Vault-13

ISHARES TR MBB

MBS ETF · ETP · CUSIP 464288588

785 institutional holders +35 vs Q1 2023
271,609,231271.6m shares reported held*
$25.4bnreported value*
91 new 360 added 232 reduced 59 sold out net bought ≈ $1.8bn (+19.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.47. Options: 4 managers hold calls ($26.5m notional), 6 hold puts ($36.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 687Q4 22: 757Q1 23: 750Q2 23: 785785Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022687
Q4 2022757
Q1 2023750
Q2 2023785

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 428 bought or addedQ4 22: 284 cut or sold outQ4 22Q1 23: 463 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 451 bought or addedQ2 23: 291 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022428284
Q1 2023463274
Q2 2023451291

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $211.3mQ3 22 puts: $54.8mQ3 22P/C 0.26Q4 22 calls: $7.0mQ4 22 puts: $11.6mQ4 22P/C 1.66Q1 23 calls: $17.3mQ1 23 puts: $6.6mQ1 23P/C 0.38Q2 23 calls: $26.5mQ2 23 puts: $36.9mQ2 23P/C 1.39
Numbers
QuarterCallsPutsP/C
Q3 2022$211.3m$54.8m0.26
Q4 2022$7.0m$11.6m1.66
Q1 2023$17.3m$6.6m0.38
Q2 2023$26.5m$36.9m1.39

Biggest buyers

BlackRock Inc. Added +2,096,973+2.1m
JPMORGAN CHASE & CO Added +1,585,622+1.6m
SEI INVESTMENTS CO Added +1,375,889+1.4m
AMERIPRISE FINANCIAL INC Added +1,328,905+1.3m
ENVESTNET ASSET MANAGEMENT INC Added +1,107,520+1.1m
JANE STREET GROUP, LLC Added +1,052,171+1.1m
US BANCORP \DE\ Added +935,307+935.3k
BESSEMER GROUP INC Added +913,189+913.2k
TIAA, FSB Added +860,233+860.2k
TWO SIGMA INVESTMENTS, LP New +800,000+800.0k

Biggest sellers

PRINCIPAL FINANCIAL GROUP INC Reduced -956,941-956.9k
RiverFront Investment Group, LLC Sold out -616,620-616.6k
Wealthcare Advisory Partners LLC Reduced -280,366-280.4k
Park Avenue Institutional Advisers LLC Reduced -227,900-227.9k
LAZARD ASSET MANAGEMENT LLC Sold out -200,416-200.4k
Summit Wealth Group, LLC Reduced -181,752-181.8k
MGO ONE SEVEN LLC Reduced -132,108-132.1k
FOSTER & MOTLEY INC Reduced -123,860-123.9k
MATHER GROUP, LLC. Reduced -120,063-120.1k
Horizon Investments, LLC Reduced -117,888-117.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.1m129.9k shares
Point72 Asset Management, L.P. New $9.3m100.0k shares
CITADEL ADVISORS LLC Reduced $5.1m54.4k shares
Cutler Group LLC / CA Reduced $02.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $18.4m197.1k shares
Centiva Capital, LP New $6.8m72.5k shares
BANK OF AMERICA CORP /DE/ New $6.8m72.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.9m42.1k shares
IAMS WEALTH MANAGEMENT, LLC New $1.1m11.6k shares
Cutler Group LLC / CA New $1.0k8.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.69% of their portfolio CHARLOTTE, NC 61,988,25962.0m $5.8bn $5.8bn 0.69% Added +264.8k +264,765
2 ENVESTNET ASSET MANAGEMENT INC 1.26% of their portfolio Berwyn, PA 30,484,57530.5m $2.8bn $2.8bn 1.26% Added +1.1m +1,107,520
3 JPMORGAN CHASE & CO 0.26% of their portfolio NEW YORK, NY 24,566,21524.6m $2.3bn $2.3bn 0.26% Added +1.6m +1,585,622
4 LPL Financial LLC 1.11% of their portfolio FORT MILL, SC 16,575,20516.6m $1.5bn $1.5bn 1.11% Added +379.9k +379,935
5 AMERIPRISE FINANCIAL INC 0.35% of their portfolio MINNEAPOLIS, MN 12,156,41412.2m $1.1bn $1.1bn 0.35% Added +1.3m +1,328,905
6 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 8,350,4718.4m $778.8m $778.8m 0.08% Added +649.8k +649,808
7 BlackRock Inc. 0.02% of their portfolio New York, NY 6,641,8606.6m $619.5m $619.5m 0.02% Added +2.1m +2,096,973
8 Charles Schwab Investment Advisory, Inc. 0.65% of their portfolio SAN FRANCISCO, CA 4,523,5414.5m $421.9m $421.9m 0.65% Reduced -1.0k -1,030
9 TIAA, FSB 1.33% of their portfolio ST. LOUIS, MO 3,955,2194.0m $368.9m $368.9m 1.33% Added +860.2k +860,233
10 CWM, LLC 1.90% of their portfolio OMAHA, NE 3,295,6933.3m $307.4m $307.4m 1.90% Reduced -33.2k -33,244
11 TRUIST FINANCIAL CORP 0.50% of their portfolio CHARLOTTE, NC 3,201,4983.2m $298.6m $298.6m 0.50% Added +9.0k +8,973
12 Richard Bernstein Advisors LLC 5.81% of their portfolio NEW YORK, NY 2,947,8552.9m $274.9m $274.9m 5.81% Added +139.6k +139,620
13 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 2,932,7142.9m $273.5m $273.5m 0.08% Added +100.6k +100,595
14 OSAIC HOLDINGS, INC. 0.48% of their portfolio SCOTTSDALE, AZ 2,837,9892.8m $264.6m $264.6m 0.48% Added +185.2k +185,200
15 STIFEL FINANCIAL CORP 0.35% of their portfolio ST. LOUIS, MO 2,770,7532.8m $258.4m $258.4m 0.35% Reduced -16.0k -15,978
16 Allworth Financial LP 1.98% of their portfolio FOLSOM, CA 2,507,0652.5m $233.8m $233.8m 1.98% Added +66.8k +66,799
17 State of Tennessee, Department of Treasury 0.93% of their portfolio NASHVILLE, TN 2,393,4562.4m $223.2m $223.2m 0.93% Added +226.8k +226,756
18 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 2,331,1332.3m $217.4m $217.4m 0.06% Added +116.3k +116,314
19 PFS INVESTMENTS INC. 3.06% of their portfolio DULUTH, GA 2,010,3192.0m $187.5m $187.5m 3.06% Added +181.9k +181,933
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.01% of their portfolio IRVING, TX 1,977,7992.0m $184.5m $184.5m 1.01% Reduced -46.4k -46,442
21 Ocean Park Asset Management, LLC 6.23% of their portfolio SANTA MONICA, CA 1,955,9832.0m $182.4m $182.4m 6.23% Added +655.2k +655,183
22 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 1,927,8471.9m $179.8m $179.8m 0.04% Added +43.0k +42,978
23 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,893,7751.9m $176.6m $176.6m 0.08% Added +309.4k +309,368
24 FMR LLC 0.01% of their portfolio BOSTON, MA 1,880,3271.9m $175.4m $175.4m 0.01% Added +123.6k +123,589
25 PARK AVENUE SECURITIES LLC 2.69% of their portfolio NEW YORK, NY 1,820,5751.8m $169.8m $169.8m 2.69% Added +58.8k +58,844
26 SEI INVESTMENTS CO 0.28% of their portfolio OAKS, PA 1,710,2201.7m $159.5m $159.5m 0.28% Added +1.4m +1,375,889
27 Janney Montgomery Scott LLC 0.51% of their portfolio PHILADELPHIA, PA 1,566,3791.6m $146.1m $146.1m 0.51% Reduced -57.3k -57,299
28 Bridgewater Associates, LP 0.84% of their portfolio Westport, CT 1,454,2001.5m $135.6m $135.6m 0.84% Reduced -18.4k -18,400
29 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 1,445,2611.4m $134.8m $134.8m 0.11% Added +18.1k +18,081
30 Blue Trust, Inc. 2.13% of their portfolio BRENTWOOD, TN 1,416,4941.4m $134.2m $134.2m 2.13% Reduced -2.2k -2,223
31 MML INVESTORS SERVICES, LLC 0.69% of their portfolio SPRINGFIELD, MA 1,344,4171.3m $125.4m $125.4m 0.69% Added +193.9k +193,907
32 HANCOCK WHITNEY CORP 4.72% of their portfolio GULFPORT, MS 1,286,7681.3m $120.0m $120.0m 4.72% Added +61.6k +61,617
33 JANE STREET GROUP, LLC 0.16% of their portfolio NEW YORK, NY 1,263,7301.3m $117.9m $117.9m 0.16% Added +1.1m +1,052,171
34 US BANCORP \DE\ 0.19% of their portfolio MINNEAPOLIS, MN 1,220,4091.2m $113.8m $113.8m 0.19% Added +935.3k +935,307
35 Asset Management One Co., Ltd. 0.44% of their portfolio TOKYO, M0 1,121,7001.1m $104.6m $104.6m 0.44% Added +82.0k +82,007
36 Cetera Investment Advisers 0.82% of their portfolio SCHAUMBURG, IL 1,040,0811.0m $97.0m $97.0m 0.82% Added +65.1k +65,070
37 OneDigital Investment Advisors LLC 2.01% of their portfolio OVERLAND PARK, KS 973,899973.9k $90.8m $90.8m 2.01% Added +62.5k +62,508
38 Connectus Wealth, LLC 2.09% of their portfolio CINCINNATI, OH 971,939971.9k $90.7m $90.7m 2.09% Reduced -6.1k -6,109
39 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 967,068967.1k $102.4m $102.4m 0.04% Added +204.0k +203,961
40 BESSEMER GROUP INC 0.18% of their portfolio WOODBRIDGE, NJ 914,312914.3k $85.3m $85.3m 0.18% Added +913.2k +913,189
41 ASSETMARK, INC 0.32% of their portfolio CONCORD, CA 881,400881.4k $82.2m $82.2m 0.32% Added +384.2k +384,178
42 Money Design Co.,Ltd. 4.85% of their portfolio TOKYO, M0 879,496879.5k $82.0m $82.0m 4.85% Added +66.1k +66,132
43 CreativeOne Wealth, LLC 1.91% of their portfolio OVERLAND PARK, KS 814,741814.7k $76.6m $76.6m 1.91% Added +361.7k +361,679
44 TWO SIGMA INVESTMENTS, LP 0.20% of their portfolio NEW YORK, NY 800,000800.0k $74.6m $74.6m 0.20% New
45 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 720,095720.1k $67.2m $67.2m 0.14% Added +123.0k +123,005
46 Haverford Trust Co 0.63% of their portfolio Radnor, PA 600,401600.4k $56.0m $56.0m 0.63% Reduced -3.1k -3,147
47 EVOKE WEALTH, LLC 1.94% of their portfolio Los Angeles, CA 598,858598.9k $55.9m $55.9m 1.94% Added +6.0k +5,975
48 Sensible Financial Planning & Management, LLC. 13.09% of their portfolio WALTHAM, MA 597,489597.5k $55.7m $55.7m 13.09% Added +4.4k +4,378
49 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 558,798558.8k $52.1m $52.1m 0.02% Added +3.9k +3,906
50 STATE OF MICHIGAN RETIREMENT SYSTEM 0.31% of their portfolio EAST LANSING, MI 540,800540.8k $50.4m $50.4m 0.31% Added +315.0k +315,000
51 Cetera Advisor Networks LLC 0.33% of their portfolio EL SEGUNDO, CA 510,130510.1k $47.6m $47.6m 0.33% Added +12.5k +12,493
52 Willis Johnson & Associates, Inc. 4.99% of their portfolio Houston, TX 501,729501.7k $46.8m $46.8m 4.99% Added +222.0k +222,015
53 Korea Investment CORP 0.13% of their portfolio SEOUL, M5 500,000500.0k $46.6m $46.6m 0.13% Unchanged
54 Avidian Wealth Enterprises, LLC 2.97% of their portfolio Houston, TX 485,107485.1k $45.2m $45.2m 2.97% Reduced -2.4k -2,443
55 WEALTHSOURCE PARTNERS, LLC 2.92% of their portfolio SAN LUIS OBISPO, CA 474,508474.5k $44.3m $44.3m 2.92% Reduced -9.5k -9,477
56 Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio CHIYODA-KU, TOKYO, M0 467,388467.4k $43.6m $43.6m 0.03% New
57 ROCKLAND TRUST CO 2.59% of their portfolio HANOVER, MA 464,548464.5k $43.3m $43.3m 2.59% Added +31.5k +31,530
58 Mirae Asset Global Investments Co., Ltd. 0.09% of their portfolio SEOUL, M5 462,735462.7k $43.1m $43.1m 0.09% Reduced -4.8k -4,824
59 Horizon Investments, LLC 1.20% of their portfolio Charlotte, NC 449,903449.9k $41.7m $41.7m 1.20% Reduced -117.9k -117,888
60 BerganKDV Wealth Management, LLC 4.13% of their portfolio BLOOMINGTON, MN 442,364442.4k $41.3m $41.3m 4.13% Added +241.9k +241,899
61 Composition Wealth, LLC 1.25% of their portfolio LOS ANGELES, CA 439,961440.0k $41.0m $41.0m 1.25% Added +167.9k +167,893
62 Capital Investment Advisors, LLC 1.23% of their portfolio ATLANTA, GA 432,372432.4k $40.3m $40.3m 1.23% Added +9.0k +9,043
63 ST GERMAIN D J CO INC 2.04% of their portfolio SPRINGFIELD, MA 414,722414.7k $38.7m $38.7m 2.04% First filing
64 Fisher Asset Management, LLC 0.02% of their portfolio PLANO, TX 414,054414.1k $38.6m $38.6m 0.02% Added +1.7k +1,674
65 CIBC Asset Management Inc 0.15% of their portfolio TORONTO, Z4 408,357408.4k $38.1m $38.1m 0.15% Unchanged
66 JB Capital LLC 3.12% of their portfolio WETHERSFIELD, CT 396,043396.0k $36.9m $36.9m 3.12% Added +6.3k +6,314
67 Mitsubishi UFJ Trust & Banking Corp 0.08% of their portfolio TOKYO, M0 389,462389.5k $36.3m $36.3m 0.08% Reduced -12.4k -12,450
68 CONNING INC. 1.21% of their portfolio HARTFORD, CT 387,672387.7k $36.2m $36.2m 1.21% Unchanged
69 Cetera Advisors LLC 0.57% of their portfolio DENVER, CO 384,285384.3k $35.8m $35.8m 0.57% Added +85.0k +84,990
70 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 367,442367.4k $34.3m $34.3m 0.03% Added +26.4k +26,398
71 KB FINANCIAL PARTNERS, LLC 9.40% of their portfolio PRINCETON, NJ 366,964367.0k $34.2m $34.2m 9.40% Added +2.3k +2,310
72 Atria Wealth Solutions, Inc. 0.45% of their portfolio NEW YORK, NY 349,703349.7k $32.6m $32.6m 0.45% Added +17.4k +17,356
73 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 339,434339.4k $31.7m $31.7m 0.07% Added +276.0k +276,036
74 Zurich Insurance Group Ltd/FI 0.33% of their portfolio ZURICH, V8 338,060338.1k $31.5m $31.5m 0.33% Unchanged
75 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.98% of their portfolio TOKYO, M0 328,572328.6k $30.6m $30.6m 0.98% Added +3.6k +3,623
76 Mill Creek Capital Advisors, LLC 0.94% of their portfolio Conshohocken, PA 312,414312.4k $29.1m $29.1m 0.94% New
77 Foundations Investment Advisors, LLC 0.94% of their portfolio PHOENIX, AZ 305,943305.9k $28.5m $28.5m 0.94% Added +63.2k +63,249
78 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 300,108300.1k $28.0m $28.0m 0.17% Reduced -52.7k -52,703
79 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 285,682285.7k $26.6m $26.6m 0.05% Reduced -31.7k -31,717
80 Strategic Wealth Partners, Ltd. 3.39% of their portfolio INDEPENDENCE, OH 281,272281.3k $26.2m $26.2m 3.39% Added +11.6k +11,610
81 Municipal Employees' Retirement System of Michigan 0.37% of their portfolio LANSING, MI 280,635280.6k $26.2m $26.2m 0.37% Added +5.1k +5,126
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 275,631275.6k $25.7m $25.7m 0.03% Added +2.6k +2,581
83 Tortoise Investment Management, LLC 3.79% of their portfolio WHITE PLAINS, NY 273,488273.5k $25.5m $25.5m 3.79% Added +76.9k +76,909
84 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 269,471269.5k $25.1m $25.1m 0.04% Added +8.8k +8,807
85 ALLSTATE CORP 1.57% of their portfolio NORTHBROOK, IL 265,000265.0k $24.7m $24.7m 1.57% New
86 Galvin, Gaustad & Stein, LLC 2.38% of their portfolio Scottsdale, AZ 263,704263.7k $24.6m $24.6m 2.38% Added +9.6k +9,580
87 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 263,312263.3k $24.6m $24.6m 0.01% Reduced -26.2k -26,206
88 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 263,214263.2k $24.5m $24.5m 0.11% Added +8.8k +8,800
89 Horst & Graben Wealth Management LLC 5.84% of their portfolio PORTLAND, OR 262,561262.6k $24.5m $24.5m 5.84% Added +6.2k +6,190
90 Atria Investments, Inc 0.41% of their portfolio Charlotte, NC 243,913243.9k $22.7m $22.7m 0.41% Added +8.8k +8,842
91 Vestmark Advisory Solutions, Inc. 0.83% of their portfolio Wakefield, MA 232,712232.7k $21.7m $21.7m 0.83% Added +184.7k +184,700
92 FDx Advisors, Inc. 1.18% of their portfolio BERWYN, PA 231,015231.0k $21.5m $21.5m 1.18% Added +73.2k +73,186
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 1.63% of their portfolio BIRMINGHAM, AL 229,598229.6k $21.4m $21.4m 1.63% Added +25.5k +25,517
94 RKL Wealth Management LLC 2.53% of their portfolio LANCASTER, PA 229,453229.5k $21.4m $21.4m 2.53% Added +1.9k +1,909
95 NewEdge Advisors, LLC 0.24% of their portfolio NEW ORLEANS, LA 223,746223.7k $20.9m $20.9m 0.24% Added +12.3k +12,281
96 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 222,305222.3k $20.7m $20.7m 0.09% Reduced -31.2k -31,225
97 CI INVESTMENTS INC. 0.10% of their portfolio TORONTO, Z4 219,383219.4k $20.5m $20.5m 0.10% Unchanged
98 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 215,899215.9k $20.1m $20.1m 0.08% First filing
99 Insight Wealth Strategies, LLC 3.84% of their portfolio SAN RAMON, CA 215,334215.3k $20.1m $20.1m 3.84% Reduced -500 -500
100 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 211,628211.6k $19.7m $19.7m 0.03% Reduced -86.0k -85,985