Vault-13

SPDR SER TR MDYG

S&P 400 MDCP GRW · ETP · CUSIP 78464A821

298 institutional holders -4 vs Q1 2023
19,597,49419.6m shares reported held*
$1.4bnreported value*
16 new 101 added 125 reduced 20 sold out net bought ≈ $98.1m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.42.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 260Q4 22: 294Q1 23: 302Q2 23: 298298Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022260
Q4 2022294
Q1 2023302
Q2 2023298

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 150 bought or addedQ4 22: 106 cut or sold outQ4 22Q1 23: 134 bought or addedQ1 23: 133 cut or sold outQ1 23Q2 23: 117 bought or addedQ2 23: 145 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150106
Q1 2023134133
Q2 2023117145

Biggest buyers

STIFEL FINANCIAL CORP Added +470,256+470.3k
Qube Research & Technologies Ltd Added +353,963+354.0k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +284,089+284.1k
CONFLUENCE INVESTMENT MANAGEMENT LLC Added +154,016+154.0k
LPL Financial LLC Added +123,207+123.2k
Raymond James Financial Services Advisors, Inc. Added +84,150+84.2k
TOWNSQUARE CAPITAL LLC Added +64,414+64.4k
Prospera Financial Services Inc New +62,497+62.5k
Cordatus Wealth Management LLC New +58,961+59.0k
CHARTIST INC /CA/ Added +51,897+51.9k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -141,467-141.5k
NorthRock Partners, LLC Reduced -53,407-53.4k
Financial Engines Advisors L.L.C. Reduced -41,740-41.7k
Private Advisor Group, LLC Reduced -29,914-29.9k
Composition Wealth, LLC Reduced -28,265-28.3k
Foundations Investment Advisors, LLC Reduced -26,790-26.8k
TIAA, FSB Reduced -26,126-26.1k
WELLS FARGO & COMPANY/MN Reduced -21,917-21.9k
EP Wealth Advisors, LLC Reduced -12,501-12.5k
GOLDMAN SACHS GROUP INC Reduced -12,410-12.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 0.30% of their portfolio SANTA CLARA, CA 1,641,9871.6m $117.6m $117.6m 0.30% Reduced -41.7k -41,740
2 STIFEL FINANCIAL CORP 0.13% of their portfolio ST. LOUIS, MO 1,370,2311.4m $98.2m $98.2m 0.13% Added +470.3k +470,256
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 1,322,5511.3m $94.8m $94.8m 0.07% Added +123.2k +123,207
4 First National Trust Co 3.35% of their portfolio Johnstown, PA 1,010,3841.0m $72.4m $72.4m 3.35% Added +10.7k +10,679
5 BENJAMIN F. EDWARDS & COMPANY, INC. 2.49% of their portfolio ST. LOUIS, MO 914,401914.4k $65.5m $65.5m 2.49% Added +284.1k +284,089
6 TOWNSQUARE CAPITAL LLC 0.87% of their portfolio Lehi, UT 669,710669.7k $48.0m $48.0m 0.87% Added +64.4k +64,414
7 Parcion Private Wealth LLC 4.27% of their portfolio BELLEVUE, WA 590,505590.5k $42.3m $42.3m 4.27% Added +6.1k +6,128
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 559,395559.4k $40.1m $40.1m 0.02% Added +47.1k +47,090
9 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.53% of their portfolio ST. LOUIS, MO 505,291505.3k $36.2m $36.2m 0.53% Added +154.0k +154,016
10 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 497,706497.7k $35.7m $35.7m 0.21% Added +25.0k +25,015
11 NorthRock Partners, LLC 3.28% of their portfolio MINNEAPOLIS, MN 417,418417.4k $29.9m $29.9m 3.28% Reduced -53.4k -53,407
12 FAS Wealth Partners, Inc. 3.63% of their portfolio LEAWOOD, KS 400,185400.2k $28.7m $28.7m 3.63% Added +14.4k +14,356
13 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 368,232368.2k $26.4m $26.4m 0.05% Reduced -141.5k -141,467
14 Wellspring Financial Advisors, LLC 0.11% of their portfolio CLEVELAND, OH 367,777367.8k $379.7k $379.7k 0.11% Reduced -542 -542
15 Qube Research & Technologies Ltd 0.06% of their portfolio LONDON, X0 354,507354.5k $14.5m $14.5m 0.06% Added +354.0k +353,963
16 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 318,244318.2k $22.8m $22.8m 0.05% Reduced -550 -550
17 Klingman & Associates, LLC 1.79% of their portfolio New York, NY 310,385310.4k $22.2m $22.2m 1.79% Reduced -907 -907
18 McAdam, LLC 1.79% of their portfolio Philadelphia, PA 302,398302.4k $21.7m $21.7m 1.79% Reduced -3.0k -2,980
19 GHP Investment Advisors, Inc. 1.08% of their portfolio Denver, CO 254,373254.4k $18.5m $18.5m 1.08% Added +9.1k +9,129
20 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 249,656249.7k $17.9m $17.9m 0.01% Added +4.6k +4,649
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 234,859234.9k $16.8m $16.8m 0.00% Reduced -21.9k -21,917
22 Convergence Financial, LLC 10.09% of their portfolio COLUMBIA, MO 229,194229.2k $16.4m $16.4m 10.09% Added +9.1k +9,057
23 Clark Capital Management Group, Inc. 0.14% of their portfolio PHILADELPHIA, PA 225,987226.0k $16.2m $16.2m 0.14% Reduced -7.4k -7,404
24 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 224,680224.7k $16.1m $16.1m 0.03% Reduced -2.7k -2,737
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 195,534195.5k $14.0m $14.0m 0.00% Added +12.5k +12,486
26 JNBA Financial Advisors 1.58% of their portfolio BLOOMINGTON, MN 183,812183.8k $13.2m $13.2m 1.58% Added +20.6k +20,641
27 Rodgers & Associates, LTD 1.90% of their portfolio Lancaster, PA 183,312183.3k $13.1m $13.1m 1.90% Reduced -389 -389
28 Rehmann Capital Advisory Group 1.14% of their portfolio LANSING, MI 177,900177.9k $12.7m $12.7m 1.14% Added +10.6k +10,640
29 TIAA, FSB 0.05% of their portfolio ST. LOUIS, MO 173,699173.7k $12.4m $12.4m 0.05% Reduced -26.1k -26,126
30 SIGNET FINANCIAL MANAGEMENT, LLC 1.92% of their portfolio PARSIPPANY, NJ 169,643169.6k $12.2m $12.2m 1.92% Added +2.5k +2,471
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 166,394166.4k $11.9m $11.9m 0.00% Reduced -2.8k -2,814
32 Shakespeare Wealth Management, LLC 3.74% of their portfolio Pewaukee, WI 152,743152.7k $10.9m $10.9m 3.74% Added +4.6k +4,590
33 WCG Wealth Advisors LLC 1.20% of their portfolio LAS VEGAS, NV 143,269143.3k $10.3m $10.3m 1.20% Reduced -10.7k -10,678
34 KWB Wealth 1.49% of their portfolio REDLANDS, CA 131,262131.3k $9.4m $9.4m 1.49% Added +2.9k +2,930
35 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 127,728127.7k $9.2m $9.2m 0.02% Reduced -3.1k -3,087
36 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 127,564127.6k $9.1m $9.1m 0.02% Added +3.3k +3,311
37 Mariner, LLC 0.02% of their portfolio Overland Park, KS 127,104127.1k $9.1m $9.1m 0.02% Added +2.0k +2,039
38 ETFIDEA, LLC 3.59% of their portfolio SYRACUSE, NY 122,580122.6k $8.8m $8.8m 3.59% Added +141 +141
39 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 116,346116.3k $8.3m $8.3m 0.01% Added +84.2k +84,150
40 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 114,469114.5k $8.2m $8.2m 0.07% Reduced -29.9k -29,914
41 Diligent Investors, LLC 2.17% of their portfolio REDLANDS, CA 102,588102.6k $7.4m $7.4m 2.17% Reduced -1.0k -1,010
42 Syntegra Private Wealth Group, LLC 1.07% of their portfolio Chesterfield, MO 98,04698.0k $7.0m $7.0m 1.07% Reduced -2.6k -2,631
43 Prestige Wealth Management Group LLC 1.65% of their portfolio FLEMINGTON, NJ 97,25097.2k $7.0m $7.0m 1.65% Reduced -800 -800
44 Kingsview Wealth Management, LLC 0.23% of their portfolio GRANTS PASS, OR 82,61082.6k $5.9m $5.9m 0.23% Reduced -1.6k -1,583
45 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 82,46182.5k $5.9m $5.9m 0.02% Added +239 +239
46 Avantax Planning Partners, Inc. 0.23% of their portfolio DUBUQUE, IA 79,47379.5k $5.7m $5.7m 0.23% Reduced -2.8k -2,784
47 CHARTIST INC /CA/ 19.49% of their portfolio SEAL BEACH, CA 76,87476.9k $36.8m $36.8m 19.49% Added +51.9k +51,897
48 ERn Financial, LLC 1.13% of their portfolio MIDDLETON, WI 75,60775.6k $5.4m $5.4m 1.13% Added +2.1k +2,092
49 Total Wealth Planning, LLC 1.08% of their portfolio CINCINNATI, OH 72,69272.7k $5.2m $5.2m 1.08% Reduced -1.2k -1,180
50 WealthShield Partners, LLC 0.75% of their portfolio CARY, NC 69,39569.4k $5.0m $5.0m 0.75% Added +4.2k +4,154
51 UBS Group AG 0.00% of their portfolio ZURICH, V8 69,30369.3k $5.0m $5.0m 0.00% Reduced -9.6k -9,569
52 Veritable, L.P. 0.08% of their portfolio Newtown Square, PA 68,98769.0k $4.9m $4.9m 0.08% Added +1.4k +1,432
53 Perennial Investment Advisors, LLC 0.87% of their portfolio Los Angeles, CA 68,05668.1k $4.9m $4.9m 0.87% Reduced -12.3k -12,308
54 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 67,19467.2k $4.8m $4.8m 0.02% Added +699 +699
55 Prospera Financial Services Inc 0.17% of their portfolio Dallas, TX 62,49762.5k $4.5m $4.5m 0.17% New
56 Koss-Olinger Consulting, LLC 0.51% of their portfolio GAINESVILLE, FL 61,24461.2k $4.4m $4.4m 0.51% Reduced -648 -648
57 Cordatus Wealth Management LLC 1.59% of their portfolio NEWTOWN, PA 58,96159.0k $4.2m $4.2m 1.59% New
58 WALLER FINANCIAL PLANNING GROUP, INC 1.12% of their portfolio COLUMBUS, OH 56,73456.7k $4.1m $4.1m 1.12% Added +388 +388
59 Composition Wealth, LLC 0.12% of their portfolio LOS ANGELES, CA 54,96855.0k $3.9m $3.9m 0.12% Reduced -28.3k -28,265
60 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.13% of their portfolio LOS ANGELES, CA 53,61053.6k $3.8m $3.8m 0.13% Reduced -2.0k -1,985
61 Gladstone Institutional Advisory LLC 0.23% of their portfolio Bedminster, NJ 52,34552.3k $3.8m $3.8m 0.23% Reduced -525 -525
62 Bernardo Wealth Planning LLC 1.44% of their portfolio HARLEYSVILLE, PA 50,31950.3k $3.6m $3.6m 1.44% Added +1.6k +1,621
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,82949.8k $3.6m $3.6m 0.00% Reduced -3.2k -3,171
64 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.23% of their portfolio RICHMOND, VA 49,30449.3k $3.5m $3.5m 0.23% Added +1.4k +1,431
65 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 49,22449.2k $3.5m $3.5m 0.03% Added +1.2k +1,186
66 SFG Wealth Management, LLC. 2.91% of their portfolio TOWSON, MD 48,46848.5k $3.5m $3.5m 2.91% Added +44.6k +44,650
67 BENJAMIN EDWARDS INC 0.80% of their portfolio Clayton, MO 48,02048.0k $3.4m $3.4m 0.80% Added +18.5k +18,452
68 Koshinski Asset Management, Inc. 0.33% of their portfolio DECATUR, IL 43,49643.5k $3.1m $3.1m 0.33% Reduced -2.9k -2,933
69 Laidlaw Wealth Management LLC 0.60% of their portfolio NEW YORK CITY, NY 43,12243.1k $3.1m $3.1m 0.60% Reduced -2.7k -2,703
70 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 40,98541.0k $2.9m $2.9m 0.04% Added +250 +250
71 Larson Financial Group LLC 0.28% of their portfolio ST LOUIS, MO 39,80539.8k $2.9m $2.9m 0.28% Reduced -671 -671
72 Visionary Wealth Advisors 0.22% of their portfolio O'FALLON, IL 39,23139.2k $2.8m $2.8m 0.22% Added +10.8k +10,830
73 Windsor Wealth Management, Inc. 0.48% of their portfolio INDIANAPOLIS, IN 37,59637.6k $2.7m $2.7m 0.48% Added +7.9k +7,873
74 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 36,93736.9k $2.6m $2.6m 0.01% Added +1.4k +1,425
75 Keeley-Teton Advisors, LLC 0.34% of their portfolio Chicago, IL 36,61436.6k $2.6m $2.6m 0.34% Added +2.9k +2,942
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 35,82835.8k $2.6m $2.6m 0.00% Added +1.2k +1,190
77 Portside Wealth Group, LLC 0.46% of their portfolio Provo, UT 34,59934.6k $2.5m $2.5m 0.46% First filing
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,11533.1k $2.4m $2.4m 0.00% Added +15.7k +15,708
79 Denver PWM, LLC 0.96% of their portfolio DENVER, CO 32,60532.6k $2.3m $2.3m 0.96% Reduced -246 -246
80 Investors Research Corp 0.59% of their portfolio ATLANTA, GA 32,44232.4k $2.3m $2.3m 0.59% Reduced -45 -45
81 Pacific Sun Financial Corp 1.43% of their portfolio LOS ANGELES, CA 31,19431.2k $2.1m $2.1m 1.43% First filing
82 Thrive Capital Management, LLC 1.25% of their portfolio FORT WASHINGTON, PA 30,47430.5k $2.2m $2.2m 1.25% Added +331 +331
83 Destiny Capital Corp/CO 1.68% of their portfolio DENVER, CO 30,03230.0k $2.2m $2.2m 1.68% Added +1 +1
84 Chicago Partners Investment Group LLC 0.11% of their portfolio CHICAGO, IL 30,00030.0k $2.2m $2.2m 0.11% Added +1.8k +1,845
85 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 29,02429.0k $2.1m $2.1m 0.04% Added +6.8k +6,808
86 Courage Miller Partners, LLC 0.85% of their portfolio NORFOLK, VA 28,60828.6k $2.0m $2.0m 0.85% Reduced -199 -199
87 DFPG INVESTMENTS, LLC 0.18% of their portfolio SANDY, UT 27,43627.4k $2.0m $2.0m 0.18% Added +1.6k +1,566
88 Smith Anglin Financial, LLC 0.23% of their portfolio DALLAS, TX 26,30126.3k $1.9m $1.9m 0.23% New
89 DRIVE WEALTH MANAGEMENT, LLC 0.68% of their portfolio LEHI, UT 25,64825.6k $1.8m $1.8m 0.68% Reduced -3.1k -3,136
90 IAG Wealth Partners, LLC 0.48% of their portfolio WAUKESHA, WI 25,43925.4k $1.8m $1.8m 0.48% Reduced -9.3k -9,301
91 SCS Capital Management LLC 0.04% of their portfolio BOSTON, MA 23,48523.5k $1.7m $1.7m 0.04% Reduced -1.3k -1,303
92 Cooper Financial Group 0.41% of their portfolio IRVINE, CA 23,24323.2k $1.7m $1.7m 0.41% Reduced -382 -382
93 Twelve Points Wealth Management LLC 0.88% of their portfolio CONCORD, MA 22,95323.0k $1.6m $1.6m 0.88% Reduced -3.7k -3,665
94 Freedom Investment Management, Inc. 0.18% of their portfolio SOUTH WINDSOR, CT 22,79722.8k $1.6m $1.6m 0.18% Added +280 +280
95 SWMG, LLC 0.84% of their portfolio FORT WORTH, TX 22,37722.4k $1.6m $1.6m 0.84% Added +6.4k +6,409
96 Asset Management Group, Inc. 0.34% of their portfolio STAMFORD, CT 22,37222.4k $1.6m $1.6m 0.34% Added +70 +70
97 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 22,09522.1k $1.6m $1.6m 0.04% Added +1.8k +1,752
98 Wambolt & Associates, LLC 0.56% of their portfolio LITTLETON, CO 21,89421.9k $1.6m $1.6m 0.56% Reduced -634 -634
99 Occidental Asset Management, LLC 0.35% of their portfolio Burlingame, CA 21,66421.7k $1.6m $1.6m 0.35% Added +196 +196
100 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 21,32521.3k $1.5m $1.5m 0.08% Added +82 +82