Vault-13

PIMCO ETF TR MUNI

INTER MUN BD ACT · ETP · CUSIP 72201R866

218 institutional holders +0 vs Q1 2023
13,811,82313.8m shares reported held*
$716.0mreported value*
17 new 98 added 62 reduced 16 sold out net bought ≈ $29.8m (+576.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($908.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.84. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 205Q1 23: 218Q2 23: 218218Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022205
Q1 2023218
Q2 2023218

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 78 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211768
Q1 202310694
Q2 202311578

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.5mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.6mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$1.5m$00.00
Q4 2022$2.6m$00.00
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

Orion Portfolio Solutions, LLC Added +173,502+173.5k
Orion Porfolio Solutions, LLC Added +173,502+173.5k
MORGAN STANLEY Added +170,960+171.0k
STIFEL FINANCIAL CORP Added +62,843+62.8k
ENVESTNET ASSET MANAGEMENT INC Added +60,897+60.9k
Cetera Advisor Networks LLC Added +54,033+54.0k
MBL Wealth, LLC Added +53,965+54.0k
Arden Trust Co Added +50,999+51.0k
Composition Wealth, LLC Added +38,062+38.1k
Vertex Planning Partners, LLC Added +33,147+33.1k

Biggest sellers

Fermata Advisors, LLC Sold out -173,008-173.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -129,895-129.9k
Baird Financial Group, Inc. Sold out -121,330-121.3k
UBS Group AG Reduced -113,068-113.1k
Goelzer Investment Management, Inc. Reduced -53,064-53.1k
Forvis Mazars Wealth Advisors, LLC Reduced -29,432-29.4k
Legacy Capital Wealth Partners, LLC Sold out -22,600-22.6k
McKinley Carter Wealth Services, Inc. Reduced -16,472-16.5k
SUMMIT WEALTH & RETIREMENT PLANNING, INC. Sold out -14,774-14.8k
Allworth Financial LP Reduced -13,904-13.9k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.34% of their portfolio OMAHA, NE 1,050,6211.1m $54.5m $54.5m 0.34% Reduced -39 -39
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 984,708984.7k $51.0m $51.0m 0.04% Added +15.0k +14,995
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 916,340916.3k $47.5m $47.5m 0.01% Added +21.2k +21,189
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 820,191820.2k $42.5m $42.5m 0.00% Added +171.0k +170,960
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 610,697610.7k $31.7m $31.7m 0.01% Reduced -9.5k -9,470
6 WCG Wealth Advisors LLC 3.69% of their portfolio LAS VEGAS, NV 609,682609.7k $31.6m $31.6m 3.69% Added +31.2k +31,227
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 441,090441.1k $22.9m $22.9m 0.01% Reduced -113.1k -113,068
8 Orion Porfolio Solutions, LLC 0.21% of their portfolio OMAHA, NE 385,386385.4k $20.0m $20.0m 0.21% Added +173.5k +173,502
9 Orion Portfolio Solutions, LLC 0.21% of their portfolio Omaha, NE 385,386385.4k $20.0m $20.0m 0.21% Added +173.5k +173,502
10 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 361,776361.8k $18.8m $18.8m 0.04% Reduced -7.9k -7,914
11 Avantax Planning Partners, Inc. 0.68% of their portfolio DUBUQUE, IA 331,436331.4k $17.2m $17.2m 0.68% Reduced -6.2k -6,235
12 MBL Wealth, LLC 2.22% of their portfolio CHARLOTTE, NC 303,265303.3k $15.7m $15.7m 2.22% Added +54.0k +53,965
13 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 281,102281.1k $14.5m $14.5m 0.03% Reduced -3.0k -2,993
14 Biltmore Wealth Management, LLC 5.95% of their portfolio TEMPE, AZ 270,465270.5k $14.0m $14.0m 5.95% Added +2.9k +2,917
15 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 250,733250.7k $13.0m $13.0m 0.03% Added +22.6k +22,641
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 228,105228.1k $11.8m $11.8m 0.01% Added +60.9k +60,897
17 McKinley Carter Wealth Services, Inc. 0.87% of their portfolio WHEELING, WV 223,576223.6k $11.6m $11.6m 0.87% Reduced -16.5k -16,472
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 186,459186.5k $9.7m $9.7m 0.01% Added +62.8k +62,843
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 157,184157.2k $8.1m $8.1m 0.00% Added +9.0k +8,956
20 Wealth Alliance Advisory Group, LLC 2.76% of their portfolio Wichita, KS 150,552150.6k $7.8m $7.8m 2.76% Reduced -1.0k -1,022
21 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 134,058134.1k $6.9m $6.9m 0.05% Added +54.0k +54,033
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 120,759120.8k $6.3m $6.3m 0.01% Added +4.8k +4,788
23 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 117,676117.7k $6.1m $6.1m 0.01% Added +5.1k +5,108
24 Goelzer Investment Management, Inc. 0.51% of their portfolio CARMEL, IN 115,176115.2k $6.0m $6.0m 0.51% Reduced -53.1k -53,064
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 113,170113.2k $5.9m $5.9m 0.00% Reduced -2.1k -2,129
26 Forvis Mazars Wealth Advisors, LLC 0.15% of their portfolio Springfield, MO 96,98197.0k $5.0m $5.0m 0.15% Reduced -29.4k -29,432
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 96,27696.3k $5.0m $5.0m 0.02% Added +21.5k +21,544
28 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 88,00088.0k $4.6m $4.6m 0.01% Reduced -129.9k -129,895
29 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 87,36387.4k $4.5m $4.5m 0.04% Reduced -13.9k -13,904
30 StoneX Group Inc. 0.46% of their portfolio NEW YORK, NY 85,43585.4k $4.4m $4.4m 0.46% Added +17.8k +17,831
31 Financial Synergies Wealth Advisors, Inc. 0.62% of their portfolio HOUSTON, TX 84,79084.8k $4.4m $4.4m 0.62% Added +3.1k +3,056
32 Composition Wealth, LLC 0.12% of their portfolio LOS ANGELES, CA 77,34077.3k $4.0m $4.0m 0.12% Added +38.1k +38,062
33 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 76,34876.3k $4.0m $4.0m 0.02% Added +24.5k +24,540
34 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 73,84573.8k $3.8m $3.8m 0.01% Added +15.6k +15,634
35 STEPH & CO 2.09% of their portfolio MARINETTE, WI 73,79573.8k $3.8m $3.8m 2.09% Added +5.6k +5,642
36 Arden Trust Co 0.62% of their portfolio WILMINGTON, DE 73,38973.4k $3.8m $3.8m 0.62% Added +51.0k +50,999
37 CarsonAllaria Wealth Management, Ltd. 2.97% of their portfolio GLEN CARBON, IL 72,89172.9k $3.8m $3.8m 2.97% Added +4.3k +4,257
38 First International Bank & Trust 1.19% of their portfolio WATFORD CITY, ND 72,23272.2k $3.7m $3.7m 1.19% Added +801 +801
39 Rehmann Capital Advisory Group 0.32% of their portfolio LANSING, MI 69,46169.5k $3.6m $3.6m 0.32% Reduced -2.0k -1,971
40 FOSTER & MOTLEY INC 0.28% of their portfolio CINCINNATI, OH 69,20169.2k $3.6m $3.6m 0.28% Reduced -4.6k -4,586
41 TD Capital Management LLC 0.42% of their portfolio MEMPHIS, TN 68,49468.5k $3.6m $3.6m 0.42% Added +21.7k +21,722
42 Signify Wealth 2.96% of their portfolio SAINT LOUIS, MO 66,22666.2k $3.4m $3.4m 2.96% Added +4.0k +3,981
43 BCS Wealth Management 2.36% of their portfolio JOHNSON CITY, TN 62,45062.5k $3.2m $3.2m 2.36% Added +6.4k +6,373
44 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 61,98862.0k $3.2m $3.2m 0.01% Added +2.2k +2,246
45 Visionary Wealth Advisors 0.25% of their portfolio O'FALLON, IL 61,33461.3k $3.2m $3.2m 0.25% Added +21.9k +21,923
46 Smart Money Group LLC 1.49% of their portfolio EASTLAND, TX 60,21160.2k $3.1m $3.1m 1.49% Added +12.2k +12,188
47 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 59,56459.6k $3.1m $3.1m 0.03% Added +2.6k +2,566
48 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 58,74758.7k $3.0m $3.0m 0.01% First filing
49 Beta Wealth Group, Inc. 1.76% of their portfolio SAN DIEGO, CA 58,74658.7k $3.0m $3.0m 1.76% Added +26.4k +26,432
50 SageView Advisory Group, LLC 0.16% of their portfolio Newport Beach, CA 57,06857.1k $3.0m $3.0m 0.16% Added +660 +660
51 Arrowroot Family Office, LLC 2.21% of their portfolio MARINA DEL REY, CA 56,21156.2k $2.9m $2.9m 2.21% Reduced -900 -900
52 ERn Financial, LLC 0.57% of their portfolio MIDDLETON, WI 52,33952.3k $2.7m $2.7m 0.57% Added +360 +360
53 Paladin Advisory Group, LLC 2.16% of their portfolio CLIVE, IA 51,90151.9k $2.7m $2.7m 2.16% Added +510 +510
54 Capital Analysts, LLC 0.15% of their portfolio FORT WASHINGTON, PA 50,95951.0k $2.6m $2.6m 0.15% Added +385 +385
55 DAVIS R M INC 0.06% of their portfolio PORTLAND, ME 49,70549.7k $2.6m $2.6m 0.06% Reduced -475 -475
56 Cornerstone Wealth Management, LLC 0.22% of their portfolio ST. PETERS, MO 48,51248.5k $2.5m $2.5m 0.22% Added +1.6k +1,640
57 Vertex Planning Partners, LLC 0.84% of their portfolio DOWNERS GROVE, IL 47,77847.8k $2.5m $2.5m 0.84% Added +33.1k +33,147
58 ROCKLAND TRUST CO 0.15% of their portfolio HANOVER, MA 47,36147.4k $2.5m $2.5m 0.15% Added +1.3k +1,299
59 SAXON INTERESTS, INC. 1.30% of their portfolio HOUSTON, TX 46,92046.9k $2.4m $2.4m 1.30% Reduced -953 -953
60 Hanson & Doremus Investment Management 0.49% of their portfolio BURLINGTON, VT 45,63545.6k $2.4m $2.4m 0.49% Added +99 +99
61 Opal Wealth Advisors, LLC 1.17% of their portfolio JERICHO, NY 45,40445.4k $2.4m $2.4m 1.17% Unchanged
62 Simplicity Solutions, LLC 0.06% of their portfolio MINNEAPOLIS, MN 44,65944.7k $2.3m $2.3m 0.06% Added +2.4k +2,438
63 Bleakley Financial Group, LLC 0.07% of their portfolio PARSIPPANY, NJ 44,65944.7k $2.3m $2.3m 0.07% Added +2.4k +2,438
64 Executive Wealth Management, LLC 0.24% of their portfolio BRIGHTON, MI 43,96944.0k $2.3m $2.3m 0.24% Added +7.1k +7,064
65 Kowal Investment Group, LLC 0.61% of their portfolio BROOKFIELD, WI 43,76043.8k $2.3m $2.3m 0.61% Reduced -4.6k -4,630
66 INSPIRION WEALTH ADVISORS, LLC 0.43% of their portfolio LIBERTYVILLE, IL 43,71443.7k $2.3m $2.3m 0.43% Added +750 +750
67 McAdam, LLC 0.17% of their portfolio Philadelphia, PA 39,59439.6k $2.1m $2.1m 0.17% Added +82 +82
68 Breakwater Capital Group 0.71% of their portfolio PARAMUS, NJ 37,52437.5k $1.9m $1.9m 0.71% Added +14.4k +14,416
69 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 37,20337.2k $1.9m $1.9m 0.00% Reduced -8.0k -8,010
70 Westside Investment Management, Inc. 0.54% of their portfolio SANTA MONICA, CA 36,99337.0k $1.9m $1.9m 0.54% Reduced -800 -800
71 Prestige Wealth Management Group LLC 0.45% of their portfolio FLEMINGTON, NJ 36,18736.2k $1.9m $1.9m 0.45% Reduced -2.1k -2,106
72 Procyon Advisors, LLC 0.23% of their portfolio SHELTON, CT 34,77934.8k $1.8m $1.8m 0.23% Added +665 +665
73 Aviance Capital Partners, LLC 0.38% of their portfolio NAPLES, FL 34,65134.7k $1.8m $1.8m 0.38% Reduced -3.7k -3,728
74 PFS INVESTMENTS INC. 0.03% of their portfolio DULUTH, GA 32,51532.5k $1.7m $1.7m 0.03% Reduced -1.6k -1,602
75 VALLEY NATIONAL ADVISERS INC 0.28% of their portfolio BETHLEHEM, PA 32,34232.3k $1.7m $1.7m 0.28% Reduced -141 -141
76 Patten Group, Inc. 0.46% of their portfolio CHATTANOOGA, TN 31,24831.2k $1.6m $1.6m 0.46% Added +1.7k +1,723
77 Sequoia Financial Advisors, LLC 0.03% of their portfolio Akron, OH 30,23930.2k $1.6m $1.6m 0.03% Reduced -9.7k -9,749
78 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 29,04629.0k $1.5m $1.5m 0.03% Unchanged
79 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 28,96629.0k $1.5m $1.5m 0.07% Added +23.8k +23,767
80 PRIVATE TRUST CO NA 0.19% of their portfolio CLEVELAND, OH 28,93328.9k $1.5m $1.5m 0.19% Added +3.7k +3,709
81 Econ Financial Services Corp 1.04% of their portfolio HARRISBURG, PA 28,32828.3k $1.5m $1.5m 1.04% Reduced -80 -80
82 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 27,72827.7k $1.4m $1.4m 0.01% Added +21.7k +21,719
83 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 25,41825.4k $1.3m $1.3m 0.07% Reduced -1.9k -1,949
84 ORG Partners LLC 0.21% of their portfolio ROANOKE, IN 25,31025.3k $1.3m $1.3m 0.21% Added +315 +315
85 Sand Hill Global Advisors, LLC 0.06% of their portfolio Palo Alto, CA 23,94723.9k $1.2m $1.2m 0.06% Reduced -84 -84
86 Kooman & Associates 0.61% of their portfolio ALTOONA, PA 23,71423.7k $1.2m $1.2m 0.61% Added +629 +629
87 BAILARD, INC. 0.04% of their portfolio Foster City, CA 22,68522.7k $1.2m $1.2m 0.04% New
88 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,65521.7k $1.1m $1.1m 0.00% New
89 WealthShield Partners, LLC 0.17% of their portfolio CARY, NC 21,55121.6k $1.1m $1.1m 0.17% Reduced -1.6k -1,558
90 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 21,30021.3k $1.1m $1.1m 0.02% Reduced -800 -800
91 Kelman-Lazarov, Inc. 0.27% of their portfolio MEMPHIS, TN 21,27521.3k $1.1m $1.1m 0.27% Added +218 +218
92 Janney Capital Management LLC 0.07% of their portfolio PITTSBURGH, PA 19,96420.0k $1.0m $1.0m 0.07% Reduced -197 -197
93 WINTRUST INVESTMENTS LLC 0.11% of their portfolio CHICAGO, IL 19,93219.9k $1.0m $1.0m 0.11% New
94 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 19,64819.6k $1.0m $1.0m 0.03% Added +2.9k +2,872
95 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 19,60619.6k $1.0m $1.0m 0.01% Added +3.6k +3,605
96 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 19,59519.6k $1.0m $1.0m 0.05% Reduced -822 -822
97 Ashton Thomas Private Wealth, LLC 0.07% of their portfolio SCOTTSDALE, AZ 18,42018.4k $954.9k $954.9k 0.07% Reduced -2.0k -2,039
98 Vestmark Advisory Solutions, Inc. 0.04% of their portfolio Wakefield, MA 18,07518.1k $937.0k $937.0k 0.04% Added +1.2k +1,249
99 Team Hewins, LLC 0.44% of their portfolio FOSTER CITY, CA 17,74517.7k $919.9k $919.9k 0.44% Unchanged
100 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,51517.5k $908.0k $908.0k 0.00% Reduced -65 -65