Vault-13

GLOBAL X FDS PFFD

US PFD ETF · ETP · CUSIP 37954Y657

226 institutional holders -4 vs Q1 2023
54,745,72154.7m shares reported held*
$1.1bnreported value*
22 new 102 added 71 reduced 31 sold out net bought ≈ $76.8m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.39. Options: 1 managers hold calls ($461.5k notional), 1 hold puts ($17.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 210Q4 22: 223Q1 23: 230Q2 23: 226226Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022210
Q4 2022223
Q1 2023230
Q2 2023226

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 118 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 137 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 124 bought or addedQ2 23: 102 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211899
Q1 202313793
Q2 2023124102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $278.9kQ4 22 puts: $11.6kQ4 22P/C 0.04Q1 23 calls: $1.1mQ1 23 puts: $270.1kQ1 23P/C 0.25Q2 23 calls: $461.5kQ2 23 puts: $17.5kQ2 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$278.9k$11.6k0.04
Q1 2023$1.1m$270.1k0.25
Q2 2023$461.5k$17.5k0.04

Biggest buyers

TORONTO DOMINION BANK Added +894,000+894.0k
KWB Wealth New +455,535+455.5k
Raymond James Financial Services Advisors, Inc. Added +372,604+372.6k
BANK OF AMERICA CORP /DE/ Added +275,384+275.4k
WELLS FARGO & COMPANY/MN Added +242,883+242.9k
AlphaCore Capital LLC New +215,124+215.1k
Kohmann Bosshard Financial Services, LLC Added +203,442+203.4k
Blue Edge Capital, LLC New +197,265+197.3k
Cetera Investment Advisers Added +193,747+193.7k
MORGAN STANLEY Added +193,694+193.7k

Biggest sellers

Morningstar Investment Management LLC Sold out -212,279-212.3k
BNP PARIBAS FINANCIAL MARKETS Reduced -173,656-173.7k
Sageworth Trust Co Sold out -172,504-172.5k
Merit Financial Group, LLC Sold out -171,707-171.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -109,652-109.7k
Foundations Investment Advisors, LLC Sold out -96,535-96.5k
Lido Advisors, LLC Reduced -82,434-82.4k
Grey Ledge Advisors, LLC Reduced -70,258-70.3k
AE Wealth Management LLC Reduced -61,188-61.2k
Q3 Asset Management Sold out -54,639-54.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $461.5k23.8k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $17.5k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 6,051,6886.1m $117.3m $117.3m 0.03% Added +242.9k +242,883
2 Orgel Wealth Management, LLC 2.97% of their portfolio ALTOONA, WI 4,639,0774.6m $90.0m $90.0m 2.97% Added +178.8k +178,770
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,511,5573.5m $68.1m $68.1m 0.01% Added +193.7k +193,694
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,570,5582.6m $49.8m $49.8m 0.01% Added +275.4k +275,384
5 Charles Schwab Investment Advisory, Inc. 0.07% of their portfolio SAN FRANCISCO, CA 2,386,9482.4m $46.3m $46.3m 0.07% Added +152.4k +152,409
6 RATIONAL ADVISORS, INC. 3.57% of their portfolio San Juan, PR 2,226,6612.2m $43.2m $43.2m 3.57% Added +162.2k +162,233
7 Flaharty Asset Management, LLC 5.73% of their portfolio CLEARWATER, FL 1,726,6391.7m $33.5m $33.5m 5.73% Added +57.5k +57,476
8 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 1,598,0001.6m $31.0m $31.0m 0.02% Added +894.0k +894,000
9 Lido Advisors, LLC 0.34% of their portfolio Los Angeles, CA 1,528,1111.5m $29.6m $29.6m 0.34% Reduced -82.4k -82,434
10 CWM, LLC 0.17% of their portfolio OMAHA, NE 1,443,9781.4m $28.0m $28.0m 0.17% Added +85.7k +85,741
11 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,380,7461.4m $26.8m $26.8m 0.02% Added +3.9k +3,859
12 State of Wisconsin - Board of Commissioners of Public Lands 6.12% of their portfolio MADISON, WI 1,341,3051.3m $26.0m $26.0m 6.12% Added +15.7k +15,700
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,326,1581.3m $25.7m $25.7m 0.01% Added +185.8k +185,820
14 Ratio Wealth Group 5.05% of their portfolio DENVER, CO 1,052,0981.1m $20.4m $20.4m 5.05% First filing
15 Kohmann Bosshard Financial Services, LLC 3.13% of their portfolio FAIRLAWN, OH 936,403936.4k $18.2m $18.2m 3.13% Added +203.4k +203,442
16 FUKOKU MUTUAL LIFE INSURANCE Co 1.68% of their portfolio TOKYO, M0 919,000919.0k $17.8m $17.8m 1.68% Unchanged
17 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 893,724893.7k $17.3m $17.3m 0.07% Reduced -19.3k -19,323
18 Tiller Private Wealth, Inc. 8.55% of their portfolio BETHLEHEM, PA 809,759809.8k $15.7m $15.7m 8.55% Added +161.2k +161,172
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 751,792751.8k $14.6m $14.6m 0.01% Reduced -12.7k -12,688
20 Full Sail Capital, LLC 1.16% of their portfolio OKLAHOMA CITY, OK 702,753702.8k $13.6m $13.6m 1.16% Added +80.5k +80,536
21 ADVISORS MANAGEMENT GROUP INC /ADV 3.89% of their portfolio LA CROSSE, WI 672,785672.8k $13.0m $13.0m 3.89% Added +5.6k +5,635
22 Hennion & Walsh Asset Management, Inc. 0.73% of their portfolio Parsippany, NJ 637,648637.6k $12.4m $12.4m 0.73% Added +75.3k +75,260
23 Mariner, LLC 0.03% of their portfolio Overland Park, KS 591,861591.9k $11.5m $11.5m 0.03% Added +102.8k +102,814
24 CONNING INC. 0.38% of their portfolio HARTFORD, CT 580,200580.2k $11.3m $11.3m 0.38% Unchanged
25 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 498,727498.7k $9.7m $9.7m 0.08% Added +193.7k +193,747
26 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 486,433486.4k $9.4m $9.4m 0.01% Added +143.8k +143,816
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 463,012463.0k $9.0m $9.0m 0.00% Added +118.0k +118,007
28 KWB Wealth 1.40% of their portfolio REDLANDS, CA 455,535455.5k $8.8m $8.8m 1.40% New
29 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 450,904450.9k $8.7m $8.7m 0.02% Added +372.6k +372,604
30 Bard Financial Services, Inc. 0.64% of their portfolio BRANFORD, CT 435,075435.1k $8.4m $8.4m 0.64% Reduced -6.2k -6,250
31 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 383,353383.4k $7.4m $7.4m 0.02% Reduced -17.5k -17,475
32 Trinity Legacy Partners, LLC 2.60% of their portfolio HOUSTON, TX 383,203383.2k $7.4m $7.4m 2.60% Added +26.1k +26,053
33 AIRE ADVISORS, LLC 1.88% of their portfolio BEVERLY HILLS, CA 368,652368.7k $7.2m $7.2m 1.88% Added +22.3k +22,270
34 COLLECTIVE FAMILY OFFICE LLC 2.70% of their portfolio YORK, PA 355,888355.9k $6.9m $6.9m 2.70% Reduced -52.7k -52,662
35 David Kennon Inc 3.19% of their portfolio SARASOTA, FL 353,665353.7k $6.9m $6.9m 3.19% Added +7.0k +7,005
36 Iron Horse Wealth Management, LLC 3.33% of their portfolio JOHSTON, IA 349,473349.5k $6.8m $6.8m 3.33% Added +18.6k +18,646
37 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 297,372297.4k $5.8m $5.8m 0.02% Reduced -980 -980
38 Collaborative Wealth Managment Inc. 3.26% of their portfolio LAKE MARY, FL 282,487282.5k $5.5m $5.5m 3.26% Added +33.9k +33,865
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 237,991238.0k $4.6m $4.6m 0.00% Added +34.4k +34,384
40 AHL INVESTMENT MANAGEMENT, INC. 4.05% of their portfolio Winter Park, FL 235,226235.2k $4.6m $4.6m 4.05% Added +8.0k +7,997
41 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 225,300225.3k $4.4m $4.4m 0.03% Reduced -61.2k -61,188
42 Global Wealth Strategies & Associates 2.05% of their portfolio DENVER, CO 225,298225.3k $4.4m $4.4m 2.05% Added +16.9k +16,949
43 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 222,330222.3k $4.3m $4.3m 0.06% Added +17.9k +17,879
44 AlphaCore Capital LLC 0.67% of their portfolio LA JOLLA, CA 215,124215.1k $4.2m $4.2m 0.67% New
45 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 202,099202.1k $3.9m $3.9m 0.04% Added +186.1k +186,078
46 Columbus Macro, LLC 1.55% of their portfolio NEW CASTLE, PA 201,276201.3k $3.9m $3.9m 1.55% Added +15.8k +15,810
47 Prairiewood Capital, LLC 2.61% of their portfolio FARGO, ND 200,885200.9k $3.9m $3.9m 2.61% Reduced -22.0k -22,039
48 Financial Architects, Inc 0.58% of their portfolio MARLTON, NJ 199,427199.4k $3.9m $3.9m 0.58% Added +2.9k +2,888
49 Blue Edge Capital, LLC 0.77% of their portfolio RICHMOND, VA 197,265197.3k $3.8m $3.8m 0.77% New
50 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 193,893193.9k $3.8m $3.8m 0.00% Reduced -3.1k -3,066
51 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 193,804193.8k $3.8m $3.8m 0.01% Added +3.7k +3,670
52 Fortis Capital Management LLC 1.33% of their portfolio BELLEVUE, WA 193,253193.3k $3.7m $3.7m 1.33% Reduced -25.4k -25,353
53 CreativeOne Wealth, LLC 0.09% of their portfolio OVERLAND PARK, KS 187,930187.9k $3.8m $3.8m 0.09% Added +87.7k +87,675
54 CENTAURUS FINANCIAL, INC. 0.32% of their portfolio ANAHEIM, CA 186,094186.1k $3.6m $3.6m 0.32% Reduced -33.7k -33,698
55 APPLETON PARTNERS INC/MA 0.30% of their portfolio BOSTON, MA 184,465184.5k $3.6m $3.6m 0.30% Added +8.6k +8,602
56 Sound Income Strategies, LLC 0.37% of their portfolio FT LAUDERDALE, FL 184,186184.2k $3.6m $3.6m 0.37% Added +10.9k +10,874
57 New Millennium Group LLC 3.04% of their portfolio SANDY, UT 171,236171.2k $3.3m $3.3m 3.04% Reduced -51.3k -51,309
58 Texas Yale Capital Corp. 0.15% of their portfolio ST. PETERSBURG, FL 169,840169.8k $3.3m $3.3m 0.15% Reduced -36.1k -36,131
59 NAPLES GLOBAL ADVISORS, LLC 0.39% of their portfolio NAPLES, FL 169,509169.5k $3.3m $3.3m 0.39% Added +12.9k +12,883
60 Kistler-Tiffany Companies, LLC 0.50% of their portfolio BERWYN, PA 160,341160.3k $3.1m $3.1m 0.50% Reduced -1.4k -1,350
61 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 150,939150.9k $2.9m $2.9m 0.01% Added +62.4k +62,436
62 Ameritas Investment Partners, Inc. 0.11% of their portfolio LINCOLN, NE 147,788147.8k $2.9m $2.9m 0.11% Added +16.4k +16,385
63 GYL Financial Synergies, LLC 0.26% of their portfolio West Hartford, CT 146,440146.4k $2.8m $2.8m 0.26% New
64 Gerber Kawasaki Wealth & Investment Management 0.18% of their portfolio SANTA MONICA, CA 134,528134.5k $2.6m $2.6m 0.18% Added +3.8k +3,806
65 Grey Ledge Advisors, LLC 0.84% of their portfolio GUILFORD, CT 133,277133.3k $2.6m $2.6m 0.84% Reduced -70.3k -70,258
66 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 129,485129.5k $2.5m $2.5m 0.02% Added +30.5k +30,467
67 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 121,634121.6k $2.4m $2.4m 0.05% Added +19.6k +19,630
68 PLIMOTH TRUST CO LLC 0.63% of their portfolio SWANSEA, MA 108,969109.0k $2.1m $2.1m 0.63% Reduced -3.6k -3,626
69 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 89,01489.0k $1.7m $1.7m 0.01% Added +2.7k +2,706
70 DUNCKER STREETT & CO INC 0.38% of their portfolio St. Louis, MO 88,73488.7k $1.7m $1.7m 0.38% Reduced -1.7k -1,735
71 Accel Wealth Management 0.85% of their portfolio WAVERLY, IA 79,31079.3k $1.5m $1.5m 0.85% Added +7.6k +7,574
72 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 76,42276.4k $1.5m $1.5m 0.02% Added +12.0k +12,037
73 Investors Research Corp 0.37% of their portfolio ATLANTA, GA 75,33675.3k $1.5m $1.5m 0.37% Added +7.1k +7,054
74 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 72,45072.5k $1.4m $1.4m 0.00% Reduced -5.5k -5,530
75 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 71,81671.8k $1.4m $1.4m 0.00% Reduced -2.4k -2,380
76 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 70,64970.6k $1.4m $1.4m 0.00% Reduced -173.7k -173,656
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 69,11169.1k $1.3m $1.3m 0.00% Reduced -3.3k -3,329
78 TrueWealth Advisors, LLC 0.54% of their portfolio BIRMINGHAM, AL 68,41468.4k $1.3m $1.3m 0.54% Added +2.5k +2,492
79 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 61,32561.3k $1.2m $1.2m 0.01% Added +15.4k +15,449
80 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 59,23559.2k $1.1m $1.1m 0.00% Reduced -4.8k -4,827
81 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 1.50% of their portfolio SEATTLE, WA 59,04659.0k $1.1m $1.1m 1.50% Added +5.0k +5,011
82 1900 WEALTH MANAGEMENT LLC 0.11% of their portfolio SAN ANTONIO, TX 56,88456.9k $1.1m $1.1m 0.11% Added +4.8k +4,769
83 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 56,16256.2k $1.1m $1.1m 0.02% Added +2.2k +2,154
84 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 54,75854.8k $1.1m $1.1m 0.04% Reduced -836 -836
85 SageView Advisory Group, LLC 0.06% of their portfolio Newport Beach, CA 54,71254.7k $1.1m $1.1m 0.06% New
86 CENTRAL TRUST Co 0.03% of their portfolio JEFFERSON CITY, MO 54,45754.5k $1.1m $1.1m 0.03% Unchanged
87 DRIVE WEALTH MANAGEMENT, LLC 0.36% of their portfolio LEHI, UT 49,51449.5k $960.1k $960.1k 0.36% Reduced -4.1k -4,143
88 Eagle Strategies LLC 0.23% of their portfolio NEW YORK, NY 48,82948.8k $946.8k $946.8k 0.23% Added +13.0k +13,010
89 Unison Advisors LLC 0.10% of their portfolio PROVIDENCE, RI 48,15948.2k $933.8k $933.8k 0.10% Added +3.7k +3,728
90 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 47,82047.8k $1.0m $1.0m 0.02% Added +24.1k +24,141
91 Roger Wittlin Investment Advisory, LLC 0.74% of their portfolio San Francisco, CA 47,13547.1k $914.0k $914.0k 0.74% Added +758 +758
92 Essex Financial Services, Inc. 0.10% of their portfolio ESSEX, CT 45,64145.6k $885.0k $885.0k 0.10% Reduced -6.0k -6,010
93 Fifth Third Securities, Inc. 0.10% of their portfolio Cincinnati, OH 45,20345.2k $876.5k $876.5k 0.10% Added +4.9k +4,946
94 WCG Wealth Advisors LLC 0.09% of their portfolio LAS VEGAS, NV 41,58741.6k $811.0k $811.0k 0.09% Added +2.3k +2,317
95 RVW Wealth, LLC 0.09% of their portfolio LOS ANGELES, CA 40,85140.9k $792.1k $792.1k 0.09% Added +2.8k +2,777
96 Gratus Capital, LLC 0.05% of their portfolio ATLANTA, GA 40,00040.0k $775.6k $775.6k 0.05% New
97 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 38,81938.8k $752.7k $752.7k 0.01% Reduced -18.1k -18,129
98 Goldstone Financial Group, LLC 0.22% of their portfolio OAKBROOK TERRACE, IL 38,64538.6k $749.3k $749.3k 0.22% Added +11.1k +11,082
99 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 37,53137.5k $728.0k $728.0k 0.02% Added +6.8k +6,755
100 Running Point Capital Advisors, LLC 0.40% of their portfolio EL SEGUNDO, CA 36,51136.5k $707.9k $707.9k 0.40% Added +3.7k +3,678