Vault-13

SCHWAB STRATEGIC TR SCHZ

US AGGREGATE B · ETP · CUSIP 808524839

545 institutional holders +4 vs Q1 2023
88,853,30788.9m shares reported held*
$4.1bnreported value*
39 new 227 added 204 reduced 41 sold out net bought ≈ $50.9m (+699.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.13. Options: 0 managers hold calls (— notional), 1 hold puts ($203.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 505Q4 22: 539Q1 23: 541Q2 23: 545545Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022505
Q4 2022539
Q1 2023541
Q2 2023545

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 240 bought or addedQ4 22: 257 cut or sold outQ4 22Q1 23: 274 bought or addedQ1 23: 242 cut or sold outQ1 23Q2 23: 266 bought or addedQ2 23: 245 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022240257
Q1 2023274242
Q2 2023266245

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $251.1kQ4 22 puts: $246.5kQ4 22P/C 0.98Q1 23 calls: $122.0kQ1 23 puts: $1.0mQ1 23P/C 8.38Q2 23 calls: $0Q2 23 puts: $203.1kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$251.1k$246.5k0.98
Q1 2023$122.0k$1.0m8.38
Q2 2023$0$203.1k—

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,640,579+1.6m
TORONTO DOMINION BANK Added +882,000+882.0k
CFS Investment Advisory Services, LLC New +329,788+329.8k
CW Advisors, LLC Added +326,051+326.1k
AMERIPRISE FINANCIAL INC Added +237,325+237.3k
DAYMARK WEALTH PARTNERS, LLC Added +228,517+228.5k
AlphaStar Capital Management, LLC Added +163,649+163.6k
FINANCIAL LIFE ADVISORS Added +144,495+144.5k
Rockbridge Investment Management, LCC Added +129,755+129.8k
Thrivent Financial for Lutherans New +120,364+120.4k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,457,164-1.5m
JANE STREET GROUP, LLC Reduced -653,741-653.7k
Summit Wealth Group, LLC Reduced -448,927-448.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -435,041-435.0k
BANK OF AMERICA CORP /DE/ Reduced -380,262-380.3k
OneDigital Investment Advisors LLC Reduced -218,228-218.2k
BNP PARIBAS FINANCIAL MARKETS Reduced -145,662-145.7k
MGO ONE SEVEN LLC Sold out -137,238-137.2k
Blue Trust, Inc. Reduced -118,647-118.6k
Beacon Pointe Advisors, LLC Reduced -105,441-105.4k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC Reduced $203.1k4.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.31% of their portfolio SAN FRANCISCO, CA 23,870,95923.9m $1.1bn $1.1bn 0.31% Added +1.6m +1,640,579
2 Avantax Planning Partners, Inc. 5.89% of their portfolio DUBUQUE, IA 3,209,7623.2m $148.2m $148.2m 5.89% Added +55.4k +55,438
3 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,006,5923.0m $138.7m $138.7m 0.04% Added +237.3k +237,325
4 Financial Engines Advisors L.L.C. 0.29% of their portfolio SANTA CLARA, CA 2,460,2472.5m $113.6m $113.6m 0.29% Added +78.0k +78,012
5 RATIONAL ADVISORS, INC. 9.19% of their portfolio San Juan, PR 2,404,8772.4m $111.0m $111.0m 9.19% Reduced -42.8k -42,819
6 OneDigital Investment Advisors LLC 2.05% of their portfolio OVERLAND PARK, KS 2,004,3232.0m $92.5m $92.5m 2.05% Reduced -218.2k -218,228
7 Rockbridge Investment Management, LCC 15.97% of their portfolio Syracuse, NY 1,967,4022.0m $90.8m $90.8m 15.97% Added +129.8k +129,755
8 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,915,4191.9m $88.4m $88.4m 0.02% Reduced -6.0k -5,972
9 TORONTO DOMINION BANK 0.06% of their portfolio TORONTO, ONTARIO, A6 1,877,0001.9m $86.6m $86.6m 0.06% Added +882.0k +882,000
10 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,781,3061.8m $82.2m $82.2m 0.04% Reduced -46.8k -46,769
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.80% of their portfolio PLYMOUTH, MN 1,607,2651.6m $74.2m $74.2m 0.80% Reduced -435.0k -435,041
12 Baker Avenue Asset Management, LP 3.70% of their portfolio SAN FRANCISCO, CA 1,591,9861.6m $73.5m $73.5m 3.70% Added +57.0k +56,970
13 McAdam, LLC 5.62% of their portfolio Philadelphia, PA 1,476,3491.5m $68.1m $68.1m 5.62% Added +73.8k +73,816
14 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 1,034,0941.0m $47.7m $47.7m 0.09% Added +14.6k +14,616
15 Destination Wealth Management 1.74% of their portfolio Walnut Creek, CA 1,009,5481.0m $46.6m $46.6m 1.74% Reduced -101.3k -101,253
16 AlphaStar Capital Management, LLC 5.17% of their portfolio CORNELIUS, NC 991,913991.9k $45.8m $45.8m 5.17% Added +163.6k +163,649
17 Charles Schwab Trust Co 5.44% of their portfolio HENDERSON, NV 973,669973.7k $45.2m $45.2m 5.44% Added +102.0k +102,046
18 HENGEHOLD CAPITAL MANAGEMENT LLC 5.92% of their portfolio CINCINNATI, OH 965,690965.7k $44.6m $44.6m 5.92% Reduced -733 -733
19 BlueSky Wealth Advisors, LLC 8.37% of their portfolio New Bern, NC 902,144902.1k $41.6m $41.6m 8.37% Added +24.1k +24,139
20 Total Wealth Planning, LLC 7.51% of their portfolio CINCINNATI, OH 781,186781.2k $36.1m $36.1m 7.51% Added +16.2k +16,162
21 Horst & Graben Wealth Management LLC 8.04% of their portfolio PORTLAND, OR 730,431730.4k $33.7m $33.7m 8.04% Added +25.5k +25,529
22 Kohmann Bosshard Financial Services, LLC 5.34% of their portfolio FAIRLAWN, OH 671,343671.3k $31.0m $31.0m 5.34% Added +89.4k +89,421
23 Sequoia Financial Advisors, LLC 0.48% of their portfolio Akron, OH 601,606601.6k $27.8m $27.8m 0.48% Reduced -45.5k -45,499
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 569,310569.3k $26.3m $26.3m 0.00% Reduced -380.3k -380,262
25 THEORY FINANCIAL LLC 14.94% of their portfolio FORT COLLINS, CO 562,134562.1k $25.9m $25.9m 14.94% Added +12.1k +12,050
26 Apriem Advisors 3.72% of their portfolio IRVINE, CA 537,514537.5k $24.8m $24.8m 3.72% Reduced -9.4k -9,397
27 Towercrest Capital Management 4.48% of their portfolio NEWTOWN, PA 520,890520.9k $24.0m $24.0m 4.48% Added +2.5k +2,456
28 MERCER GLOBAL ADVISORS INC /ADV 0.09% of their portfolio DENVER, CO 510,948510.9k $23.6m $23.6m 0.09% Reduced -27.3k -27,295
29 Alliance Wealth Management Group 7.59% of their portfolio FLEMINGTON, NJ 506,420506.4k $23.4m $23.4m 7.59% Added +2.5k +2,456
30 Austin Private Wealth, LLC 3.36% of their portfolio Austin, TX 503,790503.8k $23.3m $23.3m 3.36% Added +37.3k +37,313
31 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.13% of their portfolio IRVING, TX 497,549497.5k $23.0m $23.0m 0.13% Reduced -18.5k -18,500
32 FINANCIAL LIFE ADVISORS 9.55% of their portfolio SAN ANTONIO, TX 495,831495.8k $22.9m $22.9m 9.55% Added +144.5k +144,495
33 American Trust 1.43% of their portfolio LEXINGTON, KY 468,230468.2k $21.6m $21.6m 1.43% Unchanged
34 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.57% of their portfolio MINNEAPOLIS, MN 438,562438.6k $20.2m $20.2m 0.57% Reduced -14.2k -14,212
35 New York Life Investment Management LLC 0.20% of their portfolio New York, NY 418,972419.0k $19.3m $19.3m 0.20% Added +32.4k +32,358
36 Mokosak Advisory Group, LLC 7.26% of their portfolio URBANDALE, IA 398,016398.0k $18.4m $18.4m 7.26% Added +10.2k +10,210
37 One Wealth Advisors, LLC 3.54% of their portfolio SAN FRANCISCO, CA 363,900363.9k $16.8m $16.8m 3.54% Added +18.5k +18,486
38 Larson Financial Group LLC 1.61% of their portfolio ST LOUIS, MO 348,963349.0k $16.1m $16.1m 1.61% Reduced -7.1k -7,102
39 CW Advisors, LLC 0.37% of their portfolio BOSTON, MA 347,653347.7k $16.0m $16.0m 0.37% Added +326.1k +326,051
40 MorganRosel Wealth Management, LLC 6.49% of their portfolio HIGHLANDS RANCH, CO 344,841344.8k $15.9m $15.9m 6.49% Added +8.9k +8,917
41 Waterford Advisors, LLC 7.41% of their portfolio ORCHARD PARK, NY 333,643333.6k $15.4m $15.4m 7.41% Added +12.8k +12,753
42 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 333,233333.2k $15.4m $15.4m 0.03% Added +78.3k +78,339
43 Tenret Co LLC 12.86% of their portfolio TAMPA, FL 332,727332.7k $15.4m $15.4m 12.86% Added +3.0k +3,014
44 CFS Investment Advisory Services, LLC 1.94% of their portfolio TOTOWA, NJ 329,788329.8k $15.2m $15.2m 1.94% New
45 Souders Financial Advisors 2.87% of their portfolio CINCINNATI, OH 325,018325.0k $15.0m $15.0m 2.87% Added +4.9k +4,871
46 FAS Wealth Partners, Inc. 1.84% of their portfolio LEAWOOD, KS 314,612314.6k $14.5m $14.5m 1.84% Added +17.9k +17,877
47 Mariner, LLC 0.04% of their portfolio Overland Park, KS 310,275310.3k $14.3m $14.3m 0.04% Reduced -30.1k -30,053
48 FFG RETIREMENT ADVISORS LLC 11.00% of their portfolio CENTENNIAL, CO 297,664297.7k $13.7m $13.7m 11.00% Added +48.6k +48,628
49 Members Advisory Group LLC 8.44% of their portfolio WILLIAMSVILLE, NY 293,295293.3k $13.5m $13.5m 8.44% Added +697 +697
50 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 289,624289.6k $13.3m $13.3m 0.02% Reduced -16.0k -15,987
51 DAYMARK WEALTH PARTNERS, LLC 0.99% of their portfolio CINCINNATI, OH 289,184289.2k $13.3m $13.3m 0.99% Added +228.5k +228,517
52 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 275,388275.4k $12.7m $12.7m 0.01% Added +15.1k +15,103
53 Financial Architects, Inc 1.86% of their portfolio MARLTON, NJ 267,125267.1k $12.3m $12.3m 1.86% Reduced -4.8k -4,817
54 Pioneer Wealth Management Group 9.33% of their portfolio AUSTIN, TX 254,394254.4k $11.7m $11.7m 9.33% Reduced -23.5k -23,477
55 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 252,573252.6k $11.7m $11.7m 0.02% Reduced -3.5k -3,469
56 JMG Financial Group, Ltd. 0.52% of their portfolio DOWNERS GROVE, IL 239,355239.4k $11.0m $11.0m 0.52% Reduced -29.7k -29,683
57 KilterHowling LLC 9.24% of their portfolio BOULDER, CO 233,994234.0k $10.8m $10.8m 9.24% Reduced -72.5k -72,548
58 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 233,567233.6k $10.8m $10.8m 0.01% Reduced -653.7k -653,741
59 LEAVELL INVESTMENT MANAGEMENT, INC. 0.73% of their portfolio MOBILE, AL 231,634231.6k $10.7m $10.7m 0.73% Reduced -5.4k -5,434
60 Freestone Capital Holdings, LLC 0.43% of their portfolio Seattle, WA 228,926228.9k $10.6m $10.6m 0.43% Reduced -7.8k -7,792
61 Bond & Devick Financial Network, Inc. 6.55% of their portfolio ST. LOUIS PARK, MN 228,608228.6k $10.6m $10.6m 6.55% Added +15.5k +15,482
62 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 224,338224.3k $10.4m $10.4m 0.05% Reduced -42.5k -42,543
63 Mutual Advisors, LLC 0.39% of their portfolio OMAHA, NE 220,784220.8k $10.2m $10.2m 0.39% Added +2.7k +2,736
64 CLIENT 1ST ADVISORY GROUP, LLC 5.25% of their portfolio DUNEDIN, FL 216,067216.1k $10.0m $10.0m 5.25% Reduced -4.9k -4,902
65 Revolve Wealth Partners, LLC 2.31% of their portfolio Hackensack, NJ 213,754213.8k $9.9m $9.9m 2.31% Added +22.4k +22,375
66 West Wealth Group, LLC 4.15% of their portfolio Irvine, CA 212,676212.7k $9.8m $9.8m 4.15% Reduced -2.9k -2,852
67 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 210,158210.2k $9.7m $9.7m 0.21% Added +9.2k +9,167
68 Charles Schwab Investment Advisory, Inc. 0.01% of their portfolio SAN FRANCISCO, CA 206,398206.4k $9.5m $9.5m 0.01% Added +43.5k +43,502
69 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.80% of their portfolio KNOXVILLE, TN 206,312206.3k $9.5m $9.5m 0.80% Reduced -10.6k -10,635
70 Focus Financial Network, Inc. 0.52% of their portfolio MINNEAPOLIS, MN 204,066204.1k $9.4m $9.4m 0.52% Added +4.1k +4,141
71 James J. Burns & Company, LLC 2.37% of their portfolio MELVILLE, NY 202,352202.4k $9.3m $9.3m 2.37% Reduced -63 -63
72 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 201,062201.1k $9.3m $9.3m 0.01% Reduced -13.1k -13,107
73 MYECFO, LLC 6.31% of their portfolio La Jolla, CA 187,969188.0k $8.7m $8.7m 6.31% Added +11.3k +11,345
74 Blue Trust, Inc. 0.14% of their portfolio BRENTWOOD, TN 187,387187.4k $8.8m $8.8m 0.14% Reduced -118.6k -118,647
75 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 187,341187.3k $8.6m $8.6m 0.01% Added +16.2k +16,229
76 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 186,252186.3k $8.6m $8.6m 0.05% Reduced -20.4k -20,394
77 Vantage Financial Partners, LLC 3.19% of their portfolio ELM GROVE, WI 184,960185.0k $8.5m $8.5m 3.19% Reduced -545 -545
78 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 183,153183.2k $8.5m $8.5m 0.00% Added +9.5k +9,488
79 Atria Wealth Solutions, Inc. 0.11% of their portfolio NEW YORK, NY 175,962176.0k $8.1m $8.1m 0.11% Added +4.7k +4,742
80 Wealthspire Retirement, LLC 1.49% of their portfolio ALISO VIEJO, CA 173,364173.4k $8.0m $8.0m 1.49% Added +42.9k +42,906
81 LODESTAR PRIVATE ASSET MANAGEMENT LLC 1.34% of their portfolio ALAMO, CA 172,371172.4k $8.0m $8.0m 1.34% Reduced -4.2k -4,198
82 Beacon Pointe Advisors, LLC 0.13% of their portfolio NEWPORT BEACH, CA 172,172172.2k $7.9m $7.9m 0.13% Reduced -105.4k -105,441
83 WealthShield Partners, LLC 1.18% of their portfolio CARY, NC 169,084169.1k $7.8m $7.8m 1.18% Added +3.9k +3,851
84 TNF LLC 3.39% of their portfolio BILLINGS, MT 168,478168.5k $7.8m $7.8m 3.39% Reduced -1.1k -1,054
85 NORTHWEST INVESTMENT COUNSELORS, LLC 1.92% of their portfolio Lake Oswego, OR 155,880155.9k $7.2m $7.2m 1.92% Reduced -1.1k -1,076
86 Northeast Financial Group, Inc. 4.61% of their portfolio Allentown, PA 155,831155.8k $7.2m $7.2m 4.61% Reduced -25.2k -25,182
87 IFP Advisors, Inc 0.16% of their portfolio TAMPA, FL 152,430152.4k $7.4m $7.4m 0.16% Added +55.7k +55,687
88 Curi Wealth Management, LLC 0.91% of their portfolio Raleigh, NC 145,272145.3k $6.7m $6.7m 0.91% Added +19.3k +19,272
89 SageView Advisory Group, LLC 0.37% of their portfolio Newport Beach, CA 143,101143.1k $6.6m $6.6m 0.37% Added +42.0k +41,958
90 TCWP LLC 1.40% of their portfolio Beachwood, OH 142,080142.1k $6.6m $6.6m 1.40% Added +4.8k +4,848
91 Clay Northam Wealth Management, LLC 6.22% of their portfolio HUNTINGTON BEACH, CA 141,680141.7k $6.5m $6.5m 6.22% Reduced -7.4k -7,374
92 Security Financial Services, INC. 1.85% of their portfolio Fort Wayne, IN 141,511141.5k $6.5m $6.5m 1.85% Added +5.9k +5,934
93 Marotta Asset Management 1.40% of their portfolio CHARLOTTESVILLE, VA 136,018136.0k $6.3m $6.3m 1.40% First filing
94 SigFig Wealth Management, LLC 0.24% of their portfolio SAN FRANCISCO, CA 131,975132.0k $6.1m $6.1m 0.24% Reduced -805 -805
95 Friedenthal Financial 4.01% of their portfolio MARLTON, NJ 130,082130.1k $6.0m $6.0m 4.01% Reduced -7.8k -7,819
96 Krilogy Financial LLC 0.54% of their portfolio ST. LOUIS, MO 129,500129.5k $6.0m $6.0m 0.54% Reduced -16.9k -16,882
97 Callan Capital, LLC 0.66% of their portfolio LA JOLLA, CA 129,490129.5k $6.0m $6.0m 0.66% Reduced -12.2k -12,162
98 Kaizen Financial Strategies 4.88% of their portfolio CAMPBELL, CA 123,777123.8k $5.7m $5.7m 4.88% Added +6.2k +6,235
99 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 120,364120.4k $5.5m $5.5m 0.01% New
100 RESTON WEALTH MANAGEMENT LLC 2.64% of their portfolio Reston, VA 120,290120.3k $5.6m $5.6m 2.64% Added +2.4k +2,353