Vault-13

ISHARES TR IJK

S&P MC 400GR ETF · ETP · CUSIP 464287606

730 institutional holders +11 vs Q1 2023
69,578,23169.6m shares reported held*
$5.2bnreported value*
46 new 211 added 229 reduced 41 sold out net sold ≈ $321.0m (-4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.19. Options: 10 managers hold calls ($362.5m notional), 2 hold puts ($390.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 647Q4 22: 697Q1 23: 719Q2 23: 730730Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022647
Q4 2022697
Q1 2023719
Q2 2023730

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 255 bought or addedQ4 22: 259 cut or sold outQ4 22Q1 23: 280 bought or addedQ1 23: 263 cut or sold outQ1 23Q2 23: 257 bought or addedQ2 23: 270 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022255259
Q1 2023280263
Q2 2023257270

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $102.1mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $116.9mQ4 22 puts: $109.3kQ4 22P/C 0.00Q1 23 calls: $107.1mQ1 23 puts: $243.1kQ1 23P/C 0.00Q2 23 calls: $362.5mQ2 23 puts: $390.0kQ2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$102.1m$00.00
Q4 2022$116.9m$109.3k0.00
Q1 2023$107.1m$243.1k0.00
Q2 2023$362.5m$390.0k0.00

Biggest buyers

Smith Anglin Financial, LLC Added +496,863+496.9k
Cerity Partners LLC Added +385,716+385.7k
LPL Financial LLC Added +291,713+291.7k
CAPTRUST FINANCIAL ADVISORS Added +275,165+275.2k
Main Management ETF Advisors, LLC Added +152,600+152.6k
UBS Group AG Added +141,112+141.1k
ENVESTNET ASSET MANAGEMENT INC Added +91,273+91.3k
Ramiah Investment Group New +74,255+74.3k
Cetera Advisor Networks LLC Added +47,079+47.1k
HighTower Advisors, LLC Added +39,572+39.6k

Biggest sellers

FMR LLC Reduced -3,791,163-3.8m
Tanglewood Wealth Management, Inc. Sold out -475,461-475.5k
WELLS FARGO & COMPANY/MN Reduced -425,596-425.6k
BANK OF AMERICA CORP /DE/ Reduced -369,760-369.8k
Wilmington Savings Fund Society, FSB Reduced -323,809-323.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -319,246-319.2k
Simplicity Solutions, LLC Reduced -95,330-95.3k
TIEDEMANN ADVISORS, LLC Reduced -86,326-86.3k
MORGAN STANLEY Reduced -81,010-81.0k
Royal Fund Management, LLC Sold out -72,392-72.4k

Biggest calls

JANE STREET GROUP, LLC Added $246.4m2.3m shares
Brevan Howard Capital Management LP New $55.7m518.0k shares
JPMORGAN CHASE & CO Added $45.0m418.3k shares
IMC-Chicago, LLC Added $12.5m98.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $817.5k10.9k shares
Maven Securities LTD Reduced $685.7k5.4k shares
CenterStar Asset Management, LLC New $507.8k4.0k shares
BW Gestao de Investimentos Ltda. Added $464.0k28.0k shares
CITADEL ADVISORS LLC Added $255.0k3.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $382.5k5.1k shares
CITADEL ADVISORS LLC New $7.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 8,155,5348.2m $611.7m $611.7m 0.18% Reduced -425.6k -425,596
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 6,600,4376.6m $495.0m $495.0m 0.05% Reduced -81.0k -81,010
3 FMR LLC 0.02% of their portfolio BOSTON, MA 3,391,9793.4m $254.4m $254.4m 0.02% Reduced -3.8m -3,791,163
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,202,3953.2m $240.2m $240.2m 0.03% Reduced -369.8k -369,760
5 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,115,1703.1m $233.6m $233.6m 0.06% Reduced -21.2k -21,244
6 Main Management ETF Advisors, LLC 13.26% of their portfolio SAN FRANCISCO, CA 2,441,6002.4m $183.1m $183.1m 13.26% Added +152.6k +152,600
7 PNC Financial Services Group, Inc. 0.13% of their portfolio Pittsburgh, PA 2,024,2122.0m $151.8m $151.8m 0.13% Reduced -11.5k -11,460
8 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,988,8602.0m $149.2m $149.2m 0.06% Added +141.1k +141,112
9 CAPTRUST FINANCIAL ADVISORS 0.52% of their portfolio RALEIGH, NC 1,749,2891.7m $131.2m $131.2m 0.52% Added +275.2k +275,165
10 Financial Engines Advisors L.L.C. 0.32% of their portfolio SANTA CLARA, CA 1,702,4001.7m $127.7m $127.7m 0.32% Reduced -16.8k -16,767
11 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,621,6941.6m $121.6m $121.6m 0.05% Added +91.3k +91,273
12 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,288,2601.3m $96.5m $96.5m 0.03% Added +26.2k +26,223
13 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,173,5831.2m $88.0m $88.0m 0.06% Added +291.7k +291,713
14 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 990,637990.6k $74.3m $74.3m 0.06% Reduced -72.2k -72,204
15 D.A. DAVIDSON & CO. 0.77% of their portfolio GREAT FALLS, MT 972,834972.8k $73.0m $73.0m 0.77% Added +28.2k +28,188
16 Main Management LLC 6.35% of their portfolio SAN FRANCISCO, CA 833,605833.6k $62.5m $62.5m 6.35% Added +12.6k +12,647
17 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 802,605802.6k $60.2m $60.2m 0.01% Reduced -12.2k -12,225
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 793,538793.5k $59.5m $59.5m 0.08% Added +3.4k +3,434
19 MAI Capital Management 0.87% of their portfolio INDEPENDENCE, OH 781,672781.7k $58.6m $58.6m 0.87% Reduced -4.3k -4,270
20 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 720,016720.0k $54.0m $54.0m 0.01% Added +27.7k +27,714
21 Wilmington Savings Fund Society, FSB 2.07% of their portfolio WILMINGTON, DE 662,937662.9k $49.7m $49.7m 2.07% Reduced -323.8k -323,809
22 KEYBANK NATIONAL ASSOCIATION/OH 0.21% of their portfolio BROOKLYN, OH 629,891629.9k $47.2m $47.2m 0.21% Reduced -2.8k -2,835
23 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 619,578619.6k $46.6m $46.6m 0.02% Reduced -27.5k -27,468
24 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 591,685591.7k $44.4m $44.4m 0.08% Reduced -36.1k -36,082
25 Willis Johnson & Associates, Inc. 4.51% of their portfolio Houston, TX 564,418564.4k $42.3m $42.3m 4.51% Added +16.8k +16,808
26 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 563,697563.7k $42.3m $42.3m 0.09% Reduced -319.2k -319,246
27 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 553,714553.7k $41.5m $41.5m 0.07% Reduced -49.9k -49,899
28 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 530,422530.4k $39.8m $39.8m 0.01% Reduced -17.2k -17,177
29 Smith Anglin Financial, LLC 4.82% of their portfolio DALLAS, TX 529,580529.6k $39.7m $39.7m 4.82% Added +496.9k +496,863
30 BOKF, NA 0.77% of their portfolio TULSA, OK 501,715501.7k $37.6m $37.6m 0.77% Reduced -28.1k -28,120
31 REGIONS FINANCIAL CORP 0.32% of their portfolio BIRMINGHAM, AL 495,886495.9k $37.2m $37.2m 0.32% Reduced -7.3k -7,288
32 Joel Isaacson & Co., LLC 2.30% of their portfolio NEW YORK, NY 459,025459.0k $34.4m $34.4m 2.30% Added +9.6k +9,555
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 432,348432.3k $32.4m $32.4m 0.00% Added +18.9k +18,858
34 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 428,933428.9k $32.2m $32.2m 0.06% Added +28.6k +28,564
35 J.P. Morgan Private Wealth Advisors LLC 0.17% of their portfolio SAN FRANCISCO, CA 428,539428.5k $32.1m $32.1m 0.17% Reduced -19.9k -19,856
36 Lido Advisors, LLC 0.36% of their portfolio Los Angeles, CA 424,633424.6k $31.8m $31.8m 0.36% Added +22.5k +22,513
37 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 398,691398.7k $29.9m $29.9m 0.12% Added +385.7k +385,716
38 World Investment Advisors 5.13% of their portfolio LINCROFT, NJ 353,480353.5k $26.5m $26.5m 5.13% Added +11.7k +11,680
39 TIEDEMANN ADVISORS, LLC 1.07% of their portfolio NEW YORK, NY 335,005335.0k $25.1m $25.1m 1.07% Reduced -86.3k -86,326
40 Salomon & Ludwin, LLC 2.51% of their portfolio RICHMOND, VA 314,922314.9k $23.6m $23.6m 2.51% Added +801 +801
41 1834 INVESTMENT ADVISORS CO 2.68% of their portfolio Milwaukee, WI 299,910299.9k $22.5m $22.5m 2.68% Reduced -17.1k -17,106
42 Arax Advisory Partners 2.84% of their portfolio NEW YORK, NY 296,541296.5k $22.2m $22.2m 2.84% Reduced -17.9k -17,854
43 Savant Capital, LLC 0.35% of their portfolio ROCKFORD, IL 296,190296.2k $22.2m $22.2m 0.35% Reduced -2.0k -1,975
44 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 280,948280.9k $21.1m $21.1m 0.04% Added +39.6k +39,572
45 Steward Partners Investment Advisory, LLC 0.31% of their portfolio STAMFORD, CT 277,580277.6k $20.8m $20.8m 0.31% Reduced -29.4k -29,361
46 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 238,499238.5k $17.9m $17.9m 0.02% Reduced -35.8k -35,798
47 SPC Financial, Inc. 1.91% of their portfolio ROCKVILLE, MD 235,664235.7k $17.7m $17.7m 1.91% Added +2.7k +2,670
48 Capital Advisors, Ltd. LLC 2.61% of their portfolio SHAKER HEIGHTS, OH 232,871232.9k $17.5m $17.5m 2.61% Reduced -789 -789
49 COURIER CAPITAL LLC 1.35% of their portfolio BUFFALO, NY 228,806228.8k $17.2m $17.2m 1.35% Added +11.1k +11,127
50 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 228,658228.7k $17.1m $17.1m 0.07% First filing
51 Mariner, LLC 0.04% of their portfolio Overland Park, KS 209,603209.6k $15.7m $15.7m 0.04% Added +27.7k +27,663
52 INSPIRION WEALTH ADVISORS, LLC 2.85% of their portfolio LIBERTYVILLE, IL 198,668198.7k $14.9m $14.9m 2.85% Added +5.9k +5,877
53 JMAC ENTERPRISES LLC 3.65% of their portfolio NEWTOWN, PA 197,038197.0k $14.8m $14.8m 3.65% Added +3.1k +3,113
54 FIRST MERCHANTS CORP 1.24% of their portfolio Muncie, IN 195,192195.2k $14.6m $14.6m 1.24% Reduced -979 -979
55 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 188,478188.5k $14.1m $14.1m 0.10% Added +47.1k +47,079
56 JSF Financial, LLC 4.76% of their portfolio LOS ANGELES, CA 179,477179.5k $13.5m $13.5m 4.76% Added +3.7k +3,667
57 Hudson Capital Management LLC 5.15% of their portfolio RAMSEY, NJ 178,571178.6k $13.4m $13.4m 5.15% Added +4.1k +4,072
58 Cassaday & Co Wealth Management LLC 0.53% of their portfolio MCLEAN, VA 177,780177.8k $13.3m $13.3m 0.53% Reduced -8.2k -8,241
59 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 174,689174.7k $13.1m $13.1m 0.06% Added +5.5k +5,541
60 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.16% of their portfolio CHICAGO, IL 174,280174.3k $13.1m $13.1m 0.16% Unchanged
61 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 172,084172.1k $12.9m $12.9m 0.03% Added +8.9k +8,857
62 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 171,168171.2k $12.8m $12.8m 0.02% Reduced -12.9k -12,867
63 Integrated Wealth Concepts LLC 0.21% of their portfolio WALTHAM, MA 167,061167.1k $12.5m $12.5m 0.21% Added +1.4k +1,361
64 Texas Yale Capital Corp. 0.57% of their portfolio ST. PETERSBURG, FL 161,893161.9k $12.1m $12.1m 0.57% Unchanged
65 Sterling Financial Planning, Inc. 5.92% of their portfolio SPARTA, NJ 159,307159.3k $11.9m $11.9m 5.92% Added +14.4k +14,362
66 Blue Edge Capital, LLC 2.36% of their portfolio RICHMOND, VA 156,196156.2k $11.7m $11.7m 2.36% Reduced -537 -537
67 GHP Investment Advisors, Inc. 0.68% of their portfolio Denver, CO 151,687151.7k $11.6m $11.6m 0.68% Reduced -2.9k -2,911
68 Ifrah Financial Services, Inc. 3.40% of their portfolio Little Rock, AR 149,462149.5k $11.2m $11.2m 3.40% Reduced -1.6k -1,634
69 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 135,718135.7k $10.2m $10.2m 0.02% Reduced -9.0k -8,973
70 SOA Wealth Advisors, LLC. 2.38% of their portfolio NEW YORK, NY 135,331135.3k $10.1m $10.1m 2.38% Added +24.0k +23,978
71 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 130,371130.4k $9.8m $9.8m 0.02% Reduced -2.8k -2,824
72 HUNTINGTON NATIONAL BANK 0.08% of their portfolio COLUMBUS, OH 120,717120.7k $9.1m $9.1m 0.08% Reduced -2.6k -2,582
73 ETFIDEA, LLC 3.47% of their portfolio SYRACUSE, NY 113,367113.4k $8.5m $8.5m 3.47% Added +3.8k +3,830
74 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 111,371111.4k $8.4m $8.4m 0.01% Reduced -816 -816
75 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 110,995111.0k $8.3m $8.3m 0.07% Added +4.8k +4,847
76 Broadview Financial Management, LLC 7.04% of their portfolio WAUWATOSA, WI 109,879109.9k $8.2m $8.2m 7.04% Reduced -896 -896
77 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 109,612109.6k $8.2m $8.2m 0.12% Added +1.4k +1,441
78 Cullen/Frost Bankers, Inc. 0.13% of their portfolio San Antonio, TX 104,884104.9k $7.9m $7.9m 0.13% Added +14.8k +14,795
79 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 103,836103.8k $7.8m $7.8m 0.08% Reduced -35.7k -35,694
80 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 101,631101.6k $7.6m $7.6m 0.03% Reduced -39.1k -39,068
81 FIRST HAWAIIAN BANK 0.24% of their portfolio HONOLULU, HI 96,21996.2k $7.2m $7.2m 0.24% Reduced -6.6k -6,594
82 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 95,67795.7k $7.2m $7.2m 0.07% Added +1.5k +1,492
83 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 93,46093.5k $7.0m $7.0m 0.06% Added +574 +574
84 Mill Creek Capital Advisors, LLC 0.21% of their portfolio Conshohocken, PA 87,65287.7k $6.6m $6.6m 0.21% Unchanged
85 First Personal Financial Services 1.60% of their portfolio CHARLOTTE, NC 85,68785.7k $6.4m $6.4m 1.60% Reduced -1.5k -1,540
86 JNBA Financial Advisors 0.75% of their portfolio BLOOMINGTON, MN 83,19583.2k $6.2m $6.2m 0.75% Reduced -241 -241
87 DDFG, Inc 2.29% of their portfolio THOUSAND OAKS, CA 82,85382.9k $6.2m $6.2m 2.29% Added +543 +543
88 Mechanics Bank Trust Department 0.98% of their portfolio Walnut Creek, CA 81,80681.8k $6.1m $6.1m 0.98% Reduced -220 -220
89 Centerpoint Advisors, LLC 2.49% of their portfolio NEEDHAM, MA 81,80481.8k $6.1m $6.1m 2.49% Reduced -1.9k -1,910
90 COLDSTREAM CAPITAL MANAGEMENT INC 0.19% of their portfolio BELLEVUE, WA 81,04081.0k $6.1m $6.1m 0.19% Added +708 +708
91 Goelzer Investment Management, Inc. 0.51% of their portfolio CARMEL, IN 80,10580.1k $6.0m $6.0m 0.51% Reduced -611 -611
92 Associated Banc-Corp 0.22% of their portfolio Green Bay, WI 78,31178.3k $5.9m $5.9m 0.22% Added +6.7k +6,698
93 First Citizens Financial Corp 3.97% of their portfolio MASON CITY, IA 77,81877.8k $5.8m $5.8m 3.97% First filing
94 GREENLEAF TRUST 0.06% of their portfolio KALAMAZOO, MI 75,05875.1k $5.6m $5.6m 0.06% Reduced -1.1k -1,091
95 MFA WEALTH ADVISORS, LLC 1.77% of their portfolio PITTSBURGH, PA 74,97175.0k $5.6m $5.6m 1.77% Added +3.3k +3,307
96 Ramiah Investment Group 5.43% of their portfolio BROOKFIELD, WI 74,25574.3k $5.6m $5.6m 5.43% New
97 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 74,12074.1k $5.6m $5.6m 0.06% Added +7.7k +7,709
98 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 74,08474.1k $5.6m $5.6m 0.02% Reduced -3.1k -3,066
99 Rodgers & Associates, LTD 0.77% of their portfolio Lancaster, PA 70,98671.0k $5.3m $5.3m 0.77% Reduced -12 -12
100 PINKERTON WEALTH, LLC 1.04% of their portfolio COEUR D ALENE, ID 70,50970.5k $5.3m $5.3m 1.04% Reduced -14.8k -14,795