Vault-13

INVESCO EXCH TRADED FD TR II BKLN

SR LN ETF · ETP · CUSIP 46138G508

417 institutional holders -3 vs Q1 2023
182,157,297182.2m shares reported held*
$3.8bnreported value*
54 new 136 added 153 reduced 58 sold out net bought ≈ $56.1m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.04. Options: 3 managers hold calls ($300.9k notional), 7 hold puts ($73.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 385Q4 22: 432Q1 23: 420Q2 23: 417417Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022385
Q4 2022432
Q1 2023420
Q2 2023417

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 195 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 186 bought or addedQ1 23: 244 cut or sold outQ1 23Q2 23: 190 bought or addedQ2 23: 211 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022195204
Q1 2023186244
Q2 2023190211

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $48.3mQ3 22 puts: $611.6mQ3 22P/C 12.68Q4 22 calls: $13.9mQ4 22 puts: $534.3mQ4 22P/C 38.31Q1 23 calls: $21.1mQ1 23 puts: $347.3mQ1 23P/C 16.46Q2 23 calls: $300.9kQ2 23 puts: $73.8mQ2 23P/C 245.27
Numbers
QuarterCallsPutsP/C
Q3 2022$48.3m$611.6m12.68
Q4 2022$13.9m$534.3m38.31
Q1 2023$21.1m$347.3m16.46
Q2 2023$300.9k$73.8m245.27

Biggest buyers

Ocean Park Asset Management, LLC Added +4,320,339+4.3m
State of Tennessee, Department of Treasury New +4,070,200+4.1m
Bain Capital Credit, LP New +3,640,031+3.6m
LORD, ABBETT & CO. LLC Added +3,020,662+3.0m
New York Life Investment Management LLC Added +2,849,764+2.8m
Man Group plc New +2,224,281+2.2m
BlueCrest Capital Management Ltd Added +1,641,516+1.6m
ENVESTNET ASSET MANAGEMENT INC Added +1,615,119+1.6m
SCS Capital Management LLC Added +1,390,711+1.4m
Kensington Asset Management, LLC New +1,340,000+1.3m

Biggest sellers

State of New Jersey Common Pension Fund D Sold out -4,950,003-5.0m
CIBC Asset Management Inc Reduced -4,359,051-4.4m
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income Sold out -3,525,391-3.5m
MORGAN STANLEY Reduced -3,115,100-3.1m
BARCLAYS PLC Reduced -2,106,161-2.1m
Nuveen Asset Management, LLC Reduced -1,875,604-1.9m
ROYAL BANK OF CANADA Reduced -1,742,169-1.7m
PRUDENTIAL PLC Reduced -1,661,903-1.7m
Polaris Wealth Advisory Group, LLC Reduced -1,597,948-1.6m
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -1,415,000-1.4m

Biggest calls

CITADEL ADVISORS LLC Reduced $300.9k14.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0500 shares

Biggest puts

EMG Holdings, L.P. Reduced $27.4m1.3m shares
CITADEL ADVISORS LLC Reduced $21.3m1.0m shares
BlackRock Inc. Reduced $10.5m500.0k shares
Parallax Volatility Advisers, L.P. Added $10.5m500.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.4m163.3k shares
Verition Fund Management LLC Reduced $631.2k30.0k shares
Cutler Group LLC / CA Reduced $21.0k9.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BNP PARIBAS FINANCIAL MARKETS 0.33% of their portfolio PARIS, I0 8,054,1868.1m $169.5m $169.5m 0.33% Reduced -1.1m -1,073,998
2 GRIMES & Co WEALTH MANAGEMENT, LLC 5.84% of their portfolio WESTBOROUGH, MA 7,828,4767.8m $164.7m $164.7m 5.84% Added +186.5k +186,521
3 Ocean Park Asset Management, LLC 5.22% of their portfolio SANTA MONICA, CA 7,268,6397.3m $152.9m $152.9m 5.22% Added +4.3m +4,320,339
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.08% of their portfolio Toronto, A6 7,105,7537.1m $149.5m $149.5m 0.08% Reduced -1.2m -1,223,658
5 CIBC Asset Management Inc 0.55% of their portfolio TORONTO, Z4 6,672,3556.7m $140.4m $140.4m 0.55% Reduced -4.4m -4,359,051
6 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 6,032,7746.0m $126.9m $126.9m 0.03% Added +680.6k +680,618
7 New York Life Investment Management LLC 1.19% of their portfolio New York, NY 5,436,5785.4m $114.4m $114.4m 1.19% Added +2.8m +2,849,764
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,188,1295.2m $109.2m $109.2m 0.01% Reduced -3.1m -3,115,100
9 STATE OF WISCONSIN INVESTMENT BOARD 0.30% of their portfolio MADISON, WI 5,142,1945.1m $108.2m $108.2m 0.30% Added +176.0k +176,022
10 LORD, ABBETT & CO. LLC 0.16% of their portfolio JERSEY CITY, NJ 4,494,8824.5m $94.6m $94.6m 0.16% Added +3.0m +3,020,662
11 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 4,103,8734.1m $86.3m $86.3m 0.02% Reduced -575.8k -575,770
12 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 4,091,2214.1m $86.1m $86.1m 0.01% Added +1.2m +1,220,033
13 State of Tennessee, Department of Treasury 0.36% of their portfolio NASHVILLE, TN 4,070,2004.1m $85.6m $85.6m 0.36% New
14 Charles Schwab Investment Advisory, Inc. 0.13% of their portfolio SAN FRANCISCO, CA 3,967,5504.0m $83.5m $83.5m 0.13% Added +50.7k +50,684
15 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,923,9363.9m $82.6m $82.6m 0.04% Added +1.6m +1,615,119
16 Bain Capital Credit, LP 13.39% of their portfolio Boston, MA 3,640,0313.6m $76.6m $76.6m 13.39% New
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 3,346,7053.3m $70.4m $70.4m 0.02% Added +4.5k +4,452
18 BlackRock Inc. 0.00% of their portfolio New York, NY 3,245,2933.2m $68.3m $68.3m 0.00% Reduced -753.1k -753,104
19 NEUBERGER BERMAN GROUP LLC 0.06% of their portfolio NEW YORK, NY 3,093,9403.1m $65.1m $65.1m 0.06% Unchanged
20 SUMITOMO LIFE INSURANCE CO 2.74% of their portfolio TOKYO, M0 2,955,7253.0m $62.2m $62.2m 2.74% Added +500.0k +500,009
21 SEI INVESTMENTS CO 0.10% of their portfolio OAKS, PA 2,855,0102.9m $60.1m $60.1m 0.10% Added +23.9k +23,946
22 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,823,5832.8m $59.4m $59.4m 0.01% Reduced -198.3k -198,287
23 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,766,5282.8m $58.3m $58.3m 0.02% Reduced -1.1m -1,074,542
24 BlueCrest Capital Management Ltd 6.25% of their portfolio ST HELIER, Y9 2,272,7272.3m $47.8m $47.8m 6.25% Added +1.6m +1,641,516
25 Man Group plc 0.14% of their portfolio LONDON, X0 2,224,2812.2m $46.8m $46.8m 0.14% New
26 PRUDENTIAL PLC 0.45% of their portfolio LONDON, X0 1,830,9981.8m $38.5m $38.5m 0.45% Reduced -1.7m -1,661,903
27 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,629,2721.6m $34.3m $34.3m 0.01% Reduced -1.9m -1,875,604
28 SCS Capital Management LLC 0.84% of their portfolio BOSTON, MA 1,622,9771.6m $34.1m $34.1m 0.84% Added +1.4m +1,390,711
29 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,591,2841.6m $33.5m $33.5m 0.06% Added +752.9k +752,875
30 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,566,8421.6m $33.0m $33.0m 0.01% Reduced -720.0k -719,971
31 Counterpoint Mutual Funds LLC 30.48% of their portfolio San Diego, CA 1,564,4491.6m $32.9m $32.9m 30.48% Unchanged
32 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 1,533,1001.5m $32.3m $32.3m 0.05% Added +1.0m +1,009,700
33 Advisory Alpha, LLC 1.64% of their portfolio HOLLAND, MI 1,520,0361.5m $32.0m $32.0m 1.64% Added +148.4k +148,429
34 Mariner, LLC 0.08% of their portfolio Overland Park, KS 1,404,5411.4m $29.6m $29.6m 0.08% Added +990.3k +990,312
35 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,394,4131.4m $29.3m $29.3m 0.01% Unchanged
36 Atria Investments, Inc 0.52% of their portfolio Charlotte, NC 1,362,6971.4m $28.7m $28.7m 0.52% Added +1.1m +1,107,865
37 Kensington Asset Management, LLC 1.86% of their portfolio AUSTIN, TX 1,340,0001.3m $28.2m $28.2m 1.86% New
38 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,262,4041.3m $26.6m $26.6m 0.01% Reduced -1.7m -1,742,169
39 Integrated Wealth Concepts LLC 0.45% of their portfolio WALTHAM, MA 1,250,0861.3m $26.3m $26.3m 0.45% Added +45.5k +45,502
40 Transform Wealth, LLC 2.33% of their portfolio GREENWOOD VILLAGE, CO 1,231,9201.2m $25.9m $25.9m 2.33% New
41 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,191,1901.2m $25.1m $25.1m 0.01% Reduced -77.2k -77,214
42 Connectus Wealth, LLC 0.57% of their portfolio CINCINNATI, OH 1,171,6711.2m $24.7m $24.7m 0.57% Reduced -268.6k -268,559
43 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,153,0321.2m $24.3m $24.3m 0.02% Reduced -15.3k -15,274
44 NATIONAL BANK OF CANADA /FI/ 0.05% of their portfolio MONTREAL, A8 1,122,8661.1m $23.6m $23.6m 0.05% Added +33.9k +33,911
45 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,075,7541.1m $22.6m $22.6m 0.02% Added +1.1k +1,072
46 Donoghue Forlines LLC 7.07% of their portfolio Boston, MA 1,074,3821.1m $22.6m $22.6m 7.07% New
47 GUGGENHEIM CAPITAL LLC 0.18% of their portfolio CHICAGO, IL 1,072,3941.1m $22.6m $22.6m 0.18% Reduced -117.4k -117,360
48 Composition Wealth, LLC 0.64% of their portfolio LOS ANGELES, CA 1,003,2621.0m $21.1m $21.1m 0.64% Reduced -625.0k -624,967
49 III Capital Management 1.58% of their portfolio BOCA RATON, FL 960,000960.0k $20.2m $20.2m 1.58% New
50 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 938,157938.2k $19.7m $19.7m 0.02% Unchanged
51 IRONWOOD WEALTH MANAGEMENT, INC. 11.40% of their portfolio HURRICANE, WV 932,864932.9k $19.6m $19.6m 11.40% Added +4.2k +4,225
52 PFS INVESTMENTS INC. 0.30% of their portfolio DULUTH, GA 864,889864.9k $18.2m $18.2m 0.30% Added +15.2k +15,173
53 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 769,806769.8k $16.2m $16.2m 0.00% Reduced -958.6k -958,649
54 Wavelength Capital Management, LLC 16.61% of their portfolio WESTPORT, CT 729,824729.8k $15.4m $15.4m 16.61% Added +10.2k +10,164
55 Western Asset Management Company, LLC 6.55% of their portfolio Pasadena, CA 695,000695.0k $14.6m $14.6m 6.55% New
56 Concord Wealth Partners 3.02% of their portfolio ABINGDON, VA 665,382665.4k $14.0m $14.0m 3.02% Added +168.3k +168,338
57 ANGELES WEALTH MANAGEMENT, LLC 1.87% of their portfolio SANTA MONICA, CA 652,569652.6k $13.7m $13.7m 1.87% Added +23.8k +23,773
58 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 616,483616.5k $13.0m $13.0m 0.02% Added +616.4k +616,371
59 Michelson Medical Research Foundation, Inc. 8.99% of their portfolio Los Angeles, CA 600,610600.6k $12.6m $12.6m 8.99% Unchanged
60 Schonfeld Strategic Advisors LLC 0.11% of their portfolio NEW YORK, NY 593,639593.6k $12.5m $12.5m 0.11% Added +473.8k +473,823
61 HANTZ FINANCIAL SERVICES, INC. 0.31% of their portfolio SOUTHFIELD, MI 589,568589.6k $12.4m $12.4m 0.31% Added +56.0k +55,991
62 Concord Asset Management, LLC/VA 4.17% of their portfolio ABINGDON, VA 561,674561.7k $11.8m $11.8m 4.17% Added +61.0k +60,969
63 Wealthcare Advisory Partners LLC 0.52% of their portfolio WEST CHESTER, PA 554,935554.9k $11.7m $11.7m 0.52% Added +7.5k +7,490
64 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 554,693554.7k $11.7m $11.7m 0.03% New
65 Aristotle Pacific Capital, LLC 20.77% of their portfolio NEWPORT BEACH, CA 552,325552.3k $11.6m $11.6m 20.77% Added +307.0k +306,985
66 Moloney Securities Asset Management, LLC 2.02% of their portfolio MANCHESTER, MO 542,009542.0k $11.4m $11.4m 2.02% New
67 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 537,121537.1k $11.3m $11.3m 0.12% Added +6.7k +6,742
68 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 516,551516.6k $10.9m $10.9m 0.01% Reduced -2.1m -2,106,161
69 SimpliFi, Inc. 5.10% of their portfolio SAN DIEGO, CA 512,495512.5k $10.8m $10.8m 5.10% Added +53.5k +53,537
70 STEPHENS INC /AR/ 0.18% of their portfolio LITTLE ROCK, AR 478,464478.5k $10.1m $10.1m 0.18% Unchanged
71 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 474,352474.4k $10.0m $10.0m 0.02% Reduced -59.1k -59,115
72 Fifth Third Securities, Inc. 1.07% of their portfolio Cincinnati, OH 468,908468.9k $9.9m $9.9m 1.07% Added +4.5k +4,508
73 Polaris Wealth Advisory Group, LLC 0.75% of their portfolio SAN RAFAEL, CA 468,405468.4k $9.9m $9.9m 0.75% Reduced -1.6m -1,597,948
74 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 448,251448.3k $9.4m $9.4m 0.04% Reduced -12.6k -12,617
75 Advisors Preferred, LLC 2.26% of their portfolio ROCKVILLE, MD 434,654434.7k $9.2m $9.2m 2.26% Added +100.2k +100,220
76 iA Global Asset Management Inc. 0.24% of their portfolio QUEBEC, A8 428,100428.1k $9.0m $9.0m 0.24% First filing
77 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 417,270417.3k $8.8m $8.8m 0.03% Added +141.7k +141,680
78 CIM, LLC 1.64% of their portfolio ALBANY, NY 416,255416.3k $8.8m $8.8m 1.64% Added +609 +609
79 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 402,678402.7k $8.5m $8.5m 0.00% Added +6.5k +6,499
80 Amundi 0.00% of their portfolio Paris, I0 400,000400.0k $8.4m $8.4m 0.00% Added +25.0k +25,000
81 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 397,887397.9k $8.4m $8.4m 0.00% Unchanged
82 Catalyst Capital Advisors LLC 0.22% of their portfolio San Juan, PR 354,978355.0k $7.5m $7.5m 0.22% Unchanged
83 1832 Asset Management L.P. 0.01% of their portfolio TORONTO, A6 345,500345.5k $7.3m $7.3m 0.01% Unchanged
84 Merit Financial Group, LLC 0.22% of their portfolio ALPHARETTA, GA 324,992325.0k $6.8m $6.8m 0.22% Added +37.4k +37,408
85 Little Harbor Advisors, LLC 5.04% of their portfolio MARBLEHEAD, MA 309,315309.3k $6.5m $6.5m 5.04% New
86 McAdam, LLC 0.54% of their portfolio Philadelphia, PA 308,355308.4k $6.5m $6.5m 0.54% Added +30.5k +30,481
87 Asset Allocation & Management Company, LLC 2.57% of their portfolio CHICAGO, IL 307,390307.4k $6.5m $6.5m 2.57% New
88 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 296,705296.7k $6.2m $6.2m 0.03% Added +45.3k +45,256
89 STABLEFORD CAPITAL II LLC 2.50% of their portfolio SCOTTSDALE, AZ 267,457267.5k $5.6m $5.6m 2.50% New
90 Virtue Capital Management, LLC 0.96% of their portfolio BRENTWOOD, TN 266,737266.7k $5.6m $5.6m 0.96% Reduced -42.3k -42,262
91 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 254,096254.1k $5.3m $5.3m 0.04% Added +192.5k +192,488
92 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 248,798248.8k $5.2m $5.2m 0.01% Reduced -129.2k -129,206
93 Wambolt & Associates, LLC 1.86% of their portfolio LITTLETON, CO 248,390248.4k $5.2m $5.2m 1.86% Reduced -2.4k -2,433
94 Roundview Capital LLC 0.50% of their portfolio PRINCETON, NJ 244,664244.7k $5.1m $5.1m 0.50% Added +34.3k +34,310
95 CW Advisors, LLC 0.12% of their portfolio BOSTON, MA 241,126241.1k $5.1m $5.1m 0.12% Reduced -23.5k -23,508
96 MMA ASSET MANAGEMENT LLC 1.51% of their portfolio New York, NY 237,448237.4k $5.0m $5.0m 1.51% Added +115.4k +115,418
97 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 229,900229.9k $4.8m $4.8m 0.01% Reduced -600 -600
98 Mechanics Bank Trust Department 0.76% of their portfolio Walnut Creek, CA 227,424227.4k $4.8m $4.8m 0.76% Added +34.0k +33,952
99 SAM Advisors, LLC 1.98% of their portfolio OAKHURST, CA 226,773226.8k $4.8m $4.8m 1.98% Reduced -10.4k -10,425
100 WT Wealth Management 1.91% of their portfolio SCOTTSDALE, AZ 218,737218.7k $4.6m $4.6m 1.91% Added +160.6k +160,591