Vault-13

ISHARES TR IWB

RUS 1000 ETF · ETP · CUSIP 464287622

1,108 institutional holders +43 vs Q1 2023
100,320,387100.3m shares reported held*
$24.5bnreported value*
77 new 293 added 402 reduced 37 sold out net sold ≈ $3.1bn (-36.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $244.11. Options: 4 managers hold calls ($13.0m notional), 5 hold puts ($139.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,005Q4 22: 1,076Q1 23: 1,065Q2 23: 1,1081,108Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,005
Q4 20221,076
Q1 20231,065
Q2 20231,108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 472 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 360 bought or addedQ1 23: 487 cut or sold outQ1 23Q2 23: 370 bought or addedQ2 23: 439 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022472357
Q1 2023360487
Q2 2023370439

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $7.0mQ3 22 puts: $10.5mQ3 22P/C 1.49Q4 22 calls: $8.0mQ4 22 puts: $2.1mQ4 22P/C 0.26Q1 23 calls: $9.2mQ1 23 puts: $1.6mQ1 23P/C 0.18Q2 23 calls: $13.0mQ2 23 puts: $139.5mQ2 23P/C 10.76
Numbers
QuarterCallsPutsP/C
Q3 2022$7.0m$10.5m1.49
Q4 2022$8.0m$2.1m0.26
Q1 2023$9.2m$1.6m0.18
Q2 2023$13.0m$139.5m10.76

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +657,508+657.5k
MERCER GLOBAL ADVISORS INC /ADV Added +469,447+469.4k
MORGAN STANLEY Added +430,508+430.5k
JPMORGAN CHASE & CO Added +229,279+229.3k
JONES FINANCIAL COMPANIES LLLP Added +214,494+214.5k
AMERIPRISE FINANCIAL INC Added +99,082+99.1k
Qube Research & Technologies Ltd Added +89,778+89.8k
CM WEALTH ADVISORS LLC New +68,868+68.9k
KING LUTHER CAPITAL MANAGEMENT CORP New +65,937+65.9k
WELLS FARGO & COMPANY/MN Added +58,279+58.3k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -23,269,958-23.3m
FMR LLC Reduced -12,177,166-12.2m
US BANCORP \DE\ Reduced -576,485-576.5k
BlackRock Inc. Reduced -539,063-539.1k
J.P. Morgan Private Wealth Advisors LLC Reduced -386,625-386.6k
Geisinger Health Reduced -223,879-223.9k
GOLDMAN SACHS GROUP INC Reduced -166,046-166.0k
DAIDO LIFE INSURANCE CO Reduced -146,244-146.2k
Single Point Partners, LLC Sold out -144,377-144.4k
Catalyst Capital Advisors LLC Reduced -130,462-130.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.1m45.4k shares
CITADEL ADVISORS LLC Reduced $1.0m4.3k shares
Belvedere Trading LLC Unchanged $853.1k3.5k shares
Cutler Group LLC / CA Reduced $3.0k600 shares

Biggest puts

US BANCORP \DE\ New $138.5m568.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $804.3k3.3k shares
CITADEL ADVISORS LLC Reduced $170.6k700 shares
Creative Planning Unchanged $3451.2k shares
Cutler Group LLC / CA Reduced $0500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.24% of their portfolio BOSTON, MA 11,818,03211.8m $2.9bn $2.9bn 0.24% Reduced -12.2m -12,177,166
2 JONES FINANCIAL COMPANIES LLLP 3.11% of their portfolio DES PERES, MO 7,992,8338.0m $1.9bn $1.9bn 3.11% Added +214.5k +214,494
3 ENVESTNET ASSET MANAGEMENT INC 0.50% of their portfolio Berwyn, PA 4,660,0294.7m $1.1bn $1.1bn 0.50% Reduced -23.3m -23,269,958
4 BlackRock Inc. 0.03% of their portfolio New York, NY 4,263,0874.3m $1.0bn $1.0bn 0.03% Reduced -539.1k -539,063
5 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 3,468,9663.5m $845.5m $845.5m 0.10% Reduced -14.5k -14,455
6 NORTHERN TRUST CORP 0.14% of their portfolio CHICAGO, IL 2,936,7932.9m $715.8m $715.8m 0.14% Added +4.5k +4,540
7 M&T Bank Corp 2.61% of their portfolio BUFFALO, NY 2,873,5262.9m $700.4m $700.4m 2.61% Reduced -24.4k -24,372
8 PNC Financial Services Group, Inc. 0.56% of their portfolio Pittsburgh, PA 2,694,6482.7m $656.8m $656.8m 0.56% Reduced -23.2k -23,218
9 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 2,387,6172.4m $582.0m $582.0m 0.06% Added +430.5k +430,508
10 GOLDMAN SACHS GROUP INC 0.15% of their portfolio NEW YORK, NY 2,351,5952.4m $573.2m $573.2m 0.15% Reduced -166.0k -166,046
11 LPL Financial LLC 0.39% of their portfolio FORT MILL, SC 2,211,1212.2m $538.9m $538.9m 0.39% Added +36.1k +36,131
12 Millburn Ridgefield LLC /DE/ 14.19% of their portfolio New York, NY 1,702,9901.7m $415.1m $415.1m 14.19% Reduced -130.5k -130,462
13 Catalyst Capital Advisors LLC 12.06% of their portfolio San Juan, PR 1,702,9901.7m $415.1m $415.1m 12.06% Reduced -130.5k -130,462
14 National Mutual Insurance Federation of Agricultural Cooperatives 4.28% of their portfolio TOKYO, JAPAN, M0 1,490,0001.5m $363.2m $363.2m 4.28% Unchanged
15 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 1,384,0171.4m $337.3m $337.3m 0.10% Added +58.3k +58,279
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.41% of their portfolio MILWAUKEE, WI 1,312,6131.3m $319.9m $319.9m 0.41% Reduced -62.7k -62,684
17 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 1,299,6371.3m $316.8m $316.8m 0.04% Added +229.3k +229,279
18 BOKF, NA 6.26% of their portfolio TULSA, OK 1,261,8741.3m $307.6m $307.6m 6.26% Reduced -6.4k -6,405
19 J.P. Morgan Private Wealth Advisors LLC 1.54% of their portfolio SAN FRANCISCO, CA 1,220,1801.2m $297.4m $297.4m 1.54% Reduced -386.6k -386,625
20 JOHNSON INVESTMENT COUNSEL INC 3.61% of their portfolio Cincinnati, OH 1,193,4201.2m $290.9m $290.9m 3.61% Added +7.9k +7,857
21 Veritable, L.P. 4.60% of their portfolio Newtown Square, PA 1,163,4561.2m $283.6m $283.6m 4.60% Reduced -13.0k -12,961
22 DAIDO LIFE INSURANCE CO 30.47% of their portfolio TOKYO, M0 1,130,3981.1m $275.5m $275.5m 30.47% Reduced -146.2k -146,244
23 UBS Group AG 0.10% of their portfolio ZURICH, V8 965,699965.7k $235.4m $235.4m 0.10% Added +29.7k +29,692
24 MERCER GLOBAL ADVISORS INC /ADV 0.85% of their portfolio DENVER, CO 876,428876.4k $213.6m $213.6m 0.85% Added +469.4k +469,447
25 Legacy Wealth Management, LLC 16.72% of their portfolio MEMPHIS, TN 810,267810.3k $197.5m $197.5m 16.72% Reduced -4.5k -4,475
26 CAPTRUST FINANCIAL ADVISORS 0.78% of their portfolio RALEIGH, NC 807,598807.6k $196.8m $196.8m 0.78% Added +3.9k +3,917
27 CHURCHILL MANAGEMENT Corp 3.32% of their portfolio Los Angeles, CA 806,760806.8k $196.6m $196.6m 3.32% Reduced -6.8k -6,762
28 Capstone Financial Advisors, Inc. 13.55% of their portfolio DOWNERS GROVE, IL 739,795739.8k $180.3m $180.3m 13.55% Reduced -9.4k -9,381
29 CIBC Private Wealth Group LLC 0.20% of their portfolio ATLANTA, GA 736,912736.9k $179.6m $179.6m 0.20% Reduced -5.7k -5,656
30 TIAA, FSB 0.65% of their portfolio ST. LOUIS, MO 735,225735.2k $179.2m $179.2m 0.65% Reduced -18.6k -18,556
31 Cerity Partners LLC 0.68% of their portfolio NEW YORK, NY 715,866715.9k $174.5m $174.5m 0.68% Reduced -1.4k -1,440
32 MILLENNIUM MANAGEMENT LLC 0.17% of their portfolio NEW YORK, NY 675,168675.2k $164.6m $164.6m 0.17% Added +657.5k +657,508
33 SCHRODER INVESTMENT MANAGEMENT GROUP 0.23% of their portfolio London, X0 656,601656.6k $160.0m $160.0m 0.23% Reduced -10.6k -10,629
34 Creative Planning 0.21% of their portfolio OVERLAND PARK, KS 654,137654.1k $159.4m $159.4m 0.21% Reduced -36.0k -36,003
35 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.70% of their portfolio TORONTO, A6 641,000641.0k $156.2m $156.2m 0.70% Unchanged
36 OSAIC HOLDINGS, INC. 0.27% of their portfolio SCOTTSDALE, AZ 622,519622.5k $151.8m $151.8m 0.27% Reduced -41.0k -40,975
37 Empower Advisory Group, LLC 0.62% of their portfolio Greenwood Village, CO 591,156591.2k $144.1m $144.1m 0.62% Reduced -17.8k -17,762
38 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 576,224576.2k $140.8m $140.8m 0.04% Added +99.1k +99,082
39 RED CEDAR INVESTMENT MANAGEMENT, LLC 20.77% of their portfolio GRAND RAPIDS, MI 560,286560.3k $136.6m $136.6m 20.77% Added +1.0k +1,038
40 COLONY GROUP LLC 1.87% of their portfolio Boston, MA 539,741539.7k $131.6m $131.6m 1.87% Reduced -6.9k -6,902
41 FIFTH THIRD BANCORP 0.54% of their portfolio CINCINNATI, OH 503,597503.6k $122.7m $122.7m 0.54% Reduced -11.1k -11,117
42 HALBERT HARGROVE GLOBAL ADVISORS, LLC 8.73% of their portfolio LONG BEACH, CA 488,099488.1k $119.0m $119.0m 8.73% Added +8.5k +8,480
43 Mariner, LLC 0.31% of their portfolio Overland Park, KS 481,373481.4k $117.3m $117.3m 0.31% Added +35.1k +35,109
44 HighTower Advisors, LLC 0.21% of their portfolio CHICAGO, IL 444,890444.9k $108.4m $108.4m 0.21% Reduced -16.4k -16,390
45 TRUIST FINANCIAL CORP 0.16% of their portfolio CHARLOTTE, NC 405,153405.2k $98.8m $98.8m 0.16% Added +40.4k +40,380
46 HSBC HOLDINGS PLC 0.10% of their portfolio LONDON, X0 398,054398.1k $97.0m $97.0m 0.10% Reduced -36.5k -36,476
47 Twele Capital Management, Inc. 15.37% of their portfolio MINNETONKA, MN 391,132391.1k $95.3m $95.3m 15.37% Reduced -34.8k -34,800
48 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 371,054371.1k $90.4m $90.4m 0.03% Added +15.4k +15,423
49 STATE OF WISCONSIN INVESTMENT BOARD 0.25% of their portfolio MADISON, WI 360,400360.4k $87.8m $87.8m 0.25% Reduced -2.3k -2,300
50 MPS Loria Financial Planners, LLC 32.97% of their portfolio Burr Ridge, IL 359,934359.9k $87.7m $87.7m 32.97% Reduced -5.1k -5,118
51 Arbor Investment Advisors, LLC 15.25% of their portfolio WINSTON SALEM, NC 355,226355.2k $86.6m $86.6m 15.25% Reduced -543 -543
52 Waverly Advisors, LLC 3.77% of their portfolio BIRMINGHAM, AL 352,261352.3k $85.9m $85.9m 3.77% Reduced -11.1k -11,122
53 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 298,664298.7k $72.8m $72.8m 0.13% Added +17.6k +17,589
54 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 268,428268.4k $65.5m $65.5m 0.02% Reduced -963 -963
55 AMG National Trust Bank 2.14% of their portfolio GREENWOOD VILLAGE, CO 263,734263.7k $64.3m $64.3m 2.14% Reduced -10.6k -10,633
56 BOK Financial Private Wealth, Inc. 5.22% of their portfolio DENVER, CO 262,804262.8k $64.1m $64.1m 5.22% Reduced -7.3k -7,285
57 Winthrop Advisory Group LLC 10.17% of their portfolio BOSTON, MA 260,160260.2k $63.4m $63.4m 10.17% Reduced -1.4k -1,373
58 Baird Financial Group, Inc. 0.16% of their portfolio MILWAUKEE, WI 255,509255.5k $62.3m $62.3m 0.16% Reduced -3.6k -3,578
59 Ballentine Partners, LLC 1.31% of their portfolio Waltham, MA 234,231234.2k $57.1m $57.1m 1.31% Reduced -443 -443
60 LAKE STREET ADVISORS GROUP, LLC 3.10% of their portfolio PORTSMOUTH, NH 230,052230.1k $56.1m $56.1m 3.10% Added +824 +824
61 McKinley Carter Wealth Services, Inc. 4.20% of their portfolio WHEELING, WV 229,739229.7k $56.0m $56.0m 4.20% Reduced -353 -353
62 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 228,020228.0k $55.6m $55.6m 0.01% Reduced -8.2k -8,214
63 Parkside Advisors LLC 16.90% of their portfolio BERKELEY, CA 223,905223.9k $54.6m $54.6m 16.90% Reduced -24.6k -24,620
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.57% of their portfolio PLYMOUTH, MN 216,356216.4k $52.7m $52.7m 0.57% Reduced -39.5k -39,536
65 WASHINGTON TRUST Co 2.21% of their portfolio WESTERLY, RI 215,262215.3k $52.5m $52.5m 2.21% Reduced -1.5k -1,547
66 JFS WEALTH ADVISORS, LLC 4.66% of their portfolio HERMITAGE, PA 212,616212.6k $51.8m $51.8m 4.66% Reduced -1.5k -1,453
67 Column Capital Advisors, LLC 6.80% of their portfolio INDIANAPOLIS, IN 198,599198.6k $48.4m $48.4m 6.80% Reduced -3.3k -3,291
68 Equitable Holdings, Inc. 0.65% of their portfolio NEW YORK, NY 184,688184.7k $45.0m $45.0m 0.65% Added +1.6k +1,563
69 OBSIDIAN CIO, LLC 16.01% of their portfolio NEW YORK, NY 183,780183.8k $44.8m $44.8m 16.01% Added +4.0k +4,015
70 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 181,391181.4k $44.2m $44.2m 0.09% Added +5.6k +5,602
71 EPIQ Capital Group, LLC 23.16% of their portfolio San Francisco, CA 179,503179.5k $43.8m $43.8m 23.16% Reduced -11.8k -11,840
72 TELEMUS CAPITAL, LLC 3.67% of their portfolio Southfield, MI 178,219178.2k $43.4m $43.4m 3.67% Reduced -5.1k -5,080
73 BRIGHTON JONES LLC 2.18% of their portfolio SEATTLE, WA 177,221177.2k $43.2m $43.2m 2.18% Reduced -79 -79
74 HBC Financial Services, PLLC 30.45% of their portfolio SEATTLE, WA 171,350171.3k $42.9m $42.9m 30.45% Reduced -831 -831
75 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 171,078171.1k $41.7m $41.7m 0.03% Reduced -31.2k -31,160
76 Employees' Retirement Fund of the City of Fort Worth 7.53% of their portfolio FORT WORTH, TX 165,588165.6k $40.4m $40.4m 7.53% Unchanged
77 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 165,230165.2k $40.3m $40.3m 0.06% Added +3.4k +3,351
78 COMERICA SECURITIES,INC. 2.79% of their portfolio DETROIT, MI 165,026165.0k $40.2m $40.2m 2.79% Reduced -6.7k -6,696
79 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 163,719163.7k $39.9m $39.9m 0.22% Added +8.6k +8,649
80 CHOREO, LLC 1.34% of their portfolio ROCKFORD, IL 160,701160.7k $39.2m $39.2m 1.34% Added +5.2k +5,243
81 Corient Private Wealth LP 0.09% of their portfolio MIAMI, FL 158,668158.7k $38.7m $38.7m 0.09% Added +2.6k +2,599
82 Geisinger Health 12.07% of their portfolio DANVILLE, PA 154,665154.7k $37.7m $37.7m 12.07% Reduced -223.9k -223,879
83 Jordan Park Group LLC 2.43% of their portfolio SAN FRANCISCO, CA 151,767151.8k $37.0m $37.0m 2.43% Added +31.8k +31,849
84 Conservest Capital Advisors, Inc. 4.08% of their portfolio WYNNEWOOD, PA 144,560144.6k $35.2m $35.2m 4.08% Reduced -834 -834
85 ETF Portfolio Partners, Inc. 12.58% of their portfolio LEAWOOD, KS 143,987144.0k $35.1m $35.1m 12.58% Reduced -17.3k -17,340
86 St. Louis Trust Co 6.22% of their portfolio SAINT LOUIS, MO 138,910138.9k $33.8m $33.8m 6.22% Reduced -1.7k -1,686
87 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 135,442135.4k $33.0m $33.0m 0.05% Added +8.5k +8,516
88 Brewster Financial Planning LLC 30.72% of their portfolio BROOKLYN, NY 130,470130.5k $31.8m $31.8m 30.72% Reduced -2.9k -2,928
89 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 129,615129.6k $31.6m $31.6m 0.14% Reduced -9.9k -9,948
90 Keel Point, LLC 4.20% of their portfolio HUNTSVILLE, AL 129,155129.2k $31.5m $31.5m 4.20% Reduced -2.5k -2,454
91 COMMERCE BANK 0.23% of their portfolio KANSAS CITY, MO 127,339127.3k $31.0m $31.0m 0.23% Reduced -5.5k -5,479
92 DT Investment Partners, LLC 3.60% of their portfolio CHADDS FORD, PA 125,859125.9k $31.6m $31.6m 3.60% Added +2.8k +2,846
93 Franklin, Parlapiano, Turner & Welch, LLC 9.00% of their portfolio HOUSTON, TX 124,512124.5k $30.3m $30.3m 9.00% Reduced -53.7k -53,724
94 Busey Bank 1.20% of their portfolio URBANA, IL 121,044121.0k $29.5m $29.5m 1.20% Reduced -2.4k -2,353
95 US FINANCIAL ADVISORS, LLC 12.34% of their portfolio BRAINTREE, MA 119,127119.1k $29.0m $29.0m 12.34% Added +26.0k +25,956
96 Cetera Advisor Networks LLC 0.20% of their portfolio EL SEGUNDO, CA 115,874115.9k $28.2m $28.2m 0.20% Reduced -2.6k -2,636
97 RHUMBLINE ADVISERS 0.03% of their portfolio BOSTON, MA 114,987115.0k $28.0m $28.0m 0.03% Reduced -35.5k -35,523
98 SIGMA INVESTMENT COUNSELORS INC 2.05% of their portfolio NORTHVILLE, MI 114,698114.7k $28.0m $28.0m 2.05% Reduced -2.0k -2,019
99 First Western Trust Bank 1.35% of their portfolio Denver, CO 112,950113.0k $27.5m $27.5m 1.35% Unchanged
100 Beacon Pointe Advisors, LLC 0.45% of their portfolio NEWPORT BEACH, CA 112,001112.0k $27.3m $27.3m 0.45% Added +2.6k +2,632