Vault-13

PIMCO ETF TR MINT

ENHAN SHRT MA AC · ETP · CUSIP 72201R833

611 institutional holders +4 vs Q1 2023
64,014,74264.0m shares reported held*
$6.4bnreported value*
49 new 191 added 281 reduced 56 sold out net bought ≈ $930.6m (+9.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.76.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 670Q4 22: 641Q1 23: 607Q2 23: 611611Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022670
Q4 2022641
Q1 2023607
Q2 2023611

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 184 bought or addedQ4 22: 424 cut or sold outQ4 22Q1 23: 220 bought or addedQ1 23: 375 cut or sold outQ1 23Q2 23: 240 bought or addedQ2 23: 337 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022184424
Q1 2023220375
Q2 2023240337

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $853.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$853.0k$00.00
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

WELLS FARGO & COMPANY/MN Added +5,010,636+5.0m
JPMORGAN CHASE & CO Added +3,178,372+3.2m
ASSETMARK, INC Added +1,912,855+1.9m
Price Capital Management, Inc. New +627,110+627.1k
Goodman Advisory Group, LLC New +370,531+370.5k
Johnson Financial Group, LLC Added +265,217+265.2k
IFP Advisors, Inc Added +202,594+202.6k
Trek Financial, LLC Added +159,824+159.8k
JFG Wealth Management, LLC Added +153,519+153.5k
TRUIST FINANCIAL CORP Added +132,842+132.8k

Biggest sellers

UBS Group AG Reduced -322,687-322.7k
OSAIC HOLDINGS, INC. Reduced -288,375-288.4k
Virtue Capital Management, LLC Reduced -261,119-261.1k
State of Tennessee, Department of Treasury Reduced -251,500-251.5k
MORGAN STANLEY Reduced -203,130-203.1k
Drake & Associates, LLC Reduced -187,292-187.3k
BANK OF AMERICA CORP /DE/ Reduced -130,786-130.8k
Avion Wealth Reduced -128,323-128.3k
Waverly Advisors, LLC Reduced -126,839-126.8k
EQ LLC Sold out -113,326-113.3k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.09% of their portfolio NEW YORK, NY 9,070,7759.1m $904.9m $904.9m 0.09% Reduced -203.1k -203,130
2 WELLS FARGO & COMPANY/MN 0.19% of their portfolio SAN FRANCISCO, CA 6,612,5536.6m $659.7m $659.7m 0.19% Added +5.0m +5,010,636
3 ASSETMARK, INC 1.63% of their portfolio CONCORD, CA 4,177,0454.2m $416.7m $416.7m 1.63% Added +1.9m +1,912,855
4 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 3,404,1133.4m $339.6m $339.6m 0.04% Added +3.2m +3,178,372
5 CWM, LLC 1.34% of their portfolio OMAHA, NE 2,178,9032.2m $217.4m $217.4m 1.34% Reduced -91.9k -91,874
6 HB Wealth Management, LLC 3.24% of their portfolio Atlanta, GA 2,032,0562.0m $202.7m $202.7m 3.24% Reduced -43.4k -43,350
7 Allianz Asset Management GmbH 0.39% of their portfolio MUNICH, 2M 1,949,3061.9m $194.5m $194.5m 0.39% Added +24 +24
8 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,858,0441.9m $185.4m $185.4m 0.08% Reduced -322.7k -322,687
9 Johnson Financial Group, LLC 19.63% of their portfolio Denver, CO 1,440,5941.4m $143.7m $143.7m 19.63% Added +265.2k +265,217
10 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,371,0261.4m $136.8m $136.8m 0.02% Reduced -130.8k -130,786
11 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 1,307,2561.3m $130.4m $130.4m 0.09% Added +9.3k +9,331
12 JFG Wealth Management, LLC 31.40% of their portfolio Denver, CO 1,026,5641.0m $102.4m $102.4m 31.40% Added +153.5k +153,519
13 JANE STREET GROUP, LLC 0.12% of their portfolio NEW YORK, NY 868,788868.8k $86.7m $86.7m 0.12% Reduced -47.6k -47,579
14 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 738,491738.5k $73.7m $73.7m 0.03% Added +85.5k +85,536
15 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 698,371698.4k $69.7m $69.7m 0.02% Reduced -99.5k -99,460
16 KEYBANK NATIONAL ASSOCIATION/OH 0.30% of their portfolio BROOKLYN, OH 666,337666.3k $66.5m $66.5m 0.30% Added +11.0k +11,010
17 Mason Investment Advisory Services, Inc. 5.42% of their portfolio RESTON, VA 629,486629.5k $62.8m $62.8m 5.42% Added +14.6k +14,574
18 Price Capital Management, Inc. 68.45% of their portfolio LAFAYETTE, LA 627,110627.1k $62.5m $62.5m 68.45% New
19 Trek Financial, LLC 5.02% of their portfolio Scottsdale, AZ 571,207571.2k $57.0m $57.0m 5.02% Added +159.8k +159,824
20 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 560,574560.6k $55.9m $55.9m 0.09% Added +132.8k +132,842
21 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 553,206553.2k $55.2m $55.2m 0.10% Reduced -288.4k -288,375
22 Waverly Advisors, LLC 2.23% of their portfolio BIRMINGHAM, AL 509,989510.0k $50.9m $50.9m 2.23% Reduced -126.8k -126,839
23 COLONY GROUP LLC 0.65% of their portfolio Boston, MA 459,172459.2k $45.8m $45.8m 0.65% Added +20.3k +20,345
24 Kathmere Capital Management, LLC 6.65% of their portfolio WAYNE, PA 428,984429.0k $42.8m $42.8m 6.65% Added +77.4k +77,378
25 TD Capital Management LLC 4.86% of their portfolio MEMPHIS, TN 407,724407.7k $40.7m $40.7m 4.86% Reduced -19.2k -19,190
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 404,566404.6k $40.3m $40.3m 0.01% Reduced -11.5k -11,462
27 SUN LIFE FINANCIAL INC 2.45% of their portfolio Toronto, A6 402,286402.3k $40.1m $40.1m 2.45% Unchanged
28 IFP Advisors, Inc 0.87% of their portfolio TAMPA, FL 392,524392.5k $39.4m $39.4m 0.87% Added +202.6k +202,594
29 Goodman Advisory Group, LLC 13.70% of their portfolio NEEDHAM, MA 370,531370.5k $37.0m $37.0m 13.70% New
30 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 363,821363.8k $36.3m $36.3m 0.17% Reduced -12.4k -12,366
31 Mariner, LLC 0.09% of their portfolio Overland Park, KS 338,874338.9k $33.8m $33.8m 0.09% Reduced -16.2k -16,188
32 Flaharty Asset Management, LLC 5.65% of their portfolio CLEARWATER, FL 330,988331.0k $33.0m $33.0m 5.65% Added +13.6k +13,559
33 Family Manage LLC 7.22% of their portfolio NEW YORK, NY 330,762330.8k $33.0m $33.0m 7.22% Added +104.0k +104,043
34 WADE G W & INC 1.18% of their portfolio Wellesley, MA 326,298326.3k $32.6m $32.6m 1.18% Reduced -6.4k -6,367
35 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 323,400323.4k $32.3m $32.3m 0.05% Added +42.7k +42,700
36 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 318,462318.5k $31.8m $31.8m 0.04% Reduced -30.8k -30,796
37 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 306,332306.3k $30.5m $30.5m 0.06% Reduced -13.1k -13,105
38 Brookstone Capital Management 0.61% of their portfolio WHEATON, IL 304,655304.7k $30.3m $30.3m 0.61% Reduced -49.3k -49,251
39 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 281,467281.5k $28.1m $28.1m 0.05% Added +65.8k +65,791
40 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 281,035281.0k $28.0m $28.0m 0.04% Added +453 +453
41 BDO Wealth Advisors, LLC 3.07% of their portfolio JACKSONVILLE, FL 268,346268.3k $26.8m $26.8m 3.07% Added +7.9k +7,872
42 MASON STREET ADVISORS, LLC 4.56% of their portfolio MILWAUKEE, WI 245,500245.5k $24.5m $24.5m 4.56% Unchanged
43 Destination Wealth Management 0.89% of their portfolio Walnut Creek, CA 238,080238.1k $23.8m $23.8m 0.89% Added +2.3k +2,293
44 BEACON INVESTMENT ADVISORY SERVICES, INC. 1.07% of their portfolio MORRISTOWN, NJ 233,497233.5k $23.3m $23.3m 1.07% Reduced -22.5k -22,523
45 WHITTIER TRUST CO 0.37% of their portfolio SOUTH PASADENA, CA 211,954212.0k $21.1m $21.1m 0.37% Reduced -7.8k -7,754
46 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 210,443210.4k $21.0m $21.0m 0.02% Reduced -19.9k -19,909
47 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 208,883208.9k $20.8m $20.8m 0.08% Added +93 +93
48 State of Tennessee, Department of Treasury 0.08% of their portfolio NASHVILLE, TN 198,800198.8k $19.8m $19.8m 0.08% Reduced -251.5k -251,500
49 STALEY CAPITAL ADVISERS INC 1.00% of their portfolio PITTSBURGH, PA 185,987186.0k $18.6m $18.6m 1.00% Reduced -25.5k -25,483
50 HOWLAND CAPITAL MANAGEMENT LLC 1.06% of their portfolio BOSTON, MA 185,956186.0k $18.6m $18.6m 1.06% Reduced -6.4k -6,435
51 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.61% of their portfolio NORFOLK, VA 184,187184.2k $18.4m $18.4m 0.61% Added +5.1k +5,111
52 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 180,312180.3k $18.0m $18.0m 0.04% Added +20.5k +20,530
53 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 169,230169.2k $16.9m $16.9m 0.02% Reduced -2.9k -2,885
54 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 164,629164.6k $16.4m $16.4m 0.09% Reduced -20.9k -20,939
55 PEAPACK GLADSTONE FINANCIAL CORP 0.29% of their portfolio BEDMINSTER, NJ 163,778163.8k $16.3m $16.3m 0.29% Reduced -70.6k -70,590
56 Virtue Capital Management, LLC 2.72% of their portfolio BRENTWOOD, TN 160,523160.5k $16.0m $16.0m 2.72% Reduced -261.1k -261,119
57 Arbor Investment Advisors, LLC 2.64% of their portfolio WINSTON SALEM, NC 149,970150.0k $15.0m $15.0m 2.64% Added +1.6k +1,580
58 KWMG, LLC 1.84% of their portfolio OVERLAND PARK, KS 149,169149.2k $14.9m $14.9m 1.84% Added +12.5k +12,496
59 MONTAG A & ASSOCIATES INC 0.90% of their portfolio ATLANTA, GA 146,616146.6k $14.6m $14.6m 0.90% Reduced -9.0k -9,044
60 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 143,434143.4k $14.3m $14.3m 0.02% Added +97.3k +97,338
61 Kingfisher Capital LLC 3.66% of their portfolio CHARLOTTE, NC 140,962141.0k $14.1m $14.1m 3.66% Reduced -1.2k -1,206
62 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 137,864137.9k $13.8m $13.8m 0.05% Reduced -50.7k -50,714
63 Camelot Portfolios, LLC 8.43% of their portfolio Maumee, OH 134,760134.8k $13.4m $13.4m 8.43% Added +38.5k +38,471
64 Bramshill Investments, LLC 1.22% of their portfolio NAPLES, FL 134,707134.7k $13.4m $13.4m 1.22% Reduced -32.6k -32,629
65 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 134,579134.6k $13.4m $13.4m 0.07% Reduced -10.5k -10,453
66 Leelyn Smith, LLC 3.23% of their portfolio GENEVA, IL 134,220134.2k $13.4m $13.4m 3.23% Added +6.1k +6,054
67 Advisor OS, LLC 2.17% of their portfolio CHICAGO, IL 132,697132.7k $13.2m $13.2m 2.17% Reduced -97.3k -97,267
68 CreativeOne Wealth, LLC 0.31% of their portfolio OVERLAND PARK, KS 126,002126.0k $12.5m $12.5m 0.31% Added +59.4k +59,438
69 EVERGREEN CAPITAL MANAGEMENT LLC 0.52% of their portfolio Bellevue, WA 124,312124.3k $12.4m $12.4m 0.52% Added +5.0k +5,041
70 Sowell Financial Services LLC 0.65% of their portfolio NORTH LITTLE ROCK, AR 116,714116.7k $11.6m $11.6m 0.65% Added +22.7k +22,683
71 Robertson Stephens Wealth Management, LLC 0.81% of their portfolio San Francisco, CA 111,107111.1k $11.1m $11.1m 0.81% Added +34.9k +34,948
72 Avion Wealth 2.85% of their portfolio THE WOODLANDS, TX 109,183109.2k $10.9m $10.9m 2.85% Reduced -128.3k -128,323
73 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 107,194107.2k $10.7m $10.7m 0.04% Reduced -52.0k -52,032
74 Procyon Advisors, LLC 1.28% of their portfolio SHELTON, CT 101,858101.9k $10.2m $10.2m 1.28% Reduced -476 -476
75 PFW Advisors LLC 3.25% of their portfolio ATLANTA, GA 97,57497.6k $9.7m $9.7m 3.25% First filing
76 Lowe Wealth Advisors, LLC 4.88% of their portfolio COLUMBIA, MD 96,44396.4k $9.6m $9.6m 4.88% Reduced -865 -865
77 Hilltop Holdings Inc. 1.16% of their portfolio DALLAS, TX 94,53494.5k $9.4m $9.4m 1.16% Added +16.6k +16,602
78 Values First Advisors, Inc. 5.62% of their portfolio JOHNSON CITY, TN 93,36493.4k $9.3m $9.3m 5.62% Reduced -10.3k -10,327
79 Providence First Trust Co 5.01% of their portfolio SCOTTSDALE, AZ 91,33691.3k $9.1m $9.1m 5.01% Added +17.3k +17,254
80 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 90,30190.3k $9.0m $9.0m 0.12% Added +44.4k +44,441
81 RiverTree Advisors, LLC 6.46% of their portfolio WINTER PARK, FL 89,98190.0k $9.0m $9.0m 6.46% New
82 Compass Financial Group, Inc. 5.48% of their portfolio DEERFIELD BEACH, FL 89,91589.9k $9.0m $9.0m 5.48% Added +1.1k +1,062
83 Essex Financial Services, Inc. 1.02% of their portfolio ESSEX, CT 89,71589.7k $9.0m $9.0m 1.02% Reduced -4.1k -4,098
84 PRW Wealth Management LLC 2.95% of their portfolio QUINCY, MA 86,32886.3k $8.6m $8.6m 2.95% Reduced -61.5k -61,517
85 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 85,92685.9k $8.6m $8.6m 0.01% Reduced -3.3k -3,343
86 Cornerstone Wealth Management, LLC 0.77% of their portfolio ST. PETERS, MO 85,92285.9k $8.6m $8.6m 0.77% Added +11.6k +11,600
87 Peak Asset Management, LLC 1.93% of their portfolio LOUISVILLE, CO 83,65583.7k $8.3m $8.3m 1.93% Reduced -7.2k -7,246
88 SVB WEALTH LLC 0.15% of their portfolio BOSTON, MA 83,07783.1k $8.3m $8.3m 0.15% Reduced -18.8k -18,815
89 Forvis Mazars Wealth Advisors, LLC 0.24% of their portfolio Springfield, MO 83,00983.0k $8.3m $8.3m 0.24% Reduced -49.1k -49,064
90 YHB Investment Advisors, Inc. 0.76% of their portfolio West Hartford, CT 82,20182.2k $8.2m $8.2m 0.76% Added +5.3k +5,285
91 ANCHOR CAPITAL ADVISORS LLC 0.21% of their portfolio Boston, MA 81,41981.4k $8.1m $8.1m 0.21% Reduced -3.7k -3,705
92 Dynamic Advisor Solutions LLC 0.42% of their portfolio PHOENIX, AZ 80,30980.3k $8.0m $8.0m 0.42% Added +2.6k +2,603
93 Keene & Associates, Inc. 6.07% of their portfolio FORT WORTH, TX 78,29778.3k $7.8m $7.8m 6.07% Reduced -1.3k -1,283
94 Center For Asset Management LLC 6.70% of their portfolio PALM BEACH GARDENS, FL 71,14171.1k $7.1m $7.1m 6.70% Added +21.8k +21,808
95 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 70,40670.4k $7.0m $7.0m 0.01% Added +79 +79
96 Stokes Capital Advisors, LLC 2.34% of their portfolio GREENWOOD, SC 69,60569.6k $6.9m $6.9m 2.34% New
97 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 68,91968.9k $6.9m $6.9m 0.07% Added +67 +67
98 Krilogy Financial LLC 0.61% of their portfolio ST. LOUIS, MO 68,56368.6k $6.8m $6.8m 0.61% Reduced -7.8k -7,750
99 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.49% of their portfolio LONG BEACH, CA 67,51667.5k $6.7m $6.7m 0.49% Reduced -2.5k -2,496
100 SOL Capital Management CO 1.02% of their portfolio ROCKVILLE, MD 67,46067.5k $6.7m $6.7m 1.02% Added +4.9k +4,929