Vault-13

J P MORGAN EXCHANGE TRADED F JEPQ

NASDAQ EQT PREM · ETP · CUSIP 46654Q203

271 institutional holders +66 vs Q1 2023
30,536,62830.5m shares reported held*
$1.5bnreported value*
80 new 149 added 26 reduced 18 sold out net bought ≈ $599.4m (+12.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($892.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.39. Options: 3 managers hold calls ($2.7m notional), 3 hold puts ($1.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 91Q4 22: 143Q1 23: 205Q2 23: 271271Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202291
Q4 2022143
Q1 2023205
Q2 2023271

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 108 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 173 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 229 bought or addedQ2 23: 44 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210831
Q1 202317332
Q2 202322944

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $836.2kQ4 22 puts: $868.2kQ4 22P/C 1.04Q1 23 calls: $965.3kQ1 23 puts: $1.6mQ1 23P/C 1.63Q2 23 calls: $2.7mQ2 23 puts: $1.9mQ2 23P/C 0.70
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$836.2k$868.2k1.04
Q1 2023$965.3k$1.6m1.63
Q2 2023$2.7m$1.9m0.70

Biggest buyers

New York Life Investment Management LLC New +941,233+941.2k
RiverFront Investment Group, LLC Added +927,978+928.0k
Hilton Capital Management, LLC New +921,554+921.6k
LPL Financial LLC Added +827,464+827.5k
UBS Group AG Added +749,022+749.0k
ENVESTNET ASSET MANAGEMENT INC Added +579,250+579.2k
OSAIC HOLDINGS, INC. Added +570,650+570.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +454,091+454.1k
WELLS FARGO & COMPANY/MN Added +396,550+396.6k
Prime Capital Investment Advisors, LLC Added +381,117+381.1k

Biggest sellers

Kestra Advisory Services, LLC Reduced -161,303-161.3k
WESTWOOD HOLDINGS GROUP INC Reduced -93,601-93.6k
Prospera Financial Services Inc Reduced -80,186-80.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -71,844-71.8k
Synergy Asset Management, LLC Sold out -58,938-58.9k
MILESTONE ASSET MANAGEMENT, LLC Sold out -53,232-53.2k
Tower Research Capital LLC (TRC) Sold out -32,374-32.4k
U.S. Capital Wealth Advisors, LLC Reduced -32,180-32.2k
MONEY CONCEPTS CAPITAL CORP Sold out -28,512-28.5k
WEST MICHIGAN ADVISORS, LLC Reduced -24,156-24.2k

Biggest calls

SIMPLEX TRADING, LLC Added $2.4m49.1k shares
CITADEL ADVISORS LLC Added $338.6k7.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.4m28.2k shares
Belvedere Trading LLC New $527.2k10.9k shares
Cutler Group LLC / CA Reduced $01.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 2,750,5672.8m $133.0m $133.0m 0.10% Added +827.5k +827,464
2 RiverFront Investment Group, LLC 2.93% of their portfolio RICHMOND, VA 1,861,6901.9m $90.0m $90.0m 2.93% Added +928.0k +927,978
3 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 1,602,5331.6m $77.4m $77.4m 0.14% Added +570.6k +570,650
4 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,580,3091.6m $76.4m $76.4m 0.03% Added +579.2k +579,250
5 Hamilton Capital Partners Inc. 24.93% of their portfolio TORONTO, A6 1,418,1191.4m $68.6m $68.6m 24.93% Added +17.4k +17,361
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,344,6621.3m $65.0m $65.0m 0.03% Added +749.0k +749,022
7 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 1,017,5131.0m $49.2m $49.2m 0.10% Added +454.1k +454,091
8 New York Life Investment Management LLC 0.47% of their portfolio New York, NY 941,233941.2k $45.5m $45.5m 0.47% New
9 Prime Capital Investment Advisors, LLC 0.88% of their portfolio OVERLAND PARK, KS 923,319923.3k $44.7m $44.7m 0.88% Added +381.1k +381,117
10 Hilton Capital Management, LLC 5.35% of their portfolio Garden City, NY 921,554921.6k $44.6m $44.6m 5.35% New
11 LEE JOHNSON CAPITAL MANAGEMENT, LLC 35.00% of their portfolio FORT WORTH, TX 763,587763.6k $36.9m $36.9m 35.00% Added +212.8k +212,840
12 Janney Montgomery Scott LLC 0.11% of their portfolio PHILADELPHIA, PA 664,967665.0k $32.2m $32.2m 0.11% Added +297.7k +297,726
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 619,418619.4k $30.0m $30.0m 0.01% Added +378.1k +378,110
14 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 614,871614.9k $29.7m $29.7m 0.02% Added +326.4k +326,418
15 Requisite Capital Management, LLC 6.61% of their portfolio DALLAS, TX 537,325537.3k $26.0m $26.0m 6.61% Added +73.5k +73,464
16 Reitz Capital Advisors LLC 18.80% of their portfolio FREELAND, MI 410,867410.9k $20.6m $20.6m 18.80% Added +356.1k +356,109
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 401,712401.7k $19.4m $19.4m 0.01% Added +396.6k +396,550
18 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 399,489399.5k $19.3m $19.3m 0.03% Added +265.0k +265,039
19 Socha Financial Group, LLC 9.66% of their portfolio CORNING, NY 378,981379.0k $18.3m $18.3m 9.66% Added +50.9k +50,866
20 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 371,334371.3k $18.0m $18.0m 0.11% Added +293.5k +293,485
21 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 366,883366.9k $17.8m $17.8m 0.15% Added +97.0k +96,994
22 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 364,432364.4k $17.6m $17.6m 0.02% Added +307.4k +307,355
23 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 315,925315.9k $15.3m $15.3m 0.02% Added +253.8k +253,808
24 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 306,006306.0k $14.8m $14.8m 0.15% Reduced -161.3k -161,303
25 WESTWOOD HOLDINGS GROUP INC 0.13% of their portfolio DALLAS, TX 301,609301.6k $14.6m $14.6m 0.13% Reduced -93.6k -93,601
26 WCG Wealth Advisors LLC 1.48% of their portfolio LAS VEGAS, NV 262,167262.2k $12.7m $12.7m 1.48% Added +11.9k +11,899
27 MADDEN SECURITIES Corp 6.41% of their portfolio DALLAS, TX 259,194259.2k $12.5m $12.5m 6.41% Reduced -11.3k -11,308
28 Cornerstone Advisory, LLC 2.09% of their portfolio HUNT VALLEY, MD 246,443246.4k $11.9m $11.9m 2.09% Reduced -11.9k -11,950
29 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 232,700232.7k $11.3m $11.3m 0.02% Added +143.9k +143,900
30 Derbend Asset Management 7.52% of their portfolio Peachtree City, GA 230,102230.1k $11.1m $11.1m 7.52% Added +14.4k +14,436
31 Bernardo Wealth Planning LLC 4.35% of their portfolio HARLEYSVILLE, PA 225,949225.9k $10.9m $10.9m 4.35% Added +10.5k +10,486
32 Aptus Capital Advisors, LLC 0.30% of their portfolio FAIRHOPE, AL 213,895213.9k $10.3m $10.3m 0.30% Added +5.7k +5,684
33 Second Half Financial Partners, LLC 2.33% of their portfolio SEBRING, FL 211,331211.3k $10.2m $10.2m 2.33% Reduced -1.1k -1,139
34 KINTRA WEALTH, LLC 10.00% of their portfolio WILLIAMSPORT, PA 205,013205.0k $9.9m $9.9m 10.00% New
35 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 180,757180.8k $8.7m $8.7m 0.13% Added +13.9k +13,885
36 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 178,830178.8k $8.7m $8.7m 0.03% First filing
37 Financial Architects, Inc 1.17% of their portfolio MARLTON, NJ 159,819159.8k $7.7m $7.7m 1.17% Added +93.7k +93,682
38 Capital Analysts, LLC 0.41% of their portfolio FORT WASHINGTON, PA 154,054154.1k $7.5m $7.5m 0.41% Added +13.9k +13,851
39 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 152,833152.8k $7.4m $7.4m 0.01% Added +77.8k +77,783
40 WEST MICHIGAN ADVISORS, LLC 2.90% of their portfolio HOLLAND, MI 150,068150.1k $7.3m $7.3m 2.90% Reduced -24.2k -24,156
41 Ellis Investment Partners, LLC 1.69% of their portfolio Berwyn, PA 142,682142.7k $6.9m $6.9m 1.69% Added +4.5k +4,461
42 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.15% of their portfolio RICHMOND, VA 127,635127.6k $6.2m $6.2m 1.15% Added +4.1k +4,063
43 MGO ONE SEVEN LLC 0.56% of their portfolio Beachwood, OH 125,919125.9k $6.1m $6.1m 0.56% Added +40.0k +39,964
44 Blue Investment Partners LLC 4.59% of their portfolio ALAMO, CA 124,353124.4k $6.0m $6.0m 4.59% New
45 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 123,470123.5k $6.0m $6.0m 0.03% Added +18.5k +18,465
46 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 122,545122.5k $5.9m $5.9m 0.06% New
47 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 122,545122.5k $5.9m $5.9m 0.06% New
48 INDEPENDENT FINANCIAL GROUP, LLC 0.40% of their portfolio SAN DIEGO, CA 120,495120.5k $5.8m $5.8m 0.40% Added +43.9k +43,921
49 Pine Valley Investments Ltd Liability Co 0.56% of their portfolio MARLTON, NJ 117,207117.2k $5.7m $5.7m 0.56% Added +57.1k +57,123
50 BECK CAPITAL MANAGEMENT, LLC 2.17% of their portfolio AUSTIN, TX 114,012114.0k $5.5m $5.5m 2.17% New
51 CWM, LLC 0.03% of their portfolio OMAHA, NE 109,148109.1k $5.3m $5.3m 0.03% Added +107.1k +107,123
52 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 108,464108.5k $5.2m $5.2m 0.03% Added +28.3k +28,287
53 Wick Capital Partners, LLC 3.05% of their portfolio WAYNE, PA 106,397106.4k $5.1m $5.1m 3.05% Reduced -17.0k -17,049
54 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 106,023106.0k $5.1m $5.1m 0.07% Added +34.6k +34,565
55 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.33% of their portfolio RICHMOND, VA 104,536104.5k $5.1m $5.1m 0.33% Added +24.4k +24,424
56 Howard Capital Management, LLC 0.64% of their portfolio Alpharetta, GA 98,04998.0k $4.7m $4.7m 0.64% Added +67.9k +67,936
57 Coastal Bridge Advisors, LLC 1.14% of their portfolio WESTPORT, CT 96,19896.2k $4.7m $4.7m 1.14% Added +34.2k +34,165
58 Prospera Financial Services Inc 0.18% of their portfolio Dallas, TX 94,50394.5k $4.6m $4.6m 0.18% Reduced -80.2k -80,186
59 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 90,97591.0k $4.4m $4.4m 0.02% Added +36.7k +36,746
60 Eagle Bluffs Wealth Management LLC 3.10% of their portfolio COLUMBIA, MO 83,04683.0k $4.0m $4.0m 3.10% Added +1.7k +1,687
61 CIC Wealth, LLC 1.38% of their portfolio ROCKVILLE, MD 82,26082.3k $4.0m $4.0m 1.38% Added +48.4k +48,425
62 Meridian Financial Partners LLC 2.29% of their portfolio WARRENTON, VA 78,11778.1k $3.8m $3.8m 2.29% Reduced -207 -207
63 Eaton Financial Holdings Company, LLC 2.68% of their portfolio Coral Springs, FL 73,62973.6k $3.6m $3.6m 2.68% New
64 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 71,76471.8k $3.5m $3.5m 0.05% Added +50.2k +50,179
65 Verity Asset Management, Inc. 2.49% of their portfolio DURHAM, NC 69,36669.4k $3.4m $3.4m 2.49% Added +17.0k +16,994
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 68,82368.8k $3.3m $3.3m 0.00% Added +49.1k +49,090
67 OLD MISSION CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 66,88766.9k $3.2m $3.2m 0.12% New
68 Advisory Resource Group 0.86% of their portfolio Tulsa, OK 65,71465.7k $3.2m $3.2m 0.86% Reduced -3.7k -3,652
69 New England Private Wealth Advisors LLC 0.64% of their portfolio WELLESLEY, MA 65,30365.3k $3.2m $3.2m 0.64% Added +55.3k +55,315
70 Consilium Wealth Advisory, LLC 2.18% of their portfolio FRISCO, TX 65,03565.0k $3.1m $3.1m 2.18% New
71 Principle Wealth Partners LLC 0.31% of their portfolio MADISON, CT 64,16464.2k $3.1m $3.1m 0.31% New
72 Beta Wealth Group, Inc. 1.72% of their portfolio SAN DIEGO, CA 61,63561.6k $3.0m $3.0m 1.72% Reduced -1.5k -1,451
73 Hilltop Holdings Inc. 0.36% of their portfolio DALLAS, TX 59,69859.7k $2.9m $2.9m 0.36% Added +8.1k +8,113
74 Hennion & Walsh Asset Management, Inc. 0.17% of their portfolio Parsippany, NJ 58,44058.4k $2.8m $2.8m 0.17% Added +6.5k +6,465
75 Dynamic Advisor Solutions LLC 0.14% of their portfolio PHOENIX, AZ 57,63657.6k $2.8m $2.8m 0.14% Added +15.0k +14,989
76 LAKE STREET PRIVATE WEALTH, LLC 0.48% of their portfolio CHICAGO, IL 56,36856.4k $2.7m $2.7m 0.48% Added +12.5k +12,525
77 High Net Worth Advisory Group LLC 1.06% of their portfolio NAPLES, FL 56,27956.3k $2.7m $2.7m 1.06% Added +5.8k +5,777
78 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 55,95656.0k $2.8m $2.8m 0.06% Added +37.2k +37,222
79 Teamwork Financial Advisors, LLC 0.43% of their portfolio San Antonio, TX 55,17855.2k $2.7m $2.7m 0.43% New
80 Apollon Wealth Management, LLC 0.13% of their portfolio MOUNT PLEASANT, SC 54,91654.9k $2.7m $2.7m 0.13% Added +39.3k +39,306
81 Xcel Wealth Management, LLC 0.80% of their portfolio Holly Hill, FL 52,02352.0k $2.5m $2.5m 0.80% Added +20.2k +20,245
82 Interchange Capital Partners, LLC 1.90% of their portfolio PITTSBURGH, PA 51,66151.7k $2.5m $2.5m 1.90% Reduced -7.6k -7,636
83 FDx Advisors, Inc. 0.14% of their portfolio BERWYN, PA 51,05751.1k $2.5m $2.5m 0.14% Added +2.1k +2,144
84 Wagner Wealth Management, LLC 0.94% of their portfolio GREENVILLE, SC 50,86050.9k $2.5m $2.5m 0.94% Added +3.7k +3,692
85 MBL Wealth, LLC 0.35% of their portfolio CHARLOTTE, NC 50,63350.6k $2.4m $2.4m 0.35% Added +5.8k +5,836
86 Ignite Planners, LLC 0.91% of their portfolio SAN CLEMENTE, CA 49,54149.5k $2.4m $2.4m 0.91% Added +23.5k +23,520
87 Prosperity Financial Group, Inc. 2.10% of their portfolio San Ramon, CA 49,42749.4k $2.4m $2.4m 2.10% Added +159 +159
88 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 46,12546.1k $2.2m $2.2m 0.00% Reduced -3.4k -3,375
89 Cambridge Advisors Inc. 0.55% of their portfolio OMAHA, NE 44,77644.8k $2.2m $2.2m 0.55% Added +13.5k +13,526
90 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 43,24843.2k $2.1m $2.1m 0.01% Added +6.3k +6,299
91 CHILDRESS CAPITAL ADVISORS, LLC 0.88% of their portfolio HOUSTON, TX 42,80042.8k $2.1m $2.1m 0.88% Added +21.0k +21,000
92 Delta Investment Management, LLC 0.55% of their portfolio SAN FRANCISCO, CA 41,52741.5k $2.0m $2.0m 0.55% Added +11.8k +11,838
93 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 41,11441.1k $2.0m $2.0m 0.01% Added +26.9k +26,900
94 Tradition Wealth Management, LLC 0.23% of their portfolio EDINA, MN 40,74040.7k $2.0m $2.0m 0.23% Added +5.7k +5,720
95 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 38,64138.6k $1.9m $1.9m 0.04% Added +18.5k +18,479
96 U.S. Capital Wealth Advisors, LLC 0.09% of their portfolio AUSTIN, TX 38,07838.1k $1.8m $1.8m 0.09% Reduced -32.2k -32,180
97 BENJAMIN EDWARDS INC 0.42% of their portfolio Clayton, MO 37,32337.3k $1.8m $1.8m 0.42% Added +15.1k +15,109
98 Richard W. Paul & Associates, LLC 0.76% of their portfolio NOVI, MI 36,29836.3k $1.8m $1.8m 0.76% Added +64 +64
99 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 36,16736.2k $1.7m $1.7m 0.03% New
100 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 36,13536.1k $1.7m $1.7m 0.07% Added +20.0k +20,016