Vault-13

ISHARES INC ESGE

ESG AWR MSCI EM · ETP · CUSIP 46434G863

505 institutional holders -11 vs Q1 2023
93,049,58793.0m shares reported held*
$2.9bnreported value*
26 new 217 added 181 reduced 41 sold out net sold ≈ $71.1m (-3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.67. Options: 0 managers hold calls (— notional), 1 hold puts ($205.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 534Q4 22: 522Q1 23: 516Q2 23: 505505Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022534
Q4 2022522
Q1 2023516
Q2 2023505

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 219 bought or addedQ4 22: 298 cut or sold outQ4 22Q1 23: 288 bought or addedQ1 23: 201 cut or sold outQ1 23Q2 23: 243 bought or addedQ2 23: 222 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022219298
Q1 2023288201
Q2 2023243222

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $240.6kQ4 22 puts: $3.0kQ4 22P/C 0.01Q1 23 calls: $251.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $205.6kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$240.6k$3.0k0.01
Q1 2023$251.8k$00.00
Q2 2023$0$205.6k—

Biggest buyers

BlackRock Inc. Added +528,031+528.0k
MORGAN STANLEY Added +363,741+363.7k
CITADEL ADVISORS LLC Added +323,128+323.1k
Wealthfront Advisers LLC Added +223,373+223.4k
Litman Gregory Wealth Management LLC New +165,268+165.3k
BANK OF AMERICA CORP /DE/ Added +148,251+148.3k
Betterment LLC Added +147,575+147.6k
Creative Planning Added +142,371+142.4k
Modera Wealth Management, LLC New +127,112+127.1k
AMERIPRISE FINANCIAL INC Added +73,718+73.7k

Biggest sellers

JANE STREET GROUP, LLC Sold out -1,282,583-1.3m
ENVESTNET ASSET MANAGEMENT INC Reduced -940,850-940.9k
GOLDMAN SACHS GROUP INC Reduced -840,601-840.6k
Summit Wealth Group, LLC Reduced -812,442-812.4k
LPL Financial LLC Reduced -318,178-318.2k
FMR LLC Reduced -263,646-263.6k
FIFTH THIRD BANCORP Reduced -261,497-261.5k
Private Ocean, LLC Reduced -129,133-129.1k
WELLS FARGO & COMPANY/MN Reduced -125,965-126.0k
JPMORGAN CHASE & CO Reduced -108,657-108.7k

Biggest calls

None

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $205.6k6.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 14,564,20014.6m $460.7m $460.7m 0.05% Added +148.3k +148,251
2 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 7,962,6978.0m $251.9m $251.9m 0.11% Reduced -940.9k -940,850
3 Empower Advisory Group, LLC 0.78% of their portfolio Greenwood Village, CO 5,717,2625.7m $180.8m $180.8m 0.78% Reduced -49.0k -48,964
4 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,047,2135.0m $159.6m $159.6m 0.02% Added +363.7k +363,741
5 TIAA, FSB 0.55% of their portfolio ST. LOUIS, MO 4,802,4724.8m $151.9m $151.9m 0.55% Added +30.1k +30,121
6 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,345,3984.3m $137.4m $137.4m 0.04% Reduced -840.6k -840,601
7 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,062,4293.1m $96.9m $96.9m 0.02% Reduced -99.8k -99,766
8 Betterment LLC 0.25% of their portfolio NEW YORK, NY 2,557,0552.6m $80.9m $80.9m 0.25% Added +147.6k +147,575
9 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,429,6312.4m $77.5m $77.5m 0.02% Added +73.7k +73,718
10 BlackRock Inc. 0.00% of their portfolio New York, NY 2,170,8882.2m $68.7m $68.7m 0.00% Added +528.0k +528,031
11 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,079,0692.1m $65.8m $65.8m 0.05% Reduced -318.2k -318,178
12 Wealthfront Advisers LLC 0.26% of their portfolio Palo Alto, CA 1,917,5861.9m $60.7m $60.7m 0.26% Added +223.4k +223,373
13 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,838,9041.8m $58.2m $58.2m 0.01% Reduced -108.7k -108,657
14 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 1,633,1321.6m $51.7m $51.7m 0.07% Added +142.4k +142,371
15 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,540,5321.5m $48.7m $48.7m 0.02% Reduced -11.2k -11,160
16 Ellevest, Inc. 3.34% of their portfolio NEW YORK, NY 1,403,5831.4m $44.4m $44.4m 3.34% Added +63.8k +63,767
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,356,7981.4m $42.9m $42.9m 0.01% Reduced -126.0k -125,965
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,235,7241.2m $39.1m $39.1m 0.05% Reduced -101.5k -101,506
19 Acorns Advisers, LLC 0.36% of their portfolio IRVINE, CA 849,659849.7k $26.9m $26.9m 0.36% Added +65.4k +65,390
20 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 804,708804.7k $25.5m $25.5m 0.04% Added +13.1k +13,086
21 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 756,536756.5k $23.9m $23.9m 0.02% Added +2.8k +2,760
22 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 718,844718.8k $22.7m $22.7m 0.05% Reduced -16.5k -16,466
23 Octavia Wealth Advisors, LLC 4.54% of their portfolio CINCINNATI, OH 706,358706.4k $22.3m $22.3m 4.54% Added +37.6k +37,612
24 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 660,646660.6k $20.9m $20.9m 0.04% Reduced -33.0k -33,027
25 PARK AVENUE SECURITIES LLC 0.33% of their portfolio NEW YORK, NY 650,804650.8k $20.6m $20.6m 0.33% Reduced -105.3k -105,267
26 FIFTH THIRD BANCORP 0.08% of their portfolio CINCINNATI, OH 598,823598.8k $18.9m $18.9m 0.08% Reduced -261.5k -261,497
27 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 582,413582.4k $18.4m $18.4m 0.07% Added +10.6k +10,630
28 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 580,522580.5k $18.4m $18.4m 0.10% Added +2.8k +2,804
29 MISSION WEALTH MANAGEMENT, LP 0.70% of their portfolio Santa Barbara, CA 578,885578.9k $18.3m $18.3m 0.70% Added +39.9k +39,929
30 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 2.26% of their portfolio Westlake, OH 509,807509.8k $16.1m $16.1m 2.26% Added +48.8k +48,835
31 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 475,924475.9k $15.0m $15.0m 0.03% Added +1.2k +1,231
32 Money Design Co.,Ltd. 0.87% of their portfolio TOKYO, M0 462,538462.5k $14.6m $14.6m 0.87% Added +29.9k +29,900
33 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 432,407432.4k $13.7m $13.7m 0.05% Added +31.3k +31,342
34 Private Ocean, LLC 1.68% of their portfolio SAN RAFAEL, CA 420,005420.0k $13.3m $13.3m 1.68% Reduced -129.1k -129,133
35 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 407,958408.0k $12.9m $12.9m 0.02% Added +65.3k +65,256
36 Fiduciary Trust Co 0.21% of their portfolio Boston, MA 377,663377.7k $11.9m $11.9m 0.21% Added +17.8k +17,826
37 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 371,263371.3k $11.7m $11.7m 0.01% Added +323.1k +323,128
38 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 366,400366.4k $11.6m $11.6m 0.02% Unchanged
39 FMR LLC 0.00% of their portfolio BOSTON, MA 348,228348.2k $11.0m $11.0m 0.00% Reduced -263.6k -263,646
40 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 330,910330.9k $10.5m $10.5m 0.02% Added +2.0k +2,021
41 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.40% of their portfolio Seattle, WA 309,771309.8k $9.8m $9.8m 0.40% Added +35.9k +35,866
42 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.21% of their portfolio BOSTON, MA 304,027304.0k $9.6m $9.6m 0.21% Added +52.2k +52,206
43 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 293,375293.4k $9.3m $9.3m 0.02% Added +10.5k +10,461
44 High Note Wealth, LLC 3.56% of their portfolio DEEPHAVEN, MN 276,290276.3k $8.7m $8.7m 3.56% Reduced -10.0k -10,013
45 IMPACTfolio, LLC 6.60% of their portfolio DENVER, CO 262,773262.8k $8.3m $8.3m 6.60% Added +12.8k +12,818
46 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 260,557260.6k $8.2m $8.2m 0.07% Reduced -49.2k -49,155
47 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 235,985236.0k $7.5m $7.5m 0.03% Added +17.8k +17,759
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 225,434225.4k $7.1m $7.1m 0.00% Reduced -19.3k -19,337
49 FINANCIAL LIFE ADVISORS 2.75% of their portfolio SAN ANTONIO, TX 208,574208.6k $6.6m $6.6m 2.75% Added +27.9k +27,890
50 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.08% of their portfolio Madrid, U3 184,710184.7k $5.8m $5.8m 0.08% Reduced -1.7k -1,694
51 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 175,952176.0k $5.6m $5.6m 0.06% Added +11.5k +11,518
52 WEALTHSOURCE PARTNERS, LLC 0.37% of their portfolio SAN LUIS OBISPO, CA 175,117175.1k $5.5m $5.5m 0.37% Reduced -4.0k -4,005
53 Van Hulzen Asset Management, LLC 0.47% of their portfolio EL DORADO HILLS, CA 174,954175.0k $5.5m $5.5m 0.47% Reduced -1.4k -1,403
54 TWIN FOCUS CAPITAL PARTNERS, LLC 1.12% of their portfolio Boston, MA 174,925174.9k $5.5m $5.5m 1.12% Reduced -12.8k -12,813
55 SigFig Wealth Management, LLC 0.20% of their portfolio SAN FRANCISCO, CA 168,195168.2k $5.3m $5.3m 0.20% Added +26.4k +26,413
56 Alesco Advisors, LLC, An ESL Co 0.19% of their portfolio Pittsford, NY 167,196167.2k $5.3m $5.3m 0.19% Added +3.6k +3,611
57 Litman Gregory Wealth Management LLC 0.65% of their portfolio LARKSPUR, CA 165,268165.3k $5.2m $5.2m 0.65% New
58 Quent Capital, LLC 0.81% of their portfolio NEW YORK, NY 164,552164.6k $5.2m $5.2m 0.81% Added +524 +524
59 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 164,483164.5k $5.2m $5.2m 0.01% Added +5.1k +5,058
60 OXFORD FINANCIAL GROUP, LTD. LLC 0.47% of their portfolio INDIANAPOLIS, IN 157,329157.3k $5.0m $5.0m 0.47% Added +12.1k +12,057
61 BAILARD, INC. 0.17% of their portfolio Foster City, CA 154,440154.4k $4.9m $4.9m 0.17% Reduced -1.5k -1,495
62 Sand Hill Global Advisors, LLC 0.23% of their portfolio Palo Alto, CA 148,644148.6k $4.7m $4.7m 0.23% Added +12.6k +12,575
63 WRAPMANAGER INC 1.43% of their portfolio MILL VALLEY, CA 147,558147.6k $4.7m $4.7m 1.43% Reduced -602 -602
64 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 147,442147.4k $4.7m $4.7m 0.03% Reduced -33.9k -33,891
65 LFA - Lugano Financial Advisors SA 3.06% of their portfolio LUGANO, V8 145,218145.2k $4.6m $4.6m 3.06% Added +4.8k +4,788
66 Intergy Private Wealth, LLC 2.21% of their portfolio COLORADO SPRINGS, CO 142,440142.4k $4.5m $4.5m 2.21% Added +3.3k +3,278
67 CWM, LLC 0.03% of their portfolio OMAHA, NE 139,818139.8k $4.4m $4.4m 0.03% Reduced -9.9k -9,854
68 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 138,493138.5k $4.4m $4.4m 0.05% Reduced -2.4k -2,432
69 TIEDEMANN ADVISORS, LLC 0.18% of their portfolio NEW YORK, NY 135,431135.4k $4.3m $4.3m 0.18% Reduced -1.5k -1,483
70 Laurel Wealth Planning LLC 2.95% of their portfolio EDINA, MN 130,621130.6k $4.1m $4.1m 2.95% Added +11.4k +11,417
71 Modera Wealth Management, LLC 0.07% of their portfolio WESTWOOD, NJ 127,112127.1k $4.0m $4.0m 0.07% New
72 Connecticut Wealth Management, LLC 0.28% of their portfolio FARMINGTON, CT 125,856125.9k $4.0m $4.0m 0.28% Added +5.3k +5,283
73 Icon Wealth Partners, LLC 0.42% of their portfolio HOUSTON, TX 124,637124.6k $3.9m $3.9m 0.42% Reduced -28.9k -28,902
74 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 118,076118.1k $3.7m $3.7m 0.00% Reduced -2.0k -2,027
75 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 113,391113.4k $3.6m $3.6m 0.01% Reduced -38.5k -38,539
76 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio OMAHA, NE 110,751110.8k $3.5m $3.5m 0.04% Reduced -11.2k -11,215
77 Mariner, LLC 0.01% of their portfolio Overland Park, KS 110,632110.6k $3.5m $3.5m 0.01% Added +17.9k +17,902
78 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 106,077106.1k $3.4m $3.4m 0.06% Reduced -280 -280
79 LAKE STREET ADVISORS GROUP, LLC 0.18% of their portfolio PORTSMOUTH, NH 105,523105.5k $3.3m $3.3m 0.18% Added +23.4k +23,400
80 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 104,184104.2k $3.3m $3.3m 0.01% Reduced -19.3k -19,266
81 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 104,040104.0k $3.3m $3.3m 0.09% Reduced -14.4k -14,431
82 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 100,141100.1k $3.2m $3.2m 0.00% Added +7.0k +6,990
83 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 99,70499.7k $3.2m $3.2m 0.04% Reduced -27.3k -27,342
84 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 98,50398.5k $3.1m $3.1m 0.03% Reduced -42.4k -42,431
85 NOTTINGHAM ADVISORS, INC. 0.39% of their portfolio AMHERST, NY 94,13894.1k $3.0m $3.0m 0.39% Reduced -1.2k -1,189
86 Savant Capital, LLC 0.05% of their portfolio ROCKFORD, IL 91,00891.0k $2.9m $2.9m 0.05% Added +6.2k +6,204
87 CITIZENS FINANCIAL GROUP INC/RI 0.10% of their portfolio PROVIDENCE, RI 90,43590.4k $2.9m $2.9m 0.10% Added +986 +986
88 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 89,92689.9k $2.8m $2.8m 0.00% Added +991 +991
89 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 89,80789.8k $2.8m $2.8m 0.03% Added +12.1k +12,107
90 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 89,80789.8k $2.8m $2.8m 0.03% Added +12.1k +12,107
91 One Wealth Advisors, LLC 0.58% of their portfolio SAN FRANCISCO, CA 87,60787.6k $2.8m $2.8m 0.58% Reduced -9.6k -9,603
92 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 87,25387.3k $2.8m $2.8m 0.00% Reduced -2.0k -2,022
93 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 86,43786.4k $2.7m $2.7m 0.01% Reduced -12.1k -12,063
94 TOMPKINS FINANCIAL CORP 0.42% of their portfolio ITHACA, NY 84,78584.8k $2.7m $2.7m 0.42% Reduced -1.3k -1,302
95 Dynamic Advisor Solutions LLC 0.14% of their portfolio PHOENIX, AZ 84,11884.1k $2.7m $2.7m 0.14% Added +24.6k +24,566
96 EQ LLC 2.15% of their portfolio BELLEVUE, WA 82,57582.6k $2.6m $2.6m 2.15% Reduced -4.1k -4,125
97 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 80,92580.9k $2.6m $2.6m 0.01% Reduced -646 -646
98 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 79,18479.2k $2.5m $2.5m 0.00% Unchanged
99 Affinity Capital Advisors, LLC 0.68% of their portfolio BERKELEY, CA 78,88578.9k $2.5m $2.5m 0.68% Added +9.4k +9,365
100 Virtus Investment Advisers, LLC 1.64% of their portfolio HARTFORD, CT 76,51776.5k $2.4m $2.4m 1.64% Added +39.6k +39,600