Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

403 institutional holders +12 vs Q1 2023
113,095,655113.1m shares reported held*
$9.8bnreported value*
33 new 118 added 177 reduced 21 sold out net sold ≈ $118.7m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.06. Options: 3 managers hold calls ($1.7m notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 379Q4 22: 388Q1 23: 391Q2 23: 403403Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022379
Q4 2022388
Q1 2023391
Q2 2023403

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 150 bought or addedQ4 22: 178 cut or sold outQ4 22Q1 23: 166 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 151 bought or addedQ2 23: 198 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150178
Q1 2023166188
Q2 2023151198

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $455.0kQ3 22 puts: $11.0kQ3 22P/C 0.02Q4 22 calls: $319.7kQ4 22 puts: $1.0kQ4 22P/C 0.00Q1 23 calls: $699.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $1.7mQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$455.0k$11.0k0.02
Q4 2022$319.7k$1.0k0.00
Q1 2023$699.5k$00.00
Q2 2023$1.7m$00.00

Biggest buyers

Orion Porfolio Solutions, LLC Added +627,817+627.8k
Orion Portfolio Solutions, LLC Added +627,817+627.8k
CAPTRUST FINANCIAL ADVISORS Added +218,318+218.3k
Dynamic Advisor Solutions LLC Added +134,091+134.1k
CreativeOne Wealth, LLC Added +126,875+126.9k
JPMORGAN CHASE & CO Added +90,758+90.8k
Royal Harbor Partners, LLC Added +74,712+74.7k
Raymond James Financial Services Advisors, Inc. Added +74,225+74.2k
WMS Partners, LLC Added +67,777+67.8k
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC Added +38,972+39.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -486,085-486.1k
GOLDMAN SACHS GROUP INC Reduced -344,751-344.8k
MORGAN STANLEY Reduced -324,143-324.1k
RAYMOND JAMES & ASSOCIATES Reduced -302,797-302.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -266,954-267.0k
MERCER GLOBAL ADVISORS INC /ADV Reduced -247,254-247.3k
RiverFront Investment Group, LLC Reduced -187,216-187.2k
OSAIC HOLDINGS, INC. Reduced -132,768-132.8k
First Command Bank Reduced -110,929-110.9k
First Command Financial Services, Inc. Reduced -110,929-110.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m19.7k shares
Cutler Group LLC / CA Added $22.0k5.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Cutler Group LLC / CA Reduced $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.76% of their portfolio SAN FRANCISCO, CA 29,873,22729.9m $2.6bn $2.6bn 0.76% Reduced -486.1k -486,085
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.23% of their portfolio MILWAUKEE, WI 10,913,35010.9m $952.7m $952.7m 1.23% Added +36.6k +36,566
3 GOLDMAN SACHS GROUP INC 0.22% of their portfolio NEW YORK, NY 9,814,6309.8m $856.8m $856.8m 0.22% Reduced -344.8k -344,751
4 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 5,138,3665.1m $448.6m $448.6m 0.04% Reduced -324.1k -324,143
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 11.67% of their portfolio LOS ANGELES, CA 4,030,6874.0m $351.9m $351.9m 11.67% Added +37.1k +37,072
6 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,341,8703.3m $291.7m $291.7m 0.03% Reduced -17.7k -17,668
7 Betterment LLC 0.89% of their portfolio NEW YORK, NY 3,290,8903.3m $287.3m $287.3m 0.89% Added +36.1k +36,140
8 LPL Financial LLC 0.18% of their portfolio FORT MILL, SC 2,894,6232.9m $252.7m $252.7m 0.18% Reduced -102.1k -102,085
9 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,343,3432.3m $204.6m $204.6m 0.09% Reduced -267.0k -266,954
10 RiverFront Investment Group, LLC 6.35% of their portfolio RICHMOND, VA 2,231,2382.2m $194.8m $194.8m 6.35% Reduced -187.2k -187,216
11 SigFig Wealth Management, LLC 6.58% of their portfolio SAN FRANCISCO, CA 1,968,4622.0m $169.8m $169.8m 6.58% Added +17.5k +17,485
12 Orion Porfolio Solutions, LLC 1.56% of their portfolio OMAHA, NE 1,682,3211.7m $146.9m $146.9m 1.56% Added +627.8k +627,817
13 Orion Portfolio Solutions, LLC 1.56% of their portfolio Omaha, NE 1,682,3211.7m $146.9m $146.9m 1.56% Added +627.8k +627,817
14 Glenview Trust Co 3.23% of their portfolio Louisville, KY 1,353,9501.4m $118.2m $118.2m 3.23% Reduced -20.4k -20,372
15 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 1,240,7281.2m $108.3m $108.3m 0.09% Reduced -302.8k -302,797
16 Cetera Advisors LLC 1.48% of their portfolio DENVER, CO 1,078,0121.1m $94.1m $94.1m 1.48% Added +10.4k +10,445
17 UBS Group AG 0.04% of their portfolio ZURICH, V8 982,138982.1k $85.7m $85.7m 0.04% Reduced -44.0k -43,967
18 TRAPHAGEN INVESTMENT ADVISORS LLC 5.75% of their portfolio ORADELL, NJ 979,397979.4k $44.3m $44.3m 5.75% Reduced -20.8k -20,818
19 Retirement Planning Group, LLC 8.19% of their portfolio LEAWOOD, KS 939,792939.8k $82.0m $82.0m 8.19% Added +18.7k +18,727
20 High Probability Advisors, LLC 16.34% of their portfolio Pittsford, NY 872,432872.4k $76.2m $76.2m 16.34% Added +30.7k +30,652
21 Financial Management Professionals, Inc. 11.97% of their portfolio AUSTIN, TX 819,417819.4k $71.5m $71.5m 11.97% Added +21.0k +20,978
22 GFG Capital, LLC 16.00% of their portfolio MIAMI, FL 794,304794.3k $85.9m $85.9m 16.00% Reduced -12.1k -12,082
23 SFMG, LLC 7.02% of their portfolio PLANO, TX 780,896780.9k $68.2m $68.2m 7.02% Reduced -6.0k -5,969
24 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 763,619763.6k $66.7m $66.7m 0.14% Reduced -41.4k -41,417
25 OneDigital Investment Advisors LLC 1.45% of their portfolio OVERLAND PARK, KS 751,764751.8k $65.6m $65.6m 1.45% Reduced -3.2k -3,211
26 KB FINANCIAL PARTNERS, LLC 17.46% of their portfolio PRINCETON, NJ 727,783727.8k $63.5m $63.5m 17.46% Reduced -4.1k -4,138
27 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 716,853716.9k $62.6m $62.6m 0.02% Added +37.5k +37,481
28 Riverpoint Wealth Management Holdings, LLC 18.96% of their portfolio CHICAGO, IL 685,021685.0k $59.8m $59.8m 18.96% Reduced -9.9k -9,946
29 WMS Partners, LLC 4.47% of their portfolio TOWSON, MD 651,199651.2k $56.8m $56.8m 4.47% Added +67.8k +67,777
30 Deseret Mutual Benefit Administrators 21.15% of their portfolio SALT LAKE CITY, UT 622,746622.7k $54.4m $54.4m 21.15% Reduced -72.8k -72,842
31 AdvisorNet Financial, Inc 4.37% of their portfolio MINNETONKA, MN 585,583585.6k $51.1m $51.1m 4.37% Added +4.5k +4,518
32 Janney Montgomery Scott LLC 0.18% of their portfolio PHILADELPHIA, PA 576,371576.4k $50.3m $50.3m 0.18% Reduced -69.0k -69,003
33 Goldstein Advisors, LLC 9.59% of their portfolio Madison, WI 524,605524.6k $45.8m $45.8m 9.59% Reduced -19.3k -19,256
34 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 498,653498.7k $43.5m $43.5m 0.08% Reduced -132.8k -132,768
35 Hennion & Walsh Asset Management, Inc. 2.45% of their portfolio Parsippany, NJ 474,134474.1k $41.4m $41.4m 2.45% Reduced -85.7k -85,718
36 APPLETON PARTNERS INC/MA 3.41% of their portfolio BOSTON, MA 463,175463.2k $40.4m $40.4m 3.41% Reduced -15.3k -15,319
37 DROMS STRAUSS ADVISORS INC /MO/ /ADV 15.34% of their portfolio ST. LOUIS, MO 453,713453.7k $39.5m $39.5m 15.34% Added +3.7k +3,672
38 1900 WEALTH MANAGEMENT LLC 3.67% of their portfolio SAN ANTONIO, TX 408,680408.7k $35.7m $35.7m 3.67% Reduced -70.3k -70,305
39 Kelman-Lazarov, Inc. 8.18% of their portfolio MEMPHIS, TN 389,796389.8k $34.0m $34.0m 8.18% Added +5.7k +5,698
40 Steward Partners Investment Advisory, LLC 0.49% of their portfolio STAMFORD, CT 371,750371.8k $32.5m $32.5m 0.49% Added +50 +50
41 FIRST FOUNDATION ADVISORS 1.39% of their portfolio Irvine, CA 369,496369.5k $32.3m $32.3m 1.39% Reduced -11.3k -11,281
42 LEO BROKERAGE, LLC 3.61% of their portfolio HURST, TX 362,802362.8k $31.6m $31.6m 3.61% Reduced -5.2k -5,198
43 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 317,529317.5k $27.7m $27.7m 0.06% Reduced -12.5k -12,524
44 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 305,377305.4k $26.7m $26.7m 0.05% Added +74.2k +74,225
45 Ten Capital Wealth Advisors, LLC 7.65% of their portfolio SPOKANE, WA 302,108302.1k $26.4m $26.4m 7.65% Added +3.7k +3,706
46 IAG Wealth Partners, LLC 6.75% of their portfolio WAUKESHA, WI 292,751292.8k $25.6m $25.6m 6.75% Reduced -5.8k -5,805
47 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 269,607269.6k $23.5m $23.5m 0.04% Reduced -16.9k -16,863
48 Stadion Money Management, LLC 1.53% of their portfolio WATKINSVILLE, GA 269,257269.3k $23.5m $23.5m 1.53% Reduced -15.1k -15,148
49 Dynamic Advisor Solutions LLC 1.16% of their portfolio PHOENIX, AZ 256,771256.8k $22.4m $22.4m 1.16% Added +134.1k +134,091
50 LINCOLN CAPITAL CORP 10.63% of their portfolio EAST GREENWICH, RI 237,635237.6k $20.7m $20.7m 10.63% Reduced -26.1k -26,057
51 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 234,381234.4k $20.5m $20.5m 0.08% Added +218.3k +218,318
52 CreativeOne Wealth, LLC 0.47% of their portfolio OVERLAND PARK, KS 233,398233.4k $18.8m $18.8m 0.47% Added +126.9k +126,875
53 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 232,915232.9k $20.3m $20.3m 0.08% Reduced -247.3k -247,254
54 Cornerstone Advisory, LLC 3.57% of their portfolio HUNT VALLEY, MD 232,818232.8k $20.3m $20.3m 3.57% Reduced -2.9k -2,920
55 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 3.92% of their portfolio PITTSBURGH, PA 229,460229.5k $20.0m $20.0m 3.92% Added +39.0k +38,972
56 First Command Bank 1.88% of their portfolio FORT WORTH, TX 229,134229.1k $20.0m $20.0m 1.88% Reduced -110.9k -110,929
57 First Command Financial Services, Inc. 1.88% of their portfolio FORT WORTH, TX 229,134229.1k $20.0m $20.0m 1.88% Reduced -110.9k -110,929
58 Callan Capital, LLC 2.13% of their portfolio LA JOLLA, CA 220,585220.6k $19.3m $19.3m 2.13% Reduced -98.4k -98,351
59 Allworth Financial LP 0.15% of their portfolio FOLSOM, CA 202,278202.3k $17.7m $17.7m 0.15% Reduced -22.5k -22,455
60 Horizon Family Wealth, Inc. 16.81% of their portfolio CHICAGO, IL 201,249201.2k $17.6m $17.6m 16.81% Added +3.0k +3,015
61 VAUGHAN & Co SECURITIES, INC. 11.70% of their portfolio Ridgewood, NJ 188,581188.6k $16.5m $16.5m 11.70% Reduced -2.9k -2,940
62 Royal Harbor Partners, LLC 7.93% of their portfolio HOUSTON, TX 185,376185.4k $16.2m $16.2m 7.93% Added +74.7k +74,712
63 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 180,988181.0k $15.8m $15.8m 0.04% Added +536 +536
64 Mariner, LLC 0.04% of their portfolio Overland Park, KS 177,740177.7k $15.5m $15.5m 0.04% Reduced -18.7k -18,659
65 Gladstone Institutional Advisory LLC 0.94% of their portfolio Bedminster, NJ 177,147177.1k $15.5m $15.5m 0.94% Added +7.3k +7,317
66 First Ascent Asset Management, LLC 1.96% of their portfolio DENVER, CO 168,581168.6k $14.7m $14.7m 1.96% Added +7.4k +7,351
67 LexAurum Advisors, LLC 4.35% of their portfolio OVERLAND PARK, KS 165,555165.6k $14.5m $14.5m 4.35% Reduced -27.0k -26,988
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 163,439163.4k $14.3m $14.3m 0.00% Added +90.8k +90,758
69 MAI Capital Management 0.21% of their portfolio INDEPENDENCE, OH 163,349163.3k $14.3m $14.3m 0.21% Reduced -4.5k -4,471
70 Archvest Wealth Advisors, Inc. 11.34% of their portfolio CONCORD, CA 158,379158.4k $13.8m $13.8m 11.34% Added +8.1k +8,113
71 Intrua Financial, LLC 2.39% of their portfolio Houston, TX 153,095153.1k $13.4m $13.4m 2.39% Reduced -2.3k -2,273
72 Lido Advisors, LLC 0.15% of their portfolio Los Angeles, CA 152,413152.4k $13.3m $13.3m 0.15% Added +37.7k +37,683
73 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 150,558150.6k $13.1m $13.1m 0.11% Added +1.7k +1,741
74 Canvas Wealth Advisors, LLC 4.95% of their portfolio SHAWNEE, KS 149,176149.2k $13.3m $13.3m 4.95% Added +13.6k +13,592
75 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 133,238133.2k $11.6m $11.6m 0.13% Added +19.5k +19,507
76 Regal Investment Advisors LLC 0.95% of their portfolio KENTWOOD, MI 130,218130.2k $11.4m $11.4m 0.95% Reduced -5.7k -5,676
77 Spire Wealth Management 0.41% of their portfolio MCLEAN, VA 127,726127.7k $11.2m $11.2m 0.41% Added +263 +263
78 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 122,842122.8k $10.7m $10.7m 0.05% Reduced -2.0k -2,014
79 Centurion Wealth Management LLC 5.06% of their portfolio Mclean, VA 120,238120.2k $10.5m $10.5m 5.06% Added +628 +628
80 Worth Financial Advisory Group, LLC 9.72% of their portfolio CHARLOTTE, NC 120,012120.0k $10.5m $10.5m 9.72% Reduced -10.4k -10,370
81 AXXCESS WEALTH MANAGEMENT, LLC 0.75% of their portfolio CARLSBAD, CA 118,472118.5k $10.3m $10.3m 0.75% Added +25.4k +25,430
82 Strategic Financial Services, Inc. 0.77% of their portfolio UTICA, NY 117,769117.8k $10.4m $10.4m 0.77% Reduced -2.2k -2,167
83 Integrated Wealth Concepts LLC 0.17% of their portfolio WALTHAM, MA 116,841116.8k $10.2m $10.2m 0.17% Added +3.0k +2,957
84 Inscription Capital, LLC 3.16% of their portfolio HOUSTON, TX 116,417116.4k $10.2m $10.2m 3.16% Reduced -61.6k -61,619
85 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 113,341113.3k $10.1m $10.1m 0.09% Reduced -3.3k -3,311
86 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 111,234111.2k $9.7m $9.7m 0.01% Reduced -8.2k -8,186
87 CoreCap Advisors, LLC 0.69% of their portfolio SOUTHFIELD, MI 110,666110.7k $9.7m $9.7m 0.69% First filing
88 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 109,621109.6k $9.6m $9.6m 0.07% Reduced -13.8k -13,786
89 Capital Advisors, Ltd. LLC 1.40% of their portfolio SHAKER HEIGHTS, OH 107,643107.6k $9.4m $9.4m 1.40% Reduced -409 -409
90 Hixon Zuercher, LLC 4.66% of their portfolio Findlay, OH 105,954106.0k $9.2m $9.2m 4.66% Added +6.1k +6,067
91 NOVARE CAPITAL MANAGEMENT LLC 0.96% of their portfolio CHARLOTTE, NC 101,864101.9k $8.9m $8.9m 0.96% Reduced -41.5k -41,489
92 Merriman Wealth Management, LLC 0.41% of their portfolio SEATTLE, WA 94,01594.0k $8.2m $8.2m 0.41% Reduced -4.6k -4,602
93 Ledyard National Bank 0.89% of their portfolio HANOVER, NH 93,66993.7k $8.2m $8.2m 0.89% Added +6.0k +5,965
94 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 91,68791.7k $8.0m $8.0m 0.12% Added +11.3k +11,307
95 XML Financial, LLC 0.92% of their portfolio BETHESDA, MD 90,77390.8k $7.9m $7.9m 0.92% Reduced -11.5k -11,530
96 ACIMA PRIVATE WEALTH, LLC 3.62% of their portfolio RICHMOND, VA 86,55386.6k $7.6m $7.6m 3.62% Reduced -907 -907
97 Bridgeworth, LLC 0.83% of their portfolio BIRMINGHAM, AL 86,19286.2k $7.5m $7.5m 0.83% Reduced -16.4k -16,394
98 Source Financial Advisors LLC 2.44% of their portfolio NEW YORK, NY 85,09885.1k $7.4m $7.4m 2.44% Reduced -5.4k -5,393
99 Hamilton Wealth, LLC 2.58% of their portfolio LOS ANGELES, CA 84,89584.9k $7.4m $7.4m 2.58% Reduced -83.5k -83,546
100 ARVEST TRUST CO N A 0.45% of their portfolio ROGERS, AR 84,11684.1k $7.6m $7.6m 0.45% Reduced -8.3k -8,339