Vault-13

SPDR SER TR MDYV

S&P 400 MDCP VAL · ETP · CUSIP 78464A839

303 institutional holders -6 vs Q1 2023
24,162,02924.2m shares reported held*
$1.7bnreported value*
17 new 112 added 111 reduced 26 sold out net bought ≈ $43.0m (+624.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.79.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 265Q4 22: 315Q1 23: 309Q2 23: 303303Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022265
Q4 2022315
Q1 2023309
Q2 2023303

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 187 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 132 bought or addedQ1 23: 153 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202218779
Q1 2023132153
Q2 2023129137

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $25.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $26.4kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$25.9k$00.00
Q1 2023$26.4k$00.00
Q2 2023$0$0—

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +1,212,770+1.2m
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Added +98,411+98.4k
ENVESTNET ASSET MANAGEMENT INC Added +86,423+86.4k
TOWNSQUARE CAPITAL LLC Added +70,483+70.5k
BMS Financial Advisors, LLC New +48,989+49.0k
OSAIC HOLDINGS, INC. Added +44,763+44.8k
Lutz Financial Services LLC Added +40,627+40.6k
JNBA Financial Advisors Added +35,516+35.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +35,267+35.3k
AMERIPRISE FINANCIAL INC Added +30,069+30.1k

Biggest sellers

LPL Financial LLC Reduced -192,181-192.2k
KWB Wealth Reduced -161,282-161.3k
WELLS FARGO & COMPANY/MN Reduced -110,855-110.9k
STIFEL FINANCIAL CORP Reduced -81,228-81.2k
TRUIST FINANCIAL CORP Reduced -70,280-70.3k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -62,630-62.6k
NorthRock Partners, LLC Reduced -59,685-59.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -57,919-57.9k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -45,258-45.3k
BANK OF AMERICA CORP /DE/ Reduced -42,825-42.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.35% of their portfolio PLYMOUTH, MN 3,163,3973.2m $217.6m $217.6m 2.35% Added +1.2m +1,212,770
2 STIFEL FINANCIAL CORP 0.15% of their portfolio ST. LOUIS, MO 1,544,7901.5m $106.3m $106.3m 0.15% Reduced -81.2k -81,228
3 Financial Engines Advisors L.L.C. 0.25% of their portfolio SANTA CLARA, CA 1,460,2631.5m $100.4m $100.4m 0.25% Added +2.7k +2,651
4 BENJAMIN F. EDWARDS & COMPANY, INC. 2.87% of their portfolio ST. LOUIS, MO 1,098,2751.1m $75.5m $75.5m 2.87% Reduced -57.9k -57,919
5 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,013,4761.0m $69.7m $69.7m 0.05% Reduced -192.2k -192,181
6 TOWNSQUARE CAPITAL LLC 0.90% of their portfolio Lehi, UT 714,864714.9k $49.2m $49.2m 0.90% Added +70.5k +70,483
7 Alesco Advisors, LLC, An ESL Co 1.71% of their portfolio Pittsford, NY 690,917690.9k $47.5m $47.5m 1.71% Added +6.5k +6,469
8 NorthRock Partners, LLC 4.68% of their portfolio MINNEAPOLIS, MN 621,792621.8k $42.8m $42.8m 4.68% Reduced -59.7k -59,685
9 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.61% of their portfolio ST. LOUIS, MO 606,921606.9k $41.7m $41.7m 0.61% Reduced -45.3k -45,258
10 Lutz Financial Services LLC 4.39% of their portfolio OMAHA, NE 593,344593.3k $40.8m $40.8m 4.39% Added +40.6k +40,627
11 TIAA, FSB 0.14% of their portfolio ST. LOUIS, MO 550,270550.3k $37.8m $37.8m 0.14% Added +14.6k +14,620
12 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 548,730548.7k $37.8m $37.8m 0.07% Added +44.8k +44,763
13 FAS Wealth Partners, Inc. 4.33% of their portfolio LEAWOOD, KS 497,940497.9k $34.2m $34.2m 4.33% Added +3.5k +3,546
14 First National Trust Co 1.29% of their portfolio Johnstown, PA 405,453405.5k $27.9m $27.9m 1.29% Reduced -2.9k -2,899
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 377,087377.1k $25.9m $25.9m 0.01% Added +86.4k +86,423
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 361,179361.2k $24.8m $24.8m 0.00% Added +10.5k +10,490
17 Klingman & Associates, LLC 1.97% of their portfolio New York, NY 355,753355.8k $24.5m $24.5m 1.97% Reduced -3.7k -3,652
18 First Pacific Financial 9.89% of their portfolio VANCOUVER, WA 338,712338.7k $23.3m $23.3m 9.89% Added +10.3k +10,278
19 JNBA Financial Advisors 2.42% of their portfolio BLOOMINGTON, MN 293,633293.6k $20.2m $20.2m 2.42% Added +35.5k +35,516
20 Asset Dedication, LLC 1.64% of their portfolio SAN FRANCISCO, CA 280,026280.0k $19.3m $19.3m 1.64% Added +19.7k +19,694
21 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 273,198273.2k $18.8m $18.8m 0.01% Reduced -110.9k -110,855
22 GHP Investment Advisors, Inc. 1.03% of their portfolio Denver, CO 253,980254.0k $17.7m $17.7m 1.03% Added +3.2k +3,197
23 McAdam, LLC 1.43% of their portfolio Philadelphia, PA 252,295252.3k $17.4m $17.4m 1.43% Reduced -4.2k -4,152
24 Convergence Financial, LLC 10.22% of their portfolio COLUMBIA, MO 241,674241.7k $16.6m $16.6m 10.22% Added +10.9k +10,939
25 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 241,656241.7k $16.6m $16.6m 0.03% Added +5.0k +5,014
26 Clark Capital Management Group, Inc. 0.15% of their portfolio PHILADELPHIA, PA 237,737237.7k $16.4m $16.4m 0.15% Added +13.1k +13,116
27 Rockbridge Investment Management, LCC 2.39% of their portfolio Syracuse, NY 197,207197.2k $13.6m $13.6m 2.39% Added +8.2k +8,243
28 ERn Financial, LLC 2.83% of their portfolio MIDDLETON, WI 196,790196.8k $13.5m $13.5m 2.83% Added +6.7k +6,731
29 SIGNET FINANCIAL MANAGEMENT, LLC 2.09% of their portfolio PARSIPPANY, NJ 192,509192.5k $13.2m $13.2m 2.09% Added +1.7k +1,729
30 Rodgers & Associates, LTD 1.88% of their portfolio Lancaster, PA 189,467189.5k $13.0m $13.0m 1.88% Added +5.7k +5,741
31 Marathon Mission, Inc. 10.36% of their portfolio ALBANY, NY 162,005162.0k $11.2m $11.2m 10.36% First filing
32 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 151,756151.8k $10.5m $10.5m 0.09% Added +974 +974
33 WCG Wealth Advisors LLC 1.21% of their portfolio LAS VEGAS, NV 150,172150.2k $10.3m $10.3m 1.21% Reduced -13.4k -13,393
34 Avior Wealth Management, LLC 0.63% of their portfolio OMAHA, NE 140,514140.5k $9.7m $9.7m 0.63% Added +5.9k +5,897
35 FinTrust Capital Advisors, LLC 2.16% of their portfolio Greenville, SC 139,133139.1k $9.0m $9.0m 2.16% Unchanged
36 KWB Wealth 1.50% of their portfolio REDLANDS, CA 137,783137.8k $9.5m $9.5m 1.50% Reduced -161.3k -161,282
37 Retirement Group, LLC 3.94% of their portfolio SAN DIEGO, CA 137,725137.7k $9.5m $9.5m 3.94% Reduced -219 -219
38 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 136,299136.3k $9.4m $9.4m 0.02% Added +35.3k +35,267
39 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.59% of their portfolio RICHMOND, VA 134,082134.1k $9.2m $9.2m 0.59% Added +98.4k +98,411
40 Mariner, LLC 0.02% of their portfolio Overland Park, KS 118,547118.5k $8.2m $8.2m 0.02% Reduced -6.2k -6,156
41 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 116,150116.2k $8.0m $8.0m 0.02% Added +6.3k +6,274
42 Total Wealth Planning, LLC 1.60% of their portfolio CINCINNATI, OH 111,602111.6k $7.7m $7.7m 1.60% Added +2.0k +1,955
43 Diligent Investors, LLC 2.22% of their portfolio REDLANDS, CA 109,325109.3k $7.5m $7.5m 2.22% Reduced -1.2k -1,163
44 ABLE Financial Group, LLC 3.74% of their portfolio SCOTTSDALE, AZ 105,198105.2k $7.2m $7.2m 3.74% Added +24.5k +24,467
45 Freedom Investment Management, Inc. 0.80% of their portfolio SOUTH WINDSOR, CT 103,045103.0k $7.1m $7.1m 0.80% Reduced -21.9k -21,910
46 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio OMAHA, NE 97,68597.7k $6.7m $6.7m 0.07% Reduced -62.6k -62,630
47 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 96,70296.7k $6.7m $6.7m 0.10% Added +1.3k +1,322
48 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 93,17493.2k $6.4m $6.4m 0.04% Added +24.7k +24,740
49 Keystone Financial Group 1.04% of their portfolio LEXINGTON, KY 88,90788.9k $6.1m $6.1m 1.04% First filing
50 Garden State Investment Advisory Services LLC 2.57% of their portfolio Red Bank, NJ 84,49784.5k $5.8m $5.8m 2.57% Added +6.4k +6,387
51 Kingsview Wealth Management, LLC 0.23% of their portfolio GRANTS PASS, OR 84,45184.5k $5.8m $5.8m 0.23% Reduced -1.1k -1,107
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 80,23780.2k $5.5m $5.5m 0.00% Added +30.1k +30,069
53 SAGE FINANCIAL GROUP INC 0.58% of their portfolio W. CONSHOHOCKEN, PA 79,75979.8k $5.5m $5.5m 0.58% Reduced -1.2k -1,228
54 WealthShield Partners, LLC 0.83% of their portfolio CARY, NC 79,62179.6k $5.5m $5.5m 0.83% Added +1.2k +1,154
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 77,51177.5k $5.3m $5.3m 0.00% Reduced -6.4k -6,389
56 Prestige Wealth Management Group LLC 1.24% of their portfolio FLEMINGTON, NJ 76,00576.0k $5.2m $5.2m 1.24% Reduced -785 -785
57 Marotta Asset Management 1.16% of their portfolio CHARLOTTESVILLE, VA 75,70875.7k $5.2m $5.2m 1.16% First filing
58 RTD Financial Advisors, Inc. 0.74% of their portfolio Philadelphia, PA 73,74973.7k $5.1m $5.1m 0.74% Reduced -953 -953
59 Koss-Olinger Consulting, LLC 0.59% of their portfolio GAINESVILLE, FL 73,39773.4k $5.0m $5.0m 0.59% Reduced -1.2k -1,194
60 Veritable, L.P. 0.08% of their portfolio Newtown Square, PA 72,13072.1k $5.0m $5.0m 0.08% Added +1.5k +1,465
61 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 72,04972.0k $5.0m $5.0m 0.00% Reduced -42.8k -42,825
62 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 71,99772.0k $5.0m $5.0m 0.00% Reduced -33.6k -33,576
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 71,47171.5k $4.9m $4.9m 0.00% Reduced -8.0k -8,040
64 IAG Wealth Partners, LLC 1.21% of their portfolio WAUKESHA, WI 66,39366.4k $4.6m $4.6m 1.21% Added +8.4k +8,383
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 65,33465.3k $4.5m $4.5m 0.00% Reduced -4.9k -4,862
66 CAPITAL WEALTH MANAGEMENT, LLC 2.42% of their portfolio W. WARWICK, RI 64,59664.6k $4.4m $4.4m 2.42% Added +4.5k +4,520
67 WALLER FINANCIAL PLANNING GROUP, INC 1.20% of their portfolio COLUMBUS, OH 63,35863.4k $4.4m $4.4m 1.20% Added +2.1k +2,100
68 Gladstone Institutional Advisory LLC 0.27% of their portfolio Bedminster, NJ 63,21963.2k $4.3m $4.3m 0.27% Reduced -851 -851
69 CWM, LLC 0.03% of their portfolio OMAHA, NE 61,98762.0k $4.3m $4.3m 0.03% Reduced -15.3k -15,330
70 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.13% of their portfolio LOS ANGELES, CA 57,99658.0k $4.0m $4.0m 0.13% Reduced -643 -643
71 BENJAMIN EDWARDS INC 0.92% of their portfolio Clayton, MO 57,68657.7k $4.0m $4.0m 0.92% Added +3.7k +3,747
72 Koshinski Asset Management, Inc. 0.40% of their portfolio DECATUR, IL 54,21254.2k $3.7m $3.7m 0.40% Reduced -1.1k -1,099
73 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 53,24453.2k $3.7m $3.7m 0.03% Added +1.1k +1,142
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 52,73652.7k $3.6m $3.6m 0.00% Added +5.4k +5,373
75 Annapolis Financial Services, LLC 1.02% of their portfolio ANNAPOLIS, MD 51,96352.0k $3.6m $3.6m 1.02% Added +63 +63
76 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 51,37951.4k $3.5m $3.5m 0.02% Reduced -3.9k -3,901
77 Windsor Wealth Management, Inc. 0.61% of their portfolio INDIANAPOLIS, IN 49,76049.8k $3.4m $3.4m 0.61% Added +312 +312
78 BAILARD, INC. 0.12% of their portfolio Foster City, CA 49,58649.6k $3.4m $3.4m 0.12% Added +2.6k +2,641
79 BMS Financial Advisors, LLC 2.20% of their portfolio RAPID CITY, SD 48,98949.0k $3.4m $3.4m 2.20% New
80 Financial Guidance Group, Inc. 2.45% of their portfolio Palm Harbor, FL 48,45448.5k $3.3m $3.3m 2.45% Added +128 +128
81 Visionary Wealth Advisors 0.26% of their portfolio O'FALLON, IL 47,86647.9k $3.3m $3.3m 0.26% Reduced -4.8k -4,819
82 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 47,26947.3k $3.3m $3.3m 0.01% Added +1.3k +1,282
83 Cooper Financial Group 0.81% of their portfolio IRVINE, CA 47,21047.2k $3.2m $3.2m 0.81% Added +289 +289
84 Farther Finance Advisors, LLC 0.69% of their portfolio SAN FRANCISCO, CA 45,76045.8k $3.1m $3.1m 0.69% Reduced -9.3k -9,347
85 Perennial Investment Advisors, LLC 0.53% of their portfolio Los Angeles, CA 43,43443.4k $3.0m $3.0m 0.53% Reduced -34.9k -34,911
86 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 40,52440.5k $2.9m $2.9m 0.06% Added +1.7k +1,671
87 Avantax Planning Partners, Inc. 0.11% of their portfolio DUBUQUE, IA 39,08439.1k $2.7m $2.7m 0.11% Reduced -2.1k -2,087
88 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.42% of their portfolio ALAMO, CA 36,10536.1k $2.5m $2.5m 0.42% Reduced -2.6k -2,580
89 Portside Wealth Group, LLC 0.45% of their portfolio Provo, UT 35,53235.5k $2.4m $2.4m 0.45% First filing
90 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 35,21835.2k $2.4m $2.4m 0.01% Reduced -360 -360
91 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 35,19935.2k $2.4m $2.4m 0.04% Reduced -534 -534
92 Smith Anglin Financial, LLC 0.29% of their portfolio DALLAS, TX 35,01935.0k $2.4m $2.4m 0.29% Reduced -6.1k -6,090
93 CENTAURUS FINANCIAL, INC. 0.20% of their portfolio ANAHEIM, CA 33,10833.1k $2.3m $2.3m 0.20% Reduced -14.7k -14,678
94 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 32,60332.6k $2.2m $2.2m 0.10% Reduced -1.7k -1,669
95 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 31,77431.8k $2.2m $2.2m 0.11% Added +812 +812
96 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.38% of their portfolio Reston, VA 31,26331.3k $2.2m $2.2m 0.38% Unchanged
97 Stratos Wealth Advisors, LLC 0.15% of their portfolio BEACHWOOD, OH 30,73130.7k $2.1m $2.1m 0.15% Reduced -75 -75
98 SWMG, LLC 1.11% of their portfolio FORT WORTH, TX 30,72530.7k $2.1m $2.1m 1.11% Added +332 +332
99 Clarus Wealth Advisors 1.21% of their portfolio PEORIA, AZ 29,16929.2k $2.0m $2.0m 1.21% Added +1.3k +1,343
100 DFPG INVESTMENTS, LLC 0.19% of their portfolio SANDY, UT 28,63128.6k $2.1m $2.1m 0.19% Added +1.6k +1,646