Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

278 institutional holders +3 vs Q1 2023
61,936,22561.9m shares reported held*
$1.6bnreported value*
33 new 89 added 111 reduced 32 sold out net sold ≈ $132.8m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($657.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.13. Options: 2 managers hold calls ($480.2k notional), 2 hold puts ($580.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 239Q4 22: 275Q1 23: 275Q2 23: 278278Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275
Q2 2023278

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 156 bought or addedQ4 22: 109 cut or sold outQ4 22Q1 23: 248 bought or addedQ1 23: 49 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 143 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022156109
Q1 202324849
Q2 2023122143

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.3mQ3 22 puts: $1.5mQ3 22P/C 1.14Q4 22 calls: $305.0kQ4 22 puts: $1.7mQ4 22P/C 5.56Q1 23 calls: $60.1kQ1 23 puts: $15.0kQ1 23P/C 0.25Q2 23 calls: $480.2kQ2 23 puts: $580.2kQ2 23P/C 1.21
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.5m1.14
Q4 2022$305.0k$1.7m5.56
Q1 2023$60.1k$15.0k0.25
Q2 2023$480.2k$580.2k1.21

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,077,829+1.1m
ENVESTNET ASSET MANAGEMENT INC Added +396,191+396.2k
ORG Partners LLC New +333,506+333.5k
WCG Wealth Advisors LLC Added +298,264+298.3k
Ocean Park Asset Management, LLC New +281,900+281.9k
Atria Investments, Inc New +159,319+159.3k
1900 WEALTH MANAGEMENT LLC Added +130,244+130.2k
LPL Financial LLC Added +126,829+126.8k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +120,911+120.9k
TOWNSQUARE CAPITAL LLC Added +118,186+118.2k

Biggest sellers

FMR LLC Reduced -6,007,329-6.0m
Private Ocean, LLC Reduced -505,357-505.4k
SEI INVESTMENTS CO Reduced -466,465-466.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -352,249-352.2k
Jordan Park Group LLC Reduced -300,218-300.2k
OSAIC HOLDINGS, INC. Reduced -281,941-281.9k
Avantax Planning Partners, Inc. Reduced -254,580-254.6k
JANE STREET GROUP, LLC Reduced -206,802-206.8k
BANK OF AMERICA CORP /DE/ Reduced -146,783-146.8k
Thrive Wealth Management, LLC Reduced -141,225-141.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $475.2k19.0k shares
CITADEL ADVISORS LLC Reduced $5.0k200 shares

Biggest puts

CITADEL ADVISORS LLC Added $312.6k12.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $267.6k10.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 8,779,1018.8m $219.6m $219.6m 0.02% Reduced -6.0m -6,007,329
2 SEI INVESTMENTS CO 0.26% of their portfolio OAKS, PA 6,030,7336.0m $150.8m $150.8m 0.26% Reduced -466.5k -466,465
3 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 4,824,3334.8m $120.7m $120.7m 0.10% Added +98.9k +98,874
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,814,4384.8m $120.4m $120.4m 0.03% Reduced -12.2k -12,236
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,411,4803.4m $85.3m $85.3m 0.01% Reduced -146.8k -146,783
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 3,235,6843.2m $80.9m $80.9m 0.02% Added +1.1m +1,077,829
7 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,591,8592.6m $64.8m $64.8m 0.03% Added +396.2k +396,191
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.35% of their portfolio IRVING, TX 2,562,1362.6m $64.1m $64.1m 0.35% Added +120.9k +120,911
9 Avantax Planning Partners, Inc. 2.27% of their portfolio DUBUQUE, IA 2,285,3812.3m $57.2m $57.2m 2.27% Reduced -254.6k -254,580
10 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,041,0822.0m $51.0m $51.0m 0.04% Added +126.8k +126,829
11 Private Ocean, LLC 4.67% of their portfolio SAN RAFAEL, CA 1,473,8061.5m $36.9m $36.9m 4.67% Reduced -505.4k -505,357
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,074,2081.1m $26.9m $26.9m 0.00% Added +59.4k +59,360
13 Jordan Park Group LLC 1.33% of their portfolio SAN FRANCISCO, CA 811,722811.7k $20.3m $20.3m 1.33% Reduced -300.2k -300,218
14 Pallas Capital Advisors LLC 0.80% of their portfolio BRAINTREE, MA 713,955714.0k $17.8m $17.8m 0.80% Added +42.2k +42,176
15 1900 WEALTH MANAGEMENT LLC 1.66% of their portfolio SAN ANTONIO, TX 643,461643.5k $16.1m $16.1m 1.66% Added +130.2k +130,244
16 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 604,715604.7k $15.1m $15.1m 0.03% Added +54.9k +54,911
17 Revolve Wealth Partners, LLC 3.37% of their portfolio Hackensack, NJ 574,675574.7k $14.4m $14.4m 3.37% Added +49.6k +49,605
18 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 531,650531.6k $13.3m $13.3m 0.05% Added +95.0k +95,005
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 515,025515.0k $12.9m $12.9m 0.00% Added +30.2k +30,153
20 UBS Group AG 0.01% of their portfolio ZURICH, V8 514,995515.0k $12.9m $12.9m 0.01% Added +7.7k +7,661
21 CX Institutional 0.63% of their portfolio AUBURN, IN 487,102487.1k $12.2m $12.2m 0.63% Reduced -9.4k -9,393
22 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.46% of their portfolio Seattle, WA 457,844457.8k $11.5m $11.5m 0.46% Added +68.9k +68,897
23 WCG Wealth Advisors LLC 1.30% of their portfolio LAS VEGAS, NV 444,046444.0k $11.1m $11.1m 1.30% Added +298.3k +298,264
24 Capital Asset Advisory Services LLC 0.77% of their portfolio Williamston, MI 441,536441.5k $11.0m $11.0m 0.77% Reduced -7.9k -7,888
25 Parkside Investments, LLC 1.79% of their portfolio DEERFIELD, IL 382,878382.9k $9.6m $9.6m 1.79% Reduced -6.7k -6,675
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 348,096348.1k $8.7m $8.7m 0.00% Reduced -50.1k -50,105
27 ORG Partners LLC 1.35% of their portfolio ROANOKE, IN 333,506333.5k $8.3m $8.3m 1.35% New
28 Avidian Wealth Enterprises, LLC 0.47% of their portfolio Houston, TX 286,094286.1k $7.2m $7.2m 0.47% Reduced -85.5k -85,509
29 Ocean Park Asset Management, LLC 0.24% of their portfolio SANTA MONICA, CA 281,900281.9k $7.1m $7.1m 0.24% New
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 234,359234.4k $5.9m $5.9m 0.01% Reduced -52.4k -52,428
31 RIVERSEDGE ADVISORS, LLC 1.56% of their portfolio Wilmington, DE 227,918227.9k $5.7m $5.7m 1.56% Reduced -1.5k -1,501
32 Syntegra Private Wealth Group, LLC 0.85% of their portfolio Chesterfield, MO 223,233223.2k $5.6m $5.6m 0.85% Added +14.3k +14,253
33 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 222,323222.3k $5.6m $5.6m 0.01% Reduced -281.9k -281,941
34 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 222,209222.2k $5.6m $5.6m 0.01% Reduced -29.0k -28,970
35 Collaborative Wealth Managment Inc. 3.28% of their portfolio LAKE MARY, FL 220,565220.6k $5.5m $5.5m 3.28% Added +25.4k +25,361
36 CAPITAL INSIGHT PARTNERS, LLC 1.18% of their portfolio SCOTTSDALE, AZ 211,228211.2k $5.3m $5.3m 1.18% Added +46.5k +46,465
37 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 198,942198.9k $5.0m $5.0m 0.09% Added +8.4k +8,414
38 GREAT VALLEY ADVISOR GROUP, INC. 0.20% of their portfolio WILMINGTON, DE 194,925194.9k $4.9m $4.9m 0.20% Added +28.7k +28,674
39 High Net Worth Advisory Group LLC 1.85% of their portfolio NAPLES, FL 190,678190.7k $4.8m $4.8m 1.85% Reduced -1.4k -1,449
40 CGN Advisors LLC 0.67% of their portfolio MANHATTAN, KS 187,115187.1k $4.7m $4.7m 0.67% Added +21.3k +21,282
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 185,038185.0k $4.6m $4.6m 0.00% Added +79.2k +79,229
42 Running Point Capital Advisors, LLC 2.45% of their portfolio EL SEGUNDO, CA 174,537174.5k $4.4m $4.4m 2.45% Reduced -813 -813
43 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 174,488174.5k $4.4m $4.4m 0.05% Reduced -17.0k -16,995
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 171,751171.8k $4.3m $4.3m 0.01% Reduced -2.3k -2,336
45 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 167,851167.9k $4.2m $4.2m 0.01% Reduced -352.2k -352,249
46 Dubuque Bank & Trust Co 0.52% of their portfolio Dubuque, IA 162,276162.3k $4.1m $4.1m 0.52% Added +1.5k +1,523
47 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 159,319159.3k $4.0m $4.0m 0.07% New
48 Erickson Financial Group, LLC 3.53% of their portfolio ALLENTOWN, PA 155,483155.5k $3.9m $3.9m 3.53% Reduced -1.8k -1,757
49 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 152,829152.8k $3.8m $3.8m 0.07% Added +118.2k +118,186
50 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 143,016143.0k $3.6m $3.6m 0.01% Reduced -45.7k -45,708
51 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 133,167133.2k $3.3m $3.3m 0.05% Reduced -55.6k -55,624
52 James J. Burns & Company, LLC 0.83% of their portfolio MELVILLE, NY 130,912130.9k $3.3m $3.3m 0.83% Reduced -22.8k -22,763
53 BROWN WEALTH MANAGEMENT, LLC 1.61% of their portfolio NAPERVILLE, IL 124,402124.4k $3.1m $3.1m 1.61% First filing
54 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 117,680117.7k $5.9m $5.9m 0.02% Reduced -141 -141
55 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 116,855116.9k $2.9m $2.9m 0.02% Added +44.1k +44,107
56 Sound Financial Strategies Group, LLC 2.06% of their portfolio MADISON, MS 112,488112.5k $2.8m $2.8m 2.06% New
57 Perigon Wealth Management, LLC 0.11% of their portfolio SAN FRANCISCO, CA 109,007109.0k $2.7m $2.7m 0.11% Added +3.5k +3,494
58 CAPE COD FIVE CENTS SAVINGS BANK 0.28% of their portfolio HYANNIS, MA 107,296107.3k $2.7m $2.7m 0.28% Reduced -18.1k -18,058
59 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 105,889105.9k $2.6m $2.6m 0.02% New
60 Bragg Financial Advisors, Inc 0.14% of their portfolio CHARLOTTE, NC 99,67299.7k $2.5m $2.5m 0.14% Added +6.7k +6,686
61 Melone Private Wealth, LLC 1.75% of their portfolio AUBURN HILLS, MI 99,33199.3k $2.5m $2.5m 1.75% Added +15.2k +15,159
62 WealthShield Partners, LLC 0.37% of their portfolio CARY, NC 97,52097.5k $2.4m $2.4m 0.37% Added +58.5k +58,536
63 Orcam Financial Group 3.24% of their portfolio ENCINITAS, CA 93,99394.0k $2.4m $2.4m 3.24% Reduced -17.4k -17,379
64 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.88% of their portfolio ORLANDO, FL 93,52993.5k $6.5m $6.5m 0.88% New
65 Executive Wealth Management, LLC 0.22% of their portfolio BRIGHTON, MI 86,13586.1k $2.2m $2.2m 0.22% Added +12.5k +12,494
66 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 85,05685.1k $2.1m $2.1m 0.00% Reduced -918 -918
67 SVB WEALTH LLC 0.04% of their portfolio BOSTON, MA 85,04385.0k $2.1m $2.1m 0.04% Reduced -3.1k -3,127
68 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 82,26382.3k $2.1m $2.1m 0.08% New
69 Performance Wealth Partners, LLC 0.09% of their portfolio HINSDALE, IL 81,80581.8k $2.0m $2.0m 0.09% Reduced -2.7k -2,681
70 KWMG, LLC 0.25% of their portfolio OVERLAND PARK, KS 81,03081.0k $2.0m $2.0m 0.25% Added +9.2k +9,200
71 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 78,41978.4k $2.0m $2.0m 0.10% Added +1.5k +1,488
72 Wedmont Private Capital 0.20% of their portfolio WEST CHESTER, PA 76,13176.1k $1.9m $1.9m 0.20% Reduced -27.5k -27,495
73 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 75,77675.8k $1.9m $1.9m 0.01% Added +5.4k +5,446
74 BENJAMIN F. EDWARDS & COMPANY, INC. 0.07% of their portfolio ST. LOUIS, MO 74,13474.1k $1.9m $1.9m 0.07% Reduced -22.9k -22,871
75 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 72,15472.2k $1.8m $1.8m 0.03% Reduced -5.8k -5,755
76 McAdam, LLC 0.15% of their portfolio Philadelphia, PA 72,12072.1k $1.8m $1.8m 0.15% Added +4.0k +4,038
77 MBL Wealth, LLC 0.25% of their portfolio CHARLOTTE, NC 70,89970.9k $1.8m $1.8m 0.25% Reduced -9.9k -9,905
78 Tennessee Valley Asset Management Partners 0.54% of their portfolio KNOXVILLE, TN 67,47967.5k $1.7m $1.7m 0.54% Added +1.4k +1,384
79 Mariner, LLC 0.00% of their portfolio Overland Park, KS 66,59266.6k $1.7m $1.7m 0.00% Reduced -23.0k -22,978
80 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 66,39966.4k $1.7m $1.7m 0.03% Reduced -2.9k -2,910
81 Blue Chip Partners, LLC 0.19% of their portfolio FARMINGTON HILLS, MI 65,94865.9k $1.6m $1.6m 0.19% Reduced -8.8k -8,755
82 Thrive Wealth Management, LLC 0.42% of their portfolio AUDUBON, PA 65,13465.1k $1.6m $1.6m 0.42% Reduced -141.2k -141,225
83 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 64,82064.8k $1.6m $1.6m 0.00% Added +780 +780
84 DRAVO BAY LLC 1.14% of their portfolio REHOBOTH BEACH, DE 61,92861.9k $1.5m $1.5m 1.14% Reduced -16.3k -16,327
85 SevenBridge Financial Group, LLC 0.39% of their portfolio HARRISBURG, PA 60,20660.2k $1.5m $1.5m 0.39% Added +4 +4
86 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 59,99160.0k $1.5m $1.5m 0.07% Reduced -328 -328
87 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 59,82659.8k $1.5m $1.5m 0.07% Added +5.5k +5,476
88 AFT, FORSYTH & COMPANY, INC. 1.02% of their portfolio JUPITER, FL 57,75057.8k $1.4m $1.4m 1.02% Unchanged
89 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 57,22157.2k $1.4m $1.4m 0.02% Added +1.7k +1,660
90 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 52,97653.0k $1.3m $1.3m 0.03% Reduced -980 -980
91 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 52,24552.2k $1.3m $1.3m 0.00% Added +715 +715
92 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 52,12652.1k $1.3m $1.3m 0.02% Reduced -5.2k -5,218
93 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 51,94051.9k $1.3m $1.3m 0.01% Added +4.7k +4,703
94 ShoreHaven Wealth Partners, LLC 0.85% of their portfolio Red Bank, NJ 50,55950.6k $1.3m $1.3m 0.85% Added +8.6k +8,561
95 SAXON INTERESTS, INC. 0.68% of their portfolio HOUSTON, TX 50,46850.5k $1.3m $1.3m 0.68% Reduced -2.2k -2,178
96 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 49,39549.4k $1.2m $1.2m 0.01% Added +3.4k +3,389
97 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 49,08649.1k $1.2m $1.2m 0.01% Reduced -17.3k -17,305
98 Chemistry Wealth Management LLC 0.39% of their portfolio NEW YORK, NY 48,39748.4k $1.2m $1.2m 0.39% Reduced -6.3k -6,290
99 World Investment Advisors 0.23% of their portfolio LINCROFT, NJ 48,36748.4k $1.2m $1.2m 0.23% Reduced -2.2k -2,202
100 Keystone Financial Group 0.20% of their portfolio LEXINGTON, KY 47,34447.3k $1.2m $1.2m 0.20% First filing