Vault-13

ISHARES TR IVW

S&P 500 GRWT ETF · ETP · CUSIP 464287309

1,343 institutional holders +80 vs Q1 2023
311,037,364311.0m shares reported held*
$22.1bnreported value*
113 new 421 added 487 reduced 45 sold out net sold ≈ $39.0m (-596.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.14. Options: 11 managers hold calls ($212.9m notional), 6 hold puts ($3.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,200Q4 22: 1,263Q1 23: 1,263Q2 23: 1,3431,343Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,200
Q4 20221,263
Q1 20231,263
Q2 20231,343

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 467 bought or addedQ4 22: 533 cut or sold outQ4 22Q1 23: 466 bought or addedQ1 23: 557 cut or sold outQ1 23Q2 23: 534 bought or addedQ2 23: 532 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022467533
Q1 2023466557
Q2 2023534532

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $324.8mQ3 22 puts: $1.8mQ3 22P/C 0.01Q4 22 calls: $283.2mQ4 22 puts: $988.6kQ4 22P/C 0.00Q1 23 calls: $96.1mQ1 23 puts: $648.3kQ1 23P/C 0.01Q2 23 calls: $212.9mQ2 23 puts: $3.5mQ2 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$324.8m$1.8m0.01
Q4 2022$283.2m$988.6k0.00
Q1 2023$96.1m$648.3k0.01
Q2 2023$212.9m$3.5m0.02

Biggest buyers

LPL Financial LLC Added +775,225+775.2k
PRUDENTIAL PLC Added +771,900+771.9k
ENVESTNET ASSET MANAGEMENT INC Added +645,147+645.1k
Strategic Equity Management Added +542,686+542.7k
Modera Wealth Management, LLC Added +474,089+474.1k
Lido Advisors, LLC Added +406,209+406.2k
LVZ, Inc. Added +353,420+353.4k
Beacon Pointe Advisors, LLC Added +318,564+318.6k
SCS Capital Management LLC Added +311,250+311.2k
IFP Advisors, Inc Added +288,955+289.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -3,498,759-3.5m
FMR LLC Reduced -2,279,432-2.3m
Composition Wealth, LLC Reduced -606,485-606.5k
MERCER GLOBAL ADVISORS INC /ADV Reduced -402,940-402.9k
BANK OF AMERICA CORP /DE/ Reduced -329,804-329.8k
M&T Bank Corp Reduced -329,390-329.4k
Allworth Financial LP Reduced -314,594-314.6k
NorthCoast Asset Management LLC Sold out -262,042-262.0k
GOLDMAN SACHS GROUP INC Reduced -193,331-193.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -186,056-186.1k

Biggest calls

Twin Tree Management, LP New $70.0m808.7k shares
JANE STREET GROUP, LLC Added $67.7m796.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $38.7m548.9k shares
JPMORGAN CHASE & CO Reduced $26.0m300.0k shares
CITADEL ADVISORS LLC Added $4.4m62.7k shares
Maven Securities LTD Added $3.7m42.7k shares
IMC-Chicago, LLC Reduced $1.3m15.0k shares
Belvedere Trading LLC Added $704.8k10.0k shares
BANK OF NOVA SCOTIA Reduced $372.0k5.3k shares
Cutler Group LLC / CA Reduced $104.0k18.0k shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $1.7m25.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m17.5k shares
CITADEL ADVISORS LLC Added $260.8k3.7k shares
UBS Group AG New $211.4k3.0k shares
WELLS FARGO & COMPANY/MN New $49.3k700 shares
Cutler Group LLC / CA Reduced $02.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.35% of their portfolio NEW YORK, NY 43,137,74243.1m $3.0bn $3.0bn 0.35% Reduced -3.5m -3,498,759
2 MORGAN STANLEY 0.19% of their portfolio NEW YORK, NY 27,836,01127.8m $2.0bn $2.0bn 0.19% Added +214.6k +214,639
3 JONES FINANCIAL COMPANIES LLLP 2.00% of their portfolio DES PERES, MO 17,836,07717.8m $1.3bn $1.3bn 2.00% Added +148.1k +148,117
4 BANK OF AMERICA CORP /DE/ 0.13% of their portfolio CHARLOTTE, NC 16,071,75916.1m $1.1bn $1.1bn 0.13% Reduced -329.8k -329,804
5 WELLS FARGO & COMPANY/MN 0.32% of their portfolio SAN FRANCISCO, CA 15,744,87315.7m $1.1bn $1.1bn 0.32% Reduced -90.2k -90,217
6 ENVESTNET ASSET MANAGEMENT INC 0.44% of their portfolio Berwyn, PA 14,008,72614.0m $987.3m $987.3m 0.44% Added +645.1k +645,147
7 UBS Group AG 0.27% of their portfolio ZURICH, V8 8,817,0468.8m $621.4m $621.4m 0.27% Reduced -172.7k -172,714
8 AMERIPRISE FINANCIAL INC 0.18% of their portfolio MINNEAPOLIS, MN 8,366,3658.4m $589.8m $589.8m 0.18% Added +283.8k +283,773
9 STIFEL FINANCIAL CORP 0.70% of their portfolio ST. LOUIS, MO 7,214,1467.2m $508.5m $508.5m 0.70% Reduced -54.5k -54,535
10 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 6,332,4496.3m $446.3m $446.3m 0.11% Reduced -193.3k -193,331
11 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 5,699,8675.7m $401.7m $401.7m 0.29% Added +775.2k +775,225
12 M&T Bank Corp 1.41% of their portfolio BUFFALO, NY 5,367,2765.4m $378.3m $378.3m 1.41% Reduced -329.4k -329,390
13 PNC Financial Services Group, Inc. 0.30% of their portfolio Pittsburgh, PA 4,989,3655.0m $351.7m $351.7m 0.30% Reduced -76.8k -76,762
14 Mariner, LLC 0.72% of their portfolio Overland Park, KS 3,831,9913.8m $270.1m $270.1m 0.72% Reduced -100.0k -100,046
15 OSAIC HOLDINGS, INC. 0.43% of their portfolio SCOTTSDALE, AZ 3,413,9653.4m $240.5m $240.5m 0.43% Added +30.9k +30,926
16 J.P. Morgan Private Wealth Advisors LLC 1.24% of their portfolio SAN FRANCISCO, CA 3,400,6373.4m $239.7m $239.7m 1.24% Reduced -162.2k -162,245
17 US BANCORP \DE\ 0.37% of their portfolio MINNEAPOLIS, MN 3,192,1233.2m $225.0m $225.0m 0.37% Added +48.0k +48,007
18 REGIONS FINANCIAL CORP 1.88% of their portfolio BIRMINGHAM, AL 3,082,0713.1m $217.2m $217.2m 1.88% Added +589 +589
19 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 2,879,5622.9m $203.1m $203.1m 0.06% Added +144.6k +144,607
20 BlackRock Inc. 0.01% of their portfolio New York, NY 2,716,6072.7m $191.5m $191.5m 0.01% Reduced -122.1k -122,076
21 COMMONWEALTH EQUITY SERVICES, LLC 0.39% of their portfolio WALTHAM, MA 2,712,3602.7m $191.2m $191.2m 0.39% Reduced -186.1k -186,056
22 HB Wealth Management, LLC 3.03% of their portfolio Atlanta, GA 2,686,1462.7m $189.3m $189.3m 3.03% Reduced -24.8k -24,750
23 Raymond James Financial Services Advisors, Inc. 0.33% of their portfolio ST. PETERSBURG, FL 2,669,1832.7m $188.1m $188.1m 0.33% Added +65.2k +65,204
24 HUNTINGTON NATIONAL BANK 1.60% of their portfolio COLUMBUS, OH 2,447,5212.4m $172.5m $172.5m 1.60% Added +47.0k +47,019
25 FMR LLC 0.01% of their portfolio BOSTON, MA 2,192,7002.2m $154.5m $154.5m 0.01% Reduced -2.3m -2,279,432
26 RAYMOND JAMES & ASSOCIATES 0.12% of their portfolio ST PETERSBURG, FL 1,982,4222.0m $139.7m $139.7m 0.12% Added +3.1k +3,068
27 Lido Advisors, LLC 1.47% of their portfolio Los Angeles, CA 1,838,8501.8m $129.6m $129.6m 1.47% Added +406.2k +406,209
28 HighTower Advisors, LLC 0.24% of their portfolio CHICAGO, IL 1,740,1841.7m $122.6m $122.6m 0.24% Reduced -90.4k -90,435
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 1,615,7161.6m $113.9m $113.9m 0.15% Reduced -63.7k -63,738
30 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.98% of their portfolio MINNEAPOLIS, MN 1,508,1261.5m $106.3m $106.3m 2.98% Reduced -13.6k -13,633
31 CWM, LLC 0.56% of their portfolio OMAHA, NE 1,293,0401.3m $91.1m $91.1m 0.56% Added +14.2k +14,242
32 FIFTH THIRD BANCORP 0.37% of their portfolio CINCINNATI, OH 1,193,8601.2m $84.1m $84.1m 0.37% Reduced -166.3k -166,322
33 Salomon & Ludwin, LLC 8.95% of their portfolio RICHMOND, VA 1,192,8021.2m $84.1m $84.1m 8.95% Added +2.0k +2,005
34 LVZ, Inc. 11.45% of their portfolio Holland, MI 1,165,5251.2m $82.1m $82.1m 11.45% Added +353.4k +353,420
35 COURIER CAPITAL LLC 6.00% of their portfolio BUFFALO, NY 1,080,3621.1m $76.1m $76.1m 6.00% Reduced -3.7k -3,702
36 Smith Anglin Financial, LLC 8.39% of their portfolio DALLAS, TX 981,016981.0k $69.1m $69.1m 8.39% Added +286.4k +286,408
37 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 961,955962.0k $67.8m $67.8m 0.11% Reduced -71.5k -71,464
38 SCS Capital Management LLC 1.64% of their portfolio BOSTON, MA 948,596948.6k $66.9m $66.9m 1.64% Added +311.2k +311,250
39 Thrivent Financial for Lutherans 0.15% of their portfolio Minneapolis, MN 924,541924.5k $64.9m $64.9m 0.15% Added +184.6k +184,581
40 Rehmann Capital Advisory Group 5.81% of their portfolio LANSING, MI 920,191920.2k $64.9m $64.9m 5.81% Added +108.4k +108,395
41 Baird Financial Group, Inc. 0.17% of their portfolio MILWAUKEE, WI 893,365893.4k $63.0m $63.0m 0.17% Added +258 +258
42 Valmark Advisers, Inc. 1.25% of their portfolio AKRON, OH 873,674873.7k $61.6m $61.6m 1.25% Reduced -37.4k -37,384
43 MAI Capital Management 0.91% of their portfolio INDEPENDENCE, OH 873,283873.3k $61.5m $61.5m 0.91% Added +72.7k +72,656
44 Calamos Wealth Management LLC 4.36% of their portfolio NAPERVILLE, IL 840,754840.8k $59.3m $59.3m 4.36% Added +12.3k +12,297
45 PRUDENTIAL PLC 0.68% of their portfolio LONDON, X0 816,400816.4k $57.5m $57.5m 0.68% Added +771.9k +771,900
46 Modera Wealth Management, LLC 1.03% of their portfolio WESTWOOD, NJ 806,584806.6k $56.8m $56.8m 1.03% Added +474.1k +474,089
47 KEYBANK NATIONAL ASSOCIATION/OH 0.26% of their portfolio BROOKLYN, OH 800,412800.4k $56.4m $56.4m 0.26% Reduced -35.5k -35,513
48 Equitable Holdings, Inc. 0.81% of their portfolio NEW YORK, NY 799,903799.9k $56.4m $56.4m 0.81% Reduced -56.0k -56,027
49 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.60% of their portfolio OMAHA, NE 794,664794.7k $56.0m $56.0m 0.60% Added +32.7k +32,654
50 MONETA GROUP INVESTMENT ADVISORS LLC 1.22% of their portfolio ST LOUIS, MO 782,519782.5k $55.2m $55.2m 1.22% Added +141.3k +141,308
51 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 745,597745.6k $52.5m $52.5m 0.24% Reduced -117.9k -117,852
52 Stegner Investment Associates Inc. 41.53% of their portfolio LOUISVILLE, KY 716,980717.0k $50.5m $50.5m 41.53% Reduced -7.0k -6,980
53 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 678,849678.8k $47.9m $47.9m 0.02% Reduced -9.7k -9,688
54 ARVEST TRUST CO N A 2.94% of their portfolio ROGERS, AR 678,137678.1k $49.3m $49.3m 2.94% Reduced -21.9k -21,931
55 FIRST HAWAIIAN BANK 1.50% of their portfolio HONOLULU, HI 650,904650.9k $45.9m $45.9m 1.50% Reduced -7.8k -7,781
56 MERCER GLOBAL ADVISORS INC /ADV 0.18% of their portfolio DENVER, CO 642,174642.2k $45.3m $45.3m 0.18% Reduced -402.9k -402,940
57 Allworth Financial LP 0.37% of their portfolio FOLSOM, CA 624,417624.4k $44.0m $44.0m 0.37% Reduced -314.6k -314,594
58 Praetorian Wealth Management, Inc. 13.32% of their portfolio CARMEL, CA 611,644611.6k $43.1m $43.1m 13.32% Added +5.9k +5,921
59 IFP Advisors, Inc 1.54% of their portfolio TAMPA, FL 597,056597.1k $70.1m $70.1m 1.54% Added +289.0k +288,955
60 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 579,789579.8k $40.9m $40.9m 0.16% Added +3.4k +3,396
61 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 578,761578.8k $40.8m $40.8m 0.01% Added +91.9k +91,948
62 Cetera Investment Advisers 0.33% of their portfolio SCHAUMBURG, IL 560,290560.3k $39.5m $39.5m 0.33% Added +27.4k +27,385
63 TRIAD FINANCIAL ADVISORS, INC. 16.17% of their portfolio GREENSBORO, NC 558,917558.9k $39.4m $39.4m 16.17% Added +8.7k +8,698
64 Strategic Equity Management 13.33% of their portfolio TUCSON, AZ 552,693552.7k $39.0m $39.0m 13.33% Added +542.7k +542,686
65 1834 INVESTMENT ADVISORS CO 4.63% of their portfolio Milwaukee, WI 551,017551.0k $38.8m $38.8m 4.63% Reduced -12.5k -12,508
66 Cetera Advisors LLC 0.61% of their portfolio DENVER, CO 545,235545.2k $38.4m $38.4m 0.61% Added +8.5k +8,519
67 Probity Advisors, Inc. 8.37% of their portfolio DALLAS, TX 543,866543.9k $38.3m $38.3m 8.37% First filing
68 North Star Investment Management Corp. 2.99% of their portfolio CHICAGO, IL 522,808522.8k $36.8m $36.8m 2.99% Added +16.6k +16,573
69 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.19% of their portfolio IRVING, TX 506,537506.5k $35.7m $35.7m 0.19% Reduced -26.8k -26,766
70 Beacon Pointe Advisors, LLC 0.58% of their portfolio NEWPORT BEACH, CA 505,995506.0k $35.7m $35.7m 0.58% Added +318.6k +318,564
71 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 500,515500.5k $35.3m $35.3m 0.14% First filing
72 Connecticut Wealth Management, LLC 2.38% of their portfolio FARMINGTON, CT 485,398485.4k $34.2m $34.2m 2.38% Reduced -3.4k -3,394
73 MML INVESTORS SERVICES, LLC 0.19% of their portfolio SPRINGFIELD, MA 479,458479.5k $33.8m $33.8m 0.19% Added +124.1k +124,133
74 Financial Engines Advisors L.L.C. 0.09% of their portfolio SANTA CLARA, CA 478,661478.7k $33.7m $33.7m 0.09% Reduced -16.9k -16,890
75 GREENLEAF TRUST 0.36% of their portfolio KALAMAZOO, MI 475,274475.3k $33.5m $33.5m 0.36% Reduced -1.9k -1,926
76 Ameritas Investment Partners, Inc. 1.25% of their portfolio LINCOLN, NE 470,529470.5k $33.2m $33.2m 1.25% Reduced -51.8k -51,758
77 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 465,409465.4k $32.8m $32.8m 0.04% Reduced -26.1k -26,050
78 BOK Financial Private Wealth, Inc. 2.65% of their portfolio DENVER, CO 461,918461.9k $32.6m $32.6m 2.65% Reduced -40.0k -40,013
79 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 440,649440.6k $31.1m $31.1m 0.19% Added +152.4k +152,353
80 Sigma Planning Corp 1.11% of their portfolio ANN ARBOR, MI 437,419437.4k $30.8m $30.8m 1.11% Added +3.8k +3,769
81 World Investment Advisors 5.93% of their portfolio LINCROFT, NJ 434,764434.8k $30.6m $30.6m 5.93% Added +28.4k +28,362
82 Private Advisor Group, LLC 0.26% of their portfolio MORRISTOWN, NJ 428,192428.2k $30.4m $30.4m 0.26% Added +46.4k +46,436
83 FINANCIAL LIFE ADVISORS 12.59% of their portfolio SAN ANTONIO, TX 427,961428.0k $30.2m $30.2m 12.59% Added +46.1k +46,082
84 AMARILLO NATIONAL BANK 5.64% of their portfolio AMARILLO, TX 412,134412.1k $29.0m $29.0m 5.64% Reduced -7.2k -7,215
85 Quantitative Strategies, Inc. 19.48% of their portfolio CALABASAS, CA 411,762411.8k $29.0m $29.0m 19.48% First filing
86 WADE G W & INC 1.05% of their portfolio Wellesley, MA 409,089409.1k $28.8m $28.8m 1.05% Added +2.2k +2,203
87 Strategic Wealth Partners Group, LLC 4.14% of their portfolio DEERFIELD, IL 406,116406.1k $28.6m $28.6m 4.14% Added +20.5k +20,519
88 TD PRIVATE CLIENT WEALTH LLC 1.18% of their portfolio NEW YORK, NY 386,905386.9k $27.3m $27.3m 1.18% Reduced -27.6k -27,642
89 Busey Bank 1.10% of their portfolio URBANA, IL 381,832381.8k $26.9m $26.9m 1.10% Reduced -13.6k -13,610
90 MV CAPITAL MANAGEMENT, INC. 3.45% of their portfolio BETHESDA, MD 368,695368.7k $26.0m $26.0m 3.45% Added +13.2k +13,160
91 EisnerAmper Wealth Management Corporate Benefits, LLC 12.34% of their portfolio ISELIN, NJ 365,913365.9k $25.8m $25.8m 12.34% Reduced -20.5k -20,531
92 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 365,554365.6k $25.8m $25.8m 0.03% Reduced -10.5k -10,460
93 Cetera Advisor Networks LLC 0.18% of their portfolio EL SEGUNDO, CA 364,408364.4k $25.7m $25.7m 0.18% Added +81.8k +81,758
94 LMG Wealth Partners, LLC 7.78% of their portfolio SHREVEPORT, LA 360,931360.9k $25.4m $25.4m 7.78% Added +2.3k +2,282
95 ENCOMPASS WEALTH ADVISORS, LLC 8.22% of their portfolio PORTLAND, OR 358,426358.4k $25.3m $25.3m 8.22% Reduced -3.7k -3,678
96 Foundation Wealth Management, LLC 24.48% of their portfolio Clayton, MO 355,950355.9k $25.1m $25.1m 24.48% Reduced -1.5k -1,471
97 BOKF, NA 0.51% of their portfolio TULSA, OK 355,298355.3k $25.0m $25.0m 0.51% Added +14.7k +14,685
98 Platte River Wealth Advisors, LLC 8.74% of their portfolio LOUISVILLE, CO 353,774353.8k $24.9m $24.9m 8.74% Added +10.6k +10,554
99 Forvis Mazars Wealth Advisors, LLC 0.71% of their portfolio Springfield, MO 344,530344.5k $24.3m $24.3m 0.71% Reduced -17.6k -17,562
100 AVANTAX ADVISORY SERVICES, INC. 0.28% of their portfolio DALLAS, TX 342,643342.6k $24.1m $24.1m 0.28% Added +1.9k +1,884