Vault-13

ISHARES TR CMBS

CMBS ETF · ETP · CUSIP 46429B366

85 institutional holders +4 vs Q1 2023
5,263,0195.3m shares reported held*
$241.3mreported value*
14 new 20 added 34 reduced 12 sold out net sold ≈ $78.6m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.84.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 86Q4 22: 76Q1 23: 81Q2 23: 8585Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202286
Q4 202276
Q1 202381
Q2 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 31 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 45 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 46 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223149
Q1 20234445
Q2 20233446

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $461.0kQ3 22 puts: $1.7mQ3 22P/C 3.69Q4 22 calls: $0Q4 22 puts: $1.3mQ4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$461.0k$1.7m3.69
Q4 2022$0$1.3m—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +64,193+64.2k
LGT Financial Advisors LLC New +55,845+55.8k
OSAIC HOLDINGS, INC. Added +39,751+39.8k
CITADEL ADVISORS LLC Added +33,214+33.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +27,180+27.2k
OLD MISSION CAPITAL LLC New +19,198+19.2k
ENVESTNET ASSET MANAGEMENT INC Added +14,900+14.9k
STRATEGY ASSET MANAGERS LLC New +13,332+13.3k
Krilogy Financial LLC Added +11,370+11.4k
Private Advisor Group, LLC New +8,810+8.8k

Biggest sellers

MORGAN STANLEY Reduced -589,751-589.8k
BerganKDV Wealth Management, LLC Reduced -492,494-492.5k
Diversified, LLC Reduced -299,086-299.1k
WELLS FARGO & COMPANY/MN Reduced -137,571-137.6k
LPL Financial LLC Reduced -80,624-80.6k
Fermata Advisors, LLC Sold out -66,208-66.2k
BANK OF AMERICA CORP /DE/ Reduced -61,457-61.5k
Relative Value Partners Group, LLC Sold out -55,316-55.3k
AMERIPRISE FINANCIAL INC Reduced -50,749-50.7k
GUGGENHEIM CAPITAL LLC Reduced -46,821-46.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 917,139917.1k $42.1m $42.1m 0.00% Reduced -589.8k -589,751
2 PATHSTONE FAMILY OFFICE, LLC 0.39% of their portfolio ENGLEWOOD, NJ 601,591601.6k $27.6m $27.6m 0.39% Reduced -999 -999
3 ST GERMAIN D J CO INC 1.18% of their portfolio SPRINGFIELD, MA 487,577487.6k $22.4m $22.4m 1.18% First filing
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 387,582387.6k $17.8m $17.8m 0.01% Reduced -18.9k -18,941
5 Tortoise Investment Management, LLC 2.27% of their portfolio WHITE PLAINS, NY 333,875333.9k $15.3m $15.3m 2.27% Added +1.2k +1,205
6 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 282,422282.4k $13.0m $13.0m 0.02% Added +64.2k +64,193
7 Krilogy Financial LLC 1.10% of their portfolio ST. LOUIS, MO 267,396267.4k $12.3m $12.3m 1.10% Added +11.4k +11,370
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 244,039244.0k $11.2m $11.2m 0.00% Reduced -61.5k -61,457
9 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 218,593218.6k $10.0m $10.0m 0.08% Reduced -46.8k -46,821
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 180,260180.3k $8.3m $8.3m 0.00% Reduced -137.6k -137,571
11 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 151,504151.5k $6.9m $6.9m 0.04% Reduced -19.2k -19,222
12 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.92% of their portfolio CEDARBURG, WI 100,651100.7k $4.6m $4.6m 0.92% Reduced -36.1k -36,113
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 93,96994.0k $4.3m $4.3m 0.00% Reduced -80.6k -80,624
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 74,55674.6k $3.4m $3.4m 0.01% Added +39.8k +39,751
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 73,89173.9k $3.4m $3.4m 0.00% Reduced -50.7k -50,749
16 LGT Financial Advisors LLC 2.73% of their portfolio DALLAS, TX 55,84555.8k $2.6m $2.6m 2.73% New
17 ADVISOR PARTNERS II, LLC 0.10% of their portfolio WALNUT CREEK, CA 46,21046.2k $2.1m $2.1m 0.10% Unchanged
18 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 45,99046.0k $2.1m $2.1m 0.00% Unchanged
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,84842.8k $2.0m $2.0m 0.00% Added +14.9k +14,900
20 Laidlaw Wealth Management LLC 0.37% of their portfolio NEW YORK CITY, NY 41,35841.4k $1.9m $1.9m 0.37% Added +348 +348
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,27141.3k $1.9m $1.9m 0.00% Added +1.1k +1,098
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,28340.3k $1.8m $1.8m 0.00% Added +27.2k +27,180
23 BlackRock Inc. 0.00% of their portfolio New York, NY 38,93138.9k $1.8m $1.8m 0.00% Unchanged
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,25038.2k $1.8m $1.8m 0.00% Added +33.2k +33,214
25 Advisory Alpha, LLC 0.09% of their portfolio HOLLAND, MI 36,19636.2k $1.7m $1.7m 0.09% Reduced -2.1k -2,119
26 Insight Wealth Partners, LLC 1.33% of their portfolio Plano, TX 34,91434.9k $1.6m $1.6m 1.33% Reduced -9.9k -9,940
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 32,49832.5k $1.5m $1.5m 0.00% Added +1.2k +1,225
28 Willis Johnson & Associates, Inc. 0.13% of their portfolio Houston, TX 25,70825.7k $1.2m $1.2m 0.13% Added +6.0k +6,028
29 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 23,11423.1k $1.1m $1.1m 0.02% Added +4.9k +4,939
30 Hilltop Holdings Inc. 0.12% of their portfolio DALLAS, TX 21,80121.8k $999.5k $999.5k 0.12% Added +2.4k +2,448
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,78421.8k $999.0k $999.0k 0.00% Reduced -4.4k -4,434
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,16721.2k $970.6k $970.6k 0.00% Added +1.5k +1,462
33 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 19,19819.2k $880.3k $880.3k 0.03% New
34 SYKON CAPITAL LLC 0.60% of their portfolio HARRISON, NY 19,02519.0k $872.4k $872.4k 0.60% First filing
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,00018.0k $825.4k $825.4k 0.00% Reduced -586 -586
36 Centennial Wealth Advisory LLC 0.32% of their portfolio Traverse City, MI 13,57413.6k $622.5k $622.5k 0.32% Reduced -331 -331
37 STRATEGY ASSET MANAGERS LLC 0.14% of their portfolio PASADENA, CA 13,33213.3k $611.4k $611.4k 0.14% New
38 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 11,22411.2k $514.7k $514.7k 0.02% Reduced -889 -889
39 Hoxton Planning & Management, LLC 0.28% of their portfolio SHEPHERDSTOWN, WV 9,7219.7k $445.8k $445.8k 0.28% Reduced -3.9k -3,895
40 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 9,6709.7k $443.4k $443.4k 0.00% Added +713 +713
41 Ridgewood Investments LLC 0.24% of their portfolio SPRINGFIELD, NJ 9,2129.2k $422.4k $422.4k 0.24% Added +534 +534
42 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9,2109.2k $422.3k $422.3k 0.00% Reduced -4.8k -4,800
43 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 9,0259.0k $413.9k $413.9k 0.00% Unchanged
44 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,8108.8k $403.4k $403.4k 0.00% New
45 MONEYWISE, INC. 0.22% of their portfolio FOREST, VA 7,8277.8k $358.9k $358.9k 0.22% Reduced -317 -317
46 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,6817.7k $352.2k $352.2k 0.00% New
47 Diversified, LLC 0.08% of their portfolio Wilmington, DE 6,9376.9k $318.1k $318.1k 0.08% Reduced -299.1k -299,086
48 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 6,2156.2k $285.0k $285.0k 0.01% Unchanged
49 Goldstone Financial Group, LLC 0.08% of their portfolio OAKBROOK TERRACE, IL 6,0186.0k $276.0k $276.0k 0.08% Added +1.2k +1,197
50 Parcion Private Wealth LLC 0.03% of their portfolio BELLEVUE, WA 5,6155.6k $257.5k $257.5k 0.03% Reduced -416 -416
51 Graypoint LLC 0.02% of their portfolio Albany, NY 5,2355.2k $240.1k $240.1k 0.02% Reduced -430 -430
52 HORIZON FINANCIAL SERVICES, LLC 0.19% of their portfolio WINSTON SALEM, NC 5,1125.1k $234.4k $234.4k 0.19% Reduced -297 -297
53 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 4,9985.0k $229.2k $229.2k 0.00% Reduced -2.2k -2,163
54 BerganKDV Wealth Management, LLC 0.02% of their portfolio BLOOMINGTON, MN 4,9454.9k $226.8k $226.8k 0.02% Reduced -492.5k -492,494
55 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 4,6264.6k $212.1k $212.1k 0.03% Reduced -12 -12
56 LEAVELL INVESTMENT MANAGEMENT, INC. 0.01% of their portfolio MOBILE, AL 4,6224.6k $212.0k $212.0k 0.01% New
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,9163.9k $179.6k $179.6k 0.00% Reduced -19 -19
58 Bramshill Investments, LLC 0.01% of their portfolio NAPLES, FL 3,2803.3k $150.4k $150.4k 0.01% New
59 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,0853.1k $62.1k $62.1k 0.00% New
60 Wagner Wealth Management, LLC 0.04% of their portfolio GREENVILLE, SC 2,1462.1k $98.4k $98.4k 0.04% Reduced -9 -9
61 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 891891 $40.9k $40.9k 0.00% Unchanged
62 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 848848 $38.9k $38.9k 0.00% Unchanged
63 Family Asset Management, LLC 0.02% of their portfolio CHARLESTON, SC 788788 $36.1k $36.1k 0.02% Added +6 +6
64 Parkside Financial Bank & Trust 0.01% of their portfolio SAINT LOUIS, MO 706706 $32.4k $32.4k 0.01% Added +5 +5
65 CENTRAL BANK & TRUST CO 0.01% of their portfolio LEXINGTON, KY 669669 $30.7k $30.7k 0.01% Reduced -478 -478
66 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.01% of their portfolio CLEVELAND, OH 583583 $26.7k $26.7k 0.01% New
67 Strengthening Families & Communities, LLC 0.01% of their portfolio BOSTON, MA 425425 $19.0k $19.0k 0.01% Unchanged
68 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 420420 $19.3k $19.3k 0.01% New
69 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 402402 $18.4k $18.4k 0.00% New
70 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 347347 $15.9k $15.9k 0.00% Reduced -220 -220
71 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 346346 $15.9k $15.9k 0.00% Unchanged
72 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 321321 $14.7k $14.7k 0.00% Unchanged
73 Jackson Hole Capital Partners, LLC 0.00% of their portfolio TULSA, OK 136136 $6.2k $6.2k 0.00% Unchanged
74 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 133133 $6.1k $6.1k 0.00% Reduced -614 -614
75 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 132132 $6.5k $6.5k 0.00% Added +66 +66
76 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 131131 $6.0k $6.0k 0.00% Reduced -221 -221
77 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 8484 $3.9k $3.9k 0.00% New
78 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 6666 $3.0k $3.0k 0.00% Unchanged
79 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 5959 $2.7k $2.7k 0.00% Reduced -383 -383
80 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 4646 $10.9k $10.9k 0.00% Unchanged
81 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 1212 $550 $550 0.00% New
82 RFP Financial Group LLC 0.00% of their portfolio ATLANTA, GA 11 $37 $37 0.00% Unchanged
83 Heck Capital Advisors, LLC 0.00% of their portfolio Rhinelander, WI 11 $34 $34 0.00% New
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
85 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 00 $0 $0 0.00% Reduced -4.3k -4,260