Vault-13

VANGUARD INDEX FDS VB

SMALL CP ETF · ETP · CUSIP 922908751

1,676 institutional holders +29 vs Q1 2023
131,071,853131.1m shares reported held*
$26.0bnreported value*
76 new 738 added 615 reduced 62 sold out net sold ≈ $123.9m (-10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($42.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $198.42. Options: 4 managers hold calls ($19.6m notional), 5 hold puts ($7.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,540Q4 22: 1,663Q1 23: 1,647Q2 23: 1,6761,676Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,540
Q4 20221,663
Q1 20231,647
Q2 20231,676

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 783 bought or addedQ4 22: 630 cut or sold outQ4 22Q1 23: 758 bought or addedQ1 23: 695 cut or sold outQ1 23Q2 23: 814 bought or addedQ2 23: 677 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022783630
Q1 2023758695
Q2 2023814677

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $11.3mQ3 22 puts: $3.8mQ3 22P/C 0.34Q4 22 calls: $20.0mQ4 22 puts: $3.2mQ4 22P/C 0.16Q1 23 calls: $17.6mQ1 23 puts: $3.6mQ1 23P/C 0.20Q2 23 calls: $19.6mQ2 23 puts: $7.6mQ2 23P/C 0.39
Numbers
QuarterCallsPutsP/C
Q3 2022$11.3m$3.8m0.34
Q4 2022$20.0m$3.2m0.16
Q1 2023$17.6m$3.6m0.20
Q2 2023$19.6m$7.6m0.39

Biggest buyers

Provida Pension Fund Administrator Added +832,010+832.0k
MERCER GLOBAL ADVISORS INC /ADV Added +584,672+584.7k
BANK OF AMERICA CORP /DE/ Added +306,499+306.5k
JANUS HENDERSON GROUP PLC Added +280,652+280.7k
MORGAN STANLEY Added +266,920+266.9k
Composition Wealth, LLC Added +130,429+130.4k
CIBC Private Wealth Group LLC Added +111,610+111.6k
UBS Group AG Added +102,223+102.2k
Nicholas Hoffman & Company, LLC. Added +96,981+97.0k
CreativeOne Wealth, LLC Added +84,166+84.2k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -9,447,687-9.4m
JONES FINANCIAL COMPANIES LLLP Reduced -1,006,763-1.0m
Annex Advisory Services, LLC Reduced -842,196-842.2k
FMR LLC Reduced -678,288-678.3k
LPL Financial LLC Reduced -634,994-635.0k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -360,189-360.2k
AMERIPRISE FINANCIAL INC Reduced -346,371-346.4k
J.P. Morgan Private Wealth Advisors LLC Reduced -285,331-285.3k
STATE STREET CORP Reduced -161,594-161.6k
WELLS FARGO & COMPANY/MN Reduced -116,922-116.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.0m65.4k shares
CITADEL ADVISORS LLC Reduced $3.5m17.4k shares
WOLVERINE TRADING, LLC New $3.1m15.9k shares
Cutler Group LLC / CA Reduced $26.0k3.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.7m33.9k shares
WOLVERINE TRADING, LLC New $435.1k2.2k shares
CITADEL ADVISORS LLC Reduced $278.4k1.4k shares
WELLS FARGO & COMPANY/MN New $119.3k600 shares
Cutler Group LLC / CA Added $01.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.47% of their portfolio CHARLOTTE, NC 19,988,41520.0m $4.0bn $4.0bn 0.47% Added +306.5k +306,499
2 MORGAN STANLEY 0.13% of their portfolio NEW YORK, NY 6,735,5606.7m $1.3bn $1.3bn 0.13% Added +266.9k +266,920
3 JONES FINANCIAL COMPANIES LLLP 2.05% of their portfolio DES PERES, MO 6,470,5276.5m $1.3bn $1.3bn 2.05% Reduced -1.0m -1,006,763
4 WELLS FARGO & COMPANY/MN 0.24% of their portfolio SAN FRANCISCO, CA 4,123,3934.1m $820.1m $820.1m 0.24% Reduced -116.9k -116,922
5 ENVESTNET ASSET MANAGEMENT INC 0.35% of their portfolio Berwyn, PA 3,979,3234.0m $791.4m $791.4m 0.35% Reduced -9.4m -9,447,687
6 UBS Group AG 0.31% of their portfolio ZURICH, V8 3,644,3973.6m $724.8m $724.8m 0.31% Added +102.2k +102,223
7 Bank of New York Mellon Corp 0.14% of their portfolio NEW YORK, NY 3,256,6893.3m $647.7m $647.7m 0.14% Added +83.6k +83,563
8 LPL Financial LLC 0.42% of their portfolio FORT MILL, SC 2,936,6202.9m $584.1m $584.1m 0.42% Reduced -635.0k -634,994
9 AMERIPRISE FINANCIAL INC 0.14% of their portfolio MINNEAPOLIS, MN 2,279,1752.3m $453.5m $453.5m 0.14% Reduced -346.4k -346,371
10 PNC Financial Services Group, Inc. 0.33% of their portfolio Pittsburgh, PA 1,931,1251.9m $384.1m $384.1m 0.33% Reduced -38.8k -38,836
11 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 1,927,7541.9m $383.4m $383.4m 0.10% Added +13.1k +13,056
12 Creative Planning 0.49% of their portfolio OVERLAND PARK, KS 1,859,0761.9m $369.8m $369.8m 0.49% Added +5.2k +5,166
13 CIBC Private Wealth Group LLC 0.38% of their portfolio ATLANTA, GA 1,767,9961.8m $351.6m $351.6m 0.38% Added +111.6k +111,610
14 Charles Schwab Investment Advisory, Inc. 0.51% of their portfolio SAN FRANCISCO, CA 1,644,4561.6m $327.1m $327.1m 0.51% Reduced -27.9k -27,933
15 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 1,442,9571.4m $287.0m $287.0m 0.08% Added +28.0k +28,002
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.37% of their portfolio MILWAUKEE, WI 1,442,5611.4m $286.9m $286.9m 0.37% Added +7.1k +7,119
17 Wealthfront Advisers LLC 1.14% of their portfolio Palo Alto, CA 1,357,4761.4m $270.0m $270.0m 1.14% Reduced -17.0k -16,957
18 MERCER GLOBAL ADVISORS INC /ADV 0.99% of their portfolio DENVER, CO 1,248,2161.2m $248.3m $248.3m 0.99% Added +584.7k +584,672
19 CAPTRUST FINANCIAL ADVISORS 0.88% of their portfolio RALEIGH, NC 1,118,3911.1m $222.4m $222.4m 0.88% Added +55.5k +55,459
20 Raymond James Financial Services Advisors, Inc. 0.35% of their portfolio ST. PETERSBURG, FL 1,003,0821.0m $199.5m $199.5m 0.35% Added +36.1k +36,088
21 GLENMEDE TRUST CO NA 1.03% of their portfolio PHILADELPHIA, PA 954,494954.5k $180.9m $180.9m 1.03% Unchanged
22 COMMONWEALTH EQUITY SERVICES, LLC 0.38% of their portfolio WALTHAM, MA 944,907944.9k $187.9m $187.9m 0.38% Added +49.2k +49,245
23 Mariner, LLC 0.50% of their portfolio Overland Park, KS 938,150938.1k $186.6m $186.6m 0.50% Added +28.4k +28,443
24 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 930,420930.4k $185.2m $185.2m 0.33% Added +36.0k +36,048
25 STIFEL FINANCIAL CORP 0.24% of their portfolio ST. LOUIS, MO 896,674896.7k $178.3m $178.3m 0.24% Reduced -14.2k -14,203
26 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 894,715894.7k $177.9m $177.9m 0.03% Reduced -28.6k -28,573
27 Provida Pension Fund Administrator 5.90% of their portfolio LAS CONDES, SANTIAGO, F3 840,774840.8k $167.2m $167.2m 5.90% Added +832.0k +832,010
28 TIAA, FSB 0.58% of their portfolio ST. LOUIS, MO 805,462805.5k $160.2m $160.2m 0.58% Reduced -12.3k -12,263
29 MISSION WEALTH MANAGEMENT, LP 6.04% of their portfolio Santa Barbara, CA 795,742795.7k $158.3m $158.3m 6.04% Added +53.2k +53,157
30 HighTower Advisors, LLC 0.30% of their portfolio CHICAGO, IL 760,125760.1k $151.3m $151.3m 0.30% Added +24.2k +24,202
31 SIGNATUREFD, LLC 3.84% of their portfolio ATLANTA, GA 755,453755.5k $150.3m $150.3m 3.84% Added +397 +397
32 Millburn Ridgefield LLC /DE/ 4.92% of their portfolio New York, NY 723,888723.9k $144.0m $144.0m 4.92% Added +41 +41
33 Catalyst Capital Advisors LLC 4.18% of their portfolio San Juan, PR 723,773723.8k $144.0m $144.0m 4.18% Unchanged
34 FMR LLC 0.01% of their portfolio BOSTON, MA 693,476693.5k $137.9m $137.9m 0.01% Reduced -678.3k -678,288
35 Baird Financial Group, Inc. 0.35% of their portfolio MILWAUKEE, WI 669,958670.0k $133.2m $133.2m 0.35% Added +18.5k +18,503
36 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 669,934669.9k $133.2m $133.2m 0.11% Added +25.3k +25,288
37 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 576,750576.8k $115.1m $115.1m 0.04% Added +27.1k +27,121
38 TRUIST FINANCIAL CORP 0.18% of their portfolio CHARLOTTE, NC 551,775551.8k $109.7m $109.7m 0.18% Reduced -28.9k -28,929
39 1832 Asset Management L.P. 0.21% of their portfolio TORONTO, A6 540,957541.0k $107.6m $107.6m 0.21% Reduced -12.4k -12,407
40 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 497,571497.6k $99.0m $99.0m 0.01% Added +64.1k +64,149
41 Efficient Advisors, LLC 6.10% of their portfolio BEAVERTON, OR 469,294469.3k $93.3m $93.3m 6.10% Added +32.1k +32,107
42 Badgley Phelps Wealth Managers, LLC 2.94% of their portfolio SEATTLE, WA 447,299447.3k $89.0m $89.0m 2.94% Added +8.4k +8,364
43 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 444,937444.9k $88.5m $88.5m 0.00% Reduced -161.6k -161,594
44 US BANCORP \DE\ 0.14% of their portfolio MINNEAPOLIS, MN 430,994431.0k $85.7m $85.7m 0.14% Reduced -28.6k -28,629
45 FIFTH THIRD BANCORP 0.38% of their portfolio CINCINNATI, OH 428,564428.6k $85.2m $85.2m 0.38% Reduced -2.4k -2,360
46 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 402,692402.7k $80.1m $80.1m 0.00% Added +10.3k +10,322
47 J.P. Morgan Private Wealth Advisors LLC 0.41% of their portfolio SAN FRANCISCO, CA 396,566396.6k $78.9m $78.9m 0.41% Reduced -285.3k -285,331
48 JANUS HENDERSON GROUP PLC 0.05% of their portfolio LONDON, X0 390,911390.9k $77.7m $77.7m 0.05% Added +280.7k +280,652
49 PINNACLE ASSOCIATES LTD 1.34% of their portfolio NEW YORK, NY 387,714387.7k $77.1m $77.1m 1.34% Added +2.9k +2,934
50 NATIXIS ADVISORS, LLC 0.24% of their portfolio Boston, MA 385,240385.2k $76.6m $76.6m 0.24% Reduced -2.6k -2,621
51 Fusion Family Wealth, LLC 8.96% of their portfolio WOODBURY, NY 375,174375.2k $74.6m $74.6m 8.96% Added +14.6k +14,574
52 Karpus Management, Inc. 2.31% of their portfolio Pittsford, NY 370,071370.1k $73.6m $73.6m 2.31% Reduced -4.7k -4,729
53 Thrivent Financial for Lutherans 0.16% of their portfolio Minneapolis, MN 363,839363.8k $72.1m $72.1m 0.16% Added +72.7k +72,735
54 DAVIS R M INC 1.73% of their portfolio PORTLAND, ME 363,053363.1k $72.2m $72.2m 1.73% Added +919 +919
55 PEAPACK GLADSTONE FINANCIAL CORP 1.28% of their portfolio BEDMINSTER, NJ 360,692360.7k $71.7m $71.7m 1.28% Reduced -9.0k -8,976
56 PATHSTONE FAMILY OFFICE, LLC 0.99% of their portfolio ENGLEWOOD, NJ 353,477353.5k $69.6m $69.6m 0.99% Reduced -7.4k -7,449
57 Heartwood Wealth Advisors LLC 9.71% of their portfolio RICHMOND, VA 344,041344.0k $68.4m $68.4m 9.71% Added +7.3k +7,335
58 MML INVESTORS SERVICES, LLC 0.38% of their portfolio SPRINGFIELD, MA 343,002343.0k $68.2m $68.2m 0.38% Added +25.7k +25,734
59 MONETA GROUP INVESTMENT ADVISORS LLC 1.51% of their portfolio ST LOUIS, MO 341,808341.8k $68.0m $68.0m 1.51% Added +31.5k +31,482
60 M&T Bank Corp 0.25% of their portfolio BUFFALO, NY 341,575341.6k $67.9m $67.9m 0.25% Reduced -11.1k -11,078
61 Wealthspire Advisors, LLC 1.09% of their portfolio NEW YORK, NY 336,102336.1k $66.8m $66.8m 1.09% Reduced -2.4k -2,430
62 TRUSTMARK BANK TRUST DEPARTMENT 5.98% of their portfolio JACKSON, MS 324,463324.5k $64.5m $64.5m 5.98% Reduced -2.7k -2,724
63 Corient Private Wealth LP 0.15% of their portfolio MIAMI, FL 322,437322.4k $64.1m $64.1m 0.15% Added +3.9k +3,907
64 Private Advisor Group, LLC 0.56% of their portfolio MORRISTOWN, NJ 315,874315.9k $64.0m $64.0m 0.56% Reduced -12.6k -12,595
65 Baker Avenue Asset Management, LP 3.15% of their portfolio SAN FRANCISCO, CA 314,076314.1k $62.5m $62.5m 3.15% Added +1.5k +1,542
66 CBIZ Investment Advisory Services, LLC 5.27% of their portfolio INDEPENDENCE, OH 310,923310.9k $61.8m $61.8m 5.27% Added +8.4k +8,405
67 Cullen/Frost Bankers, Inc. 1.05% of their portfolio San Antonio, TX 309,877309.9k $61.6m $61.6m 1.05% Added +20.0k +19,983
68 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 307,860307.9k $61.2m $61.2m 0.08% Reduced -4.5k -4,548
69 Cambridge Investment Research Advisors, Inc. 0.28% of their portfolio FAIRFIELD, IA 306,985307.0k $61.1m $61.1m 0.28% Reduced -64.4k -64,397
70 VISTA CAPITAL PARTNERS, INC. 8.39% of their portfolio PORTLAND, OR 303,891303.9k $60.4m $60.4m 8.39% Reduced -844 -844
71 Column Capital Advisors, LLC 4.19% of their portfolio INDIANAPOLIS, IN 291,036291.0k $29.8m $29.8m 4.19% Added +16.9k +16,905
72 Nicholas Hoffman & Company, LLC. 2.19% of their portfolio ATLANTA, GA 282,086282.1k $56.1m $56.1m 2.19% Added +97.0k +96,981
73 American Trust 3.70% of their portfolio LEXINGTON, KY 281,531281.5k $56.0m $56.0m 3.70% Reduced -14.4k -14,363
74 Composition Wealth, LLC 1.70% of their portfolio LOS ANGELES, CA 280,800280.8k $55.8m $55.8m 1.70% Added +130.4k +130,429
75 Smithfield Trust Co 3.29% of their portfolio PITTSBURGH, PA 274,130274.1k $54.6m $54.6m 3.29% Added +8.8k +8,797
76 Centered Wealth LLC dba Miller Equity Capital Advisors 27.31% of their portfolio IRVING, TX 270,794270.8k $53.9m $53.9m 27.31% Added +12.0k +11,994
77 INVICTUS PRIVATE WEALTH, LLC 5.79% of their portfolio Denver, CO 270,073270.1k $53.7m $53.7m 5.79% Added +11.3k +11,340
78 Annex Advisory Services, LLC 2.91% of their portfolio BROOKFIELD, WI 263,474263.5k $52.4m $52.4m 2.91% Reduced -842.2k -842,196
79 Chandler Asset Management, Inc. 1.34% of their portfolio SAN DIEGO, CA 257,103257.1k $5.1m $5.1m 1.34% Reduced -5.7k -5,734
80 ASSETMARK, INC 0.19% of their portfolio CONCORD, CA 248,227248.2k $49.4m $49.4m 0.19% Added +7.3k +7,278
81 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.62% of their portfolio NORFOLK, VA 246,790246.8k $49.1m $49.1m 1.62% Added +1.0k +1,038
82 Equitable Holdings, Inc. 0.70% of their portfolio NEW YORK, NY 243,991244.0k $48.5m $48.5m 0.70% Added +3.8k +3,760
83 PITTENGER & ANDERSON INC 2.33% of their portfolio LINCOLN, NE 243,059243.1k $48.3m $48.3m 2.33% Added +8.8k +8,803
84 Cetera Advisor Networks LLC 0.32% of their portfolio EL SEGUNDO, CA 235,345235.3k $46.5m $46.5m 0.32% Added +38.1k +38,124
85 Marcum Wealth, LLC 5.24% of their portfolio CLEVELAND, OH 224,373224.4k $44.6m $44.6m 5.24% Reduced -1.5k -1,474
86 Ellenbecker Investment Group 10.93% of their portfolio WAUKESHA, WI 218,072218.1k $43.3m $43.3m 10.93% Added +10.3k +10,257
87 AVANTAX ADVISORY SERVICES, INC. 0.50% of their portfolio DALLAS, TX 217,898217.9k $43.3m $43.3m 0.50% Reduced -1.4k -1,411
88 CENTRAL TRUST Co 1.20% of their portfolio JEFFERSON CITY, MO 215,522215.5k $42.9m $42.9m 1.20% Added +20.1k +20,127
89 Cerity Partners LLC 0.16% of their portfolio NEW YORK, NY 208,427208.4k $41.5m $41.5m 0.16% Added +25.9k +25,913
90 Garde Capital, Inc. 3.44% of their portfolio SEATTLE, WA 207,752207.8k $41.3m $41.3m 3.44% Added +11.2k +11,179
91 BlackRock Inc. 0.00% of their portfolio New York, NY 207,508207.5k $41.3m $41.3m 0.00% Reduced -54.6k -54,610
92 Johnson Financial Group, LLC 5.43% of their portfolio Denver, CO 199,788199.8k $39.7m $39.7m 5.43% Reduced -7.6k -7,588
93 BESSEMER GROUP INC 0.08% of their portfolio WOODBRIDGE, NJ 197,494197.5k $39.3m $39.3m 0.08% Added +417 +417
94 COUNTRY TRUST BANK 1.03% of their portfolio Bloomington, IL 191,245191.2k $38.0m $38.0m 1.03% Reduced -136 -136
95 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 6.48% of their portfolio Reston, VA 183,318183.3k $36.5m $36.5m 6.48% Added +1.6k +1,609
96 Kestra Advisory Services, LLC 0.36% of their portfolio AUSTIN, TX 182,948182.9k $36.4m $36.4m 0.36% Added +5.1k +5,131
97 Parallel Advisors, LLC 1.15% of their portfolio SAN FRANCISCO, CA 180,085180.1k $35.8m $35.8m 1.15% Reduced -4.0k -4,037
98 TCV Trust & Wealth Management, Inc. 3.79% of their portfolio RICHMOND, VA 179,187179.2k $35.6m $35.6m 3.79% Added +108 +108
99 NewEdge Advisors, LLC 0.39% of their portfolio NEW ORLEANS, LA 173,243173.2k $34.5m $34.5m 0.39% Added +1.7k +1,667
100 Cetera Investment Advisers 0.29% of their portfolio SCHAUMBURG, IL 171,472171.5k $34.1m $34.1m 0.29% Added +6.9k +6,873