Vault-13

FLEXSHARES TR RAVI

FLEXSHARES ULTRA · ETP · CUSIP 33939L886

62 institutional holders -1 vs Q1 2023
12,292,13012.3m shares reported held*
$921.3mreported value*
7 new 19 added 22 reduced 10 sold out net bought ≈ $63.6m (+848.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $74.95.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 52Q1 23: 63Q2 23: 6262Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202363
Q2 202362

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 32 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222827
Q1 20233722
Q2 20232632

Biggest buyers

NORTHERN TRUST CORP Added +675,923+675.9k
JANE STREET GROUP, LLC Added +145,976+146.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +50,531+50.5k
Landmark Financial Advisors, LLC Added +33,737+33.7k
ENVESTNET ASSET MANAGEMENT INC Added +20,896+20.9k
MML INVESTORS SERVICES, LLC Added +17,527+17.5k
Tactive Advisors, LLC New +6,235+6.2k
Sowell Financial Services LLC Added +5,638+5.6k
Forum Financial Management, LP New +4,534+4.5k
VestGen Investment Management Added +4,172+4.2k

Biggest sellers

Olde Wealth Management, LLC Sold out -21,964-22.0k
Baird Financial Group, Inc. Reduced -11,408-11.4k
MORGAN STANLEY Reduced -11,272-11.3k
GREENLEAF TRUST Reduced -9,289-9.3k
CITIZENS FINANCIAL GROUP INC/RI Sold out -9,228-9.2k
Beacon Pointe Advisors, LLC Reduced -7,869-7.9k
Cambridge Investment Research Advisors, Inc. Reduced -6,739-6.7k
Valtinson Bruner Financial Planning LLC Sold out -5,349-5.3k
FLOW TRADERS U.S. LLC Sold out -5,326-5.3k
Allworth Financial LP Reduced -4,581-4.6k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.15% of their portfolio CHICAGO, IL 10,761,20210.8m $806.6m $806.6m 0.15% Added +675.9k +675,923
2 Landmark Financial Advisors, LLC 5.58% of their portfolio Bowling Green, KY 181,351181.4k $13.6m $13.6m 5.58% Added +33.7k +33,737
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 162,800162.8k $12.2m $12.2m 0.00% Reduced -11.3k -11,272
4 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 155,221155.2k $11.6m $11.6m 0.02% Added +146.0k +145,976
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 129,480129.5k $9.7m $9.7m 0.00% Added +20.9k +20,896
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 97,78097.8k $7.3m $7.3m 0.01% Added +1.0k +1,026
7 Sowell Financial Services LLC 0.37% of their portfolio NORTH LITTLE ROCK, AR 88,57588.6k $6.6m $6.6m 0.37% Added +5.6k +5,638
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 60,53760.5k $4.5m $4.5m 0.01% Added +50.5k +50,531
9 CIM, LLC 0.85% of their portfolio ALBANY, NY 60,48260.5k $4.5m $4.5m 0.85% Reduced -142 -142
10 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 60,38160.4k $4.5m $4.5m 0.02% Added +17.5k +17,527
11 Chicago Partners Investment Group LLC 0.23% of their portfolio CHICAGO, IL 59,04059.0k $4.4m $4.4m 0.23% Reduced -4 -4
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,35856.4k $4.2m $4.2m 0.00% Reduced -1.9k -1,853
13 Boltwood Capital Management 1.44% of their portfolio WALNUT CREEK, CA 53,41553.4k $4.0m $4.0m 1.44% Reduced -3.8k -3,825
14 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 34,48334.5k $2.6m $2.6m 0.01% Reduced -11.4k -11,408
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,70130.7k $2.3m $2.3m 0.00% Reduced -4.2k -4,205
16 SILVER OAK SECURITIES, INCORPORATED 0.31% of their portfolio JACKSON, TN 25,83425.8k $1.9m $1.9m 0.31% Reduced -1.8k -1,793
17 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 24,26824.3k $1.8m $1.8m 0.02% Reduced -4.6k -4,581
18 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,41315.4k $1.2m $1.2m 0.00% Reduced -3.5k -3,473
19 Auour Investments LLC 0.46% of their portfolio WOBURN, MA 14,41314.4k $1.1m $1.1m 0.46% First filing
20 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 14,30214.3k $1.1m $1.1m 0.19% Added +2.4k +2,444
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,45013.4k $1.0m $1.0m 0.00% Reduced -9 -9
22 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 13,14313.1k $985.2k $985.2k 0.02% Reduced -7.9k -7,869
23 Lunt Capital Management, Inc. 0.52% of their portfolio HOLLADAY, UT 12,82312.8k $961.1k $961.1k 0.52% First filing
24 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 12,43912.4k $932.4k $932.4k 0.01% Reduced -9.3k -9,289
25 VestGen Investment Management 0.26% of their portfolio EGG HARBOR TOWNSHIP, NJ 11,98712.0k $898.5k $898.5k 0.26% Added +4.2k +4,172
26 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 11,93711.9k $894.8k $894.8k 0.03% Added +1.0k +1,035
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,91710.9k $818.0k $818.0k 0.00% Reduced -6.7k -6,739
28 Raab & Moskowitz Asset Management LLC 0.26% of their portfolio Chatham, NJ 10,12310.1k $758.7k $758.7k 0.26% Reduced -233 -233
29 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 9,96710.0k $747.1k $747.1k 0.03% Added +1.8k +1,768
30 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,9659.0k $672.0k $672.0k 0.00% Added +2.0k +2,019
31 1776 Wealth LLC 0.35% of their portfolio ATLANTA, GA 8,7408.7k $655.1k $655.1k 0.35% Added +127 +127
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,7767.8k $584.5k $584.5k 0.00% Reduced -3.4k -3,406
33 Colonial River Investments, LLC 0.33% of their portfolio MIDLOTHIAN, VA 6,6316.6k $497.0k $497.0k 0.33% Added +9 +9
34 INTERACTIVE FINANCIAL ADVISORS, INC. 0.33% of their portfolio New Lenox, IL 6,5476.5k $490.8k $490.8k 0.33% Reduced -4.4k -4,409
35 Tactive Advisors, LLC 0.36% of their portfolio Jacksonville, FL 6,2356.2k $467.3k $467.3k 0.36% New
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,0456.0k $453.1k $453.1k 0.00% Reduced -1.2k -1,244
37 Rossmore Private Capital 0.07% of their portfolio GLASTONBURY, CT 5,8545.9k $438.8k $438.8k 0.07% Reduced -794 -794
38 Intrepid Financial Planning Group LLC 0.21% of their portfolio CARMEL, IN 5,7205.7k $428.7k $428.7k 0.21% Reduced -230 -230
39 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 4,5444.5k $340.6k $340.6k 0.01% Unchanged
40 Forum Financial Management, LP 0.01% of their portfolio LOMBARD, IL 4,5344.5k $339.8k $339.8k 0.01% New
41 Flaharty Asset Management, LLC 0.05% of their portfolio CLEARWATER, FL 4,0404.0k $302.8k $302.8k 0.05% Unchanged
42 FFT WEALTH MANAGEMENT LLC 0.03% of their portfolio PHILADELPHIA, PA 3,6323.6k $272.2k $272.2k 0.03% Unchanged
43 Sloy Dahl & Holst, LLC 0.04% of their portfolio Vancouver, WA 3,2853.3k $246.2k $246.2k 0.04% Unchanged
44 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 3,2263.2k $241.8k $241.8k 0.01% Reduced -15 -15
45 Cedar Brook Financial Partners, LLC 0.06% of their portfolio CLEVELAND, OH 3,2083.2k $240.5k $240.5k 0.06% Unchanged
46 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,9623.0k $222.0k $222.0k 0.00% Added +2.4k +2,437
47 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6412.6k $198.0k $198.0k 0.00% Added +91 +91
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0031.0k $75.2k $75.2k 0.00% Added +910 +910
49 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 825825 $61.8k $61.8k 0.00% Unchanged
50 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 815815 $61.1k $61.1k 0.00% Unchanged
51 Caldwell Trust Co 0.01% of their portfolio Venice, FL 700700 $52.5k $52.5k 0.01% New
52 CWM, LLC 0.00% of their portfolio OMAHA, NE 519519 $39.0k $39.0k 0.00% Reduced -57 -57
53 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 267267 $20.0k $20.0k 0.00% New
54 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 250250 $19.0k $19.0k 0.00% Unchanged
55 COUNTRY TRUST BANK 0.00% of their portfolio Bloomington, IL 6868 $5.1k $5.1k 0.00% New
56 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 6868 $5.1k $5.1k 0.00% Added +1 +1
57 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 6767 $5.0k $5.0k 0.00% New
58 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5050 $3.7k $3.7k 0.00% Unchanged
59 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 5050 $3.7k $3.7k 0.00% Unchanged
60 Annapolis Financial Services, LLC 0.00% of their portfolio ANNAPOLIS, MD 3434 $2.5k $2.5k 0.00% New
61 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 77 $525 $525 0.00% Unchanged
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged