Vault-13

GLOBAL X FDS XYLD

S&P 500 COVERED · ETP · CUSIP 37954Y475

199 institutional holders +14 vs Q1 2023
26,535,79526.5m shares reported held*
$1.1bnreported value*
31 new 90 added 54 reduced 20 sold out net bought ≈ $193.1m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($128.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.04. Options: 6 managers hold calls ($1.3m notional), 2 hold puts ($588.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 155Q4 22: 176Q1 23: 185Q2 23: 199199Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022155
Q4 2022176
Q1 2023185
Q2 2023199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 104 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 118 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 74 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210467
Q1 202311864
Q2 202312174

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.9mQ3 22 puts: $2.7mQ3 22P/C 1.46Q4 22 calls: $4.0mQ4 22 puts: $2.7mQ4 22P/C 0.66Q1 23 calls: $2.6mQ1 23 puts: $1.6mQ1 23P/C 0.59Q2 23 calls: $1.3mQ2 23 puts: $588.2kQ2 23P/C 0.46
Numbers
QuarterCallsPutsP/C
Q3 2022$1.9m$2.7m1.46
Q4 2022$4.0m$2.7m0.66
Q1 2023$2.6m$1.6m0.59
Q2 2023$1.3m$588.2k0.46

Biggest buyers

NISSAY ASSET MANAGEMENT CORP /JAPAN Added +3,581,083+3.6m
LPL Financial LLC Added +368,488+368.5k
GOLDMAN SACHS GROUP INC New +329,504+329.5k
Caerus Investment Advisors, LLC New +280,333+280.3k
WELLS FARGO & COMPANY/MN Added +146,683+146.7k
UBS Group AG Added +119,776+119.8k
ROYAL BANK OF CANADA Added +118,562+118.6k
Belpointe Asset Management LLC Added +95,985+96.0k
JUNCTURE WEALTH STRATEGIES, LLC New +93,832+93.8k
CreativeOne Wealth, LLC Added +90,474+90.5k

Biggest sellers

Hamilton Capital Partners Inc. Reduced -475,159-475.2k
BANK OF AMERICA CORP /DE/ Reduced -188,266-188.3k
MORGAN STANLEY Reduced -170,951-171.0k
Iron Horse Wealth Management, LLC Reduced -161,787-161.8k
Truadvice, LLC Sold out -107,271-107.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -104,205-104.2k
AMERIPRISE FINANCIAL INC Reduced -95,215-95.2k
JANE STREET GROUP, LLC Reduced -85,333-85.3k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -73,602-73.6k
MML INVESTORS SERVICES, LLC Reduced -63,021-63.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $422.8k10.3k shares
Kovack Advisors, Inc. New $367.3k894.7k shares
Westshore Wealth, LLC New $357.3k870.4k shares
C2C Wealth Management, LLC New $82.0k197.9k shares
MJP ASSOCIATES INC /ADV Unchanged $40.6k99.0k shares
Intergy Private Wealth, LLC Unchanged $6.7k16.4k shares

Biggest puts

WOLVERINE TRADING, LLC Reduced $543.0k13.3k shares
CITADEL ADVISORS LLC Reduced $45.2k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NISSAY ASSET MANAGEMENT CORP /JAPAN 1.60% of their portfolio Tokyo, M0 4,516,9194.5m $185.4m $185.4m 1.60% Added +3.6m +3,581,083
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,754,5263.8m $154.1m $154.1m 0.02% Reduced -171.0k -170,951
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,141,4812.1m $87.9m $87.9m 0.06% Added +368.5k +368,488
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,486,2011.5m $61.0m $61.0m 0.01% Reduced -188.3k -188,266
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,297,4491.3m $53.3m $53.3m 0.02% Added +119.8k +119,776
6 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,156,0521.2m $47.5m $47.5m 0.08% Reduced -8.5k -8,465
7 Hamilton Capital Partners Inc. 15.73% of their portfolio TORONTO, A6 1,054,6391.1m $43.3m $43.3m 15.73% Reduced -475.2k -475,159
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 732,941732.9k $30.1m $30.1m 0.01% Added +118.6k +118,562
9 Brookstone Capital Management 0.59% of their portfolio WHEATON, IL 713,931713.9k $29.2m $29.2m 0.59% Added +58.4k +58,397
10 Pasadena Private Wealth, LLC 7.99% of their portfolio PASADENA, CA 690,900690.9k $28.4m $28.4m 7.99% Added +12.4k +12,427
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 562,851562.9k $23.1m $23.1m 0.01% Added +146.7k +146,683
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 527,025527.0k $21.7m $21.7m 0.01% Reduced -95.2k -95,215
13 CENTAURUS FINANCIAL, INC. 1.89% of their portfolio ANAHEIM, CA 525,819525.8k $21.6m $21.6m 1.89% Added +89.6k +89,622
14 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 491,940491.9k $20.2m $20.2m 0.04% Added +84.5k +84,481
15 Hamilton Wealth, LLC 6.64% of their portfolio LOS ANGELES, CA 464,731464.7k $19.1m $19.1m 6.64% Reduced -29.1k -29,074
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 329,504329.5k $13.5m $13.5m 0.00% New
17 OLD SECOND NATIONAL BANK OF AURORA 3.82% of their portfolio AURORA, IL 321,729321.7k $13.2m $13.2m 3.82% Added +88.0k +88,042
18 Caerus Investment Advisors, LLC 13.02% of their portfolio WEST LAKE HILLS, TX 280,333280.3k $11.5m $11.5m 13.02% New
19 Cavalier Investments, LLC 3.74% of their portfolio ALPHARETTA, GA 250,178250.2k $10.3m $10.3m 3.74% Reduced -12.5k -12,541
20 Blue Chip Partners, LLC 1.10% of their portfolio FARMINGTON HILLS, MI 236,218236.2k $9.7m $9.7m 1.10% Added +891 +891
21 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 181,393181.4k $7.4m $7.4m 0.02% Added +20.7k +20,699
22 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 160,838160.8k $6.6m $6.6m 0.02% Added +27.1k +27,120
23 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 146,002146.0k $6.0m $6.0m 0.01% Added +47.0k +46,992
24 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 145,810145.8k $6.0m $6.0m 0.04% Added +34.4k +34,400
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 139,705139.7k $5.7m $5.7m 0.01% Reduced -36.1k -36,118
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 138,690138.7k $5.7m $5.7m 0.00% Added +18.0k +18,002
27 CreativeOne Wealth, LLC 0.13% of their portfolio OVERLAND PARK, KS 123,174123.2k $5.1m $5.1m 0.13% Added +90.5k +90,474
28 J.W. COLE ADVISORS, INC. 0.36% of their portfolio TAMPA, FL 122,158122.2k $5.0m $5.0m 0.36% Added +82.2k +82,187
29 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 2.71% of their portfolio LEAWOOD, KS 120,668120.7k $5.0m $5.0m 2.71% First filing
30 Thrive Capital Management, LLC 2.78% of their portfolio FORT WASHINGTON, PA 118,737118.7k $4.9m $4.9m 2.78% Added +27.6k +27,570
31 River Street Advisors LLC 4.32% of their portfolio AURORA, IL 110,362110.4k $4.5m $4.5m 4.32% Added +27.1k +27,094
32 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 110,147110.1k $4.5m $4.5m 0.02% Added +28.0k +28,001
33 Belpointe Asset Management LLC 0.44% of their portfolio RENO, NV 102,372102.4k $4.2m $4.2m 0.44% Added +96.0k +95,985
34 INDEPENDENT FINANCIAL GROUP, LLC 0.28% of their portfolio SAN DIEGO, CA 97,65797.7k $4.0m $4.0m 0.28% Added +74.0k +73,991
35 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 94,93494.9k $3.9m $3.9m 0.02% Added +7.8k +7,819
36 JUNCTURE WEALTH STRATEGIES, LLC 1.80% of their portfolio SCOTTSDALE, AZ 93,83293.8k $3.9m $3.9m 1.80% New
37 Uniplan Investment Counsel, Inc. 0.26% of their portfolio MILWAUKEE, WI 86,76086.8k $3.6m $3.6m 0.26% Reduced -1.5k -1,476
38 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 85,95886.0k $3.5m $3.5m 0.03% Added +63.2k +63,236
39 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 81,63081.6k $3.4m $3.4m 0.08% Added +44.8k +44,783
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,60979.6k $3.3m $3.3m 0.00% Added +15.9k +15,920
41 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 78,35078.3k $3.2m $3.2m 0.04% Added +12.4k +12,442
42 Institute for Wealth Management, LLC. 0.50% of their portfolio DENVER, CO 68,88368.9k $2.8m $2.8m 0.50% Added +8.1k +8,147
43 NWF Advisory Services Inc. 0.65% of their portfolio Los Angeles, CA 68,68968.7k $2.8m $2.8m 0.65% Unchanged
44 1900 WEALTH MANAGEMENT LLC 0.29% of their portfolio SAN ANTONIO, TX 68,01068.0k $2.8m $2.8m 0.29% Added +29.6k +29,551
45 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 65,40065.4k $2.7m $2.7m 0.00% Added +14.0k +13,991
46 Flaharty Asset Management, LLC 0.46% of their portfolio CLEARWATER, FL 64,84764.8k $2.7m $2.7m 0.46% Reduced -9.4k -9,422
47 ELCO Management Co., LLC 1.91% of their portfolio New York, NY 64,30064.3k $2.6m $2.6m 1.91% Added +300 +300
48 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 57,05757.1k $2.3m $2.3m 0.02% Added +11.4k +11,414
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 49,72949.7k $2.0m $2.0m 0.00% Added +24.1k +24,145
50 OVERSEA-CHINESE BANKING Corp Ltd 0.10% of their portfolio SINGAPORE, U0 48,62248.6k $2.0m $2.0m 0.10% Added +32.0k +32,011
51 BEAM WEALTH ADVISORS, INC. 1.38% of their portfolio COVINGTON, LA 48,60648.6k $2.0m $2.0m 1.38% Reduced -868 -868
52 Anfield Capital Management, LLC 0.86% of their portfolio IRVINE, CA 47,75547.8k $2.0m $2.0m 0.86% Added +4.6k +4,564
53 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 46,37746.4k $1.9m $1.9m 0.01% New
54 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 45,65145.7k $1.9m $1.9m 0.09% Added +7.5k +7,535
55 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 43,56043.6k $1.8m $1.8m 0.02% Reduced -5.7k -5,700
56 HBW ADVISORY SERVICES LLC 0.38% of their portfolio SIMI VALLEY, CA 43,16243.2k $1.8m $1.8m 0.38% Added +1.6k +1,565
57 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 42,37442.4k $1.7m $1.7m 0.10% New
58 Bangor Savings Bank 0.19% of their portfolio BANGOR, ME 40,86240.9k $1.7m $1.7m 0.19% New
59 Wealthspire Retirement, LLC 0.30% of their portfolio ALISO VIEJO, CA 39,71339.7k $1.6m $1.6m 0.30% Reduced -111 -111
60 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,38139.4k $1.6m $1.6m 0.00% Reduced -85.3k -85,333
61 Castle Rock Wealth Management, LLC 0.55% of their portfolio WALNUT CREEK, CA 38,97539.0k $1.6m $1.6m 0.55% Reduced -1.3k -1,342
62 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 38,80538.8k $1.6m $1.6m 0.01% New
63 Berger Financial Group, Inc 0.18% of their portfolio PLYMOUTH, MN 38,71038.7k $1.6m $1.6m 0.18% Added +1.1k +1,076
64 Bensler, LLC 0.30% of their portfolio Bellevue, WA 38,30238.3k $1.6m $1.6m 0.30% New
65 Ameritas Advisory Services, LLC 0.20% of their portfolio Lincoln, NE 37,79437.8k $1.5m $1.5m 0.20% Reduced -10.6k -10,595
66 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 36,04636.0k $1.5m $1.5m 0.03% Added +128 +128
67 Good Life Advisors, LLC 0.16% of their portfolio READING, PA 35,33135.3k $1.5m $1.5m 0.16% Added +14.3k +14,254
68 MAS Advisors LLC 2.02% of their portfolio Miami, FL 35,26235.3k $1.4m $1.4m 2.02% Reduced -38.9k -38,886
69 CHOREO, LLC 0.05% of their portfolio ROCKFORD, IL 32,47732.5k $1.3m $1.3m 0.05% Added +347 +347
70 COMERICA SECURITIES,INC. 0.09% of their portfolio DETROIT, MI 32,31332.3k $1.3m $1.3m 0.09% Added +11.0k +10,997
71 Curtis Advisory Group, LLC 0.42% of their portfolio SANTA BARBARA, CA 31,86731.9k $1.3m $1.3m 0.42% Reduced -600 -600
72 Regal Investment Advisors LLC 0.10% of their portfolio KENTWOOD, MI 29,79229.8k $1.2m $1.2m 0.10% Added +1.6k +1,646
73 McAdam, LLC 0.10% of their portfolio Philadelphia, PA 29,03929.0k $1.2m $1.2m 0.10% Reduced -15.1k -15,071
74 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 28,95429.0k $1.2m $1.2m 0.01% Reduced -63.0k -63,021
75 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,79028.8k $1.2m $1.2m 0.00% Added +24.3k +24,278
76 MONTCHANIN ASSET MANAGEMENT, LLC 1.32% of their portfolio MONTCHANIN, DE 28,17528.2k $1.2m $1.2m 1.32% Added +3.8k +3,800
77 Arete Wealth Advisors, LLC 0.10% of their portfolio CHICAGO, IL 27,71727.7k $1.1m $1.1m 0.10% Added +745 +745
78 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 27,51527.5k $1.1m $1.1m 0.06% Added +7.0k +6,960
79 VIAWEALTH, LLC 0.81% of their portfolio Leawood, KS 26,50226.5k $1.1m $1.1m 0.81% Reduced -2.3k -2,294
80 Iron Horse Wealth Management, LLC 0.52% of their portfolio JOHSTON, IA 25,84125.8k $1.1m $1.1m 0.52% Reduced -161.8k -161,787
81 CPC Advisors, LLC 0.22% of their portfolio Atlanta, GA 25,25425.3k $1.0m $1.0m 0.22% New
82 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 23,99824.0k $985.1k $985.1k 0.00% Reduced -1.4k -1,371
83 VERUS CAPITAL PARTNERS, LLC 0.14% of their portfolio SCOTTSDALE, AZ 23,33423.3k $957.9k $957.9k 0.14% Added +3.0k +2,957
84 Atlantic Union Bankshares Corp 0.09% of their portfolio GLEN ALLEN, VA 22,30022.3k $915.4k $915.4k 0.09% Unchanged
85 Joseph P. Lucia & Associates, LLC 0.60% of their portfolio Yorktown Heights, NY 21,89321.9k $898.7k $898.7k 0.60% Added +932 +932
86 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 21,86721.9k $897.6k $897.6k 0.01% Added +9.0k +8,958
87 Eudaimonia Partners, LLC 0.20% of their portfolio Winchester, TN 21,17021.2k $869.0k $869.0k 0.20% Reduced -2.7k -2,718
88 AlphaStar Capital Management, LLC 0.09% of their portfolio CORNELIUS, NC 19,17719.2k $787.2k $787.2k 0.09% New
89 ASHFORD CAPITAL MANAGEMENT INC 0.11% of their portfolio WILMINGTON, DE 19,00019.0k $780.0k $780.0k 0.11% Reduced -100 -100
90 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,77018.8k $770.5k $770.5k 0.00% Added +445 +445
91 Armor Investment Advisors, LLC 0.46% of their portfolio RALEIGH, NC 18,58118.6k $762.8k $762.8k 0.46% Added +3.7k +3,720
92 PFG Investments, LLC 0.13% of their portfolio WOODBURY, NY 18,31018.3k $751.6k $751.6k 0.13% Added +4.1k +4,128
93 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 17,49017.5k $718.0k $718.0k 0.02% Added +2.6k +2,578
94 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 17,15017.1k $704.0k $704.0k 0.02% Added +1.0k +1,001
95 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,99017.0k $697.4k $697.4k 0.00% New
96 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 16,67816.7k $684.6k $684.6k 0.03% Reduced -495 -495
97 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 16,31516.3k $670.0k $670.0k 0.00% Reduced -38.4k -38,359
98 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 16,28016.3k $668.3k $668.3k 0.12% Added +9.3k +9,255
99 QP WEALTH MANAGEMENT, LLC 1.05% of their portfolio BOCA RATON, FL 16,12516.1k $661.9k $661.9k 1.05% Added +355 +355
100 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 15,52615.5k $637.4k $637.4k 0.01% Added +215 +215