Vault-13

ISHARES TR SUB

SHRT NAT MUN ETF · ETP · CUSIP 464288158

759 institutional holders -5 vs Q1 2023
79,656,21479.7m shares reported held*
$8.3bnreported value*
42 new 261 added 327 reduced 61 sold out net sold ≈ $226.1m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $104.18.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 718Q4 22: 789Q1 23: 764Q2 23: 759759Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022718
Q4 2022789
Q1 2023764
Q2 2023759

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 430 bought or addedQ4 22: 297 cut or sold outQ4 22Q1 23: 308 bought or addedQ1 23: 403 cut or sold outQ1 23Q2 23: 303 bought or addedQ2 23: 388 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022430297
Q1 2023308403
Q2 2023303388

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $22.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $22.5kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$22.0k$00.00
Q4 2022$22.5k$00.00
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +2,704,365+2.7m
ENVESTNET ASSET MANAGEMENT INC Added +1,128,701+1.1m
MERCER GLOBAL ADVISORS INC /ADV Added +542,561+542.6k
Creative Planning Added +307,855+307.9k
MORGAN STANLEY Added +302,819+302.8k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +280,916+280.9k
LPL Financial LLC Added +171,729+171.7k
Salomon & Ludwin, LLC Added +145,777+145.8k
Prime Capital Investment Advisors, LLC Added +144,594+144.6k
RENAISSANCE TECHNOLOGIES LLC Added +118,800+118.8k

Biggest sellers

JPMORGAN CHASE & CO Reduced -2,323,423-2.3m
Orgel Wealth Management, LLC Reduced -1,184,568-1.2m
Bank of New York Mellon Corp Reduced -760,617-760.6k
CIBC Private Wealth Group LLC Sold out -597,212-597.2k
HighTower Advisors, LLC Reduced -584,451-584.5k
FRANKLIN RESOURCES INC Reduced -433,874-433.9k
Avantax Planning Partners, Inc. Reduced -359,853-359.9k
Meeder Advisory Services, Inc. Sold out -217,872-217.9k
BlueCrest Capital Management Ltd Sold out -184,698-184.7k
US BANCORP \DE\ Reduced -163,610-163.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Bank of New York Mellon Corp (4.8%, 2026-04-28)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of New York Mellon Corp 0.20% of their portfolio NEW YORK, NY 9,115,7689.1m $948.4m $948.4m 0.20% Reduced -760.6k -760,617
2 ENVESTNET ASSET MANAGEMENT INC 0.31% of their portfolio Berwyn, PA 6,754,3596.8m $702.7m $702.7m 0.31% Added +1.1m +1,128,701
3 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 6,674,7966.7m $694.4m $694.4m 0.08% Reduced -113.9k -113,908
4 MERCER GLOBAL ADVISORS INC /ADV 1.90% of their portfolio DENVER, CO 4,596,1804.6m $478.2m $478.2m 1.90% Added +542.6k +542,561
5 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,627,0573.6m $377.4m $377.4m 0.04% Added +302.8k +302,819
6 JANE STREET GROUP, LLC 0.45% of their portfolio NEW YORK, NY 3,191,3093.2m $332.0m $332.0m 0.45% Added +2.7m +2,704,365
7 SEI INVESTMENTS CO 0.42% of their portfolio OAKS, PA 2,288,7332.3m $238.1m $238.1m 0.42% Reduced -51.6k -51,607
8 Creative Planning 0.23% of their portfolio OVERLAND PARK, KS 1,640,7951.6m $170.7m $170.7m 0.23% Added +307.9k +307,855
9 FRANKLIN RESOURCES INC 0.08% of their portfolio San Mateo, CA 1,567,0041.6m $163.0m $163.0m 0.08% Reduced -433.9k -433,874
10 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 1,562,4081.6m $162.6m $162.6m 0.05% Added +5.6k +5,567
11 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,353,7151.4m $140.8m $140.8m 0.06% Reduced -3.0k -3,027
12 CITIGROUP INC 0.16% of their portfolio NEW YORK, NY 1,162,1631.2m $120.9m $120.9m 0.16% Added +7.0k +6,953
13 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,140,5081.1m $118.7m $118.7m 0.08% Added +171.7k +171,729
14 US BANCORP \DE\ 0.17% of their portfolio MINNEAPOLIS, MN 996,846996.8k $103.7m $103.7m 0.17% Reduced -163.6k -163,610
15 TIAA, FSB 0.35% of their portfolio ST. LOUIS, MO 931,432931.4k $96.9m $96.9m 0.35% Reduced -123.2k -123,172
16 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 908,135908.1k $94.3m $94.3m 0.03% Reduced -7.2k -7,222
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.12% of their portfolio MILWAUKEE, WI 873,526873.5k $90.9m $90.9m 0.12% Reduced -78.9k -78,888
18 CAPTRUST FINANCIAL ADVISORS 0.33% of their portfolio RALEIGH, NC 800,395800.4k $83.3m $83.3m 0.33% Added +76.4k +76,403
19 Mariner, LLC 0.21% of their portfolio Overland Park, KS 768,006768.0k $79.9m $79.9m 0.21% Reduced -2.9k -2,881
20 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.60% of their portfolio BOSTON, MA 718,629718.6k $74.8m $74.8m 1.60% Added +280.9k +280,916
21 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 688,821688.8k $71.7m $71.7m 0.03% Reduced -48.4k -48,351
22 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 685,656685.7k $71.3m $71.3m 0.02% Reduced -51.3k -51,334
23 GRIMES & Co WEALTH MANAGEMENT, LLC 2.25% of their portfolio WESTBOROUGH, MA 610,661610.7k $63.5m $63.5m 2.25% Reduced -17.8k -17,751
24 Sand Hill Global Advisors, LLC 3.04% of their portfolio Palo Alto, CA 588,800588.8k $61.3m $61.3m 3.04% Reduced -10.6k -10,628
25 Cerity Partners LLC 0.23% of their portfolio NEW YORK, NY 579,256579.3k $60.3m $60.3m 0.23% Reduced -155.1k -155,056
26 Ellevest, Inc. 4.34% of their portfolio NEW YORK, NY 554,951555.0k $57.7m $57.7m 4.34% Reduced -1.6k -1,640
27 Heritage Investment Group, Inc. 15.00% of their portfolio POMPANO BEACH, FL 518,479518.5k $53.9m $53.9m 15.00% Reduced -7.9k -7,881
28 One Capital Management, LLC 2.31% of their portfolio WESTLAKE VILLAGE, CA 490,149490.1k $51.0m $51.0m 2.31% Added +20.3k +20,280
29 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 461,438461.4k $48.0m $48.0m 0.09% Reduced -111.3k -111,316
30 Allworth Financial LP 0.38% of their portfolio FOLSOM, CA 425,545425.5k $44.3m $44.3m 0.38% Reduced -251 -251
31 ANGELES WEALTH MANAGEMENT, LLC 5.97% of their portfolio SANTA MONICA, CA 420,847420.8k $43.8m $43.8m 5.97% Added +8.1k +8,117
32 Merriman Wealth Management, LLC 2.13% of their portfolio SEATTLE, WA 414,216414.2k $43.1m $43.1m 2.13% Reduced -16.1k -16,144
33 Salomon & Ludwin, LLC 4.14% of their portfolio RICHMOND, VA 374,221374.2k $38.9m $38.9m 4.14% Added +145.8k +145,777
34 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 364,714364.7k $37.9m $37.9m 0.03% Added +65.4k +65,428
35 BAILARD, INC. 1.24% of their portfolio Foster City, CA 339,647339.6k $35.3m $35.3m 1.24% Added +106.4k +106,396
36 LAKE STREET ADVISORS GROUP, LLC 1.81% of their portfolio PORTSMOUTH, NH 315,615315.6k $32.8m $32.8m 1.81% Added +1.3k +1,254
37 Raub Brock Capital Management LP 5.79% of their portfolio LARKSPUR, CA 296,380296.4k $30.8m $30.8m 5.79% Added +4.4k +4,410
38 Apella Capital, LLC 2.12% of their portfolio WEST HARTFORD, CT 286,076286.1k $29.8m $29.8m 2.12% First filing
39 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 283,213283.2k $29.5m $29.5m 0.04% Reduced -14.7k -14,741
40 UNITED BANK 3.61% of their portfolio VIENNA, VA 282,046282.0k $29.3m $29.3m 3.61% Added +39.6k +39,581
41 Willow Creek Wealth Management Inc. 4.11% of their portfolio Sebastopol, CA 278,720278.7k $29.0m $29.0m 4.11% Reduced -726 -726
42 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 278,665278.7k $29.0m $29.0m 0.16% Added +88.2k +88,187
43 CAHABA WEALTH MANAGEMENT, INC. 3.07% of their portfolio Atlanta, GA 273,268273.3k $28.4m $28.4m 3.07% Added +1.8k +1,809
44 Windham Capital Management, LLC 10.71% of their portfolio BOSTON, MA 267,538267.5k $27.8m $27.8m 10.71% Added +17.6k +17,551
45 Beacon Pointe Advisors, LLC 0.45% of their portfolio NEWPORT BEACH, CA 265,879265.9k $27.7m $27.7m 0.45% Reduced -74.9k -74,888
46 Cetera Investment Advisers 0.23% of their portfolio SCHAUMBURG, IL 262,046262.0k $27.3m $27.3m 0.23% Reduced -47.4k -47,442
47 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 251,500251.5k $26.2m $26.2m 0.04% Added +118.8k +118,800
48 Rockefeller Capital Management L.P. 0.10% of their portfolio NEW YORK, NY 250,771250.8k $26.1m $26.1m 0.10% First filing
49 Slow Capital, Inc. 4.41% of their portfolio GREENBRAE, CA 244,283244.3k $25.4m $25.4m 4.41% Added +74.8k +74,756
50 Column Capital Advisors, LLC 3.48% of their portfolio INDIANAPOLIS, IN 238,256238.3k $24.8m $24.8m 3.48% Reduced -34.4k -34,380
51 PARK AVENUE SECURITIES LLC 0.39% of their portfolio NEW YORK, NY 234,446234.4k $24.4m $24.4m 0.39% Added +55.2k +55,169
52 DGS Capital Management, LLC 11.83% of their portfolio JERSEY CITY, NJ 228,398228.4k $23.8m $23.8m 11.83% Added +17.5k +17,529
53 RITHOLTZ WEALTH MANAGEMENT 1.06% of their portfolio NEW YORK, NY 226,098226.1k $23.5m $23.5m 1.06% Added +2.7k +2,718
54 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 216,883216.9k $22.6m $22.6m 0.04% Reduced -584.5k -584,451
55 BUCKINGHAM STRATEGIC WEALTH, LLC 0.31% of their portfolio CLAYTON, MO 206,316206.3k $21.5m $21.5m 0.31% Reduced -13.2k -13,191
56 Horiko Capital Management LLC 11.70% of their portfolio NEW YORK, NY 203,386203.4k $21.2m $21.2m 11.70% Reduced -5.5k -5,500
57 RMR Wealth Builders 3.51% of their portfolio Montclair, NJ 198,137198.1k $20.6m $20.6m 3.51% Added +30.7k +30,746
58 SHEETS SMITH WEALTH MANAGEMENT 3.00% of their portfolio WINSTON-SALEM, NC 196,974197.0k $20.5m $20.5m 3.00% Reduced -24.0k -24,036
59 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 193,309193.3k $20.1m $20.1m 0.04% Reduced -11.4k -11,367
60 Avantax Planning Partners, Inc. 0.76% of their portfolio DUBUQUE, IA 182,589182.6k $19.0m $19.0m 0.76% Reduced -359.9k -359,853
61 Manhattan West Asset Management, LLC 6.92% of their portfolio Los Angeles, CA 178,282178.3k $18.5m $18.5m 6.92% Reduced -56.7k -56,677
62 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 175,109175.1k $18.2m $18.2m 0.00% Reduced -40.9k -40,879
63 Meridian Wealth Partners, LLC 3.32% of their portfolio EXTON, PA 155,511155.5k $16.2m $16.2m 3.32% Reduced -336 -336
64 Prime Capital Investment Advisors, LLC 0.32% of their portfolio OVERLAND PARK, KS 155,509155.5k $16.2m $16.2m 0.32% Added +144.6k +144,594
65 NISA INVESTMENT ADVISORS, LLC 0.12% of their portfolio ST. LOUIS, MO 154,185154.2k $16.0m $16.0m 0.12% Reduced -51.9k -51,915
66 Eagle Ridge Investment Management 1.65% of their portfolio STAMFORD, CT 151,518151.5k $15.8m $15.8m 1.65% Added +3.0k +2,962
67 Orion Porfolio Solutions, LLC 0.17% of their portfolio OMAHA, NE 150,980151.0k $15.7m $15.7m 0.17% Reduced -25.4k -25,432
68 Orion Portfolio Solutions, LLC 0.17% of their portfolio Omaha, NE 150,980151.0k $15.7m $15.7m 0.17% Reduced -25.4k -25,432
69 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 145,186145.2k $15.1m $15.1m 0.01% Reduced -18.4k -18,441
70 Avidian Wealth Enterprises, LLC 0.98% of their portfolio Houston, TX 143,451143.5k $14.9m $14.9m 0.98% Reduced -35.7k -35,736
71 STEEL GROVE CAPITAL ADVISORS, LLC 1.82% of their portfolio MEMPHIS, TN 139,065139.1k $14.5m $14.5m 1.82% Reduced -13.1k -13,121
72 Brio Consultants, LLC 2.59% of their portfolio SAN FRANCISCO, CA 137,498137.5k $14.3m $14.3m 2.59% Reduced -21.5k -21,533
73 ARKANSAS FINANCIAL GROUP, INC. 2.81% of their portfolio LITTLE ROCK, AR 135,183135.2k $14.1m $14.1m 2.81% Added +12.9k +12,949
74 Alesco Advisors, LLC, An ESL Co 0.48% of their portfolio Pittsford, NY 128,657128.7k $13.4m $13.4m 0.48% Added +48.9k +48,878
75 TIEDEMANN ADVISORS, LLC 0.56% of their portfolio NEW YORK, NY 126,139126.1k $13.1m $13.1m 0.56% Reduced -11.9k -11,861
76 TD Capital Management LLC 1.56% of their portfolio MEMPHIS, TN 125,743125.7k $13.1m $13.1m 1.56% Reduced -7.1k -7,084
77 BRANDYWINE OAK PRIVATE WEALTH LLC 1.45% of their portfolio Kennett Square, PA 124,675124.7k $13.0m $13.0m 1.45% Added +12.6k +12,559
78 Heartwood Wealth Advisors LLC 1.82% of their portfolio RICHMOND, VA 123,013123.0k $12.8m $12.8m 1.82% Added +6.7k +6,695
79 West Financial Advisors, LLC 3.12% of their portfolio DES MOINES, IA 121,945121.9k $12.7m $12.7m 3.12% Reduced -8.8k -8,795
80 Modera Wealth Management, LLC 0.23% of their portfolio WESTWOOD, NJ 121,026121.0k $12.6m $12.6m 0.23% Reduced -20.5k -20,472
81 Rockwood Wealth Management, LLC 2.08% of their portfolio New Hope, PA 116,519116.5k $12.1m $12.1m 2.08% Reduced -1.7k -1,733
82 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 115,639115.6k $12.0m $12.0m 0.14% Reduced -30.5k -30,528
83 CITIZENS FINANCIAL GROUP INC/RI 0.44% of their portfolio PROVIDENCE, RI 115,071115.1k $12.0m $12.0m 0.44% Reduced -6.7k -6,724
84 Stratos Wealth Partners, LTD. 0.26% of their portfolio BEACHWOOD, OH 112,425112.4k $11.7m $11.7m 0.26% Added +27.5k +27,486
85 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 108,317108.3k $11.3m $11.3m 0.04% Reduced -4.4k -4,409
86 Integrated Advisors Network LLC 0.64% of their portfolio DALLAS, TX 107,040107.0k $11.1m $11.1m 0.64% Reduced -8.2k -8,164
87 Lutz Financial Services LLC 1.20% of their portfolio OMAHA, NE 106,791106.8k $11.1m $11.1m 1.20% Reduced -13.7k -13,703
88 MBL Wealth, LLC 1.57% of their portfolio CHARLOTTE, NC 106,770106.8k $11.1m $11.1m 1.57% Reduced -59.9k -59,890
89 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 104,003104.0k $10.8m $10.8m 0.00% Reduced -2.3m -2,323,423
90 Symmetry Partners, LLC 0.57% of their portfolio GLASTONBURY, CT 103,385103.4k $10.8m $10.8m 0.57% Added +6.2k +6,222
91 Sequoia Financial Advisors, LLC 0.18% of their portfolio Akron, OH 102,199102.2k $10.6m $10.6m 0.18% New
92 1900 WEALTH MANAGEMENT LLC 1.07% of their portfolio SAN ANTONIO, TX 100,009100.0k $10.4m $10.4m 1.07% Reduced -26.5k -26,538
93 FLPUTNAM INVESTMENT MANAGEMENT CO 0.28% of their portfolio PORTLAND, ME 99,86099.9k $10.4m $10.4m 0.28% Added +3.9k +3,934
94 Freestone Capital Holdings, LLC 0.42% of their portfolio Seattle, WA 99,12699.1k $10.3m $10.3m 0.42% Added +8.3k +8,293
95 Grove Bank & Trust 2.05% of their portfolio Miami, FL 97,43697.4k $10.1m $10.1m 2.05% Added +405 +405
96 Cresset Asset Management, LLC 0.07% of their portfolio Chicago, IL 97,10997.1k $10.1m $10.1m 0.07% Reduced -21.2k -21,185
97 Windsor Wealth Management, Inc. 1.80% of their portfolio INDIANAPOLIS, IN 96,42896.4k $10.0m $10.0m 1.80% Reduced -3.2k -3,246
98 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 95,98796.0k $10.0m $10.0m 0.07% Reduced -33.1k -33,065
99 Bridgewater Advisors Inc. 2.00% of their portfolio NEW YORK, NY 95,64195.6k $10.0m $10.0m 2.00% Reduced -12.4k -12,407
100 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 92,49492.5k $9.6m $9.6m 0.14% Added +1.7k +1,737