Vault-13

RIO TINTO PLC RIO

SPONSORED ADR · ADR · CUSIP 767204100 · ISIN US7672041008

713 institutional holders -12 vs Q1 2023
125,408,494125.4m shares reported held*
$8.0bnreported value*
61 new 306 added 211 reduced 75 sold out net sold ≈ $489.3m (-9.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $63.89. Options: 29 managers hold calls ($535.4m notional), 29 hold puts ($366.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 635Q4 22: 683Q1 23: 725Q2 23: 713713Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022635
Q4 2022683
Q1 2023725
Q2 2023713

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 334 bought or addedQ4 22: 263 cut or sold outQ4 22Q1 23: 379 bought or addedQ1 23: 248 cut or sold outQ1 23Q2 23: 367 bought or addedQ2 23: 286 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022334263
Q1 2023379248
Q2 2023367286

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $436.2mQ3 22 puts: $364.4mQ3 22P/C 0.84Q4 22 calls: $768.8mQ4 22 puts: $678.7mQ4 22P/C 0.88Q1 23 calls: $609.7mQ1 23 puts: $497.0mQ1 23P/C 0.82Q2 23 calls: $535.4mQ2 23 puts: $366.5mQ2 23P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2022$436.2m$364.4m0.84
Q4 2022$768.8m$678.7m0.88
Q1 2023$609.7m$497.0m0.82
Q2 2023$535.4m$366.5m0.68

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP Added +2,550,696+2.6m
GOLDMAN SACHS GROUP INC Added +1,986,111+2.0m
Capital World Investors Added +683,010+683.0k
RENAISSANCE TECHNOLOGIES LLC Added +676,100+676.1k
MARSHALL WACE, LLP New +488,768+488.8k
MORGAN STANLEY Added +481,874+481.9k
Optiver Holding B.V. New +444,041+444.0k
Fisher Asset Management, LLC Added +317,574+317.6k
Holocene Advisors, LP Added +264,769+264.8k
Merewether Investment Management, LP New +250,000+250.0k

Biggest sellers

FMR LLC Reduced -5,417,641-5.4m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -4,060,232-4.1m
NEUBERGER BERMAN GROUP LLC Reduced -2,086,455-2.1m
Encompass Capital Advisors LLC Sold out -1,936,484-1.9m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,388,960-1.4m
CITADEL ADVISORS LLC Reduced -1,085,476-1.1m
ExodusPoint Capital Management, LP Reduced -503,635-503.6k
MILLENNIUM MANAGEMENT LLC Reduced -440,320-440.3k
Russell Investments Group, Ltd. Reduced -357,145-357.1k
BARCLAYS PLC Reduced -305,396-305.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $182.8m2.9m shares
Twin Tree Management, LP Added $79.6m1.2m shares
CITADEL ADVISORS LLC Reduced $63.4m993.0k shares
Optiver Holding B.V. Added $62.1m980.8k shares
ROYAL BANK OF CANADA New $27.0m423.2k shares
SIMPLEX TRADING, LLC Reduced $22.6m353.6k shares
Squarepoint Ops LLC Added $17.3m271.2k shares
GROUP ONE TRADING LLC Added $15.6m244.6k shares
JANE STREET GROUP, LLC Reduced $14.1m220.5k shares
UBS Group AG Added $13.4m209.4k shares

Biggest puts

Optiver Holding B.V. Added $111.3m1.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $72.0m1.1m shares
CITADEL ADVISORS LLC Reduced $44.4m695.9k shares
SIMPLEX TRADING, LLC Reduced $26.5m414.6k shares
Twin Tree Management, LP Reduced $19.9m311.3k shares
Squarepoint Ops LLC Added $17.4m272.2k shares
UBS Group AG Added $14.0m219.8k shares
GROUP ONE TRADING LLC Reduced $12.6m197.5k shares
D. E. Shaw & Co., Inc. Added $8.8m137.7k shares
GOLDMAN SACHS GROUP INC New $8.0m125.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.20% of their portfolio Boston, MA 16,444,97416.4m $1.0bn $1.0bn 0.20% Added +2.6m +2,550,696
2 Fisher Asset Management, LLC 0.53% of their portfolio PLANO, TX 14,890,00414.9m $950.6m $950.6m 0.53% Added +317.6k +317,574
3 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.69% of their portfolio BLOOMINGTON, IL 10,931,82010.9m $697.9m $697.9m 0.69% Unchanged
4 Capital World Investors 0.11% of their portfolio LOS ANGELES, CA 9,207,4129.2m $587.8m $587.8m 0.11% Added +683.0k +683,010
5 FRANKLIN RESOURCES INC 0.19% of their portfolio San Mateo, CA 6,379,6606.4m $407.3m $407.3m 0.19% Added +23.1k +23,071
6 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 5,624,4115.6m $359.1m $359.1m 0.09% Added +2.0m +1,986,111
7 NEUBERGER BERMAN GROUP LLC 0.32% of their portfolio NEW YORK, NY 5,565,7735.6m $355.3m $355.3m 0.32% Reduced -2.1m -2,086,455
8 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,345,6384.3m $277.4m $277.4m 0.03% Added +481.9k +481,874
9 ACADIAN ASSET MANAGEMENT LLC 0.72% of their portfolio Boston, MA 2,741,5612.7m $175.0m $175.0m 0.72% Added +227.0k +227,029
10 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,481,5352.5m $158.4m $158.4m 0.02% Reduced -127.8k -127,777
11 Harding Loevner LP 0.89% of their portfolio Bridgewater, NJ 2,396,4392.4m $153.0m $153.0m 0.89% Reduced -81.4k -81,403
12 DIMENSIONAL FUND ADVISORS LP 0.04% of their portfolio AUSTIN, TX 2,208,3922.2m $141.0m $141.0m 0.04% Reduced -88.2k -88,156
13 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,875,8211.9m $119.8m $119.8m 0.02% Added +100.1k +100,060
14 EARNEST PARTNERS LLC 0.51% of their portfolio ATLANTA, GA 1,418,4281.4m $90.6m $90.6m 0.51% Reduced -13.3k -13,335
15 BlackRock Inc. 0.00% of their portfolio New York, NY 1,333,3881.3m $85.1m $85.1m 0.00% Added +35.8k +35,824
16 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.10% of their portfolio BOSTON, MA 1,316,9861.3m $84.1m $84.1m 0.10% Reduced -4.1m -4,060,232
17 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,139,7371.1m $72.8m $72.8m 0.02% Added +18.2k +18,181
18 Cullen Capital Management, LLC 0.64% of their portfolio New York, NY 1,120,0931.1m $71.5m $71.5m 0.64% Added +77.0k +76,956
19 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,050,4891.1m $67.1m $67.1m 0.03% Added +218.0k +217,987
20 TODD ASSET MANAGEMENT LLC 1.48% of their portfolio Louisville, KY 992,294992.3k $63.3m $63.3m 1.48% Reduced -1.8k -1,836
21 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 972,900972.9k $62.1m $62.1m 0.09% Added +676.1k +676,100
22 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 914,324914.3k $61.8m $61.8m 0.02% Added +193.9k +193,890
23 Holocene Advisors, LP 0.24% of their portfolio New York, NY 869,470869.5k $55.5m $55.5m 0.24% Added +264.8k +264,769
24 TD Asset Management Inc 0.06% of their portfolio Toronto, A6 768,286768.3k $49.0m $49.0m 0.06% Added +8.4k +8,401
25 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 723,071723.1k $46.2m $46.2m 0.02% Reduced -1.4m -1,388,960
26 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 716,471716.5k $45.7m $45.7m 0.01% Added +140.9k +140,851
27 Pacer Advisors, Inc. 0.18% of their portfolio Malvern, PA 705,746705.7k $45.1m $45.1m 0.18% Added +164.5k +164,530
28 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 670,877670.9k $42.8m $42.8m 0.01% Added +29.9k +29,879
29 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 610,039610.0k $38.9m $38.9m 0.07% Added +40.5k +40,540
30 NATIXIS ADVISORS, LLC 0.12% of their portfolio Boston, MA 609,621609.6k $38.9m $38.9m 0.12% Added +79.1k +79,057
31 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.36% of their portfolio FRANKFORT, KY 586,980587.0k $37.5m $37.5m 0.36% Unchanged
32 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 526,270526.3k $33.6m $33.6m 0.03% Added +19.9k +19,869
33 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio JUPITER, FL 506,176506.2k $32.3m $32.3m 0.15% Reduced -171.9k -171,919
34 MARSHALL WACE, LLP 0.07% of their portfolio LONDON, X0 488,768488.8k $31.2m $31.2m 0.07% New
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 481,433481.4k $30.7m $30.7m 0.00% Added +180.5k +180,534
36 Optiver Holding B.V. 0.81% of their portfolio AMSTERDAM, P7 444,041444.0k $28.1m $28.1m 0.81% New
37 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 390,769390.8k $24.9m $24.9m 0.03% Reduced -1.1m -1,085,476
38 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 355,848355.8k $22.7m $22.7m 0.02% Added +21.9k +21,891
39 GABELLI FUNDS LLC 0.17% of their portfolio Rye, NY 349,000349.0k $22.3m $22.3m 0.17% Unchanged
40 CAPITAL ADVISORS INC/OK 0.56% of their portfolio TULSA, OK 347,107347.1k $22.2m $22.2m 0.56% Added +9.8k +9,822
41 Capital Investment Advisors, LLC 0.67% of their portfolio ATLANTA, GA 346,371346.4k $22.1m $22.1m 0.67% Added +31.0k +31,047
42 FMR LLC 0.00% of their portfolio BOSTON, MA 339,305339.3k $21.7m $21.7m 0.00% Reduced -5.4m -5,417,641
43 Epoch Investment Partners, Inc. 0.12% of their portfolio New York, NY 333,629333.6k $21.3m $21.3m 0.12% Reduced -67.1k -67,055
44 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 333,023333.0k $21.3m $21.3m 0.02% Reduced -147.9k -147,949
45 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 313,334313.3k $20.0m $20.0m 0.03% Reduced -9.9k -9,870
46 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 299,243299.2k $19.1m $19.1m 0.07% First filing
47 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 298,497298.5k $19.1m $19.1m 0.04% Added +91.3k +91,346
48 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 288,682288.7k $18.4m $18.4m 0.02% Reduced -440.3k -440,320
49 CAMBRIDGE TRUST CO 0.81% of their portfolio BOSTON, MA 278,870278.9k $17.8m $17.8m 0.81% Reduced -9.0k -8,969
50 KORNITZER CAPITAL MANAGEMENT INC /KS 0.35% of their portfolio SHAWNEE MISSION, KS 278,817278.8k $17.8m $17.8m 0.35% Added +2.5k +2,465
51 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 272,328272.3k $17.4m $17.4m 0.03% Added +241.2k +241,186
52 CAUSEWAY CAPITAL MANAGEMENT LLC 0.45% of their portfolio LOS ANGELES, CA 269,658269.7k $17.2m $17.2m 0.45% Added +114.2k +114,244
53 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 252,640252.6k $16.1m $16.1m 0.02% Added +20.9k +20,938
54 Merewether Investment Management, LP 1.16% of their portfolio DALLAS, TX 250,000250.0k $16.0m $16.0m 1.16% New
55 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 241,790241.8k $15.4m $15.4m 0.01% Added +28.0k +27,958
56 ExodusPoint Capital Management, LP 0.17% of their portfolio NEW YORK, NY 232,417232.4k $14.8m $14.8m 0.17% Reduced -503.6k -503,635
57 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 228,072228.1k $14.6m $14.6m 0.02% Reduced -147.8k -147,775
58 Qube Research & Technologies Ltd 0.06% of their portfolio LONDON, X0 223,593223.6k $14.3m $14.3m 0.06% Added +2.0k +2,011
59 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 223,531223.5k $14.3m $14.3m 0.04% Added +139.6k +139,643
60 Grassi Investment Management 1.42% of their portfolio SANTA CLARA, CA 202,144202.1k $12.9m $12.9m 1.42% Reduced -593 -593
61 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 196,541196.5k $12.5m $12.5m 0.03% Added +22.2k +22,169
62 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 194,096194.1k $12.4m $12.4m 0.02% Added +1.5k +1,467
63 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 191,718191.7k $12.2m $12.2m 0.03% Reduced -20.6k -20,625
64 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.18% of their portfolio Stamford, CT 184,899184.9k $11.8m $11.8m 0.18% Added +18.7k +18,736
65 Tidal Investments LLC 0.34% of their portfolio Milwaukee, WI 181,441181.4k $11.6m $11.6m 0.34% Reduced -153.7k -153,657
66 Crestline Management, L.P. 1.26% of their portfolio FORT WORTH, TX 180,938180.9k $11.6m $11.6m 1.26% Added +136.7k +136,728
67 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 180,832180.8k $11.5m $11.5m 0.02% Reduced -3.9k -3,894
68 SKBA CAPITAL MANAGEMENT LLC 2.04% of their portfolio San Francisco, CA 177,500177.5k $11.3m $11.3m 2.04% Reduced -150 -150
69 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 176,969177.0k $11.3m $11.3m 0.01% Reduced -8.3k -8,298
70 OPPENHEIMER ASSET MANAGEMENT INC. 0.15% of their portfolio NEW YORK, NY 160,650160.7k $10.3m $10.3m 0.15% Added +2.6k +2,572
71 Pacific Heights Asset Management LLC 0.93% of their portfolio San Francisco, CA 160,000160.0k $10.2m $10.2m 0.93% Unchanged
72 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 154,513154.5k $9.9m $9.9m 0.01% Unchanged
73 Moran Wealth Management, LLC 0.36% of their portfolio NAPLES, FL 148,588148.6k $9.5m $9.5m 0.36% Added +5.1k +5,123
74 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 139,801139.8k $8.9m $8.9m 0.00% Reduced -31.3k -31,302
75 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio SAN FRANCISCO, CA 137,500137.5k $8.8m $8.8m 0.05% Unchanged
76 Bell Bank 0.92% of their portfolio FARGO, ND 136,263136.3k $8.7m $8.7m 0.92% Reduced -6.8k -6,763
77 Palliser Capital (UK) Ltd 8.72% of their portfolio LONDON, X0 135,477135.5k $8.6m $8.6m 8.72% Reduced -12.2k -12,212
78 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 133,964134.0k $8.6m $8.6m 0.03% Added +15.0k +14,990
79 ALERUS FINANCIAL NA 0.72% of their portfolio GRAND FORKS, ND 133,000133.0k $8.5m $8.5m 0.72% Added +10.2k +10,230
80 Squarepoint Ops LLC 0.05% of their portfolio NEW YORK, NY 132,272132.3k $8.4m $8.4m 0.05% Added +24.6k +24,560
81 Cubist Systematic Strategies, LLC 0.09% of their portfolio STAMFORD, CT 123,052123.1k $7.9m $7.9m 0.09% Reduced -135.8k -135,767
82 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 120,879120.9k $7.7m $7.7m 0.01% Reduced -2.9k -2,922
83 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 2.20% of their portfolio MILWAUKEE, WI 120,642120.6k $7.7m $7.7m 2.20% Reduced -9.4k -9,397
84 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 119,733119.7k $7.6m $7.6m 0.01% Added +15.0k +14,989
85 Greenline Partners, LLC 1.41% of their portfolio NEW YORK, NY 117,672117.7k $7.5m $7.5m 1.41% Added +17.8k +17,769
86 SALEM INVESTMENT COUNSELORS INC 0.26% of their portfolio WINSTON-SALEM, NC 114,047114.0k $7.3m $7.3m 0.26% Added +3.5k +3,486
87 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 113,798113.8k $7.3m $7.3m 0.02% Added +4.8k +4,790
88 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 112,515112.5k $7.2m $7.2m 0.00% Added +6.5k +6,497
89 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 110,615110.6k $7.1m $7.1m 0.04% Reduced -4.0k -3,996
90 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 105,811105.8k $6.8m $6.8m 0.01% Reduced -15.6k -15,590
91 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 105,317105.3k $6.7m $6.7m 0.01% Added +11.9k +11,880
92 Mariner, LLC 0.02% of their portfolio Overland Park, KS 104,182104.2k $6.7m $6.7m 0.02% Added +7.9k +7,886
93 LMCG INVESTMENTS, LLC 0.43% of their portfolio BOSTON, MA 103,118103.1k $6.6m $6.6m 0.43% Added +12.1k +12,072
94 Anson Funds Management LP 1.61% of their portfolio DALLAS, TX 100,000100.0k $6.4m $6.4m 1.61% New
95 Kapitalo Investimentos Ltda 1.19% of their portfolio SAO PAULO, D5 100,000100.0k $6.4m $6.4m 1.19% New
96 Soltis Investment Advisors LLC 0.73% of their portfolio ST. GEORGE, UT 98,94798.9k $6.3m $6.3m 0.73% Added +11.4k +11,446
97 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 97,05997.1k $6.2m $6.2m 0.00% Reduced -305.4k -305,396
98 Advisors Asset Management, Inc. 0.12% of their portfolio Monument, CO 94,11094.1k $6.0m $6.0m 0.12% Reduced -9.9k -9,918
99 FORBES J M & CO LLP 0.72% of their portfolio Boston, MA 90,75190.8k $5.8m $5.8m 0.72% Reduced -45.2k -45,187
100 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 90,62790.6k $5.8m $5.8m 0.03% Reduced -4.8k -4,797