Vault-13

FIRST TR EXCH TRADED FD III FMB

MANAGD MUN ETF · ETP · CUSIP 33739N108

277 institutional holders +4 vs Q1 2023
27,046,95127.0m shares reported held*
$1.4bnreported value*
25 new 105 added 108 reduced 23 sold out net sold ≈ $16.1m (-318.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.67. Options: 0 managers hold calls (— notional), 1 hold puts ($348.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 287Q4 22: 276Q1 23: 273Q2 23: 277277Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022287
Q4 2022276
Q1 2023273
Q2 2023277

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 149 bought or addedQ1 23: 114 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 131 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022117157
Q1 2023149114
Q2 2023130131

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $348.1kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$348.1k—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +124,121+124.1k
Visionary Wealth Advisors New +47,157+47.2k
LPL Financial LLC Added +46,498+46.5k
UBS Group AG Added +42,648+42.6k
Kowal Investment Group, LLC Added +41,401+41.4k
IFP Advisors, Inc Added +41,395+41.4k
RMR Wealth Builders Added +40,344+40.3k
JANE STREET GROUP, LLC New +38,635+38.6k
Atlas Private Wealth Advisors Added +34,500+34.5k
FLOW TRADERS U.S. LLC New +32,530+32.5k

Biggest sellers

CW Advisors, LLC Reduced -317,179-317.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -192,168-192.2k
Cambridge Investment Research Advisors, Inc. Reduced -118,271-118.3k
Legacy Private Trust Co. Reduced -111,897-111.9k
AE Wealth Management LLC Reduced -103,762-103.8k
Composition Wealth, LLC Reduced -49,332-49.3k
Atria Wealth Solutions, Inc. Reduced -42,263-42.3k
Raymond James Financial Services Advisors, Inc. Reduced -38,350-38.4k
CWA Asset Management Group, LLC Reduced -37,044-37.0k
Core Wealth Advisors, Inc. Reduced -32,594-32.6k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $348.1k6.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,169,1912.2m $109.9m $109.9m 0.05% Added +42.6k +42,648
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,055,0342.1m $104.1m $104.1m 0.01% Reduced -13.6k -13,602
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,034,4232.0m $103.1m $103.1m 0.07% Added +46.5k +46,498
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,800,6551.8m $91.3m $91.3m 0.03% Reduced -4.9k -4,940
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,740,4211.7m $88.2m $88.2m 0.01% Added +124.1k +124,121
6 Avantax Planning Partners, Inc. 1.88% of their portfolio DUBUQUE, IA 931,977932.0k $47.2m $47.2m 1.88% Reduced -25.1k -25,116
7 Sequoia Financial Advisors, LLC 0.65% of their portfolio Akron, OH 744,259744.3k $37.7m $37.7m 0.65% Reduced -9.4k -9,351
8 CW Advisors, LLC 0.81% of their portfolio BOSTON, MA 688,575688.6k $34.9m $34.9m 0.81% Reduced -317.2k -317,179
9 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 650,414650.4k $33.0m $33.0m 0.06% Reduced -38.4k -38,350
10 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 642,926642.9k $32.6m $32.6m 0.06% Added +5.0k +4,979
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 587,598587.6k $29.8m $29.8m 0.01% Reduced -10.9k -10,857
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 437,738437.7k $22.2m $22.2m 0.02% Added +16.8k +16,779
13 AVANTAX ADVISORY SERVICES, INC. 0.23% of their portfolio DALLAS, TX 392,169392.2k $19.9m $19.9m 0.23% Reduced -11.2k -11,238
14 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 327,668327.7k $16.6m $16.6m 0.03% Reduced -6.1k -6,083
15 CWA Asset Management Group, LLC 1.11% of their portfolio NAPLES, FL 320,078320.1k $16.2m $16.2m 1.11% Reduced -37.0k -37,044
16 Composition Wealth, LLC 0.47% of their portfolio LOS ANGELES, CA 307,620307.6k $15.6m $15.6m 0.47% Reduced -49.3k -49,332
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 302,067302.1k $15.3m $15.3m 0.01% Added +3.8k +3,819
18 Magnus Financial Group LLC 2.13% of their portfolio NEW YORK, NY 295,181295.2k $15.0m $15.0m 2.13% Added +660 +660
19 Financial Planning & Information Services, Inc. 2.69% of their portfolio DE PERE, WI 287,903287.9k $14.6m $14.6m 2.69% Reduced -2.0k -1,976
20 OneDigital Investment Advisors LLC 0.29% of their portfolio OVERLAND PARK, KS 262,491262.5k $13.3m $13.3m 0.29% Added +31.8k +31,813
21 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 253,785253.8k $12.9m $12.9m 0.13% Reduced -15.9k -15,928
22 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 249,432249.4k $12.6m $12.6m 0.02% Added +9.1k +9,053
23 Frisch Financial Group, Inc. 5.82% of their portfolio MELVILLE, NY 239,424239.4k $12.1m $12.1m 5.82% Added +12.4k +12,367
24 PFS INVESTMENTS INC. 0.20% of their portfolio DULUTH, GA 236,565236.6k $12.0m $12.0m 0.20% Added +2.2k +2,235
25 MOTCO 0.75% of their portfolio SAN ANTONIO, TX 225,509225.5k $11.4m $11.4m 0.75% Reduced -1.7k -1,673
26 ERn Financial, LLC 2.39% of their portfolio MIDDLETON, WI 225,479225.5k $11.4m $11.4m 2.39% Added +1.7k +1,702
27 PFS Partners, LLC 9.40% of their portfolio MINE HILL, NJ 221,674221.7k $11.2m $11.2m 9.40% Reduced -2.4k -2,424
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 209,353209.4k $10.6m $10.6m 0.01% Reduced -6.2k -6,237
29 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 206,095206.1k $10.4m $10.4m 0.01% Added +2.4k +2,432
30 Syntegra Private Wealth Group, LLC 1.50% of their portfolio Chesterfield, MO 193,026193.0k $9.8m $9.8m 1.50% Added +15.4k +15,371
31 Kowal Investment Group, LLC 2.56% of their portfolio BROOKFIELD, WI 188,790188.8k $9.6m $9.6m 2.56% Added +41.4k +41,401
32 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 180,362180.4k $9.1m $9.1m 0.03% Added +17.2k +17,181
33 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 168,860168.9k $8.6m $8.6m 0.07% Added +12.8k +12,750
34 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 167,660167.7k $8.5m $8.5m 0.07% Reduced -205 -205
35 VERUS CAPITAL PARTNERS, LLC 1.18% of their portfolio SCOTTSDALE, AZ 164,991165.0k $8.4m $8.4m 1.18% Reduced -4.4k -4,421
36 RMR Wealth Builders 1.27% of their portfolio Montclair, NJ 147,450147.4k $7.5m $7.5m 1.27% Added +40.3k +40,344
37 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.25% of their portfolio LOS ANGELES, CA 147,150147.2k $7.5m $7.5m 0.25% Added +6.7k +6,741
38 RFG Advisory, LLC 0.29% of their portfolio BIRMINGHAM, AL 129,519129.5k $6.6m $6.6m 0.29% Added +2.2k +2,191
39 ARKANSAS FINANCIAL GROUP, INC. 1.25% of their portfolio LITTLE ROCK, AR 122,799122.8k $6.2m $6.2m 1.25% Added +811 +811
40 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 120,704120.7k $6.1m $6.1m 0.07% Added +26.8k +26,755
41 Financial Advocates Investment Management 0.44% of their portfolio OLYMPIA, WA 119,711119.7k $6.1m $6.1m 0.44% Added +31.1k +31,110
42 BCGM Wealth Management, LLC 2.64% of their portfolio LAFAYETTE, IN 118,243118.2k $6.0m $6.0m 2.64% Added +9.0k +8,981
43 GM Advisory Group, LLC 0.48% of their portfolio MELVILLE, NY 115,167115.2k $5.8m $5.8m 0.48% Added +5.6k +5,589
44 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 114,970115.0k $5.8m $5.8m 0.03% Reduced -118.3k -118,271
45 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 112,132112.1k $5.7m $5.7m 0.01% Reduced -192.2k -192,168
46 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 111,479111.5k $5.7m $5.7m 0.03% Added +2.3k +2,317
47 EdgeRock Capital LLC 2.57% of their portfolio DENVER, CO 104,661104.7k $5.3m $5.3m 2.57% Reduced -2.8k -2,784
48 COUNTRY TRUST BANK 0.13% of their portfolio Bloomington, IL 97,98798.0k $5.0m $5.0m 0.13% Added +1.1k +1,126
49 Atlas Private Wealth Management, LLC 2.54% of their portfolio ALBANY, NY 95,00895.0k $4.8m $4.8m 2.54% Added +9.1k +9,113
50 Family Capital Management, Inc. 2.93% of their portfolio GRAND RAPIDS, MI 92,42892.4k $4.7m $4.7m 2.93% Reduced -929 -929
51 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 89,44089.4k $4.6m $4.6m 0.10% Added +41.4k +41,395
52 First Horizon Advisors, Inc. 0.15% of their portfolio MEMPHIS, TN 86,69986.7k $4.4m $4.4m 0.15% Reduced -5.9k -5,909
53 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 86,13486.1k $4.1m $4.1m 0.02% First filing
54 Advance Capital Management, Inc. 0.49% of their portfolio SOUTHFIELD, MI 85,09385.1k $4.3m $4.3m 0.49% Added +12.3k +12,306
55 FSB PREMIER WEALTH MANAGEMENT, INC. 2.32% of their portfolio WATERLOO, IA 84,39084.4k $4.3m $4.3m 2.32% Reduced -242 -242
56 SteelPeak Wealth, LLC 0.24% of their portfolio WOODLAND HILLS, CA 79,46079.5k $4.0m $4.0m 0.24% Added +1.8k +1,840
57 Legacy Private Trust Co. 0.33% of their portfolio NEENAH, WI 78,69378.7k $4.0m $4.0m 0.33% Reduced -111.9k -111,897
58 Etesian Wealth Advisors, Inc. 2.59% of their portfolio West Linn, OR 78,19278.2k $4.0m $4.0m 2.59% Reduced -9.2k -9,208
59 Eldridge Investment Advisors, Inc. 1.19% of their portfolio MANCHESTER, NH 71,55371.6k $3.6m $3.6m 1.19% Reduced -12.6k -12,629
60 Cypress Capital Group 0.52% of their portfolio Palm Beach, FL 71,49271.5k $3.6m $3.6m 0.52% Reduced -7.1k -7,100
61 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 67,46367.5k $3.4m $3.4m 0.06% Added +11.9k +11,890
62 Western Wealth Management, LLC 0.29% of their portfolio GOLDEN, CO 66,27366.3k $3.4m $3.4m 0.29% Reduced -2.5k -2,542
63 Atlas Private Wealth Advisors 0.68% of their portfolio RED BANK, NJ 65,87765.9k $3.3m $3.3m 0.68% Added +34.5k +34,500
64 Westside Investment Management, Inc. 0.93% of their portfolio SANTA MONICA, CA 65,15065.2k $3.3m $3.3m 0.93% Added +1.2k +1,200
65 MGO ONE SEVEN LLC 0.30% of their portfolio Beachwood, OH 64,34964.3k $3.3m $3.3m 0.30% Reduced -21.5k -21,539
66 Main Line Retirement Advisors, LLC 2.98% of their portfolio WHITEFISH, MT 62,46562.5k $3.2m $3.2m 2.98% First filing
67 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 61,76461.8k $3.1m $3.1m 0.05% Added +3.1k +3,134
68 Landmark Wealth Management, LLC 2.68% of their portfolio MELVILLE, NY 59,71959.7k $3.0m $3.0m 2.68% Added +3.0k +2,978
69 Blackhawk Capital Partners, LLC 2.10% of their portfolio THIENSVILLE, WI 59,56259.6k $3.0m $3.0m 2.10% Reduced -2.7k -2,700
70 Prestige Wealth Management Group LLC 0.71% of their portfolio FLEMINGTON, NJ 59,24859.2k $3.0m $3.0m 0.71% Added +4.1k +4,125
71 Crumly & Associates Inc. 1.19% of their portfolio SPRINGFIELD, IL 58,65758.7k $3.0m $3.0m 1.19% Added +24.0k +24,038
72 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 57,83357.8k $2.9m $2.9m 0.07% Added +1.4k +1,450
73 Ausdal Financial Partners, Inc. 0.39% of their portfolio Davenport, IA 56,74356.7k $2.9m $2.9m 0.39% Reduced -606 -606
74 Sebold Capital Management, Inc. 2.17% of their portfolio LISLE, IL 53,73053.7k $2.7m $2.7m 2.17% Reduced -6.7k -6,697
75 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 53,24853.2k $2.7m $2.7m 0.04% Added +3.1k +3,144
76 Pine Valley Investments Ltd Liability Co 0.26% of their portfolio MARLTON, NJ 53,04353.0k $2.7m $2.7m 0.26% Added +56 +56
77 LAKE STREET PRIVATE WEALTH, LLC 0.47% of their portfolio CHICAGO, IL 52,45652.5k $2.7m $2.7m 0.47% Added +23.5k +23,454
78 WEALTH MANAGEMENT RESOURCES, INC. 1.54% of their portfolio SMITHFIELD, RI 52,14752.1k $2.7m $2.7m 1.54% Unchanged
79 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 50,78850.8k $2.6m $2.6m 0.01% Added +24.8k +24,841
80 Weitzel Financial Services, Inc. 1.45% of their portfolio DUBUQUE, IA 50,38350.4k $2.6m $2.6m 1.45% Added +1.4k +1,364
81 Rehmann Capital Advisory Group 0.23% of their portfolio LANSING, MI 49,67649.7k $2.5m $2.5m 0.23% Reduced -1.5k -1,526
82 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 49,47849.5k $2.5m $2.5m 0.03% Added +2.3k +2,324
83 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 49,38949.4k $2.5m $2.5m 0.04% Reduced -322 -322
84 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.94% of their portfolio WILLIAMSVILLE, NY 48,50948.5k $2.5m $2.5m 0.94% Reduced -1.1k -1,138
85 Heck Capital Advisors, LLC 0.41% of their portfolio Rhinelander, WI 47,29547.3k $2.4m $2.4m 0.41% Reduced -968 -968
86 WealthCare Investment Partners, LLC 1.43% of their portfolio PORTSMOUTH, RI 47,16647.2k $2.4m $2.4m 1.43% Added +12.2k +12,242
87 Visionary Wealth Advisors 0.19% of their portfolio O'FALLON, IL 47,15747.2k $2.4m $2.4m 0.19% New
88 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 46,89646.9k $2.4m $2.4m 0.03% Added +26.4k +26,364
89 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 46,89646.9k $2.4m $2.4m 0.03% Added +26.4k +26,364
90 Alta Wealth Advisors LLC 1.39% of their portfolio Woburn, MA 46,85946.9k $2.4m $2.4m 1.39% Reduced -545 -545
91 Lifestyle Asset Management, Inc. 1.42% of their portfolio FRIENDSWOOD, TX 46,70746.7k $2.4m $2.4m 1.42% Reduced -3.4k -3,383
92 Tower Wealth Partners, Inc. 1.87% of their portfolio LEWISBURG, PA 46,11646.1k $2.3m $2.3m 1.87% Added +389 +389
93 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 45,77545.8k $2.3m $2.3m 0.02% Reduced -17.4k -17,431
94 Koshinski Asset Management, Inc. 0.25% of their portfolio DECATUR, IL 45,30245.3k $2.3m $2.3m 0.25% Added +302 +302
95 FLAGSTAR SECURITIES, INC 0.86% of their portfolio New York, NY 45,21445.2k $2.3m $2.3m 0.86% Reduced -700 -700
96 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 45,04745.0k $2.3m $2.3m 0.09% Added +30.3k +30,253
97 JOURNEY STRATEGIC WEALTH LLC 0.10% of their portfolio SUMMIT, NJ 44,78744.8k $2.3m $2.3m 0.10% Added +4.7k +4,748
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 44,26744.3k $2.2m $2.2m 0.00% Added +4.4k +4,431
99 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 43,87243.9k $2.2m $2.2m 0.01% Reduced -7.1k -7,084
100 MONEYWISE, INC. 1.36% of their portfolio FOREST, VA 43,18243.2k $2.2m $2.2m 1.36% Added +1.2k +1,165