3m $386.3m 0.08% Added +85.9k +85,888
14 AMERIPRISE FINANCIAL INC 0.12% of their portfolio MINNEAPOLIS, MN 4,717,5824.7m $388.7m $388.7m 0.12% Reduced -886.1k -886,106
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.11% of their portfolio SAN FRANCISCO, CA 4,591,8894.6m $372.3m $372.3m 0.11% Added +2.3m +2,310,537
16 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 4,044,0864.0m $327.9m $327.9m 0.09% Reduced -162.5k -162,469
17 PINEBRIDGE INVESTMENTS, L.P. 3.31% of their portfolio NEW YORK, NY 3,783,0003.8m $306.7m $306.7m 3.31% Reduced -480.0k -480,000
18 CAPTRUST FINANCIAL ADVISORS 1.10% of their portfolio RALEIGH, NC 3,440,3263.4m $278.9m $278.9m 1.10% Reduced -108.1k -108,115
19 Members Trust Co 3.42% of their portfolio TAMPA, FL 2,802,9342.8m $227.4m $227.4m 3.42% Added +1.3m +1,315,114
20 FMR LLC 0.02% of their portfolio BOSTON, MA 2,771,3412.8m $224.7m $224.7m 0.02% Added +1.9m +1,868,953
21 Raymond James Financial Services Advisors, Inc. 0.38% of their portfolio ST. PETERSBURG, FL 2,673,2272.7m $216.7m $216.7m 0.38% Reduced -365.4k -365,405
22 RAYMOND JAMES & ASSOCIATES 0.15% of their portfolio ST PETERSBURG, FL 2,243,1782.2m $181.9m $181.9m 0.15% Reduced -343.6k -343,628
23 STIFEL FINANCIAL CORP 0.23% of their portfolio ST. LOUIS, MO 2,068,0992.1m $167.7m $167.7m 0.23% Reduced -520.1k -520,076
24 US BANCORP \DE\ 0.26% of their portfolio MINNEAPOLIS, MN 1,977,3272.0m $160.3m $160.3m 0.26% Reduced -893.9k -893,889
25 Perella Weinberg Partners Capital Management LP 15.66% of their portfolio NEW YORK, NY 1,848,7461.8m $149.9m $149.9m 15.66% Reduced -103.6k -103,615
26 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 1,754,8461.8m $142.3m $142.3m 0.26% Reduced -599.8k -599,849
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.18% of their portfolio MILWAUKEE, WI 1,691,1111.7m $137.1m $137.1m 0.18% Added +53.6k +53,593
28 Cambridge Investment Research Advisors, Inc. 0.61% of their portfolio FAIRFIELD, IA 1,641,3531.6m $133.1m $133.1m 0.61% Added +442.1k +442,092
29 HighTower Advisors, LLC 0.24% of their portfolio CHICAGO, IL 1,481,5311.5m $120.1m $120.1m 0.24% Reduced -109.9k -109,920
30 STEPHENS INC /AR/ 1.98% of their portfolio LITTLE ROCK, AR 1,356,0981.4m $110.0m $110.0m 1.98% Reduced -115.2k -115,207
31 Matson Money. Inc. 3.89% of their portfolio MASON, OH 1,343,8981.3m $109.0m $109.0m 3.89% Reduced -881 -881
32 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 1,290,6411.3m $104.6m $104.6m 0.21% Added +51.8k +51,815
33 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1.01% of their portfolio OMAHA, NE 1,170,5001.2m $94.9m $94.9m 1.01% Reduced -58.1k -58,073
34 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 1,132,8961.1m $91.9m $91.9m 0.08% Reduced -25.6k -25,577
35 ASSETMARK, INC 0.36% of their portfolio CONCORD, CA 1,122,7931.1m $91.0m $91.0m 0.36% Reduced -5.9m -5,914,737
36 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,075,0481.1m $87.2m $87.2m 0.02% Reduced -209.2k -209,177
37 TD PRIVATE CLIENT WEALTH LLC 3.63% of their portfolio NEW YORK, NY 1,037,0901.0m $84.1m $84.1m 3.63% Added +54.1k +54,087
38 Wealthfront Advisers LLC 0.35% of their portfolio Palo Alto, CA 1,009,0871.0m $81.8m $81.8m 0.35% Added +991.8k +991,800
39 MML INVESTORS SERVICES, LLC 0.44% of their portfolio SPRINGFIELD, MA 978,065978.1k $79.3m $79.3m 0.44% Reduced -104.0k -104,008
40 WADE G W & INC 2.80% of their portfolio Wellesley, MA 949,442949.4k $77.0m $77.0m 2.80% Added +5.8k +5,753
41 CITIGROUP INC 0.09% of their portfolio NEW YORK, NY 903,565903.6k $73.3m $73.3m 0.09% Reduced -113.3k -113,321
42 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.56% of their portfolio BOSTON, MA 901,755901.8k $73.1m $73.1m 1.56% Added +341.9k +341,931
43 Smithfield Trust Co 4.16% of their portfolio PITTSBURGH, PA 850,525850.5k $69.0m $69.0m 4.16% Reduced -7.8k -7,844
44 BEACON INVESTMENT ADVISORY SERVICES, INC. 3.16% of their portfolio MORRISTOWN, NJ 846,453846.5k $68.6m $68.6m 3.16% Added +7.9k +7,949
45 TRUE Private Wealth Advisors 9.47% of their portfolio Salem, OR 791,039791.0k $64.1m $64.1m 9.47% Reduced -141.7k -141,726
46 GM Advisory Group, LLC 5.05% of their portfolio MELVILLE, NY 752,125752.1k $61.0m $61.0m 5.05% Reduced -12.2k -12,188
47 Bleakley Financial Group, LLC 1.87% of their portfolio PARSIPPANY, NJ 737,842737.8k $59.8m $59.8m 1.87% Added +10.1k +10,056
48 Simplicity Solutions, LLC 1.63% of their portfolio MINNEAPOLIS, MN 737,825737.8k $59.8m $59.8m 1.63% Added +10.0k +10,039
49 EVERGREEN CAPITAL MANAGEMENT LLC 2.30% of their portfolio Bellevue, WA 679,082679.1k $55.1m $55.1m 2.30% Added +5.7k +5,691
50 Clarity Financial LLC 8.02% of their portfolio Houston, TX 664,317664.3k $53.9m $53.9m 8.02% Added +645.8k +645,814
51 Pinnacle Financial Partners Inc 1.30% of their portfolio Nashville, TN 639,457639.5k $51.8m $51.8m 1.30% Added +79.1k +79,060
52 BENJAMIN F. EDWARDS & COMPANY, INC. 1.94% of their portfolio ST. LOUIS, MO 630,368630.4k $51.1m $51.1m 1.94% Added +59.1k +59,109
53 Cetera Advisor Networks LLC 0.35% of their portfolio EL SEGUNDO, CA 625,752625.8k $50.7m $50.7m 0.35% Reduced -34.4k -34,406
54 HSBC HOLDINGS PLC 0.05% of their portfolio LONDON, X0 616,718616.7k $50.0m $50.0m 0.05% Reduced -671.7k -671,653
55 Cerity Partners LLC 0.19% of their portfolio NEW YORK, NY 614,912614.9k $49.9m $49.9m 0.19% Added +88.5k +88,474
56 Curi Wealth Management, LLC 6.76% of their portfolio Raleigh, NC 614,417614.4k $49.8m $49.8m 6.76% Added +88.0k +87,985
57 PATHSTONE FAMILY OFFICE, LLC 0.69% of their portfolio ENGLEWOOD, NJ 599,535599.5k $48.6m $48.6m 0.69% Reduced -4.0k -4,022
58 Connectus Wealth, LLC 1.11% of their portfolio CINCINNATI, OH 596,719596.7k $48.4m $48.4m 1.11% Added +152.1k +152,105
59 Brookstone Capital Management 0.93% of their portfolio WHEATON, IL 573,041573.0k $46.3m $46.3m 0.93% Reduced -76.9k -76,890
60 ELEMENT POINTE ADVISORS, LLC 14.90% of their portfolio MIAMI, FL 571,801571.8k $46.4m $46.4m 14.90% Reduced -13.9k -13,888
61 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 566,046566.0k $45.9m $45.9m 0.05% New
62 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 564,564564.6k $45.8m $45.8m 0.02% Reduced -2.1m -2,104,885
63 SYNOVUS FINANCIAL CORP 0.48% of their portfolio Columbus, GA 543,641543.6k $44.1m $44.1m 0.48% Reduced -20.6k -20,633
64 Fiduciary Group, LLC 5.14% of their portfolio SAVANNAH, GA 516,170516.2k $41.9m $41.9m 5.14% Added +4.9k +4,949
65 M&T Bank Corp 0.15% of their portfolio BUFFALO, NY 507,255507.3k $41.1m $41.1m 0.15% Reduced -3.6k -3,581
66 FIFTH THIRD BANCORP 0.18% of their portfolio CINCINNATI, OH 504,226504.2k $40.9m $40.9m 0.18% Added +6.6k +6,627
67 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.22% of their portfolio IRVING, TX 496,707496.7k $40.3m $40.3m 0.22% Reduced -107.4k -107,353
68 Edge Wealth Management LLC 8.22% of their portfolio NEW YORK, NY 464,494464.5k $37.7m $37.7m 8.22% Reduced -137.9k -137,922
69 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 439,584439.6k $35.6m $35.6m 0.14% First filing
70 INSIGHT 2811, INC. 19.19% of their portfolio CHICAGO, IL 435,088435.1k $35.3m $35.3m 19.19% Reduced -6.9k -6,943
71 Wealthcare Advisory Partners LLC 1.54% of their portfolio WEST CHESTER, PA 424,359424.4k $34.4m $34.4m 1.54% Added +218.1k +218,084
72 Banco Santander, S.A. 0.45% of their portfolio Madrid, U3 419,320419.3k $34.0m $34.0m 0.45% Reduced -98.3k -98,276
73 Orion Porfolio Solutions, LLC 0.36% of their portfolio OMAHA, NE 417,239417.2k $33.8m $33.8m 0.36% Added +63.3k +63,287
74 Orion Portfolio Solutions, LLC 0.36% of their portfolio Omaha, NE 417,239417.2k $33.8m $33.8m 0.36% Added +63.3k +63,287
75 Private Advisor Group, LLC 0.29% of their portfolio MORRISTOWN, NJ 405,956406.0k $32.9m $32.9m 0.29% Reduced -91.9k -91,880
76 TIAA, FSB 0.12% of their portfolio ST. LOUIS, MO 396,918396.9k $32.2m $32.2m 0.12% Added +53.8k +53,848
77 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 3.30% of their portfolio ORLANDO, FL 395,986396.0k $24.5m $24.5m 3.30% New
78 ZACKS INVESTMENT MANAGEMENT 0.40% of their portfolio Chicago, IL 393,093393.1k $31.9m $31.9m 0.40% Reduced -4.0k -3,998
79 Foundations Investment Advisors, LLC 1.04% of their portfolio PHOENIX, AZ 388,826388.8k $31.5m $31.5m 1.04% Reduced -159.6k -159,641
80 CreativeOne Wealth, LLC 0.76% of their portfolio OVERLAND PARK, KS 377,982378.0k $30.7m $30.7m 0.76% Added +54.6k +54,556
81 FLPUTNAM INVESTMENT MANAGEMENT CO 0.78% of their portfolio PORTLAND, ME 352,926352.9k $28.6m $28.6m 0.78% Added +19.3k +19,309
82 Invst, LLC 4.06% of their portfolio INDIANAPOLIS, IN 346,044346.0k $28.1m $28.1m 4.06% New
83 Cetera Investment Advisers 0.24% of their portfolio SCHAUMBURG, IL 345,670345.7k $28.0m $28.0m 0.24% Reduced -71.5k -71,485
84 Integrated Wealth Concepts LLC 0.47% of their portfolio WALTHAM, MA 337,306337.3k $27.3m $27.3m 0.47% Added +187.3k +187,310
85 KEYBANK NATIONAL ASSOCIATION/OH 0.12% of their portfolio BROOKLYN, OH 335,670335.7k $27.2m $27.2m 0.12% Reduced -21.9k -21,876
86 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 326,723326.7k $26.5m $26.5m 0.07% Reduced -18.5k -18,521
87 America First Investment Advisors, LLC 7.00% of their portfolio OMAHA, NE 320,963321.0k $26.0m $26.0m 7.00% Added +5.6k +5,612
88 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.38% of their portfolio ST. LOUIS, MO 320,791320.8k $26.0m $26.0m 0.38% Added +12.7k +12,718
89 PFS INVESTMENTS INC. 0.41% of their portfolio DULUTH, GA 308,766308.8k $25.0m $25.0m 0.41% Added +46.3k +46,335
90 Jaffetilchin Investment Partners, LLC 2.62% of their portfolio TAMPA, FL 305,888305.9k $24.8m $24.8m 2.62% Added +47.6k +47,588
91 Advisory Services Network, LLC 0.65% of their portfolio ATLANTA, GA 300,320300.3k $24.3m $24.3m 0.65% Reduced -31.4k -31,376
92 BUCKINGHAM STRATEGIC WEALTH, LLC 0.34% of their portfolio CLAYTON, MO 297,454297.5k $24.1m $24.1m 0.34% Added +7.0k +7,045
93 PEAPACK GLADSTONE FINANCIAL CORP 0.43% of their portfolio BEDMINSTER, NJ 295,371295.4k $23.9m $23.9m 0.43% Reduced -5.4k -5,441
94 HUNTINGTON NATIONAL BANK 0.22% of their portfolio COLUMBUS, OH 293,903293.9k $23.8m $23.8m 0.22% Added +138 +138
95 CWA Asset Management Group, LLC 1.51% of their portfolio NAPLES, FL 271,774271.8k $22.0m $22.0m 1.51% Added +38.6k +38,608
96 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.29% of their portfolio Madrid, U3 270,036270.0k $21.9m $21.9m 0.29% Added +999 +999
97 Client First Capital LLC 16.05% of their portfolio SAN DIEGO, CA 266,686266.7k $21.6m $21.6m 16.05% Added +14.5k +14,457
98 SouthState Bank Corp 1.93% of their portfolio Winter Haven, FL 266,062266.1k $21.6m $21.6m 1.93% Reduced -6.2k -6,231
99 Willis Johnson & Associates, Inc. 2.24% of their portfolio Houston, TX 258,799258.8k $21.0m $21.0m 2.24% Added +33.4k +33,417
100 Cypress Capital, LLC 6.03% of their portfolio FRANKLIN, TN 258,767258.8k $21.0m $21.0m 6.03% Reduced -1.4k -1,375