Vault-13

NUSHARES ETF TR NULV

NUVEEN ESG LRGVL · ETP · CUSIP 67092P300

204 institutional holders +6 vs Q1 2023
37,271,60137.3m shares reported held*
$1.3bnreported value*
19 new 80 added 67 reduced 13 sold out net sold ≈ $38.9m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.65.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 182Q4 22: 193Q1 23: 198Q2 23: 204204Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023198
Q2 2023204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 75 cut or sold outQ4 22Q1 23: 113 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 99 bought or addedQ2 23: 80 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211475
Q1 202311366
Q2 20239980

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +208,028+208.0k
Perella Weinberg Partners Capital Management LP Added +197,411+197.4k
EP Wealth Advisors, LLC Added +116,091+116.1k
CAPTRUST FINANCIAL ADVISORS Added +91,320+91.3k
GOLDMAN SACHS GROUP INC Added +63,480+63.5k
REGATTA CAPITAL GROUP, LLC Added +60,649+60.6k
ROYAL BANK OF CANADA Added +60,098+60.1k
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Added +48,996+49.0k
ENVESTNET ASSET MANAGEMENT INC Added +46,358+46.4k
Dynamic Advisor Solutions LLC New +35,592+35.6k

Biggest sellers

JPMORGAN CHASE & CO Reduced -725,160-725.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -288,964-289.0k
Ameritas Advisory Services, LLC Sold out -233,206-233.2k
Sand Hill Global Advisors, LLC Sold out -191,655-191.7k
Forefront Analytics, LLC Sold out -187,045-187.0k
AMERIPRISE FINANCIAL INC Reduced -134,617-134.6k
Thrivent Financial for Lutherans Reduced -133,841-133.8k
TIAA, FSB Reduced -110,119-110.1k
UBS Group AG Reduced -82,064-82.1k
Stewardship Advisors, LLC Reduced -78,385-78.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 13,689,72713.7m $474.3m $474.3m 0.06% Added +208.0k +208,028
2 TIAA, FSB 0.59% of their portfolio ST. LOUIS, MO 4,686,6764.7m $162.4m $162.4m 0.59% Reduced -110.1k -110,119
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,912,8221.9m $66.3m $66.3m 0.01% Reduced -725.2k -725,160
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,069,4971.1m $37.1m $37.1m 0.00% Reduced -28.0k -27,960
5 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,039,6931.0m $36.0m $36.0m 0.03% Added +5.6k +5,624
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 973,285973.3k $33.7m $33.7m 0.01% Added +46.4k +46,358
7 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 935,417935.4k $32.2m $32.2m 0.07% Reduced -133.8k -133,841
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 855,284855.3k $29.6m $29.6m 0.01% Reduced -82.1k -82,064
9 Perella Weinberg Partners Capital Management LP 2.45% of their portfolio NEW YORK, NY 675,886675.9k $23.4m $23.4m 2.45% Added +197.4k +197,411
10 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 648,491648.5k $22.5m $22.5m 0.10% Reduced -3.1k -3,058
11 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 532,613532.6k $18.5m $18.5m 0.03% Added +8.2k +8,194
12 Money Design Co.,Ltd. 0.98% of their portfolio TOKYO, M0 480,141480.1k $16.6m $16.6m 0.98% Added +743 +743
13 Fund Evaluation Group, LLC 1.47% of their portfolio CINCINNATI, OH 469,402469.4k $16.3m $16.3m 1.47% Added +8.2k +8,235
14 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 424,557424.6k $14.7m $14.7m 0.03% Reduced -289.0k -288,964
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 375,380375.4k $13.0m $13.0m 0.00% Reduced -134.6k -134,617
16 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.47% of their portfolio Seattle, WA 338,856338.9k $11.7m $11.7m 0.47% Added +49.0k +48,996
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 312,343312.3k $10.8m $10.8m 0.00% Added +60.1k +60,098
18 Lido Advisors, LLC 0.12% of their portfolio Los Angeles, CA 309,135309.1k $10.7m $10.7m 0.12% Reduced -4.5k -4,490
19 Laurel Wealth Planning LLC 7.60% of their portfolio EDINA, MN 307,250307.2k $10.6m $10.6m 7.60% Reduced -71.3k -71,287
20 REGATTA CAPITAL GROUP, LLC 2.43% of their portfolio EL SEGUNDO, CA 220,901220.9k $7.7m $7.7m 2.43% Added +60.6k +60,649
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 197,294197.3k $6.8m $6.8m 0.01% Added +3.6k +3,598
22 O'Brien Wealth Partners LLC 2.00% of their portfolio Waltham, MA 196,570196.6k $6.8m $6.8m 2.00% Added +17.5k +17,531
23 MISSION WEALTH MANAGEMENT, LP 0.25% of their portfolio Santa Barbara, CA 185,495185.5k $6.4m $6.4m 0.25% Added +12.0k +11,990
24 ROPES WEALTH ADVISORS LLC 1.02% of their portfolio BOSTON, MA 177,444177.4k $6.1m $6.1m 1.02% Added +3.8k +3,774
25 BSW Wealth Partners 1.24% of their portfolio BOULDER, CO 172,100172.1k $6.0m $6.0m 1.24% Added +4.2k +4,195
26 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 169,329169.3k $5.9m $5.9m 0.01% Reduced -6.2k -6,181
27 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 163,687163.7k $5.7m $5.7m 0.06% Added +8.8k +8,832
28 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 158,168158.2k $5.5m $5.5m 0.09% Added +12.7k +12,748
29 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 148,312148.3k $5.1m $5.1m 0.04% Reduced -23.7k -23,747
30 Advisory Services Network, LLC 0.13% of their portfolio ATLANTA, GA 140,203140.2k $4.9m $4.9m 0.13% Reduced -22.0k -21,993
31 Concord Wealth Partners 1.02% of their portfolio ABINGDON, VA 137,269137.3k $4.8m $4.8m 1.02% Added +7.2k +7,187
32 CGC Financial Services, LLC 3.05% of their portfolio LAKE OSWEGO, OR 135,524135.5k $4.7m $4.7m 3.05% First filing
33 Vestmark Advisory Solutions, Inc. 0.18% of their portfolio Wakefield, MA 135,298135.3k $4.7m $4.7m 0.18% Added +11.1k +11,061
34 Dunhill Financial, LLC 3.03% of their portfolio LONDON, X0 133,227133.2k $4.6m $4.6m 3.03% First filing
35 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 126,739126.7k $4.4m $4.4m 0.02% Added +91.3k +91,320
36 EASTERN BANK 0.21% of their portfolio BOSTON, MA 126,664126.7k $4.4m $4.4m 0.21% Reduced -1.1k -1,139
37 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 123,218123.2k $4.3m $4.3m 0.02% Added +32.4k +32,437
38 EP Wealth Advisors, LLC 0.06% of their portfolio TORRANCE, CA 117,600117.6k $4.1m $4.1m 0.06% Added +116.1k +116,091
39 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 114,503114.5k $4.0m $4.0m 0.03% Added +19.4k +19,377
40 Stewardship Advisors, LLC 1.48% of their portfolio MOUNT JOY, PA 113,307113.3k $3.9m $3.9m 1.48% Reduced -78.4k -78,385
41 Avantax Planning Partners, Inc. 0.15% of their portfolio DUBUQUE, IA 107,790107.8k $3.7m $3.7m 0.15% Reduced -2.4k -2,416
42 VICUS CAPITAL 0.39% of their portfolio STATE COLLEGE, PA 106,898106.9k $3.7m $3.7m 0.39% Added +6.0k +5,954
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 103,439103.4k $3.6m $3.6m 0.01% Added +33.7k +33,675
44 Strategic Point Investment Advisors, LLC 0.73% of their portfolio PROVIDENCE, RI 103,177103.2k $3.6m $3.6m 0.73% Added +75 +75
45 Concord Asset Management, LLC/VA 1.25% of their portfolio ABINGDON, VA 102,346102.3k $3.5m $3.5m 1.25% Added +239 +239
46 Wilmington Savings Fund Society, FSB 0.15% of their portfolio WILMINGTON, DE 100,603100.6k $3.5m $3.5m 0.15% Reduced -2.1k -2,099
47 STALEY CAPITAL ADVISERS INC 0.19% of their portfolio PITTSBURGH, PA 100,000100.0k $3.5m $3.5m 0.19% Unchanged
48 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 95,93895.9k $3.3m $3.3m 0.04% Added +35.5k +35,506
49 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 95,93895.9k $3.3m $3.3m 0.04% Added +35.5k +35,506
50 ST GERMAIN D J CO INC 0.17% of their portfolio SPRINGFIELD, MA 90,80390.8k $3.1m $3.1m 0.17% First filing
51 Mariner Managed Account Solutions, LLC 0.25% of their portfolio Boston, MA 88,17588.2k $3.1m $3.1m 0.25% Added +139 +139
52 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 87,68587.7k $3.0m $3.0m 0.05% Reduced -314 -314
53 MARINO, STRAM & ASSOCIATES LLC 0.83% of their portfolio BRAINTREE, MA 84,53584.5k $2.9m $2.9m 0.83% Added +183 +183
54 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 76,35276.4k $2.6m $2.6m 0.00% Added +16.1k +16,123
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 75,47175.5k $2.6m $2.6m 0.00% Added +2.4k +2,405
56 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 72,99673.0k $2.5m $2.5m 0.02% Added +1.9k +1,940
57 FLPUTNAM INVESTMENT MANAGEMENT CO 0.07% of their portfolio PORTLAND, ME 72,88972.9k $2.5m $2.5m 0.07% Added +4.2k +4,179
58 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 71,37571.4k $2.5m $2.5m 0.00% Added +63.5k +63,480
59 One Day In July LLC 0.43% of their portfolio BURLINGTON, VT 68,59568.6k $2.4m $2.4m 0.43% Added +349 +349
60 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 67,15267.2k $2.3m $2.3m 0.01% Reduced -32.5k -32,511
61 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 65,45065.5k $2.3m $2.3m 0.00% Reduced -355 -355
62 UMB Bank, n.a. 0.03% of their portfolio Kansas City, MO 65,12065.1k $2.3m $2.3m 0.03% Added +324 +324
63 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 62,70762.7k $2.2m $2.2m 0.07% Added +13.5k +13,512
64 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 58,14058.1k $2.0m $2.0m 0.03% Added +8.3k +8,309
65 Opes Wealth Management LLC 0.57% of their portfolio MENLO PARK, CA 57,91357.9k $2.0m $2.0m 0.57% Added +7.7k +7,693
66 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 56,12856.1k $1.9m $1.9m 0.02% Reduced -2.0k -2,045
67 BOKF, NA 0.04% of their portfolio TULSA, OK 53,60453.6k $1.9m $1.9m 0.04% Reduced -4.6k -4,594
68 PFS INVESTMENTS INC. 0.03% of their portfolio DULUTH, GA 52,06052.1k $1.8m $1.8m 0.03% Reduced -618 -618
69 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 51,42351.4k $1.8m $1.8m 0.00% Added +6.5k +6,459
70 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 51,34851.3k $1.8m $1.8m 0.01% Added +11.3k +11,282
71 Mascoma Wealth Management LLC 0.55% of their portfolio HANOVER, NH 50,72550.7k $1.8m $1.8m 0.55% Reduced -4.2k -4,247
72 Evolution Advisers, Inc. 1.20% of their portfolio RICHMOND, VA 48,92948.9k $1.7m $1.7m 1.20% Added +117 +117
73 BAILARD, INC. 0.06% of their portfolio Foster City, CA 45,77045.8k $1.6m $1.6m 0.06% Reduced -954 -954
74 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 45,19545.2k $1.6m $1.6m 0.00% Reduced -6.6k -6,568
75 One Capital Management, LLC 0.07% of their portfolio WESTLAKE VILLAGE, CA 41,53941.5k $1.4m $1.4m 0.07% Reduced -1.3k -1,289
76 Richard Bernstein Advisors LLC 0.03% of their portfolio NEW YORK, NY 40,10740.1k $1.4m $1.4m 0.03% Reduced -1.1k -1,100
77 CX Institutional 0.07% of their portfolio AUBURN, IN 39,81639.8k $1.4m $1.4m 0.07% Added +4.1k +4,147
78 WealthShield Partners, LLC 0.20% of their portfolio CARY, NC 38,29538.3k $1.3m $1.3m 0.20% Reduced -3.2k -3,214
79 Mariner, LLC 0.00% of their portfolio Overland Park, KS 36,15636.2k $1.3m $1.3m 0.00% Added +4.5k +4,462
80 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,90935.9k $1.2m $1.2m 0.00% Reduced -3.6k -3,621
81 PrairieView Partners, LLC 0.16% of their portfolio ST. PAUL, MN 35,86735.9k $1.2m $1.2m 0.16% Added +6.9k +6,865
82 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 35,59235.6k $1.2m $1.2m 0.06% New
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 35,44535.4k $1.2m $1.2m 0.00% Added +1.1k +1,076
84 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 32,50532.5k $1.1m $1.1m 0.02% Added +790 +790
85 Sandbox Financial Partners, LLC 0.57% of their portfolio BETHESDA, MD 31,40331.4k $1.1m $1.1m 0.57% Added +1.1k +1,081
86 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 30,91630.9k $1.1m $1.1m 0.04% Reduced -84 -84
87 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 29,85529.9k $1.0m $1.0m 0.01% Added +15.8k +15,808
88 Opal Wealth Advisors, LLC 0.48% of their portfolio JERICHO, NY 27,94627.9k $968.3k $968.3k 0.48% Added +905 +905
89 Johnson Bixby & Associates, LLC 0.19% of their portfolio VANCOUVER, WA 27,13627.1k $940.3k $940.3k 0.19% Reduced -6.1k -6,148
90 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 27,00327.0k $935.7k $935.7k 0.01% Reduced -32 -32
91 Financial Connections Group, Inc. 0.61% of their portfolio CORTE MADERA, CA 26,87726.9k $931.0k $931.0k 0.61% Reduced -19.6k -19,639
92 Bond & Devick Financial Network, Inc. 0.56% of their portfolio ST. LOUIS PARK, MN 26,19826.2k $907.8k $907.8k 0.56% Added +1.5k +1,471
93 Financial Architects, Inc 0.14% of their portfolio MARLTON, NJ 26,08426.1k $903.8k $903.8k 0.14% Reduced -855 -855
94 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 25,66925.7k $889.4k $889.4k 0.03% Unchanged
95 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 25,31725.3k $877.2k $877.2k 0.05% Added +217 +217
96 Walkner Condon Financial Advisors LLC 0.23% of their portfolio MADISON, WI 25,21525.2k $873.7k $873.7k 0.23% Added +1.5k +1,474
97 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 25,08225.1k $869.1k $869.1k 0.04% Added +646 +646
98 Tradition Wealth Management, LLC 0.10% of their portfolio EDINA, MN 24,95024.9k $865.0k $865.0k 0.10% Added +10.3k +10,313
99 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 24,63824.6k $853.7k $853.7k 0.00% Added +16.7k +16,666
100 Onyx Bridge Wealth Group LLC 0.20% of their portfolio TARRYTOWN, NY 24,15924.2k $837.1k $837.1k 0.20% Added +817 +817