Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

324 institutional holders -12 vs Q1 2023
58,658,49858.7m shares reported held*
$1.8bnreported value*
22 new 99 added 152 reduced 36 sold out net sold ≈ $502.9m (-16.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.22. Options: 2 managers hold calls ($512.5k notional), 1 hold puts ($423.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348Q1 23: 336Q2 23: 324324Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022339
Q4 2022348
Q1 2023336
Q2 2023324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 141 bought or addedQ4 22: 181 cut or sold outQ4 22Q1 23: 128 bought or addedQ1 23: 202 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 188 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022141181
Q1 2023128202
Q2 2023121188

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $97.4kQ1 23 puts: $280.0kQ1 23P/C 2.88Q2 23 calls: $512.5kQ2 23 puts: $423.5kQ2 23P/C 0.83
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$97.4k$280.0k2.88
Q2 2023$512.5k$423.5k0.83

Biggest buyers

Wealthfront Advisers LLC New +1,722,777+1.7m
New York Life Investment Management LLC Added +1,467,133+1.5m
ASSETMARK, INC Added +951,377+951.4k
RENAISSANCE TECHNOLOGIES LLC Added +612,900+612.9k
TIAA, FSB Added +443,669+443.7k
Prime Capital Investment Advisors, LLC New +355,744+355.7k
Thrivent Financial for Lutherans Added +291,291+291.3k
Cornerstone Management, Inc. Added +241,729+241.7k
Facet Wealth, Inc. Added +225,106+225.1k
RFG Advisory, LLC Added +99,302+99.3k

Biggest sellers

JANE STREET GROUP, LLC Reduced -11,424,507-11.4m
AMERIPRISE FINANCIAL INC Reduced -3,678,633-3.7m
Clearwater Capital Advisors, LLC Sold out -1,142,595-1.1m
Cambridge Investment Research Advisors, Inc. Reduced -893,078-893.1k
UBS Group AG Reduced -482,319-482.3k
Treasure Coast Financial Planning Sold out -444,474-444.5k
Iron Horse Wealth Management, LLC Reduced -427,189-427.2k
Cetera Advisor Networks LLC Reduced -411,218-411.2k
Portland Global Advisors LLC Sold out -381,081-381.1k
OSAIC HOLDINGS, INC. Reduced -349,035-349.0k

Biggest calls

CITADEL ADVISORS LLC Added $512.5k16.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $423.5k13.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 6,671,6996.7m $207.2m $207.2m 0.06% Reduced -3.7m -3,678,633
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,962,9013.0m $90.9m $90.9m 0.03% Reduced -167.1k -167,149
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,531,0842.5m $77.7m $77.7m 0.01% Reduced -198.6k -198,642
4 Avantax Planning Partners, Inc. 2.93% of their portfolio DUBUQUE, IA 2,405,1362.4m $73.8m $73.8m 2.93% Reduced -62.0k -61,994
5 KEYBANK NATIONAL ASSOCIATION/OH 0.32% of their portfolio BROOKLYN, OH 2,288,1962.3m $70.2m $70.2m 0.32% Reduced -162.4k -162,434
6 Valmark Advisers, Inc. 1.24% of their portfolio AKRON, OH 1,987,4572.0m $61.0m $61.0m 1.24% Added +42.0k +42,013
7 New York Life Investment Management LLC 0.58% of their portfolio New York, NY 1,827,4791.8m $56.1m $56.1m 0.58% Added +1.5m +1,467,133
8 Wealthfront Advisers LLC 0.22% of their portfolio Palo Alto, CA 1,722,7771.7m $52.9m $52.9m 0.22% New
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,628,0521.6m $50.0m $50.0m 0.02% Reduced -232.8k -232,759
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,534,1061.5m $47.1m $47.1m 0.01% Reduced -275.1k -275,083
11 TIAA, FSB 0.17% of their portfolio ST. LOUIS, MO 1,514,5221.5m $46.5m $46.5m 0.17% Added +443.7k +443,669
12 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,463,2021.5m $44.9m $44.9m 0.03% Added +17.0k +17,021
13 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,129,5681.1m $34.7m $34.7m 0.02% Reduced -482.3k -482,319
14 ASSETMARK, INC 0.13% of their portfolio CONCORD, CA 1,077,9151.1m $33.1m $33.1m 0.13% Added +951.4k +951,377
15 Astor Investment Management LLC 10.98% of their portfolio CHICAGO, IL 1,055,0611.1m $32.4m $32.4m 10.98% Reduced -53.1k -53,060
16 MFA WEALTH ADVISORS, LLC 9.75% of their portfolio PITTSBURGH, PA 1,009,2511.0m $31.0m $31.0m 9.75% Added +18.0k +18,029
17 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 1,007,5001.0m $30.9m $30.9m 0.04% Added +612.9k +612,900
18 Towercrest Capital Management 4.84% of their portfolio NEWTOWN, PA 846,379846.4k $26.0m $26.0m 4.84% Added +23.1k +23,097
19 Alliance Wealth Management Group 6.88% of their portfolio FLEMINGTON, NJ 689,805689.8k $21.2m $21.2m 6.88% Added +19.6k +19,564
20 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 657,100657.1k $20.2m $20.2m 0.04% Reduced -349.0k -349,035
21 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 648,493648.5k $19.9m $19.9m 0.12% Reduced -33.3k -33,346
22 Cornerstone Management, Inc. 4.72% of their portfolio DULUTH, GA 602,216602.2k $18.5m $18.5m 4.72% Added +241.7k +241,729
23 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 596,790596.8k $18.3m $18.3m 0.02% Reduced -11.4m -11,424,507
24 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 594,790594.8k $18.2m $18.2m 0.04% Reduced -30.5k -30,505
25 Cedar Mountain Advisors, LLC 4.95% of their portfolio LAKE OSWEGO, OR 564,836564.8k $17.3m $17.3m 4.95% Added +7.5k +7,506
26 Stratos Investment Management, LLC 2.40% of their portfolio BEACHWOOD, OH 509,577509.6k $15.6m $15.6m 2.40% Added +32.5k +32,497
27 Curbstone Financial Management Corp 3.53% of their portfolio MANCHESTER, NH 482,964483.0k $14.8m $14.8m 3.53% Reduced -5.6k -5,600
28 Cherry Tree Wealth Management, LLC 4.00% of their portfolio MINNETONKA, MN 447,412447.4k $13.7m $13.7m 4.00% First filing
29 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 433,704433.7k $13.3m $13.3m 0.09% Reduced -411.2k -411,218
30 WESCAP Management Group, Inc. 4.33% of their portfolio Glendale, CA 404,401404.4k $12.4m $12.4m 4.33% Added +40.3k +40,289
31 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 401,687401.7k $12.3m $12.3m 0.01% Reduced -18.7k -18,655
32 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 366,261366.3k $11.2m $11.2m 0.02% Added +9.7k +9,667
33 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 356,019356.0k $10.9m $10.9m 0.02% Added +291.3k +291,291
34 Prime Capital Investment Advisors, LLC 0.22% of their portfolio OVERLAND PARK, KS 355,744355.7k $10.9m $10.9m 0.22% New
35 CWM, LLC 0.07% of their portfolio OMAHA, NE 354,966355.0k $10.9m $10.9m 0.07% Reduced -67.9k -67,939
36 Kohmann Bosshard Financial Services, LLC 1.74% of their portfolio FAIRLAWN, OH 328,925328.9k $10.1m $10.1m 1.74% Added +40.8k +40,849
37 Providence First Trust Co 5.13% of their portfolio SCOTTSDALE, AZ 303,948303.9k $9.3m $9.3m 5.13% Added +84.4k +84,351
38 V Wealth Advisors LLC 1.56% of their portfolio Overland Park, KS 297,991298.0k $9.1m $9.1m 1.56% Added +8.4k +8,379
39 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 292,984293.0k $9.0m $9.0m 0.02% Added +5.5k +5,532
40 Centennial Wealth Advisory LLC 4.67% of their portfolio Traverse City, MI 291,592291.6k $8.9m $8.9m 4.67% Reduced -9.7k -9,654
41 COURIER CAPITAL LLC 0.69% of their portfolio BUFFALO, NY 285,197285.2k $8.8m $8.8m 0.69% Reduced -7.9k -7,851
42 Facet Wealth, Inc. 0.44% of their portfolio WEST PALM BEACH, FL 282,965283.0k $8.6m $8.6m 0.44% Added +225.1k +225,106
43 DEAN INVESTMENT ASSOCIATES, LLC 1.40% of their portfolio BEAVERCREEK, OH 279,621279.6k $8.6m $8.6m 1.40% Added +4.6k +4,564
44 Ameliora Wealth Management Ltd. 5.28% of their portfolio ZURICH, V8 278,621278.6k $8.6m $8.6m 5.28% Reduced -7.7k -7,717
45 Advisory Alpha, LLC 0.43% of their portfolio HOLLAND, MI 272,922272.9k $8.4m $8.4m 0.43% Reduced -1.8k -1,778
46 HARBOR ADVISORY CORP /MA/ 2.94% of their portfolio PORTSMOUTH, NH 271,200271.2k $8.3m $8.3m 2.94% Reduced -5.4k -5,434
47 Penobscot Investment Management Company, Inc. 1.36% of their portfolio BOSTON, MA 269,166269.2k $8.3m $8.3m 1.36% Reduced -3.7k -3,695
48 Alesco Advisors, LLC, An ESL Co 0.28% of their portfolio Pittsford, NY 257,470257.5k $7.9m $7.9m 0.28% Reduced -300.9k -300,880
49 Atria Investments, Inc 0.14% of their portfolio Charlotte, NC 251,953252.0k $7.7m $7.7m 0.14% Added +2.1k +2,068
50 SageView Advisory Group, LLC 0.43% of their portfolio Newport Beach, CA 248,946248.9k $7.6m $7.6m 0.43% Reduced -11.4k -11,416
51 NewSquare Capital LLC 0.76% of their portfolio NEWTOWN SQUARE, PA 238,265238.3k $7.3m $7.3m 0.76% Added +2.4k +2,385
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 234,507234.5k $7.2m $7.2m 0.00% Reduced -49.1k -49,132
53 Mariner, LLC 0.02% of their portfolio Overland Park, KS 233,037233.0k $7.2m $7.2m 0.02% Reduced -51.1k -51,091
54 Capital Investment Advisors, LLC 0.21% of their portfolio ATLANTA, GA 225,255225.3k $6.9m $6.9m 0.21% Reduced -24.5k -24,531
55 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 216,434216.4k $6.6m $6.6m 0.08% Added +5.5k +5,532
56 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 216,352216.4k $6.6m $6.6m 0.01% Reduced -5.2k -5,243
57 RFG Advisory, LLC 0.29% of their portfolio BIRMINGHAM, AL 215,510215.5k $6.6m $6.6m 0.29% Added +99.3k +99,302
58 Terril Brothers, Inc. 2.76% of their portfolio St. Louis, MO 203,780203.8k $6.3m $6.3m 2.76% Reduced -27.2k -27,195
59 APPLETON PARTNERS INC/MA 0.52% of their portfolio BOSTON, MA 200,181200.2k $6.1m $6.1m 0.52% Reduced -6.9k -6,865
60 MBM WEALTH CONSULTANTS, LLC 2.60% of their portfolio CHESTERFIELD, MO 198,949198.9k $6.1m $6.1m 2.60% Reduced -141.8k -141,781
61 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 195,430195.4k $6.0m $6.0m 0.09% Added +1.8k +1,769
62 Prospera Financial Services Inc 0.23% of their portfolio Dallas, TX 194,537194.5k $6.0m $6.0m 0.23% Added +4.2k +4,188
63 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 193,236193.2k $5.9m $5.9m 0.05% Reduced -1.9k -1,950
64 Glen Eagle Advisors, LLC 1.30% of their portfolio KINGSTON, NJ 183,831183.8k $5.6m $5.6m 1.30% Reduced -135.8k -135,829
65 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 178,808178.8k $5.5m $5.5m 0.01% Reduced -4.2k -4,247
66 CENTRAL TRUST Co 0.14% of their portfolio JEFFERSON CITY, MO 168,689168.7k $5.2m $5.2m 0.14% Added +7.7k +7,746
67 Addison Advisors LLC 2.55% of their portfolio MIDDLEBURY, VT 168,546168.5k $5.2m $5.2m 2.55% Added +20.0k +19,989
68 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 163,914163.9k $5.0m $5.0m 0.01% Reduced -94.5k -94,511
69 WEBSTERROGERS FINANCIAL ADVISORS, LLC 2.17% of their portfolio FLORENCE, SC 162,306162.3k $5.0m $5.0m 2.17% Added +1.7k +1,662
70 WJ Wealth Management, LLC 2.35% of their portfolio GLENDALE, AZ 161,994162.0k $5.0m $5.0m 2.35% Added +91.4k +91,361
71 ST GERMAIN D J CO INC 0.26% of their portfolio SPRINGFIELD, MA 157,886157.9k $4.8m $4.8m 0.26% First filing
72 Connectus Wealth, LLC 0.77% of their portfolio CINCINNATI, OH 157,527157.5k $33.3m $33.3m 0.77% Added +15.7k +15,733
73 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 3.42% of their portfolio Phoenix, AZ 155,917155.9k $4.8m $4.8m 3.42% Added +27.6k +27,618
74 Legacy Capital Group California, Inc. 1.96% of their portfolio LOS GATOS, CA 155,067155.1k $4.8m $4.8m 1.96% Added +4.0k +3,950
75 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 144,870144.9k $4.4m $4.4m 0.06% Reduced -81.9k -81,931
76 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 141,142141.1k $4.3m $4.3m 0.04% Reduced -27.4k -27,428
77 Financial Architects, Inc 0.65% of their portfolio MARLTON, NJ 140,483140.5k $4.3m $4.3m 0.65% Reduced -13.5k -13,453
78 PARSONS CAPITAL MANAGEMENT INC/RI 0.33% of their portfolio PROVIDENCE, RI 139,991140.0k $4.3m $4.3m 0.33% Reduced -5.2k -5,177
79 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 133,099133.1k $4.1m $4.1m 0.02% Reduced -50.9k -50,910
80 Richard W. Paul & Associates, LLC 1.73% of their portfolio NOVI, MI 129,527129.5k $4.0m $4.0m 1.73% Reduced -10.5k -10,453
81 CALTON & ASSOCIATES, INC. 1.80% of their portfolio Tampa, FL 126,023126.0k $3.9m $3.9m 1.80% Reduced -3.2k -3,239
82 TELEMUS CAPITAL, LLC 0.32% of their portfolio Southfield, MI 122,678122.7k $3.8m $3.8m 0.32% Added +1.2k +1,250
83 Bank of New Hampshire 1.07% of their portfolio LACONIA, NH 121,310121.3k $3.7m $3.7m 1.07% Added +1.1k +1,130
84 EAGLE GLOBAL ADVISORS LLC 0.22% of their portfolio Houston, TX 111,192111.2k $3.4m $3.4m 0.22% Reduced -4.3k -4,305
85 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 109,332109.3k $3.4m $3.4m 0.00% Added +60.7k +60,711
86 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 104,024104.0k $3.2m $3.2m 0.07% Reduced -6.9k -6,853
87 Elevated Capital Advisors, LLC 1.06% of their portfolio SANDY, UT 103,799103.8k $3.2m $3.2m 1.06% Added +2.0k +2,011
88 WBI INVESTMENTS, LLC 0.56% of their portfolio RED BANK, NJ 101,154101.2k $3.1m $3.1m 0.56% Added +62.6k +62,592
89 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 100,217100.2k $3.1m $3.1m 0.01% Reduced -893.1k -893,078
90 Better Money Decisions, LLC 2.49% of their portfolio Santa Fe, NM 99,64899.6k $3.1m $3.1m 2.49% Added +31.2k +31,207
91 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 97,92497.9k $3.0m $3.0m 0.02% Reduced -21.9k -21,931
92 Wela Strategies, Inc. 2.19% of their portfolio ATLANTA, GA 92,90492.9k $2.9m $2.9m 2.19% Added +6.5k +6,470
93 Outlook Wealth Advisors, LLC 1.05% of their portfolio SHENANDOAH, TX 90,80290.8k $2.8m $2.8m 1.05% Reduced -4.6k -4,626
94 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 88,72188.7k $2.7m $2.7m 0.01% Reduced -3.8k -3,835
95 Marion Wealth Management 0.96% of their portfolio MONROEVILLE, PA 88,22688.2k $2.7m $2.7m 0.96% Added +7.3k +7,346
96 Q3 Asset Management 1.27% of their portfolio BIRMINGHAM, MI 85,44985.4k $2.6m $2.6m 1.27% New
97 Aries Wealth Management 0.99% of their portfolio PORTLAND, ME 82,87882.9k $2.5m $2.5m 0.99% Reduced -1.0k -1,033
98 Gould Capital, LLC 1.87% of their portfolio TACOMA, WA 79,82279.8k $2.4m $2.4m 1.87% Reduced -1.5k -1,515
99 New England Capital Financial Advisors LLC 1.61% of their portfolio MERIDEN, CT 79,76379.8k $2.4m $2.4m 1.61% Added +4.1k +4,081
100 BCS Wealth Management 1.77% of their portfolio JOHNSON CITY, TN 78,92878.9k $2.4m $2.4m 1.77% Added +7.5k +7,538