Vault-13

SPDR SERIES TRUST SPYV

PRTFLO S&P500 VL · ETP · CUSIP 78464A508

722 institutional holders +33 vs Q1 2023
312,024,000312.0m shares reported held*
$13.5bnreported value*
71 new 284 added 260 reduced 44 sold out net bought ≈ $533.6m (+12.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($38.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.19. Options: 18 managers hold calls ($652.5m notional), 4 hold puts ($617.4k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 603Q4 22: 710Q1 23: 689Q2 23: 722722Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022603
Q4 2022710
Q1 2023689
Q2 2023722

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 397 bought or addedQ4 22: 230 cut or sold outQ4 22Q1 23: 316 bought or addedQ1 23: 337 cut or sold outQ1 23Q2 23: 355 bought or addedQ2 23: 304 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022397230
Q1 2023316337
Q2 2023355304

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ3 22 calls: $396.1mQ3 22 puts: $1.5mQ3 22P/C 0.00Q4 22 calls: $487.9mQ4 22 puts: $2.3mQ4 22P/C 0.00Q1 23 calls: $1.1bnQ1 23 puts: $969.3kQ1 23P/C 0.00Q2 23 calls: $652.5mQ2 23 puts: $617.4kQ2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$396.1m$1.5m0.00
Q4 2022$487.9m$2.3m0.00
Q1 2023$1.1bn$969.3k0.00
Q2 2023$652.5m$617.4k0.00

Biggest buyers

Allworth Financial LP Added +9,729,561+9.7m
Financial Engines Advisors L.L.C. Added +1,788,450+1.8m
Raymond James Financial Services Advisors, Inc. Added +1,583,826+1.6m
CWM, LLC Added +1,215,355+1.2m
Cerity Partners LLC Added +1,113,001+1.1m
LPL Financial LLC Added +896,503+896.5k
Arrow Financial Corp Added +711,448+711.4k
TIAA, FSB Added +657,482+657.5k
HighTower Advisors, LLC Added +614,816+614.8k
NORTHERN TRUST CORP Added +547,675+547.7k

Biggest sellers

Hamilton Capital, LLC Reduced -6,366,251-6.4m
SVB WEALTH LLC Reduced -2,030,719-2.0m
FMR LLC Reduced -1,124,806-1.1m
AlphaStar Capital Management, LLC Reduced -888,807-888.8k
Horizon Investments, LLC Reduced -445,844-445.8k
MERITAGE PORTFOLIO MANAGEMENT Reduced -397,128-397.1k
J.P. Morgan Private Wealth Advisors LLC Reduced -358,148-358.1k
Avestar Capital, LLC Reduced -332,689-332.7k
Redwood Investment Management, LLC Sold out -325,949-325.9k
BANK OF AMERICA CORP /DE/ Reduced -320,178-320.2k

Biggest calls

SIMPLEX TRADING, LLC Reduced $231.1m4.6m shares
JANE STREET GROUP, LLC Reduced $195.0m4.3m shares
IMC-Chicago, LLC Reduced $73.3m1.7m shares
CTC LLC Added $72.7m17.8k shares
Twin Tree Management, LP Reduced $40.9m1.0m shares
JPMORGAN CHASE & CO Reduced $19.5m477.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.0m161.8k shares
Marathon Trading Investment Management LLC Reduced $5.1m125.0k shares
Maven Securities LTD Reduced $2.7m63.8k shares
CenterStar Asset Management, LLC Reduced $2.3m28.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $375.8k8.7k shares
CITADEL ADVISORS LLC Reduced $229.0k5.3k shares
Hamilton Capital, LLC Reduced $12.6k20.9k shares
Cutler Group LLC / CA New $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 7.89% of their portfolio SANTA CLARA, CA 71,998,11672.0m $3.1bn $3.1bn 7.89% Added +1.8m +1,788,450
2 LPL Financial LLC 0.82% of their portfolio FORT MILL, SC 26,437,32726.4m $1.1bn $1.1bn 0.82% Added +896.5k +896,503
3 Allworth Financial LP 6.18% of their portfolio FOLSOM, CA 16,881,39516.9m $729.3m $729.3m 6.18% Added +9.7m +9,729,561
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,302,5727.3m $315.5m $315.5m 0.03% Added +86.3k +86,287
5 Valmark Advisers, Inc. 6.33% of their portfolio AKRON, OH 7,204,2967.2m $311.2m $311.2m 6.33% Reduced -70.2k -70,161
6 UBS Group AG 0.12% of their portfolio ZURICH, V8 6,200,3596.2m $267.9m $267.9m 0.12% Added +170.7k +170,672
7 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,389,1995.4m $232.8m $232.8m 0.03% Reduced -320.2k -320,178
8 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 4,939,6944.9m $213.4m $213.4m 0.09% Reduced -174.0k -173,960
9 Horizon Investments, LLC 6.08% of their portfolio Charlotte, NC 4,894,4684.9m $211.4m $211.4m 6.08% Reduced -445.8k -445,844
10 Raymond James Financial Services Advisors, Inc. 0.30% of their portfolio ST. PETERSBURG, FL 3,982,9974.0m $172.1m $172.1m 0.30% Added +1.6m +1,583,826
11 OSAIC HOLDINGS, INC. 0.29% of their portfolio SCOTTSDALE, AZ 3,740,4773.7m $161.6m $161.6m 0.29% Added +354.7k +354,704
12 Hamilton Capital, LLC 11.00% of their portfolio COLUMBUS, OH 3,649,9853.6m $157.7m $157.7m 11.00% Reduced -6.4m -6,366,251
13 Willis Johnson & Associates, Inc. 15.88% of their portfolio Houston, TX 3,445,9513.4m $148.9m $148.9m 15.88% Added +94.5k +94,531
14 FRANKLIN RESOURCES INC 0.07% of their portfolio San Mateo, CA 3,380,9703.4m $146.1m $146.1m 0.07% Reduced -141.7k -141,712
15 NICOLET ADVISORY SERVICES, LLC 15.51% of their portfolio GREEN BAY, WI 3,297,8073.3m $141.3m $141.3m 15.51% Added +11.8k +11,830
16 PFS INVESTMENTS INC. 2.12% of their portfolio DULUTH, GA 3,010,7473.0m $130.1m $130.1m 2.12% Reduced -157.3k -157,299
17 Advisory Alpha, LLC 6.58% of their portfolio HOLLAND, MI 2,966,7833.0m $128.2m $128.2m 6.58% Added +228.2k +228,239
18 Cerity Partners LLC 0.50% of their portfolio NEW YORK, NY 2,943,0862.9m $127.1m $127.1m 0.50% Added +1.1m +1,113,001
19 Alesco Advisors, LLC, An ESL Co 4.33% of their portfolio Pittsford, NY 2,793,4562.8m $120.7m $120.7m 4.33% Reduced -45.8k -45,842
20 CWM, LLC 0.74% of their portfolio OMAHA, NE 2,780,8992.8m $120.1m $120.1m 0.74% Added +1.2m +1,215,355
21 Betterment LLC 0.37% of their portfolio NEW YORK, NY 2,748,7972.7m $118.7m $118.7m 0.37% Added +54.3k +54,341
22 TIAA, FSB 0.42% of their portfolio ST. LOUIS, MO 2,667,3442.7m $115.2m $115.2m 0.42% Added +657.5k +657,482
23 Equitable Holdings, Inc. 1.61% of their portfolio NEW YORK, NY 2,593,6002.6m $112.0m $112.0m 1.61% Added +265.2k +265,200
24 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,548,9342.5m $110.1m $110.1m 0.03% Added +4.7k +4,689
25 Mariner, LLC 0.27% of their portfolio Overland Park, KS 2,296,7992.3m $99.2m $99.2m 0.27% Reduced -28.1k -28,103
26 TOWNSQUARE CAPITAL LLC 1.79% of their portfolio Lehi, UT 2,275,8062.3m $98.3m $98.3m 1.79% Added +178.8k +178,814
27 Connecticut Wealth Management, LLC 6.31% of their portfolio FARMINGTON, CT 2,101,5512.1m $90.8m $90.8m 6.31% Added +341.8k +341,836
28 Lutz Financial Services LLC 9.70% of their portfolio OMAHA, NE 2,087,0022.1m $90.2m $90.2m 9.70% Added +38.4k +38,384
29 NorthRock Partners, LLC 9.75% of their portfolio MINNEAPOLIS, MN 2,059,8292.1m $89.0m $89.0m 9.75% Reduced -188.0k -188,037
30 SIMON QUICK ADVISORS, LLC 8.10% of their portfolio MORRISTOWN, NJ 2,029,8212.0m $87.7m $87.7m 8.10% Added +124.2k +124,150
31 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,967,3322.0m $85.1m $85.1m 0.03% Reduced -315.4k -315,439
32 Accredited Investors Inc. 5.95% of their portfolio EDINA, MN 1,931,7231.9m $83.5m $83.5m 5.95% Reduced -16.9k -16,883
33 KWB Wealth 12.09% of their portfolio REDLANDS, CA 1,770,2851.8m $76.5m $76.5m 12.09% Added +434.8k +434,818
34 AlphaStar Capital Management, LLC 8.35% of their portfolio CORNELIUS, NC 1,713,7761.7m $74.0m $74.0m 8.35% Reduced -888.8k -888,807
35 AE Wealth Management LLC 0.44% of their portfolio TOPEKA, KS 1,689,0071.7m $73.0m $73.0m 0.44% Added +48.1k +48,057
36 Private Advisor Group, LLC 0.63% of their portfolio MORRISTOWN, NJ 1,687,7221.7m $73.0m $73.0m 0.63% Added +235.7k +235,716
37 HighTower Advisors, LLC 0.14% of their portfolio CHICAGO, IL 1,677,0491.7m $72.4m $72.4m 0.14% Added +614.8k +614,816
38 SVB WEALTH LLC 1.21% of their portfolio BOSTON, MA 1,555,9711.6m $67.2m $67.2m 1.21% Reduced -2.0m -2,030,719
39 N.E.W. Advisory Services LLC 8.92% of their portfolio DE PERE, WI 1,482,1751.5m $64.0m $64.0m 8.92% Added +3.0k +2,992
40 OLD NATIONAL BANCORP /IN/ 1.77% of their portfolio EVANSVILLE, IN 1,430,2271.4m $61.8m $61.8m 1.77% Added +23.9k +23,880
41 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,420,5941.4m $61.4m $61.4m 0.02% Reduced -206.9k -206,923
42 MERCER GLOBAL ADVISORS INC /ADV 0.24% of their portfolio DENVER, CO 1,385,9261.4m $59.9m $59.9m 0.24% Reduced -34.4k -34,360
43 Magnus Financial Group LLC 8.20% of their portfolio NEW YORK, NY 1,330,5191.3m $57.5m $57.5m 8.20% Added +41.5k +41,545
44 NOTTINGHAM ADVISORS, INC. 6.89% of their portfolio AMHERST, NY 1,215,4651.2m $52.5m $52.5m 6.89% Reduced -14.2k -14,173
45 Klingman & Associates, LLC 4.06% of their portfolio New York, NY 1,165,1371.2m $50.3m $50.3m 4.06% Added +5.5k +5,506
46 Gerber Kawasaki Wealth & Investment Management 3.33% of their portfolio SANTA MONICA, CA 1,148,2951.1m $49.6m $49.6m 3.33% Added +523.6k +523,569
47 FLAGSHIP HARBOR ADVISORS, LLC 4.07% of their portfolio BOSTON, MA 1,139,9031.1m $49.2m $49.2m 4.07% Added +433.2k +433,185
48 NICOLET BANKSHARES INC 13.95% of their portfolio GREEN BAY, WI 1,137,4111.1m $49.1m $49.1m 13.95% Added +17.3k +17,335
49 ANGELES WEALTH MANAGEMENT, LLC 6.70% of their portfolio SANTA MONICA, CA 1,137,1431.1m $49.1m $49.1m 6.70% Added +77.1k +77,093
50 FMR LLC 0.00% of their portfolio BOSTON, MA 1,118,1701.1m $48.3m $48.3m 0.00% Reduced -1.1m -1,124,806
51 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.51% of their portfolio OMAHA, NE 1,112,8141.1m $48.1m $48.1m 0.51% Reduced -148.2k -148,239
52 Janney Montgomery Scott LLC 0.17% of their portfolio PHILADELPHIA, PA 1,099,0551.1m $47.5m $47.5m 0.17% Added +14.8k +14,806
53 Cetera Advisor Networks LLC 0.33% of their portfolio EL SEGUNDO, CA 1,090,1541.1m $47.1m $47.1m 0.33% Added +277.6k +277,572
54 Alera Investment Advisors, LLC 9.81% of their portfolio DEERFIELD, IL 1,054,2841.1m $45.5m $45.5m 9.81% Reduced -4.0k -4,038
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.49% of their portfolio PLYMOUTH, MN 1,046,1251.0m $45.2m $45.2m 0.49% Added +137.0k +137,020
56 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 1,029,6481.0m $44.5m $44.5m 0.20% Added +141.9k +141,923
57 CoreCap Advisors, LLC 3.08% of their portfolio SOUTHFIELD, MI 1,001,0531.0m $43.2m $43.2m 3.08% First filing
58 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 987,768987.8k $42.7m $42.7m 0.01% Added +441.0k +440,957
59 Perennial Investment Advisors, LLC 7.34% of their portfolio Los Angeles, CA 952,962953.0k $41.2m $41.2m 7.34% Added +97.9k +97,851
60 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 929,915929.9k $40.2m $40.2m 0.08% Added +41.8k +41,753
61 Whitcomb & Hess, Inc. 14.66% of their portfolio ASHLAND, OH 929,377929.4k $40.1m $40.1m 14.66% Reduced -1.6k -1,607
62 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 927,423927.4k $40.1m $40.1m 0.05% Reduced -10.1k -10,130
63 Compton Financial Group, LLC 14.26% of their portfolio TOWSON, MD 875,283875.3k $37.8m $37.8m 14.26% Added +20.8k +20,845
64 Brookstone Capital Management 0.73% of their portfolio WHEATON, IL 841,687841.7k $36.1m $36.1m 0.73% Added +53.8k +53,813
65 Roberts Financial Services LLC 8.15% of their portfolio MARQUETTE, MI 809,677809.7k $35.0m $35.0m 8.15% Reduced -371 -371
66 First National Trust Co 1.62% of their portfolio Johnstown, PA 808,413808.4k $34.9m $34.9m 1.62% Reduced -7.6k -7,625
67 BIP Wealth, LLC 2.83% of their portfolio ATLANTA, GA 800,192800.2k $34.6m $34.6m 2.83% Added +152.7k +152,684
68 J.P. Morgan Private Wealth Advisors LLC 0.18% of their portfolio SAN FRANCISCO, CA 789,396789.4k $34.1m $34.1m 0.18% Reduced -358.1k -358,148
69 FOUNDERS FINANCIAL SECURITIES LLC 4.32% of their portfolio TOWSON, MD 758,070758.1k $32.7m $32.7m 4.32% Reduced -73.8k -73,751
70 Measured Wealth Private Client Group, LLC 12.38% of their portfolio PORTSMOUTH, NH 754,600754.6k $32.6m $32.6m 12.38% Reduced -80.5k -80,545
71 Arrow Financial Corp 3.76% of their portfolio Glens Falls, NY 721,349721.3k $31.2m $31.2m 3.76% Added +711.4k +711,448
72 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 702,649702.6k $30.4m $30.4m 0.07% Reduced -30.5k -30,546
73 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 700,293700.3k $30.3m $30.3m 0.04% Added +17.0k +17,019
74 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 9.96% of their portfolio BERMUDA RUN, NC 694,874694.9k $30.0m $30.0m 9.96% Reduced -11.9k -11,918
75 Avantax Planning Partners, Inc. 1.09% of their portfolio DUBUQUE, IA 633,816633.8k $27.4m $27.4m 1.09% Added +8.0k +8,017
76 INSPIRION WEALTH ADVISORS, LLC 5.11% of their portfolio LIBERTYVILLE, IL 617,165617.2k $26.7m $26.7m 5.11% Reduced -1.3k -1,278
77 Good Life Advisors, LLC 2.96% of their portfolio READING, PA 608,744608.7k $26.3m $26.3m 2.96% Added +45.3k +45,317
78 IHT Wealth Management, LLC 1.36% of their portfolio Chicago, IL 604,936604.9k $26.1m $26.1m 1.36% Added +5.9k +5,910
79 SIGNET FINANCIAL MANAGEMENT, LLC 4.02% of their portfolio PARSIPPANY, NJ 589,172589.2k $25.5m $25.5m 4.02% Added +5.9k +5,857
80 Choice Wealth Advisors LLC 17.13% of their portfolio WATERVILLE, ME 582,827582.8k $25.2m $25.2m 17.13% Reduced -20.8k -20,812
81 CREATIVE FINANCIAL DESIGNS INC /ADV 2.89% of their portfolio KOKOMO, IN 568,908568.9k $24.6m $24.6m 2.89% Added +35.5k +35,531
82 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 555,633555.6k $24.0m $24.0m 0.00% Added +547.7k +547,675
83 Edmonds Duncan Registered Investment Advisors, LLC 7.08% of their portfolio LAWRENCE, KS 545,445545.4k $23.6m $23.6m 7.08% Added +9.4k +9,447
84 Ackerman Capital Advisors, LLC 6.07% of their portfolio DALLAS, TX 541,344541.3k $23.4m $23.4m 6.07% Reduced -22.0k -22,016
85 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 540,160540.2k $23.3m $23.3m 0.02% Added +166.5k +166,520
86 VICUS CAPITAL 2.36% of their portfolio STATE COLLEGE, PA 524,957525.0k $22.7m $22.7m 2.36% Added +38.3k +38,343
87 RIVERSEDGE ADVISORS, LLC 6.19% of their portfolio Wilmington, DE 522,374522.4k $22.6m $22.6m 6.19% Added +3.2k +3,201
88 BENJAMIN F. EDWARDS & COMPANY, INC. 0.86% of their portfolio ST. LOUIS, MO 521,991522.0k $22.6m $22.6m 0.86% Reduced -7.3k -7,328
89 Money Design Co.,Ltd. 1.33% of their portfolio TOKYO, M0 521,766521.8k $22.5m $22.5m 1.33% Reduced -90.8k -90,784
90 First Command Advisory Services, Inc. 0.35% of their portfolio FORT WORTH, TX 508,436508.4k $22.0m $22.0m 0.35% New
91 Tennessee Valley Asset Management Partners 6.98% of their portfolio KNOXVILLE, TN 502,494502.5k $21.7m $21.7m 6.98% Reduced -41.0k -41,032
92 Sanchez Wealth Management Group 8.76% of their portfolio JACKSONVILLE, FL 500,716500.7k $21.6m $21.6m 8.76% Added +9.7k +9,685
93 Leicht Financial Planning & Wealth Management, Inc. 12.49% of their portfolio PARSIPPANY, NJ 478,694478.7k $20.7m $20.7m 12.49% Reduced -4.3k -4,258
94 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 476,115476.1k $20.6m $20.6m 0.17% Reduced -29.9k -29,874
95 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 458,226458.2k $19.8m $19.8m 0.11% Added +101.1k +101,133
96 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 458,105458.1k $19.8m $19.8m 0.00% Added +165.5k +165,537
97 Rodgers & Associates, LTD 2.82% of their portfolio Lancaster, PA 451,605451.6k $19.5m $19.5m 2.82% Added +11.8k +11,777
98 Avior Wealth Management, LLC 1.26% of their portfolio OMAHA, NE 449,070449.1k $19.4m $19.4m 1.26% Added +12.2k +12,242
99 Pinnacle Wealth Planning Services, Inc. 3.13% of their portfolio MANSFIELD, OH 448,574448.6k $19.4m $19.4m 3.13% Reduced -44.8k -44,766
100 Windsor Capital Management, LLC 6.38% of their portfolio Phoenix, AZ 446,522446.5k $19.3m $19.3m 6.38% Reduced -1.6k -1,556