Vault-13

ASTRAZENECA PLC

SPONSORED ADR · ADR · CUSIP 046353108 · ISIN US0463531089

1,091 institutional holders +35 vs Q1 2023
503,058,556503.1m shares reported held*
$36.0bnreported value*
96 new 339 added 387 reduced 68 sold out net sold ≈ $2.5bn (-38.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.55. Options: 32 managers hold calls ($641.2m notional), 32 hold puts ($814.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 966Q4 22: 1,061Q1 23: 1,056Q2 23: 1,0911,091Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022966
Q4 20221,061
Q1 20231,056
Q2 20231,091

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 430 bought or addedQ4 22: 411 cut or sold outQ4 22Q1 23: 485 bought or addedQ1 23: 414 cut or sold outQ1 23Q2 23: 435 bought or addedQ2 23: 455 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022430411
Q1 2023485414
Q2 2023435455

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 22 calls: $336.6mQ3 22 puts: $377.9mQ3 22P/C 1.12Q4 22 calls: $467.5mQ4 22 puts: $466.3mQ4 22P/C 1.00Q1 23 calls: $487.2mQ1 23 puts: $465.1mQ1 23P/C 0.95Q2 23 calls: $641.2mQ2 23 puts: $814.7mQ2 23P/C 1.27
Numbers
QuarterCallsPutsP/C
Q3 2022$336.6m$377.9m1.12
Q4 2022$467.5m$466.3m1.00
Q1 2023$487.2m$465.1m0.95
Q2 2023$641.2m$814.7m1.27

Biggest buyers

JENNISON ASSOCIATES LLC Added +5,617,054+5.6m
Sofinnova Investments, Inc. New +1,697,517+1.7m
GOLDMAN SACHS GROUP INC Added +1,313,594+1.3m
Epoch Investment Partners, Inc. Added +1,021,770+1.0m
AMERIPRISE FINANCIAL INC Added +831,470+831.5k
Capital World Investors Added +809,779+809.8k
HSBC HOLDINGS PLC Added +738,882+738.9k
Manning & Napier Group, LLC New +724,965+725.0k
ADAGE CAPITAL PARTNERS GP, L.L.C. Added +713,107+713.1k
Erste Asset Management GmbH Added +600,000+600.0k

Biggest sellers

FMR LLC Reduced -22,680,355-22.7m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -5,972,371-6.0m
ENVESTNET ASSET MANAGEMENT INC Reduced -3,801,409-3.8m
WELLINGTON MANAGEMENT GROUP LLP Reduced -3,520,087-3.5m
Winslow Capital Management, LLC Sold out -2,884,831-2.9m
BlackRock Inc. Reduced -2,743,920-2.7m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -1,671,832-1.7m
Phoenix Financial Ltd. Sold out -1,464,145-1.5m
Thrivent Financial for Lutherans Reduced -1,430,071-1.4m
AGF MANAGEMENT LTD Sold out -1,425,908-1.4m

Biggest calls

Holocene Advisors, LP Added $107.1m1.5m shares
Optiver Holding B.V. Added $98.7m1.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $88.2m1.2m shares
JANE STREET GROUP, LLC Added $75.3m1.1m shares
CITADEL ADVISORS LLC Added $53.8m751.9k shares
Walleye Trading LLC Added $28.6m399.2k shares
MILLENNIUM MANAGEMENT LLC Reduced $27.1m378.2k shares
BOOTHBAY FUND MANAGEMENT, LLC Added $24.7m345.3k shares
Ikarian Capital, LLC New $17.9m250.0k shares
SIMPLEX TRADING, LLC Reduced $17.6m246.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $172.2m2.4m shares
Optiver Holding B.V. Reduced $103.0m1.4m shares
CITADEL ADVISORS LLC Added $80.0m1.1m shares
MILLENNIUM MANAGEMENT LLC Added $60.1m839.2k shares
BOOTHBAY FUND MANAGEMENT, LLC Added $53.5m747.4k shares
UBS Group AG Added $35.9m502.1k shares
SIMPLEX TRADING, LLC Added $31.2m436.0k shares
Caption Management, LLC Added $27.8m388.9k shares
LMR Partners LLP New $26.0m362.9k shares
GOLDMAN SACHS GROUP INC Unchanged $24.0m336.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRICE T ROWE ASSOCIATES INC /MD/ 0.53% of their portfolio BALTIMORE, MD 52,845,59852.8m $3.8bn $3.8bn 0.53% Reduced -6.0m -5,972,371
2 WELLINGTON MANAGEMENT GROUP LLP 0.67% of their portfolio Boston, MA 49,134,41549.1m $3.5bn $3.5bn 0.67% Reduced -3.5m -3,520,087
3 PRIMECAP MANAGEMENT CO/CA/ 2.64% of their portfolio PASADENA, CA 44,077,30044.1m $3.2bn $3.2bn 2.64% Reduced -1.3m -1,312,557
4 Capital International Investors 0.66% of their portfolio Los Angeles, CA 38,339,76538.3m $2.7bn $2.7bn 0.66% Added +211.1k +211,055
5 FMR LLC 0.14% of their portfolio BOSTON, MA 22,820,29722.8m $1.6bn $1.6bn 0.14% Reduced -22.7m -22,680,355
6 JENNISON ASSOCIATES LLC 1.28% of their portfolio NEW YORK, NY 21,807,20921.8m $1.6bn $1.6bn 1.28% Added +5.6m +5,617,054
7 GQG Partners LLC 3.49% of their portfolio FT. LAUDERDALE, FL 21,198,49821.2m $1.5bn $1.5bn 3.49% Reduced -346.9k -346,889
8 CIBC Private Wealth Group LLC 1.56% of their portfolio ATLANTA, GA 19,947,80019.9m $1.4bn $1.4bn 1.56% Added +126.4k +126,418
9 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 13,505,76113.5m $966.6m $966.6m 0.10% Added +553.7k +553,713
10 FRANKLIN RESOURCES INC 0.38% of their portfolio San Mateo, CA 11,314,25011.3m $809.8m $809.8m 0.38% Reduced -567.4k -567,395
11 GOLDMAN SACHS GROUP INC 0.19% of their portfolio NEW YORK, NY 10,599,70410.6m $758.6m $758.6m 0.19% Added +1.3m +1,313,594
12 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 10,558,08810.6m $755.6m $755.6m 0.09% Added +378.4k +378,368
13 Capital World Investors 0.13% of their portfolio LOS ANGELES, CA 9,146,0049.1m $654.5m $654.5m 0.13% Added +809.8k +809,779
14 Fisher Asset Management, LLC 0.35% of their portfolio PLANO, TX 8,931,1918.9m $639.2m $639.2m 0.35% Added +181.1k +181,126
15 PUTNAM INVESTMENTS LLC 0.79% of their portfolio BOSTON, MA 7,517,1007.5m $538.0m $538.0m 0.79% Added +49.5k +49,534
16 Nuveen Asset Management, LLC 0.17% of their portfolio CHICAGO, IL 6,903,0366.9m $494.1m $494.1m 0.17% Reduced -131.2k -131,152
17 BlackRock Inc. 0.01% of their portfolio New York, NY 6,314,3256.3m $451.9m $451.9m 0.01% Reduced -2.7m -2,743,920
18 FARALLON CAPITAL MANAGEMENT, L.L.C. 2.59% of their portfolio SAN FRANCISCO, CA 6,059,5536.1m $433.7m $433.7m 2.59% Added +192.0k +192,000
19 Invesco Ltd. 0.11% of their portfolio ATLANTA, GA 5,761,8875.8m $412.4m $412.4m 0.11% Reduced -1.2m -1,169,597
20 WCM INVESTMENT MANAGEMENT, LLC 1.09% of their portfolio LAGUNA BEACH, CA 5,101,2375.1m $365.1m $365.1m 1.09% Reduced -46.6k -46,628
21 AMERIPRISE FINANCIAL INC 0.09% of their portfolio MINNEAPOLIS, MN 4,041,6044.0m $289.0m $289.0m 0.09% Added +831.5k +831,470
22 NORGES BANK 0.05% of their portfolio OSLO, Q8 3,564,9583.6m $255.1m $255.1m 0.05% Reduced -214.9k -214,911
23 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 3,226,4043.2m $230.9m $230.9m 0.04% Added +8.3k +8,310
24 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.28% of their portfolio BOSTON, MA 3,184,3683.2m $227.9m $227.9m 0.28% Reduced -1.7m -1,671,832
25 DIMENSIONAL FUND ADVISORS LP 0.07% of their portfolio AUSTIN, TX 3,049,9953.0m $218.1m $218.1m 0.07% Added +548.7k +548,671
26 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,744,2892.7m $196.4m $196.4m 0.06% Reduced -14.3k -14,262
27 Swedbank AB 0.34% of their portfolio STOCKHOLM, V7 2,653,7572.7m $189.9m $189.9m 0.34% Added +238.0k +238,000
28 RAYMOND JAMES & ASSOCIATES 0.16% of their portfolio ST PETERSBURG, FL 2,628,3252.6m $188.1m $188.1m 0.16% Added +51.3k +51,255
29 Epoch Investment Partners, Inc. 1.09% of their portfolio New York, NY 2,620,8222.6m $187.6m $187.6m 1.09% Added +1.0m +1,021,770
30 NEUBERGER BERMAN GROUP LLC 0.16% of their portfolio NEW YORK, NY 2,551,1222.6m $182.5m $182.5m 0.16% Added +72.1k +72,118
31 Ensign Peak Advisors, Inc 0.36% of their portfolio SALT LAKE CITY, UT 2,493,8552.5m $178.5m $178.5m 0.36% Added +145.9k +145,938
32 JANUS HENDERSON GROUP PLC 0.10% of their portfolio LONDON, X0 2,285,8312.3m $163.6m $163.6m 0.10% Reduced -389.6k -389,584
33 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,236,3502.2m $160.1m $160.1m 0.04% Reduced -57.8k -57,826
34 Artisan Partners Limited Partnership 0.25% of their portfolio Milwaukee, WI 2,175,6612.2m $155.7m $155.7m 0.25% Reduced -120.3k -120,348
35 BANK OF MONTREAL /CAN/ 0.06% of their portfolio TORONTO, A6 2,169,1922.2m $163.2m $163.2m 0.06% Added +250.6k +250,604
36 1832 Asset Management L.P. 0.30% of their portfolio TORONTO, A6 2,134,8052.1m $152.8m $152.8m 0.30% Added +338.9k +338,896
37 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 2,076,5922.1m $148.6m $148.6m 0.02% Reduced -586.3k -586,256
38 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,785,7871.8m $127.8m $127.8m 0.06% Added +291.5k +291,457
39 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,771,5571.8m $126.8m $126.8m 0.06% Reduced -3.8m -3,801,409
40 DSM CAPITAL PARTNERS LLC 2.05% of their portfolio Palm Beach Gardens, FL 1,769,1511.8m $126.6m $126.6m 2.05% Reduced -319.6k -319,550
41 Holocene Advisors, LP 0.53% of their portfolio New York, NY 1,700,8891.7m $121.7m $121.7m 0.53% Reduced -10.6k -10,607
42 Sofinnova Investments, Inc. 8.02% of their portfolio Menlo Park, CA 1,697,5171.7m $121.5m $121.5m 8.02% New
43 PICTET ASSET MANAGEMENT SA 0.14% of their portfolio GENEVA 73, V8 1,694,3361.7m $121.3m $121.3m 0.14% Added +197.7k +197,720
44 EAGLE ASSET MANAGEMENT INC 0.64% of their portfolio ST PETERSBURG, FL 1,593,4911.6m $114.0m $114.0m 0.64% Reduced -59.6k -59,587
45 Fayez Sarofim & Co 0.39% of their portfolio Houston, TX 1,547,2821.5m $110.7m $110.7m 0.39% Added +514.8k +514,755
46 CRAWFORD INVESTMENT COUNSEL INC 2.19% of their portfolio ATLANTA, GA 1,506,5881.5m $107.8m $107.8m 2.19% Reduced -44.7k -44,728
47 FRED ALGER MANAGEMENT, LLC 0.55% of their portfolio NEW YORK, NY 1,491,0201.5m $106.7m $106.7m 0.55% Added +377.6k +377,565
48 TD Asset Management Inc 0.11% of their portfolio Toronto, A6 1,385,3901.4m $99.2m $99.2m 0.11% Reduced -145.6k -145,579
49 STIFEL FINANCIAL CORP 0.13% of their portfolio ST. LOUIS, MO 1,345,6451.3m $96.3m $96.3m 0.13% Reduced -20.8k -20,763
50 FIRST TRUST ADVISORS LP 0.10% of their portfolio Wheaton, IL 1,272,1251.3m $91.0m $91.0m 0.10% Reduced -47.0k -46,994
51 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,247,2131.2m $89.3m $89.3m 0.00% Reduced -830.8k -830,845
52 RENAISSANCE TECHNOLOGIES LLC 0.13% of their portfolio NEW YORK, NY 1,241,9631.2m $88.9m $88.9m 0.13% Reduced -968.0k -968,039
53 Capital Research Global Investors 0.02% of their portfolio Los Angeles, CA 1,137,4291.1m $81.4m $81.4m 0.02% Added +102.0k +101,975
54 NATIXIS ADVISORS, LLC 0.25% of their portfolio Boston, MA 1,134,6641.1m $81.2m $81.2m 0.25% Added +132.3k +132,265
55 SATURNA CAPITAL CORP 1.33% of their portfolio BELLINGHAM, WA 1,075,2731.1m $77.0m $77.0m 1.33% Added +5.4k +5,370
56 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.16% of their portfolio Boston, MA 1,013,1071.0m $72.5m $72.5m 0.16% Added +713.1k +713,107
57 Legal & General Group Plc 0.02% of their portfolio London, X0 997,403997.4k $71.4m $71.4m 0.02% Reduced -249.4k -249,401
58 LMR Partners LLP 1.59% of their portfolio LONDON, X0 977,435977.4k $70.0m $70.0m 1.59% Added +362.6k +362,607
59 Tekla Capital Management LLC 2.74% of their portfolio Boston, MA 976,676976.7k $69.9m $69.9m 2.74% Reduced -16.0k -15,988
60 SEI INVESTMENTS CO 0.12% of their portfolio OAKS, PA 940,926940.9k $67.3m $67.3m 0.12% Reduced -475.7k -475,727
61 AXIOM INVESTORS LLC /DE 0.99% of their portfolio GREENWICH, CT 932,589932.6k $66.7m $66.7m 0.99% Added +45.3k +45,318
62 VOYA INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ATLANTA, GA 850,464850.5k $60.9m $60.9m 0.06% Reduced -66.8k -66,795
63 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 841,726841.7k $60.2m $60.2m 0.01% Reduced -9.4k -9,407
64 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 830,445830.4k $59.4m $59.4m 0.04% Reduced -148.3k -148,278
65 NATIONAL BANK OF CANADA /FI/ 0.11% of their portfolio MONTREAL, A8 812,966813.0k $53.4m $53.4m 0.11% Added +77.7k +77,664
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.09% of their portfolio BALA CYNWYD, PA 793,508793.5k $56.8m $56.8m 0.09% Added +591.2k +591,217
67 Russell Investments Group, Ltd. 0.11% of their portfolio Seattle, WA 778,846778.8k $55.7m $55.7m 0.11% Reduced -21.0k -21,015
68 Erste Asset Management GmbH 0.96% of their portfolio VIENNA, C4 763,648763.6k $54.5m $54.5m 0.96% Added +600.0k +600,000
69 TRILLIUM ASSET MANAGEMENT, LLC 1.52% of their portfolio BOSTON, MA 755,753755.8k $54.1m $54.1m 1.52% Reduced -123.2k -123,183
70 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 755,512755.5k $54.1m $54.1m 0.06% Added +738.9k +738,882
71 Manning & Napier Group, LLC 0.59% of their portfolio Fairport, NY 724,965725.0k $51.9m $51.9m 0.59% New
72 Harvest Portfolios Group Inc. 2.34% of their portfolio Oakville, A6 711,810711.8k $50.9m $50.9m 2.34% Reduced -61.0k -60,978
73 Clearbridge Investments, LLC 0.05% of their portfolio NEW YORK, NY 698,939698.9k $50.0m $50.0m 0.05% Added +25.9k +25,858
74 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 679,385679.4k $48.6m $48.6m 0.06% Reduced -558.1k -558,120
75 Capital Group Private Client Services, Inc. 0.57% of their portfolio Los Angeles, CA 676,516676.5k $48.4m $48.4m 0.57% Reduced -4.8k -4,805
76 Hardman Johnston Global Advisors LLC 1.56% of their portfolio Stamford, CT 670,615670.6k $48.0m $48.0m 1.56% Reduced -14.1k -14,146
77 Thrivent Financial for Lutherans 0.11% of their portfolio Minneapolis, MN 660,787660.8k $47.3m $47.3m 0.11% Reduced -1.4m -1,430,071
78 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 631,397631.4k $45.2m $45.2m 0.05% Added +280.4k +280,394
79 THORNBURG INVESTMENT MANAGEMENT INC 0.67% of their portfolio SANTA FE, NM 580,355580.4k $41.5m $41.5m 0.67% Reduced -106.4k -106,403
80 Qube Research & Technologies Ltd 0.16% of their portfolio LONDON, X0 573,869573.9k $41.1m $41.1m 0.16% Added +74.2k +74,189
81 Canoe Financial LP 0.84% of their portfolio CALGARY, A0 563,962564.0k $40.4m $40.4m 0.84% Reduced -23.9k -23,906
82 CIDEL ASSET MANAGEMENT INC 1.79% of their portfolio TORONTO, A6 552,854552.9k $39.6m $39.6m 1.79% Reduced -2.6k -2,622
83 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 531,217531.2k $38.0m $38.0m 0.05% Added +48.0k +47,966
84 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 525,987526.0k $37.6m $37.6m 0.08% Reduced -11.2k -11,209
85 ProShare Advisors LLC 0.10% of their portfolio BETHESDA, MD 498,317498.3k $35.7m $35.7m 0.10% Reduced -45.7k -45,681
86 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 494,560494.6k $35.4m $35.4m 0.02% Reduced -21.7k -21,684
87 MACQUARIE GROUP LTD 0.04% of their portfolio Sydney, NSW 2000, C3 492,107492.1k $35.2m $35.2m 0.04% Reduced -18.3k -18,316
88 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 491,609491.6k $35.2m $35.2m 0.00% Added +2.0k +2,040
89 STRS OHIO 0.15% of their portfolio COLUMBUS, OH 480,000480.0k $34.4m $34.4m 0.15% Reduced -500.0k -500,000
90 Brandywine Global Investment Management, LLC 0.27% of their portfolio PHILADELPHIA, PA 460,523460.5k $33.0m $33.0m 0.27% Reduced -488.1k -488,099
91 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio JUPITER, FL 455,616455.6k $32.6m $32.6m 0.15% Reduced -460.6k -460,556
92 Magnetar Financial LLC 0.72% of their portfolio EVANSTON, IL 455,135455.1k $32.6m $32.6m 0.72% Added +247.6k +247,565
93 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.31% of their portfolio FRANKFORT, KY 444,309444.3k $31.8m $31.8m 0.31% Reduced -29.1k -29,100
94 Clal Insurance Enterprises Holdings Ltd 0.38% of their portfolio Tel-aviv, L3 440,000440.0k $31.5m $31.5m 0.38% Unchanged
95 Vigilant Capital Management, LLC 2.24% of their portfolio Portland, ME 418,805418.8k $30.0m $30.0m 2.24% Reduced -203 -203
96 TODD ASSET MANAGEMENT LLC 0.69% of their portfolio Louisville, KY 411,120411.1k $29.4m $29.4m 0.69% Reduced -37.8k -37,787
97 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 407,405407.4k $29.2m $29.2m 0.03% Added +404.3k +404,349
98 BECKER CAPITAL MANAGEMENT INC 1.07% of their portfolio Portland, OR 395,300395.3k $28.3m $28.3m 1.07% Reduced -6.6k -6,555
99 APG Asset Management N.V. 0.05% of their portfolio Amsterdam, P7 373,100373.1k $24.5m $24.5m 0.05% Added +71.4k +71,400
100 Candriam S.C.A. 0.19% of their portfolio STRASSEN, N4 372,204372.2k $26.6m $26.6m 0.19% Reduced -235.8k -235,847