Vault-13

ISHARES TR ITA

US AER DEF ETF · ETP · CUSIP 464288760

559 institutional holders +10 vs Q1 2023
26,291,39426.3m shares reported held*
$3.1bnreported value*
62 new 195 added 179 reduced 51 sold out net sold ≈ $73.5m (-629.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $116.66. Options: 8 managers hold calls ($121.9m notional), 8 hold puts ($74.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 423Q4 22: 515Q1 23: 549Q2 23: 559559Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022423
Q4 2022515
Q1 2023549
Q2 2023559

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 299 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 313 bought or addedQ1 23: 173 cut or sold outQ1 23Q2 23: 257 bought or addedQ2 23: 230 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022299124
Q1 2023313173
Q2 2023257230

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $26.7mQ3 22 puts: $10.2mQ3 22P/C 0.38Q4 22 calls: $45.8mQ4 22 puts: $14.1mQ4 22P/C 0.31Q1 23 calls: $114.2mQ1 23 puts: $61.2mQ1 23P/C 0.54Q2 23 calls: $121.9mQ2 23 puts: $74.7mQ2 23P/C 0.61
Numbers
QuarterCallsPutsP/C
Q3 2022$26.7m$10.2m0.38
Q4 2022$45.8m$14.1m0.31
Q1 2023$114.2m$61.2m0.54
Q2 2023$121.9m$74.7m0.61

Biggest buyers

JPMORGAN CHASE & CO Added +256,468+256.5k
LPL Financial LLC Added +80,644+80.6k
GOLDMAN SACHS GROUP INC Added +75,729+75.7k
DFPG INVESTMENTS, LLC Added +69,436+69.4k
ROYAL BANK OF CANADA Added +68,014+68.0k
ONE PLUS ONE WEALTH MANAGEMENT, LLC New +59,219+59.2k
MEITAV INVESTMENT HOUSE LTD Added +52,436+52.4k
Thrivent Financial for Lutherans New +42,746+42.7k
Main Management Fund Advisors LLC Added +39,400+39.4k
Hamilton Wealth, LLC New +38,912+38.9k

Biggest sellers

Migdal Insurance & Financial Holdings Ltd. Reduced -605,000-605.0k
BANK OF AMERICA CORP /DE/ Reduced -189,054-189.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -136,162-136.2k
SURIENCE PRIVATE WEALTH LLC Sold out -96,614-96.6k
McElhenny Sheffield Capital Management, LLC Sold out -86,414-86.4k
Portfolio Strategies, Inc. Sold out -76,748-76.7k
Clark Capital Management Group, Inc. Sold out -72,909-72.9k
Sterling Manor Financial, LLC Sold out -46,117-46.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -45,763-45.8k
Fulcrum Equity Management Sold out -43,268-43.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $31.3m268.0k shares
GOLDMAN SACHS GROUP INC New $30.5m261.3k shares
CITADEL ADVISORS LLC Added $27.3m233.9k shares
CITIGROUP INC Unchanged $15.2m130.0k shares
WOLVERINE TRADING, LLC Added $8.2m70.6k shares
BANK OF AMERICA CORP /DE/ Added $4.7m40.5k shares
CAPITAL FUND MANAGEMENT S.A. Added $4.6m39.7k shares
Cutler Group LLC / CA Added $92.0k21.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $31.6m271.2k shares
CITIGROUP INC Unchanged $15.2m130.0k shares
GOLDMAN SACHS GROUP INC New $10.2m87.1k shares
CITADEL ADVISORS LLC Reduced $7.7m66.4k shares
WOLVERINE TRADING, LLC Added $5.1m43.8k shares
CAPITAL FUND MANAGEMENT S.A. Added $4.9m41.6k shares
BANK OF AMERICA CORP /DE/ Reduced $23.3k200 shares
Cutler Group LLC / CA Reduced $10.0k10.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 7,927,7507.9m $924.9m $924.9m 0.11% Reduced -189.1k -189,054
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,864,7311.9m $217.6m $217.6m 0.02% Added +12.9k +12,901
3 MENORA MIVTACHIM HOLDINGS LTD. 1.37% of their portfolio Ramat Gan, L3 1,271,5001.3m $148.3m $148.3m 1.37% Unchanged
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,122,5621.1m $131.0m $131.0m 0.01% Added +256.5k +256,468
5 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 972,665972.7k $113.5m $113.5m 0.08% Added +80.6k +80,644
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 952,607952.6k $111.2m $111.2m 0.03% Added +30.8k +30,832
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 721,301721.3k $84.2m $84.2m 0.04% Added +8.2k +8,220
8 Richard Bernstein Advisors LLC 1.65% of their portfolio NEW YORK, NY 669,804669.8k $78.1m $78.1m 1.65% Added +4.2k +4,249
9 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 666,434666.4k $77.8m $77.8m 0.02% Added +15.8k +15,808
10 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 474,493474.5k $55.4m $55.4m 0.01% Added +75.7k +75,729
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 432,697432.7k $50.5m $50.5m 0.01% Added +68.0k +68,014
12 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 322,228322.2k $37.6m $37.6m 0.07% Reduced -29.1k -29,118
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 313,673313.7k $36.6m $36.6m 0.02% Reduced -136.2k -136,162
14 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 264,659264.7k $30.9m $30.9m 0.06% Added +23.4k +23,378
15 Main Management Fund Advisors LLC 8.15% of their portfolio SAN FRANCISCO, CA 216,900216.9k $25.3m $25.3m 8.15% Added +39.4k +39,400
16 CSM Advisors, LLC 1.91% of their portfolio WARRENDALE, PA 215,300215.3k $25.1m $25.1m 1.91% Unchanged
17 NSI Retail Advisors, LLC 4.26% of their portfolio WARRENDALE, PA 215,300215.3k $25.1m $25.1m 4.26% Unchanged
18 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 211,315211.3k $24.7m $24.7m 0.03% Added +625 +625
19 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 196,919196.9k $23.0m $23.0m 0.02% Reduced -8.7k -8,704
20 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 196,034196.0k $22.9m $22.9m 0.01% Reduced -9.8k -9,806
21 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 190,615190.6k $22.2m $22.2m 0.04% Reduced -14.3k -14,254
22 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.52% of their portfolio PORTLAND, OR 189,074189.1k $22.1m $22.1m 0.52% Reduced -11.1k -11,108
23 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 182,273182.3k $21.3m $21.3m 0.12% Reduced -41.8k -41,790
24 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 149,220149.2k $17.4m $17.4m 0.08% Added +5.8k +5,828
25 Janney Capital Management LLC 1.17% of their portfolio PITTSBURGH, PA 144,574144.6k $16.9m $16.9m 1.17% Reduced -4.5k -4,549
26 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 133,190133.2k $15.5m $15.5m 0.02% Added +24.4k +24,418
27 Ocean Park Asset Management, LLC 0.52% of their portfolio SANTA MONICA, CA 130,019130.0k $15.2m $15.2m 0.52% Added +519 +519
28 Main Management LLC 1.49% of their portfolio SAN FRANCISCO, CA 125,500125.5k $14.6m $14.6m 1.49% Unchanged
29 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 122,978123.0k $14.3m $14.3m 0.02% Added +12.9k +12,869
30 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 116,839116.8k $13.6m $13.6m 0.09% Reduced -10.2k -10,167
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 108,941108.9k $12.7m $12.7m 0.02% Added +3.0k +2,959
32 MEITAV INVESTMENT HOUSE LTD 0.10% of their portfolio BENE-BERAQ, L3 104,872104.9k $12.2m $12.2m 0.10% Added +52.4k +52,436
33 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 104,430104.4k $12.2m $12.2m 0.02% Added +28.2k +28,193
34 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 88,55288.6k $10.3m $10.3m 0.04% First filing
35 MinichMacGregor Wealth Management, LLC 3.20% of their portfolio Saratoga Springs, NY 87,72587.7k $10.2m $10.2m 3.20% Added +67 +67
36 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 86,88986.9k $10.1m $10.1m 0.04% Reduced -1.9k -1,885
37 Cetera Advisors LLC 0.15% of their portfolio DENVER, CO 82,94882.9k $9.7m $9.7m 0.15% Added +3.2k +3,201
38 Fifth Third Securities, Inc. 1.03% of their portfolio Cincinnati, OH 81,36681.4k $9.5m $9.5m 1.03% Added +6.2k +6,249
39 Evolution Wealth Advisors, LLC 2.01% of their portfolio AVENTURA, FL 78,10278.1k $9.1m $9.1m 2.01% Reduced -1.2k -1,214
40 BENJAMIN F. EDWARDS & COMPANY, INC. 0.34% of their portfolio ST. LOUIS, MO 76,70476.7k $8.9m $8.9m 0.34% Added +10.6k +10,629
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 76,44076.4k $8.9m $8.9m 0.01% Reduced -45.8k -45,763
42 DFPG INVESTMENTS, LLC 0.79% of their portfolio SANDY, UT 75,73375.7k $8.8m $8.8m 0.79% Added +69.4k +69,436
43 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 74,30274.3k $8.7m $8.7m 0.10% Added +222 +222
44 Chicago Wealth Management, Inc. 6.36% of their portfolio CHICAGO, IL 71,51771.5k $8.3m $8.3m 6.36% Added +4.3k +4,291
45 Perigon Wealth Management, LLC 0.33% of their portfolio SAN FRANCISCO, CA 71,45271.5k $8.3m $8.3m 0.33% Added +10.1k +10,122
46 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 66,07266.1k $7.7m $7.7m 0.08% Added +2.5k +2,517
47 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 64,99265.0k $7.6m $7.6m 0.03% Added +7.6k +7,586
48 ONE PLUS ONE WEALTH MANAGEMENT, LLC 4.41% of their portfolio JUPITER, FL 59,21959.2k $6.9m $6.9m 4.41% New
49 INDEPENDENT FINANCIAL GROUP, LLC 0.47% of their portfolio SAN DIEGO, CA 58,70158.7k $6.8m $6.8m 0.47% Added +12.6k +12,626
50 Norris Financial Group, LLC 4.51% of their portfolio GREENVILLE, SC 55,78255.8k $6.5m $6.5m 4.51% Reduced -46 -46
51 Black Swift Group, LLC 2.13% of their portfolio BOULDER, CO 53,60353.6k $6.3m $6.3m 2.13% Reduced -17.1k -17,097
52 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 51,91651.9k $6.1m $6.1m 0.05% Reduced -9.1k -9,109
53 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 50,37050.4k $5.9m $5.9m 0.08% Added +5.6k +5,574
54 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,06050.1k $5.8m $5.8m 0.01% Reduced -39.9k -39,883
55 Prime Capital Investment Advisors, LLC 0.11% of their portfolio OVERLAND PARK, KS 49,54049.5k $5.8m $5.8m 0.11% Added +29.2k +29,201
56 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 47,98148.0k $5.6m $5.6m 0.02% Added +325 +325
57 ARRIEN INVESTMENTS, INC. 4.73% of their portfolio BOISE, ID 47,83547.8k $5.6m $5.6m 4.73% Added +999 +999
58 Bedell Frazier Investment Counselling, LLC 1.52% of their portfolio Walnut Creek, CA 44,53544.5k $5.2m $5.2m 1.52% Reduced -1.3k -1,329
59 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.06% of their portfolio Tel Aviv, L3 44,30044.3k $5.2m $5.2m 1.06% Unchanged
60 TD Waterhouse Canada Inc. 0.05% of their portfolio TORONTO, A6 43,14543.1k $5.1m $5.1m 0.05% Reduced -4.0k -4,026
61 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 42,74642.7k $5.0m $5.0m 0.01% New
62 HERBST GROUP, LLC 3.43% of their portfolio WESTPORT, CT 42,49042.5k $5.0m $5.0m 3.43% Reduced -29 -29
63 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 40,79940.8k $4.8m $4.8m 0.04% Reduced -9.0k -8,957
64 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 39,93939.9k $4.7m $4.7m 0.02% Added +3.3k +3,318
65 Gladstone Institutional Advisory LLC 0.28% of their portfolio Bedminster, NJ 39,72839.7k $4.6m $4.6m 0.28% Reduced -410 -410
66 Apollon Wealth Management, LLC 0.22% of their portfolio MOUNT PLEASANT, SC 39,14439.1k $4.6m $4.6m 0.22% Added +26.0k +26,037
67 Hamilton Wealth, LLC 1.58% of their portfolio LOS ANGELES, CA 38,91238.9k $4.5m $4.5m 1.58% New
68 Mariner, LLC 0.01% of their portfolio Overland Park, KS 37,46037.5k $4.4m $4.4m 0.01% Reduced -1.3k -1,328
69 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 37,32237.3k $4.4m $4.4m 0.08% Reduced -13.6k -13,550
70 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ST. LOUIS, MO 36,97637.0k $4.3m $4.3m 0.06% Added +3.2k +3,246
71 Segment Wealth Management, LLC 0.44% of their portfolio HOUSTON, TX 36,86136.9k $4.3m $4.3m 0.44% Reduced -1.4k -1,406
72 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 35,81135.8k $4.2m $4.2m 0.04% New
73 WealthCare Investment Partners, LLC 2.45% of their portfolio PORTSMOUTH, RI 35,00635.0k $4.1m $4.1m 2.45% Added +7.1k +7,078
74 FOCUS Wealth Advisors, LLC 2.75% of their portfolio HOUSTON, TX 34,82234.8k $4.1m $4.1m 2.75% New
75 Well Done, LLC 0.85% of their portfolio HOLLAND, MI 34,31734.3k $4.0m $4.0m 0.85% Reduced -1.5k -1,516
76 Deane Retirement Strategies, Inc. 2.09% of their portfolio NEW ORLEANS, LA 32,65032.6k $3.8m $3.8m 2.09% Added +207 +207
77 Bluesphere Advisors LLC 2.63% of their portfolio EAST NORRITON, PA 32,29432.3k $3.8m $3.8m 2.63% Added +6.1k +6,132
78 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 31,58231.6k $3.7m $3.7m 0.01% Reduced -4.4k -4,436
79 Veltria Advisors Corp. 1.78% of their portfolio MIAMI, FL 31,43031.4k $3.7m $3.7m 1.78% Reduced -6.4k -6,358
80 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 31,42531.4k $3.7m $3.7m 0.05% Added +2.2k +2,170
81 Yarbrough Capital, LLC 0.20% of their portfolio FRANKLIN, TN 30,39330.4k $3.5m $3.5m 0.20% Unchanged
82 GARNET EQUITY CAPITAL HOLDINGS, INC. 3.73% of their portfolio NEW YORK, NY 30,00030.0k $3.5m $3.5m 3.73% New
83 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 29,37029.4k $3.4m $3.4m 0.07% Added +2.5k +2,462
84 PHILADELPHIA TRUST CO 0.32% of their portfolio PHILADELPHIA, PA 28,76528.8k $3.4m $3.4m 0.32% Reduced -3.9k -3,900
85 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 28,45628.5k $4.5m $4.5m 0.10% Added +13.0k +13,026
86 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 27,99628.0k $3.3m $3.3m 0.04% Reduced -5.5k -5,473
87 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 27,68527.7k $3.2m $3.2m 0.03% Reduced -275 -275
88 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 27,38527.4k $3.2m $3.2m 0.02% Reduced -29.8k -29,816
89 CWM, LLC 0.02% of their portfolio OMAHA, NE 26,76126.8k $3.1m $3.1m 0.02% Reduced -992 -992
90 Snowden Capital Advisors LLC 0.11% of their portfolio New York, NY 26,62526.6k $3.1m $3.1m 0.11% Reduced -1.8k -1,816
91 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 26,48826.5k $2.2m $2.2m 0.03% Added +10.7k +10,696
92 Sowell Financial Services LLC 0.17% of their portfolio NORTH LITTLE ROCK, AR 25,86925.9k $3.0m $3.0m 0.17% Added +22.3k +22,275
93 PARAGON FINANCIAL PARTNERS, INC. 2.80% of their portfolio WOODLAND HILLS, CA 25,42625.4k $3.0m $3.0m 2.80% Added +24 +24
94 Ignite Planners, LLC 1.13% of their portfolio SAN CLEMENTE, CA 25,32125.3k $2.9m $2.9m 1.13% Reduced -639 -639
95 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 25,26525.3k $2.9m $2.9m 0.04% Reduced -9.4k -9,393
96 MRA Advisory Group 2.03% of their portfolio PARSIPPANY, NJ 25,22825.2k $2.9m $2.9m 2.03% Reduced -5.7k -5,698
97 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 24,63124.6k $2.9m $2.9m 0.00% Added +6.8k +6,783
98 WT Wealth Management 1.17% of their portfolio SCOTTSDALE, AZ 24,22424.2k $2.8m $2.8m 1.17% Added +2.8k +2,795
99 Geneos Wealth Management Inc. 0.15% of their portfolio ENGLEWOOD, CO 24,17824.2k $2.8m $2.8m 0.15% Added +905 +905
100 Private Wealth Advisors, LLC 1.18% of their portfolio Fresno, CA 24,01024.0k $2.8m $2.8m 1.18% Added +189 +189