Vault-13

J P MORGAN EXCHANGE TRADED F BBCA

BETABUILDERS CDA · ETP · CUSIP 46641Q225

143 institutional holders +2 vs Q1 2023
81,513,95781.5m shares reported held*
$5.0bnreported value*
19 new 45 added 46 reduced 19 sold out net sold ≈ $110.9m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($270.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $61.26. Options: 0 managers hold calls (— notional), 1 hold puts ($318.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 137Q1 23: 141Q2 23: 143143Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022129
Q4 2022137
Q1 2023141
Q2 2023143

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 65 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226066
Q1 20236457
Q2 20236465

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $45.8kQ4 22 puts: $63.0kQ4 22P/C 1.38Q1 23 calls: $2.5mQ1 23 puts: $660.8kQ1 23P/C 0.27Q2 23 calls: $0Q2 23 puts: $318.6kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$45.8k$63.0k1.38
Q1 2023$2.5m$660.8k0.27
Q2 2023$0$318.6k—

Biggest buyers

JANE STREET GROUP, LLC Added +880,746+880.7k
BANK OF AMERICA CORP /DE/ Added +61,551+61.6k
HighTower Advisors, LLC Added +49,396+49.4k
FLOW TRADERS U.S. LLC Added +40,733+40.7k
INNEALTA CAPITAL, LLC New +34,100+34.1k
Elm Partners Management LLC Added +30,873+30.9k
CITADEL ADVISORS LLC Added +28,348+28.3k
OLD MISSION CAPITAL LLC Added +25,737+25.7k
ATLAS CAPITAL ADVISORS INC. Added +21,915+21.9k
RiverFront Investment Group, LLC Added +21,802+21.8k

Biggest sellers

JPMORGAN CHASE & CO Reduced -2,915,918-2.9m
SENTINEL TRUST CO LBA Sold out -72,333-72.3k
Cresset Asset Management, LLC Reduced -21,362-21.4k
ROYAL BANK OF CANADA Reduced -16,290-16.3k
CW Advisors, LLC Sold out -12,985-13.0k
Mirae Asset Global Investments Co., Ltd. Reduced -11,870-11.9k
CWM, LLC Reduced -11,848-11.8k
STIFEL FINANCIAL CORP Reduced -7,280-7.3k
UBS Group AG Reduced -6,775-6.8k
RAYMOND JAMES & ASSOCIATES Reduced -6,719-6.7k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC Reduced $318.6k5.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.53% of their portfolio NEW YORK, NY 75,437,58975.4m $4.6bn $4.6bn 0.53% Reduced -2.9m -2,915,918
2 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 1,037,5171.0m $63.6m $63.6m 0.09% Added +880.7k +880,746
3 ASSETMARK, INC 0.18% of their portfolio CONCORD, CA 732,960733.0k $44.9m $44.9m 0.18% Reduced -692 -692
4 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 512,043512.0k $31.4m $31.4m 0.06% Added +49.4k +49,396
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 421,454421.5k $25.8m $25.8m 0.01% Added +3.2k +3,184
6 RiverFront Investment Group, LLC 0.72% of their portfolio RICHMOND, VA 361,136361.1k $22.1m $22.1m 0.72% Added +21.8k +21,802
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 250,247250.2k $15.3m $15.3m 0.01% Reduced -6.7k -6,719
8 Elm Partners Management LLC 1.42% of their portfolio Philadelphia, PA 230,911230.9k $14.1m $14.1m 1.42% Added +30.9k +30,873
9 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 197,596197.6k $12.1m $12.1m 0.03% Reduced -4.5k -4,548
10 Avidian Wealth Enterprises, LLC 0.71% of their portfolio Houston, TX 177,579177.6k $10.9m $10.9m 0.71% Added +4.6k +4,593
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 148,817148.8k $9.1m $9.1m 0.00% Added +61.6k +61,551
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 129,633129.6k $7.9m $7.9m 0.01% Reduced -4.0k -3,953
13 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 121,950122.0k $7.5m $7.5m 0.02% Reduced -11.9k -11,870
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 116,312116.3k $7.1m $7.1m 0.00% Added +11.8k +11,823
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 115,801115.8k $7.1m $7.1m 0.00% Reduced -16.3k -16,290
16 Willis Johnson & Associates, Inc. 0.62% of their portfolio Houston, TX 94,95295.0k $5.8m $5.8m 0.62% Added +3.4k +3,415
17 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 93,66393.7k $5.7m $5.7m 0.05% Added +691 +691
18 BlackRock Inc. 0.00% of their portfolio New York, NY 91,99692.0k $5.6m $5.6m 0.00% Added +17.9k +17,905
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 90,33490.3k $5.5m $5.5m 0.00% Added +388 +388
20 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 87,66887.7k $5.4m $5.4m 0.02% Reduced -2.3k -2,256
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 67,77367.8k $4.2m $4.2m 0.00% Reduced -6.8k -6,775
22 ATLAS CAPITAL ADVISORS INC. 0.62% of their portfolio JACKSON, WY 66,56766.6k $4.1m $4.1m 0.62% Added +21.9k +21,915
23 FLOW TRADERS U.S. LLC 0.18% of their portfolio NEW YORK, NY 66,00166.0k $4.0m $4.0m 0.18% Added +40.7k +40,733
24 Dorsey & Whitney Trust CO LLC 0.28% of their portfolio SIOUX FALLS, SD 54,90854.9k $3.4m $3.4m 0.28% Added +11.4k +11,425
25 PGIM Custom Harvest LLC 0.11% of their portfolio NEWARK, NJ 49,02049.0k $3.0m $3.0m 0.11% Reduced -98 -98
26 Keel Point, LLC 0.37% of their portfolio HUNTSVILLE, AL 44,70044.7k $2.7m $2.7m 0.37% Reduced -2.8k -2,769
27 INNEALTA CAPITAL, LLC 0.82% of their portfolio AUSTIN, TX 34,10034.1k $2.1m $2.1m 0.82% New
28 CWM, LLC 0.01% of their portfolio OMAHA, NE 33,49733.5k $2.1m $2.1m 0.01% Reduced -11.8k -11,848
29 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 29,74329.7k $1.8m $1.8m 0.07% Added +25.7k +25,737
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,81228.8k $1.8m $1.8m 0.00% Added +28.3k +28,348
31 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,11626.1k $1.6m $1.6m 0.00% Added +177 +177
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,85722.9k $1.4m $1.4m 0.00% Reduced -7.3k -7,280
33 SPINNAKER TRUST 0.10% of their portfolio PORTLAND, ME 22,07922.1k $1.4m $1.4m 0.10% Reduced -260 -260
34 KCS Wealth Advisory 0.46% of their portfolio LOS ANGELES, CA 21,58921.6k $1.3m $1.3m 0.46% Reduced -822 -822
35 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 21,17021.2k $1.3m $1.3m 0.00% New
36 Sageworth Trust Co 0.09% of their portfolio LANCASTER, PA 19,70619.7k $1.2m $1.2m 0.09% Unchanged
37 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 18,78018.8k $1.2m $1.2m 0.01% Reduced -7 -7
38 Alaska Permanent Capital Management, LLC 0.09% of their portfolio ANCHORAGE, AK 17,98218.0k $1.1m $1.1m 0.09% Reduced -308 -308
39 LAKE STREET ADVISORS GROUP, LLC 0.06% of their portfolio PORTSMOUTH, NH 17,27717.3k $1.1m $1.1m 0.06% Reduced -763 -763
40 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 16,18516.2k $991.5k $991.5k 0.01% Reduced -1.1k -1,092
41 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 14,79814.8k $906.5k $906.5k 0.00% Reduced -2.4k -2,446
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,33014.3k $877.8k $877.8k 0.00% Added +9.5k +9,521
43 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 14,08014.1k $862.5k $862.5k 0.00% Added +5.3k +5,261
44 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 13,88713.9k $850.7k $850.7k 0.01% Added +101 +101
45 PRIVATE TRUST CO NA 0.09% of their portfolio CLEVELAND, OH 12,05412.1k $738.4k $738.4k 0.09% Reduced -103 -103
46 Arlington Partners LLC 0.11% of their portfolio BIRMINGHAM, AL 11,84511.8k $725.6k $725.6k 0.11% New
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,33411.3k $695.6k $695.6k 0.00% Added +595 +595
48 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 11,32911.3k $694.0k $694.0k 0.04% Added +1.2k +1,173
49 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,07611.1k $678.5k $678.5k 0.00% Added +52 +52
50 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 10,81310.8k $662.0k $662.0k 0.07% Reduced -55 -55
51 Source Financial Advisors LLC 0.22% of their portfolio NEW YORK, NY 10,81310.8k $662.4k $662.4k 0.22% Reduced -55 -55
52 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 10,62110.6k $650.6k $650.6k 0.00% Added +621 +621
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,0539.1k $554.6k $554.6k 0.00% Reduced -1.0k -1,026
54 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 8,3768.4k $513.1k $513.1k 0.05% Added +5 +5
55 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 7,6577.7k $469.0k $469.0k 0.01% Reduced -921 -921
56 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,5917.6k $465.0k $465.0k 0.01% Reduced -548 -548
57 CVA Family Office, LLC 0.10% of their portfolio DENVER, CO 7,4207.4k $454.5k $454.5k 0.10% Unchanged
58 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,1667.2k $439.0k $439.0k 0.00% First filing
59 Inscription Capital, LLC 0.14% of their portfolio HOUSTON, TX 7,0977.1k $434.8k $434.8k 0.14% Unchanged
60 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,0517.1k $432.0k $432.0k 0.00% Reduced -675 -675
61 Marcum Wealth, LLC 0.05% of their portfolio CLEVELAND, OH 6,9116.9k $423.4k $423.4k 0.05% Reduced -134 -134
62 Icon Wealth Partners, LLC 0.04% of their portfolio HOUSTON, TX 6,8206.8k $417.8k $417.8k 0.04% Reduced -348 -348
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,6296.6k $406.1k $406.1k 0.00% Added +1.9k +1,856
64 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 6,5726.6k $402.6k $402.6k 0.01% Added +19 +19
65 Custos Family Office, LLC 0.26% of their portfolio AUSTIN, TX 6,5426.5k $400.8k $400.8k 0.26% New
66 FineMark National Bank & Trust 0.02% of their portfolio FORT MYERS, FL 6,3056.3k $386.2k $386.2k 0.02% Unchanged
67 TWIN FOCUS CAPITAL PARTNERS, LLC 0.08% of their portfolio Boston, MA 6,2016.2k $379.9k $379.9k 0.08% Unchanged
68 BAKER TILLY WEALTH MANAGEMENT, LLC 0.04% of their portfolio MADISON, WI 6,1766.2k $378.3k $378.3k 0.04% Added +52 +52
69 Aspen Grove Capital, LLC 0.12% of their portfolio AVON, CO 6,1146.1k $374.5k $374.5k 0.12% Unchanged
70 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,0206.0k $368.8k $368.8k 0.00% Reduced -344 -344
71 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 5,7215.7k $350.0k $350.0k 0.01% Not comparable
72 FMR LLC 0.00% of their portfolio BOSTON, MA 5,6605.7k $346.7k $346.7k 0.00% Reduced -6.3k -6,322
73 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 5,6175.6k $344.1k $344.1k 0.00% Reduced -21.4k -21,362
74 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 5,6095.6k $344.0k $344.0k 0.02% Added +60 +60
75 Ullmann Wealth Partners Group, LLC 0.07% of their portfolio JACKSONVILLE BEACH, FL 5,5255.5k $338.5k $338.5k 0.07% Unchanged
76 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 4,9825.0k $305.2k $305.2k 0.02% Added +150 +150
77 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 4,9024.9k $300.3k $300.3k 0.00% Reduced -116 -116
78 Transamerica Financial Advisors, LLC 0.04% of their portfolio CEDAR RAPIDS, IA 4,8654.9k $299.0k $299.0k 0.04% Added +8 +8
79 NEPC LLC 0.03% of their portfolio Boston, MA 4,7324.7k $289.9k $289.9k 0.03% New
80 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 4,5894.6k $281.1k $281.1k 0.00% Reduced -549 -549
81 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 4,4174.4k $270.6k $270.6k 0.01% Added +14 +14
82 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 4,3074.3k $263.8k $263.8k 0.00% Added +222 +222
83 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,1764.2k $255.8k $255.8k 0.00% Unchanged
84 Gallagher Fiduciary Advisors, LLC 0.02% of their portfolio ROLLING MEADOWS, IL 3,8153.8k $233.8k $233.8k 0.02% Added +171 +171
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,7073.7k $227.1k $227.1k 0.00% Reduced -148 -148
86 Naviter Wealth, LLC 0.06% of their portfolio LITTLE ROCK, AR 3,5603.6k $218.1k $218.1k 0.06% New
87 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 3,5583.6k $218.0k $218.0k 0.01% New
88 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 3,5403.5k $216.9k $216.9k 0.01% New
89 Cadence Bank 0.02% of their portfolio Tupelo, MS 3,5163.5k $215.4k $215.4k 0.02% Unchanged
90 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 3,1643.2k $188.4k $188.4k 0.00% Unchanged
91 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,0823.1k $188.8k $188.8k 0.00% Added +1.1k +1,099
92 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 2,5322.5k $155.1k $155.1k 0.00% Reduced -446 -446
93 Choate Investment Advisors 0.01% of their portfolio BOSTON, MA 2,5062.5k $153.5k $153.5k 0.01% New
94 Steward Financial Group LLC 0.05% of their portfolio COLLEYVILLE, TX 2,4382.4k $149.0k $149.0k 0.05% Reduced -37 -37
95 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 2,0472.0k $125.4k $125.4k 0.01% Unchanged
96 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,7501.8k $96.1k $96.1k 0.00% Added +822 +822
97 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,5141.5k $92.7k $92.7k 0.00% Unchanged
98 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,3611.4k $83.4k $83.4k 0.00% Unchanged
99 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 1,2891.3k $79.0k $79.0k 0.00% Reduced -59 -59
100 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,2791.3k $78.4k $78.4k 0.00% Unchanged