Vault-13

ISHARES TR IWM

RUSSELL 2000 ETF · ETP · CUSIP 464287655 · ISIN US4642876555

1,968 institutional holders +57 vs Q1 2023
312,116,567312.1m shares reported held*
$58.5bnreported value*
146 new 703 added 753 reduced 95 sold out net bought ≈ $2.0bn (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($53.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $187.33. Options: 80 managers hold calls ($36.0bn notional), 137 hold puts ($68.0bn).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,866Q4 22: 1,990Q1 23: 1,911Q2 23: 1,9681,968Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,866
Q4 20221,990
Q1 20231,911
Q2 20231,968

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 863 bought or addedQ4 22: 847 cut or sold outQ4 22Q1 23: 764 bought or addedQ1 23: 944 cut or sold outQ1 23Q2 23: 849 bought or addedQ2 23: 848 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022863847
Q1 2023764944
Q2 2023849848

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25bn$50bn$75bn$100bnQ3 22 calls: $23.2bnQ3 22 puts: $53.8bnQ3 22P/C 2.32Q4 22 calls: $26.5bnQ4 22 puts: $58.0bnQ4 22P/C 2.19Q1 23 calls: $35.8bnQ1 23 puts: $81.3bnQ1 23P/C 2.27Q2 23 calls: $36.0bnQ2 23 puts: $68.0bnQ2 23P/C 1.89
Numbers
QuarterCallsPutsP/C
Q3 2022$23.2bn$53.8bn2.32
Q4 2022$26.5bn$58.0bn2.19
Q1 2023$35.8bn$81.3bn2.27
Q2 2023$36.0bn$68.0bn1.89

Biggest buyers

TORONTO DOMINION BANK Added +10,428,410+10.4m
Varma Mutual Pension Insurance Co New +4,037,410+4.0m
Balyasny Asset Management L.P. Added +2,396,137+2.4m
BANK OF AMERICA CORP /DE/ Added +2,204,923+2.2m
CLEAR STREET LLC New +2,050,000+2.0m
ROYAL BANK OF CANADA Added +1,617,035+1.6m
MORGAN STANLEY Added +1,453,812+1.5m
Clal Insurance Enterprises Holdings Ltd New +1,057,000+1.1m
GRIMES & Co WEALTH MANAGEMENT, LLC Added +899,605+899.6k
MILLENNIUM MANAGEMENT LLC Added +860,196+860.2k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -8,685,258-8.7m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -4,289,595-4.3m
CITIGROUP INC Reduced -3,998,331-4.0m
FMR LLC Reduced -2,599,232-2.6m
GOLDMAN SACHS GROUP INC Reduced -1,818,584-1.8m
JANE STREET GROUP, LLC Reduced -1,576,142-1.6m
JPMORGAN CHASE & CO Reduced -1,489,340-1.5m
BANK OF MONTREAL /CAN/ Reduced -1,459,182-1.5m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,372,366-1.4m
BANQUE PICTET & CIE SA Reduced -1,337,599-1.3m

Biggest calls

CITADEL ADVISORS LLC Added $6.3bn33.5m shares
GOLDMAN SACHS GROUP INC Added $3.6bn19.5m shares
MILLENNIUM MANAGEMENT LLC Reduced $3.4bn18.2m shares
CITIGROUP INC Reduced $3.1bn16.8m shares
BANK OF AMERICA CORP /DE/ Reduced $3.1bn16.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.0bn15.9m shares
UBS Group AG Added $1.8bn9.9m shares
WELLS FARGO & COMPANY/MN Reduced $1.5bn7.9m shares
Belvedere Trading LLC Added $1.4bn7.7m shares
Parallax Volatility Advisers, L.P. Added $1.1bn6.0m shares

Biggest puts

CITADEL ADVISORS LLC Added $8.5bn45.3m shares
BANK OF AMERICA CORP /DE/ Added $7.7bn41.0m shares
MILLENNIUM MANAGEMENT LLC Reduced $7.2bn38.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.8bn36.5m shares
CITIGROUP INC Reduced $6.8bn36.2m shares
GOLDMAN SACHS GROUP INC Added $3.6bn19.3m shares
WELLS FARGO & COMPANY/MN Reduced $2.9bn15.4m shares
UBS Group AG Added $2.3bn12.3m shares
Belvedere Trading LLC Added $2.0bn10.8m shares
ROYAL BANK OF CANADA Added $1.8bn9.7m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.72% of their portfolio CHARLOTTE, NC 32,384,71632.4m $6.1bn $6.1bn 0.72% Added +2.2m +2,204,923
2 GOLDMAN SACHS GROUP INC 1.38% of their portfolio NEW YORK, NY 28,958,41629.0m $5.4bn $5.4bn 1.38% Reduced -1.8m -1,818,584
3 WELLS FARGO & COMPANY/MN 1.09% of their portfolio SAN FRANCISCO, CA 20,072,77620.1m $3.8bn $3.8bn 1.09% Added +60.8k +60,825
4 TORONTO DOMINION BANK 2.29% of their portfolio TORONTO, ONTARIO, A6 16,453,57416.5m $3.1bn $3.1bn 2.29% Added +10.4m +10,428,410
5 MORGAN STANLEY 0.27% of their portfolio NEW YORK, NY 14,570,64814.6m $2.7bn $2.7bn 0.27% Added +1.5m +1,453,812
6 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 8.66% of their portfolio TORONTO, A6 10,315,60010.3m $1.9bn $1.9bn 8.66% Added +374.0k +374,000
7 BlackRock Inc. 0.05% of their portfolio New York, NY 9,756,8159.8m $1.8bn $1.8bn 0.05% Reduced -84.6k -84,552
8 JPMORGAN CHASE & CO 0.17% of their portfolio NEW YORK, NY 8,128,6728.1m $1.5bn $1.5bn 0.17% Reduced -1.5m -1,489,340
9 Empower Advisory Group, LLC 5.98% of their portfolio Greenwood Village, CO 7,412,0277.4m $1.4bn $1.4bn 5.98% Added +419.8k +419,753
10 JONES FINANCIAL COMPANIES LLLP 2.07% of their portfolio DES PERES, MO 6,942,2046.9m $1.3bn $1.3bn 2.07% Added +49.1k +49,091
11 LPL Financial LLC 0.69% of their portfolio FORT MILL, SC 5,159,2375.2m $966.2m $966.2m 0.69% Added +8.4k +8,439
12 Rafferty Asset Management, LLC 5.17% of their portfolio New York, NY 4,901,6834.9m $917.9m $917.9m 5.17% Added +513.1k +513,140
13 ROYAL BANK OF CANADA 0.25% of their portfolio TORONTO, A6 4,740,1784.7m $887.7m $887.7m 0.25% Added +1.6m +1,617,035
14 BANK OF MONTREAL /CAN/ 0.31% of their portfolio TORONTO, A6 4,528,0454.5m $849.0m $849.0m 0.31% Reduced -1.5m -1,459,182
15 UBS Group AG 0.36% of their portfolio ZURICH, V8 4,449,7174.4m $833.3m $833.3m 0.36% Added +332.3k +332,280
16 Balyasny Asset Management L.P. 2.23% of their portfolio Chicago, IL 4,271,0634.3m $799.8m $799.8m 2.23% Added +2.4m +2,396,137
17 Varma Mutual Pension Insurance Co 9.05% of their portfolio Varma, H9 4,037,4104.0m $756.1m $756.1m 9.05% New
18 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 3,739,4373.7m $700.3m $700.3m 0.13% Reduced -60.5k -60,489
19 PNC Financial Services Group, Inc. 0.55% of their portfolio Pittsburgh, PA 3,469,0523.5m $649.6m $649.6m 0.55% Reduced -78.6k -78,561
20 US BANCORP \DE\ 1.05% of their portfolio MINNEAPOLIS, MN 3,435,5603.4m $643.4m $643.4m 1.05% Added +87.8k +87,766
21 BARCLAYS PLC 0.38% of their portfolio LONDON, X0 3,124,4113.1m $585.1m $585.1m 0.38% Added +480.1k +480,074
22 ENVESTNET ASSET MANAGEMENT INC 0.26% of their portfolio Berwyn, PA 3,088,7233.1m $578.4m $578.4m 0.26% Reduced -8.7m -8,685,258
23 M&T Bank Corp 1.77% of their portfolio BUFFALO, NY 2,528,5682.5m $473.5m $473.5m 1.77% Reduced -127.0k -126,951
24 Bank of New York Mellon Corp 0.09% of their portfolio NEW YORK, NY 2,286,2602.3m $428.1m $428.1m 0.09% Added +75.1k +75,137
25 FMR LLC 0.03% of their portfolio BOSTON, MA 2,174,1502.2m $407.2m $407.2m 0.03% Reduced -2.6m -2,599,232
26 HRT FINANCIAL LP 3.73% of their portfolio NEW YORK, NY 2,080,5322.1m $389.6m $389.6m 3.73% Added +595.4k +595,400
27 CLEAR STREET LLC 9.15% of their portfolio NEW YORK, NY 2,050,0002.0m $383.9m $383.9m 9.15% New
28 Millburn Ridgefield LLC /DE/ 12.32% of their portfolio New York, NY 1,924,6151.9m $360.4m $360.4m 12.32% Reduced -3.6k -3,585
29 Catalyst Capital Advisors LLC 10.47% of their portfolio San Juan, PR 1,924,6151.9m $360.4m $360.4m 10.47% Reduced -3.6k -3,585
30 BANQUE PICTET & CIE SA 3.02% of their portfolio GENEVA 73, V8 1,838,3001.8m $344.3m $344.3m 3.02% Reduced -1.3m -1,337,599
31 JANE STREET GROUP, LLC 0.45% of their portfolio NEW YORK, NY 1,757,7261.8m $329.2m $329.2m 0.45% Reduced -1.6m -1,576,142
32 CANADA PENSION PLAN INVESTMENT BOARD 0.49% of their portfolio TORONTO ONTARIO, A6 1,723,0001.7m $322.7m $322.7m 0.49% Unchanged
33 WELLINGTON MANAGEMENT GROUP LLP 0.06% of their portfolio Boston, MA 1,644,4301.6m $308.0m $308.0m 0.06% Added +162.4k +162,355
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.38% of their portfolio BALA CYNWYD, PA 1,262,0521.3m $236.3m $236.3m 0.38% Reduced -4.3m -4,289,595
35 CREDIT SUISSE AG/ 0.23% of their portfolio ZURICH, V8 1,255,3901.3m $235.1m $235.1m 0.23% Reduced -9.8k -9,766
36 TRUIST FINANCIAL CORP 0.37% of their portfolio CHARLOTTE, NC 1,193,2471.2m $223.5m $223.5m 0.37% Added +6.1k +6,120
37 BNP PARIBAS FINANCIAL MARKETS 0.43% of their portfolio PARIS, I0 1,158,7581.2m $217.0m $217.0m 0.43% Reduced -1.4m -1,372,366
38 J.P. Morgan Private Wealth Advisors LLC 1.11% of their portfolio SAN FRANCISCO, CA 1,139,8381.1m $213.5m $213.5m 1.11% Reduced -320.1k -320,092
39 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,127,2291.1m $204.7m $204.7m 0.06% Added +86.8k +86,822
40 CIBC Private Wealth Group LLC 0.23% of their portfolio ATLANTA, GA 1,109,7701.1m $207.8m $207.8m 0.23% Reduced -17.8k -17,798
41 ALLIANCEBERNSTEIN L.P. 0.08% of their portfolio NASHVILLE, TN 1,101,4771.1m $206.3m $206.3m 0.08% Reduced -587.1k -587,071
42 Clal Insurance Enterprises Holdings Ltd 2.37% of their portfolio Tel-aviv, L3 1,057,0001.1m $197.9m $197.9m 2.37% New
43 Baird Financial Group, Inc. 0.51% of their portfolio MILWAUKEE, WI 1,038,2921.0m $194.4m $194.4m 0.51% Added +15.6k +15,556
44 AVANTAX ADVISORY SERVICES, INC. 2.05% of their portfolio DALLAS, TX 958,058958.1k $179.4m $179.4m 2.05% Added +23.6k +23,637
45 GRIMES & Co WEALTH MANAGEMENT, LLC 6.20% of their portfolio WESTBOROUGH, MA 933,395933.4k $174.8m $174.8m 6.20% Added +899.6k +899,605
46 AMG National Trust Bank 5.69% of their portfolio GREENWOOD VILLAGE, CO 911,178911.2k $170.6m $170.6m 5.69% Reduced -29.1k -29,055
47 MILLENNIUM MANAGEMENT LLC 0.18% of their portfolio NEW YORK, NY 897,480897.5k $168.1m $168.1m 0.18% Added +860.2k +860,196
48 SYNOVUS FINANCIAL CORP 1.83% of their portfolio Columbus, GA 889,865889.9k $166.6m $166.6m 1.83% Reduced -31.1k -31,145
49 CITIGROUP INC 0.20% of their portfolio NEW YORK, NY 846,392846.4k $158.5m $158.5m 0.20% Reduced -4.0m -3,998,331
50 RAYMOND JAMES & ASSOCIATES 0.13% of their portfolio ST PETERSBURG, FL 829,441829.4k $155.3m $155.3m 0.13% Reduced -13.6k -13,649
51 KEYBANK NATIONAL ASSOCIATION/OH 0.70% of their portfolio BROOKLYN, OH 825,662825.7k $154.6m $154.6m 0.70% Reduced -7.0k -6,950
52 Temasek Holdings (Private) Ltd 0.87% of their portfolio SINGAPORE, U0 805,000805.0k $150.8m $150.8m 0.87% New
53 FACTORY MUTUAL INSURANCE CO 2.22% of their portfolio WALTHAM, MA 802,300802.3k $150.2m $150.2m 2.22% Reduced -265.5k -265,490
54 NATIXIS 1.20% of their portfolio PARIS, I0 750,000750.0k $140.5m $140.5m 1.20% Added +500.0k +500,000
55 OSAIC HOLDINGS, INC. 0.25% of their portfolio SCOTTSDALE, AZ 749,512749.5k $140.4m $140.4m 0.25% Added +2.4k +2,420
56 Optiver Holding B.V. 3.96% of their portfolio AMSTERDAM, P7 731,351731.4k $137.0m $137.0m 3.96% Added +323.1k +323,069
57 Mariner, LLC 0.36% of their portfolio Overland Park, KS 726,593726.6k $136.1m $136.1m 0.36% Reduced -27.6k -27,637
58 Veritable, L.P. 2.20% of their portfolio Newtown Square, PA 725,712725.7k $135.9m $135.9m 2.20% Added +9.0k +8,974
59 SG Americas Securities, LLC 1.15% of their portfolio NEW YORK, NY 720,028720.0k $134.8m $134.8m 1.15% Reduced -408.8k -408,809
60 BROWN ADVISORY INC 0.21% of their portfolio BALTIMORE, MD 717,643717.6k $134.4m $134.4m 0.21% Reduced -13.8k -13,806
61 LBMC INVESTMENT ADVISORS, LLC 13.20% of their portfolio BRENTWOOD, TN 716,880716.9k $134.3m $134.3m 13.20% Reduced -10.9k -10,855
62 TIAA, FSB 0.48% of their portfolio ST. LOUIS, MO 713,729713.7k $133.7m $133.7m 0.48% Reduced -6.7k -6,675
63 Jefferies Financial Group Inc. 2.83% of their portfolio NEW YORK, NY 709,916709.9k $132.9m $132.9m 2.83% Added +136.3k +136,331
64 CITADEL ADVISORS LLC 0.15% of their portfolio MIAMI, FL 701,734701.7k $131.4m $131.4m 0.15% Added +107.2k +107,153
65 BROADWOOD CAPITAL INC 9.66% of their portfolio New York, NY 690,000690.0k $129.2m $129.2m 9.66% Unchanged
66 FIFTH THIRD BANCORP 0.56% of their portfolio CINCINNATI, OH 681,384681.4k $127.6m $127.6m 0.56% Reduced -25.2k -25,213
67 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 677,413677.4k $126.9m $126.9m 0.22% Added +64.1k +64,069
68 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 666,706666.7k $124.9m $124.9m 0.06% Reduced -11.9k -11,874
69 Sand Hill Global Advisors, LLC 5.77% of their portfolio Palo Alto, CA 620,447620.4k $116.2m $116.2m 5.77% Added +23.9k +23,920
70 CTC LLC 1.52% of their portfolio CHICAGO, IL 613,914613.9k $115.0m $115.0m 1.52% Added +234.6k +234,646
71 COMMONWEALTH EQUITY SERVICES, LLC 0.23% of their portfolio WALTHAM, MA 598,773598.8k $112.1m $112.1m 0.23% Added +27.5k +27,508
72 AE Wealth Management LLC 0.63% of their portfolio TOPEKA, KS 555,092555.1k $104.0m $104.0m 0.63% Added +58.1k +58,078
73 Creative Planning 0.14% of their portfolio OVERLAND PARK, KS 544,015544.0k $101.9m $101.9m 0.14% Reduced -13.0k -12,992
74 SCHRODER INVESTMENT MANAGEMENT GROUP 0.14% of their portfolio London, X0 537,020537.0k $100.6m $100.6m 0.14% Added +535.7k +535,655
75 Cerity Partners LLC 0.39% of their portfolio NEW YORK, NY 534,979535.0k $100.2m $100.2m 0.39% Added +8.3k +8,332
76 COMMERCE BANK 0.74% of their portfolio KANSAS CITY, MO 530,448530.4k $99.3m $99.3m 0.74% Reduced -7.7k -7,749
77 Rockefeller Capital Management L.P. 0.38% of their portfolio NEW YORK, NY 526,991527.0k $98.5m $98.5m 0.38% First filing
78 HSBC HOLDINGS PLC 0.10% of their portfolio LONDON, X0 499,305499.3k $93.7m $93.7m 0.10% Added +102 +102
79 HighTower Advisors, LLC 0.18% of their portfolio CHICAGO, IL 499,068499.1k $93.5m $93.5m 0.18% Reduced -4.4k -4,448
80 GLENMEDE TRUST CO NA 0.50% of their portfolio PHILADELPHIA, PA 495,144495.1k $88.3m $88.3m 0.50% Unchanged
81 Alberta Investment Management Corp 0.89% of their portfolio EDMONTON, A0 492,100492.1k $92.2m $92.2m 0.89% Unchanged
82 NATIONAL BANK OF CANADA /FI/ 0.18% of their portfolio MONTREAL, A8 485,627485.6k $91.1m $91.1m 0.18% Reduced -7.0k -7,043
83 MARSHALL WACE, LLP 0.19% of their portfolio LONDON, X0 482,040482.0k $90.3m $90.3m 0.19% Added +461.4k +461,355
84 Parallax Volatility Advisers, L.P. 2.84% of their portfolio San Francisco, CA 441,131441.1k $82.6m $82.6m 2.84% Added +40.1k +40,106
85 Twin Tree Management, LP 1.63% of their portfolio DALLAS, TX 423,285423.3k $79.3m $79.3m 1.63% Added +95.3k +95,265
86 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 412,495412.5k $77.3m $77.3m 0.11% Reduced -51.0k -51,019
87 MAI Capital Management 1.07% of their portfolio INDEPENDENCE, OH 385,993386.0k $72.3m $72.3m 1.07% Reduced -5.8k -5,774
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 378,287378.3k $70.8m $70.8m 0.09% Reduced -8.9k -8,873
89 Tower Research Capital LLC (TRC) 2.35% of their portfolio NEW YORK, NY 374,704374.7k $70.2m $70.2m 2.35% Reduced -226.7k -226,656
90 Weiss Asset Management LP 8.81% of their portfolio BOSTON, MA 370,584370.6k $69.4m $69.4m 8.81% New
91 HALBERT HARGROVE GLOBAL ADVISORS, LLC 5.09% of their portfolio LONG BEACH, CA 370,487370.5k $69.4m $69.4m 5.09% Added +3.6k +3,642
92 Artemis Wealth Advisors, LLC 6.22% of their portfolio Port Washington, NY 363,328363.3k $68.0m $68.0m 6.22% Added +21.7k +21,680
93 CITIZENS FINANCIAL GROUP INC/RI 2.45% of their portfolio PROVIDENCE, RI 359,562359.6k $67.3m $67.3m 2.45% Reduced -3.0k -3,028
94 WASHINGTON TRUST Co 2.82% of their portfolio WESTERLY, RI 356,926356.9k $66.8m $66.8m 2.82% Added +4.0k +4,044
95 Cresset Asset Management, LLC 0.46% of their portfolio Chicago, IL 343,597343.6k $64.3m $64.3m 0.46% Added +66.0k +66,033
96 Polar Asset Management Partners Inc. 1.27% of their portfolio TORONTO, A6 340,700340.7k $63.8m $63.8m 1.27% New
97 BLAIR WILLIAM & CO/IL 0.23% of their portfolio CHICAGO, IL 337,718337.7k $63.2m $63.2m 0.23% Added +35.1k +35,057
98 Alaska Permanent Fund Corp 1.24% of their portfolio JUNEAU, AK 335,947335.9k $62.9m $62.9m 1.24% First filing
99 ARVEST TRUST CO N A 3.97% of their portfolio ROGERS, AR 335,376335.4k $66.6m $66.6m 3.97% Reduced -7.3k -7,257
100 MONETA GROUP INVESTMENT ADVISORS LLC 1.35% of their portfolio ST LOUIS, MO 326,341326.3k $61.1m $61.1m 1.35% Added +20.0k +19,963