ALPS ETF TR RFFC
ACTIVE EQTY OPPT · ETP · CUSIP 00162Q510
20
institutional holders
+0 vs Q1 2023
453.7k
shares reported held*
$20.0mreported value*
0 new
2 added
12 reduced
0 sold out
net sold ≈ $1.9m (-42.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.10.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 20 |
| Q4 2022 | 23 |
| Q1 2023 | 20 |
| Q2 2023 | 20 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 5 | 12 |
| Q1 2023 | 2 | 14 |
| Q2 2023 | 2 | 12 |
Biggest buyers
| BENJAMIN F. EDWARDS & COMPANY, INC. | Added | +97 |
| WELLS FARGO & COMPANY/MN | Added | +1 |
Biggest sellers
| ROYAL BANK OF CANADA | Reduced | -21.8k |
| RiverFront Investment Group, LLC | Reduced | -8.0k |
| Koshinski Asset Management, Inc. | Reduced | -4.6k |
| Truadvice, LLC | Reduced | -2.4k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -1.8k |
| TRUIST FINANCIAL CORP | Reduced | -1.6k |
| Prospera Financial Services Inc | Reduced | -1.5k |
| UBS Group AG | Reduced | -312 |
| OSAIC HOLDINGS, INC. | Reduced | -204 |
| Elevated Capital Advisors, LLC | Reduced | -108 |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| RiverFront Investment Group, LLC 0.27% of their portfolio | 190.2k $8.4m | Reduced -8.0k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 65.0k $2.9m | Reduced -1.8k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 60.1k $2.7m | Reduced -1.6k |
| Prospera Financial Services Inc 0.07% of their portfolio | 41.6k $1.8m | Reduced -1.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 20.7k $911.9k | Reduced -204 |
| Elevated Capital Advisors, LLC 0.28% of their portfolio | 19.4k $855.9k | Reduced -108 |
| Truadvice, LLC 0.18% of their portfolio | 10.8k $479.8k | Reduced -2.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 8.1k $358.0k | Reduced -21.8k |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 7.4k $326.5k | Unchanged |
| Hilltop Holdings Inc. 0.04% of their portfolio | 7.0k $308.4k | Unchanged |
| Koshinski Asset Management, Inc. 0.03% of their portfolio | 6.4k $283.0k | Reduced -4.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 5.7k $250.4k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio | 5.2k $229.0k | Added +97 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.5k $112.3k | Reduced -102 |
| Raleigh Capital Management Inc. 0.04% of their portfolio | 2.0k $86.5k | Reduced -18 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.2k $51.7k | Added +1 |
| MORGAN STANLEY 0.00% of their portfolio | 200 $8.8k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 100 $4.4k | Reduced -312 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 76 $3.4k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |