Vault-13

ISHARES TR IHE

U.S. PHARMA ETF · ETP · CUSIP 464288836

121 institutional holders -6 vs Q1 2023
697,976698.0k shares reported held*
$122.2mreported value*
8 new 24 added 37 reduced 14 sold out net sold ≈ $9.4m (-35.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $175.04. Options: 1 managers hold calls ($412.0k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 114Q4 22: 130Q1 23: 127Q2 23: 121121Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022114
Q4 2022130
Q1 2023127
Q2 2023121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 51 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 51 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225135
Q1 20234847
Q2 20233251

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $441.0kQ3 22 puts: $206.0kQ3 22P/C 0.47Q4 22 calls: $651.5kQ4 22 puts: $242.0kQ4 22P/C 0.37Q1 23 calls: $420.7kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $412.0kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$441.0k$206.0k0.47
Q4 2022$651.5k$242.0k0.37
Q1 2023$420.7k$00.00
Q2 2023$412.0k$00.00

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +39,623+39.6k
BANK OF MONTREAL /CAN/ Added +18,261+18.3k
RiverFront Investment Group, LLC Added +13,883+13.9k
Qube Research & Technologies Ltd Added +5,355+5.4k
Fisher Asset Management, LLC Added +3,031+3.0k
Atria Wealth Solutions, Inc. Added +2,075+2.1k
GSA CAPITAL PARTNERS LLP New +1,374+1.4k
TRANSCEND CAPITAL ADVISORS, LLC New +1,124+1.1k
Manchester Capital Management LLC New +1,000+1.0k
Sutton Wealth Advisors Inc. New +800+800

Biggest sellers

MORGAN STANLEY Reduced -17,299-17.3k
UBS Group AG Reduced -15,082-15.1k
JANE STREET GROUP, LLC Sold out -13,392-13.4k
TD Waterhouse Canada Inc. Reduced -7,795-7.8k
Steward Partners Investment Advisory, LLC Reduced -7,639-7.6k
CITADEL ADVISORS LLC Sold out -7,328-7.3k
BANK OF AMERICA CORP /DE/ Reduced -7,300-7.3k
RAYMOND JAMES & ASSOCIATES Reduced -6,584-6.6k
Merit Financial Group, LLC Reduced -4,863-4.9k
BROWN ADVISORY INC Reduced -4,701-4.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $412.0k2.3k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 57,18457.2k $10.2m $10.2m 0.01% Reduced -6.6k -6,584
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 55,37255.4k $9.9m $9.9m 0.00% Reduced -17.3k -17,299
3 RiverFront Investment Group, LLC 0.20% of their portfolio RICHMOND, VA 46,05146.1k $6.2m $6.2m 0.20% Added +13.9k +13,883
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,96146.0k $8.2m $8.2m 0.01% Added +39.6k +39,623
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 42,80242.8k $7.7m $7.7m 0.00% Reduced -3.0k -2,998
6 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 41,60741.6k $7.5m $7.5m 0.00% Added +3.0k +3,031
7 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 32,33432.3k $5.8m $5.8m 0.01% Reduced -4.7k -4,701
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 30,37330.4k $5.4m $5.4m 0.00% Reduced -7.3k -7,300
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 28,29528.3k $5.1m $5.1m 0.00% Reduced -431 -431
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,19327.2k $4.9m $4.9m 0.00% Reduced -808 -808
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 23,97224.0k $4.3m $4.3m 0.00% Reduced -1.3k -1,289
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 21,76521.8k $3.9m $3.9m 0.00% Reduced -53 -53
13 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 20,53220.5k $3.7m $3.7m 0.00% Added +18.3k +18,261
14 PEAPACK GLADSTONE FINANCIAL CORP 0.05% of their portfolio BEDMINSTER, NJ 15,80315.8k $2.8m $2.8m 0.05% Reduced -1.1k -1,087
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,09615.1k $2.7m $2.7m 0.00% Reduced -15.1k -15,082
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 14,48214.5k $2.6m $2.6m 0.01% Reduced -3.7k -3,723
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 13,77313.8k $2.5m $2.5m 0.01% Added +158 +158
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,97711.0k $2.0m $2.0m 0.00% Added +77 +77
19 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 10,69510.7k $1.9m $1.9m 0.06% Reduced -4.9k -4,863
20 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 7,1287.1k $1.3m $1.3m 0.02% Added +2.1k +2,075
21 CAHILL FINANCIAL ADVISORS INC 0.20% of their portfolio EDINA, MN 6,9957.0k $1.3m $1.3m 0.20% Reduced -52 -52
22 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 6,3486.3k $1.1m $1.1m 0.02% Reduced -70 -70
23 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6,2686.3k $170.3k $170.3k 0.00% Added +5.4k +5,355
24 SPINNAKER TRUST 0.08% of their portfolio PORTLAND, ME 6,1006.1k $1.1m $1.1m 0.08% Reduced -84 -84
25 PATTEN & PATTEN INC/TN 0.09% of their portfolio CHATTANOOGA, TN 5,8765.9k $1.1m $1.1m 0.09% Unchanged
26 Massachusetts Wealth Management 0.90% of their portfolio NORTH ANDOVER, MA 5,2755.3k $944.8k $944.8k 0.90% Added +250 +250
27 Texas Yale Capital Corp. 0.04% of their portfolio ST. PETERSBURG, FL 4,8104.8k $861.5k $861.5k 0.04% Unchanged
28 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,7274.7k $846.7k $846.7k 0.00% Reduced -376 -376
29 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 4,5874.6k $821.5k $821.5k 0.01% Reduced -529 -529
30 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 4,2304.2k $757.6k $757.6k 0.01% Added +466 +466
31 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 4,2304.2k $757.6k $757.6k 0.01% Added +466 +466
32 Asset Management Group, Inc. 0.16% of their portfolio STAMFORD, CT 4,1204.1k $738.0k $738.0k 0.16% Added +13 +13
33 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,0954.1k $733.0k $733.0k 0.00% Added +312 +312
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,7813.8k $677.2k $677.2k 0.00% Reduced -466 -466
35 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 3,5863.6k $766.3k $766.3k 0.01% Reduced -7.8k -7,795
36 Family Firm, Inc. 0.16% of their portfolio BETHESDA, MD 3,4733.5k $622.1k $622.1k 0.16% Reduced -156 -156
37 Institute for Wealth Management, LLC. 0.11% of their portfolio DENVER, CO 3,4203.4k $612.5k $612.5k 0.11% Added +54 +54
38 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 2,4532.5k $439.4k $439.4k 0.00% Unchanged
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,3842.4k $427.0k $427.0k 0.00% Added +139 +139
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 2,2622.3k $405.2k $405.2k 0.00% Reduced -362 -362
41 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 2,1972.2k $393.5k $393.5k 0.01% Unchanged
42 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 1,9832.0k $355.2k $355.2k 0.00% Reduced -66 -66
43 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 1,9371.9k $346.9k $346.9k 0.01% Reduced -118 -118
44 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,6421.6k $294.1k $294.1k 0.00% Reduced -3.5k -3,463
45 FMR LLC 0.00% of their portfolio BOSTON, MA 1,6291.6k $291.8k $291.8k 0.00% Reduced -2.1k -2,123
46 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,6131.6k $288.9k $288.9k 0.00% Added +181 +181
47 Raab & Moskowitz Asset Management LLC 0.09% of their portfolio Chatham, NJ 1,5371.5k $275.3k $275.3k 0.09% Unchanged
48 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 1,5211.5k $272.4k $272.4k 0.01% Unchanged
49 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,5051.5k $269.6k $269.6k 0.00% Reduced -204 -204
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,4221.4k $255.0k $255.0k 0.00% Added +281 +281
51 Mariner, LLC 0.00% of their portfolio Overland Park, KS 1,4121.4k $252.8k $252.8k 0.00% Unchanged
52 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 1,3801.4k $247.2k $247.2k 0.02% Unchanged
53 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 1,3741.4k $246.0k $246.0k 0.02% New
54 V Wealth Advisors LLC 0.04% of their portfolio Overland Park, KS 1,3711.4k $245.6k $245.6k 0.04% Reduced -4 -4
55 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 1,3671.4k $244.8k $244.8k 0.03% Unchanged
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 1,3411.3k $240.2k $240.2k 0.00% Unchanged
57 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 1,3341.3k $238.9k $238.9k 0.01% Reduced -41 -41
58 AFT, FORSYTH & COMPANY, INC. 0.17% of their portfolio JUPITER, FL 1,3251.3k $237.3k $237.3k 0.17% Added +3 +3
59 StrategIQ Financial Group, LLC 0.03% of their portfolio MERRILLVILLE, IN 1,2851.3k $230.2k $230.2k 0.03% Unchanged
60 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 1,2291.2k $220.1k $220.1k 0.00% Added +1 +1
61 Matthew Goff Investment Advisor, LLC 0.05% of their portfolio HOUSTON, TX 1,2051.2k $215.8k $215.8k 0.05% Unchanged
62 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 1,1991.2k $214.8k $214.8k 0.01% Unchanged
63 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 1,1241.1k $201.3k $201.3k 0.02% New
64 BROWN, LISLE/CUMMINGS, INC. 0.08% of their portfolio PROVIDENCE, RI 1,0561.1k $189.1k $189.1k 0.08% Unchanged
65 Manchester Capital Management LLC 0.02% of their portfolio MANCHESTER, VT 1,0001.0k $179.1k $179.1k 0.02% New
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 961961 $172.1k $172.1k 0.00% Reduced -7.6k -7,639
67 Sutton Wealth Advisors Inc. 0.07% of their portfolio TAMPA, FL 800800 $143.3k $143.3k 0.07% New
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 791791 $141.6k $141.6k 0.00% Added +56 +56
69 ANGELES WEALTH MANAGEMENT, LLC 0.02% of their portfolio SANTA MONICA, CA 650650 $116.4k $116.4k 0.02% Unchanged
70 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 568568 $101.7k $101.7k 0.00% Reduced -70 -70
71 Mine & Arao Wealth Creation & Management, LLC. 0.06% of their portfolio CAMPBELL, CA 564564 $101.1k $101.1k 0.06% Added +1 +1
72 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 513513 $91.8k $91.8k 0.00% Unchanged
73 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 441441 $79.0k $79.0k 0.00% Reduced -275 -275
74 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 419419 $75.0k $75.0k 0.00% Unchanged
75 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 402402 $72.0k $72.0k 0.02% New
76 Y.D. More Investments Ltd 0.02% of their portfolio Ramat Gan, L3 400400 $71.6k $71.6k 0.02% Unchanged
77 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 340340 $60.9k $60.9k 0.00% Reduced -3 -3
78 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 337337 $60.3k $60.3k 0.00% Unchanged
79 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 300300 $53.7k $53.7k 0.00% Unchanged
80 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 300300 $53.7k $53.7k 0.01% New
81 Cassady Schiller Wealth Management, LLC 0.03% of their portfolio CINCINNATI, OH 300300 $53.7k $53.7k 0.03% Unchanged
82 Jackson Hole Capital Partners, LLC 0.01% of their portfolio TULSA, OK 250250 $44.8k $44.8k 0.01% Unchanged
83 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 240240 $43.0k $43.0k 0.00% Unchanged
84 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 213213 $38.1k $38.1k 0.00% Unchanged
85 ISLAY CAPITAL MANAGEMENT, LLC 0.03% of their portfolio Lubbock, TX 210210 $37.6k $37.6k 0.03% Unchanged
86 Rise Advisors, LLC 0.02% of their portfolio ROCHESTER, NY 169169 $30.3k $30.3k 0.02% Unchanged
87 Piscataqua Savings Bank 0.02% of their portfolio PORTSMOUTH, NH 166166 $29.7k $29.7k 0.02% Reduced -10 -10
88 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 161161 $28.8k $28.8k 0.00% Reduced -4.1k -4,104
89 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 160160 $27.0k $27.0k 0.00% Added +80 +80
90 HHM Wealth Advisors, LLC 0.01% of their portfolio CHATTANOOGA, TN 150150 $26.9k $26.9k 0.01% Unchanged
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 126126 $22.6k $22.6k 0.00% Unchanged
92 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 123123 $22.0k $22.0k 0.00% Unchanged
93 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 106106 $19.0k $19.0k 0.00% Unchanged
94 Sandy Spring Bank 0.00% of their portfolio Olney, MD 106106 $19.0k $19.0k 0.00% Unchanged
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 104104 $19.0k $19.0k 0.00% Reduced -2 -2
96 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 104104 $18.6k $18.6k 0.00% Unchanged
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 100100 $17.9k $17.9k 0.00% Unchanged
98 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 100100 $17.9k $17.9k 0.00% First filing
99 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 100100 $17.9k $17.9k 0.00% Unchanged
100 DT Investment Partners, LLC 0.00% of their portfolio CHADDS FORD, PA 100100 $18.1k $18.1k 0.00% New