Vault-13

SPDR SERIES TRUST SLYG

S&P 600 SMCP GRW · ETP · CUSIP 78464A201

373 institutional holders +7 vs Q1 2023
20,217,75420.2m shares reported held*
$1.6bnreported value*
26 new 145 added 138 reduced 22 sold out net bought ≈ $44.0m (+562.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $77.00. Options: 2 managers hold calls ($100.0k notional), 1 hold puts ($23.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 341Q4 22: 371Q1 23: 366Q2 23: 373373Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022341
Q4 2022371
Q1 2023366
Q2 2023373

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 168 bought or addedQ4 22: 133 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 171 bought or addedQ2 23: 160 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022168133
Q1 2023195142
Q2 2023171160

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $217.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $64.7kQ4 22 puts: $108.4kQ4 22P/C 1.67Q1 23 calls: $51.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $100.0kQ2 23 puts: $23.1kQ2 23P/C 0.23
Numbers
QuarterCallsPutsP/C
Q3 2022$217.0k$00.00
Q4 2022$64.7k$108.4k1.67
Q1 2023$51.6k$00.00
Q2 2023$100.0k$23.1k0.23

Biggest buyers

Redwood Investment Management, LLC Added +195,478+195.5k
AMERIPRISE FINANCIAL INC Added +147,749+147.7k
BANK OF AMERICA CORP /DE/ Added +146,206+146.2k
Equitable Holdings, Inc. Added +88,391+88.4k
TOWNSQUARE CAPITAL LLC Added +49,939+49.9k
Haverford Trust Co Added +47,045+47.0k
OSAIC HOLDINGS, INC. Added +37,786+37.8k
Financial Engines Advisors L.L.C. Added +36,433+36.4k
Stratos Wealth Partners, LTD. Added +35,939+35.9k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +34,382+34.4k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -110,876-110.9k
STIFEL FINANCIAL CORP Reduced -69,704-69.7k
NorthRock Partners, LLC Reduced -51,880-51.9k
MML INVESTORS SERVICES, LLC Reduced -50,467-50.5k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -39,833-39.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -36,239-36.2k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -36,217-36.2k
New York Life Investment Management LLC Sold out -34,709-34.7k
LINCOLN NATIONAL CORP Sold out -32,928-32.9k
TIAA, FSB Reduced -29,350-29.4k

Biggest calls

CITADEL ADVISORS LLC Added $100.0k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $23.1k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 1,606,6021.6m $123.6m $123.6m 0.09% Added +19.7k +19,708
2 Financial Engines Advisors L.L.C. 0.28% of their portfolio SANTA CLARA, CA 1,423,1541.4m $109.5m $109.5m 0.28% Added +36.4k +36,433
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,329,3731.3m $102.3m $102.3m 0.01% Added +146.2k +146,206
4 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 810,645810.6k $62.5m $62.5m 0.02% Added +147.7k +147,749
5 Haverford Trust Co 0.62% of their portfolio Radnor, PA 719,172719.2k $55.3m $55.3m 0.62% Added +47.0k +47,045
6 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 1.55% of their portfolio LOS ANGELES, CA 608,155608.2k $46.8m $46.8m 1.55% Added +34.4k +34,382
7 ASSETMARK, INC 0.13% of their portfolio CONCORD, CA 437,464437.5k $33.7m $33.7m 0.13% Added +1.3k +1,273
8 Redwood Investment Management, LLC 3.26% of their portfolio SCOTTSDALE, AZ 410,613410.6k $31.6m $31.6m 3.26% Added +195.5k +195,478
9 Savant Capital, LLC 0.48% of their portfolio ROCKFORD, IL 400,008400.0k $30.8m $30.8m 0.48% Added +13.3k +13,267
10 Rodgers & Associates, LTD 4.25% of their portfolio Lancaster, PA 382,595382.6k $29.4m $29.4m 4.25% Added +26.4k +26,353
11 TOWNSQUARE CAPITAL LLC 0.47% of their portfolio Lehi, UT 333,258333.3k $25.6m $25.6m 0.47% Added +49.9k +49,939
12 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 329,097329.1k $25.3m $25.3m 0.03% Reduced -69.7k -69,704
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 322,339322.3k $24.8m $24.8m 0.00% Reduced -9.1k -9,055
14 NorthRock Partners, LLC 2.67% of their portfolio MINNEAPOLIS, MN 317,310317.3k $24.4m $24.4m 2.67% Reduced -51.9k -51,880
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 295,011295.0k $22.7m $22.7m 0.01% Reduced -110.9k -110,876
16 FAS Wealth Partners, Inc. 2.67% of their portfolio LEAWOOD, KS 273,802273.8k $21.1m $21.1m 2.67% Added +14.9k +14,907
17 Krilogy Financial LLC 1.84% of their portfolio ST. LOUIS, MO 266,529266.5k $20.5m $20.5m 1.84% Added +13.5k +13,451
18 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 252,709252.7k $19.4m $19.4m 0.04% Added +20.3k +20,282
19 Tradition Wealth Management, LLC 2.17% of their portfolio EDINA, MN 241,111241.1k $18.6m $18.6m 2.17% Reduced -15.2k -15,175
20 BENJAMIN F. EDWARDS & COMPANY, INC. 0.69% of their portfolio ST. LOUIS, MO 235,925235.9k $18.2m $18.2m 0.69% Reduced -39.8k -39,833
21 AIRE ADVISORS, LLC 4.50% of their portfolio BEVERLY HILLS, CA 222,324222.3k $17.1m $17.1m 4.50% Added +1.2k +1,204
22 KWB Wealth 2.64% of their portfolio REDLANDS, CA 216,821216.8k $16.7m $16.7m 2.64% Added +3.3k +3,260
23 GHP Investment Advisors, Inc. 0.98% of their portfolio Denver, CO 214,889214.9k $16.8m $16.8m 0.98% Added +5.6k +5,634
24 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 214,253214.3k $16.5m $16.5m 0.10% Added +1.7k +1,694
25 WCG Wealth Advisors LLC 1.89% of their portfolio LAS VEGAS, NV 210,192210.2k $16.2m $16.2m 1.89% Added +4.0k +4,008
26 Financial Planning & Information Services, Inc. 2.97% of their portfolio DE PERE, WI 209,087209.1k $16.1m $16.1m 2.97% Reduced -4.4k -4,390
27 Roberts Financial Services LLC 3.73% of their portfolio MARQUETTE, MI 208,104208.1k $16.0m $16.0m 3.73% Added +10.3k +10,280
28 First National Trust Co 0.71% of their portfolio Johnstown, PA 199,951200.0k $15.4m $15.4m 0.71% Reduced -6.3k -6,328
29 Convergence Financial, LLC 9.06% of their portfolio COLUMBIA, MO 191,518191.5k $14.7m $14.7m 9.06% Added +14.2k +14,161
30 Klingman & Associates, LLC 1.10% of their portfolio New York, NY 176,427176.4k $13.6m $13.6m 1.10% Added +402 +402
31 Csenge Advisory Group 0.91% of their portfolio CLEARWATER, FL 175,895175.9k $13.5m $13.5m 0.91% Added +9.9k +9,856
32 Equitable Holdings, Inc. 0.19% of their portfolio NEW YORK, NY 175,561175.6k $13.5m $13.5m 0.19% Added +88.4k +88,391
33 Octavia Wealth Advisors, LLC 2.55% of their portfolio CINCINNATI, OH 163,354163.4k $12.6m $12.6m 2.55% Added +12.1k +12,125
34 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 162,834162.8k $12.5m $12.5m 0.02% Added +37.8k +37,786
35 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 149,589149.6k $11.6m $11.6m 0.10% Added +12.1k +12,052
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 146,527146.5k $11.3m $11.3m 0.00% Reduced -1.9k -1,947
37 Mariner, LLC 0.03% of their portfolio Overland Park, KS 145,358145.4k $11.2m $11.2m 0.03% Added +5.5k +5,492
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 145,181145.2k $11.2m $11.2m 0.00% Added +29.8k +29,760
39 TIAA, FSB 0.04% of their portfolio ST. LOUIS, MO 140,194140.2k $10.8m $10.8m 0.04% Reduced -29.4k -29,350
40 Financial Enhancement Group LLC 1.88% of their portfolio ANDERSON, IN 127,713127.7k $10.2m $10.2m 1.88% Added +3.1k +3,055
41 Shakespeare Wealth Management, LLC 3.22% of their portfolio Pewaukee, WI 122,468122.5k $9.4m $9.4m 3.22% Added +6.0k +5,998
42 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.14% of their portfolio ST. LOUIS, MO 120,828120.8k $9.3m $9.3m 0.14% Reduced -36.2k -36,217
43 MATHER GROUP, LLC. 0.14% of their portfolio CHICAGO, IL 117,430117.4k $9.0m $9.0m 0.14% Reduced -6.4k -6,409
44 Wealthcare Advisory Partners LLC 0.37% of their portfolio WEST CHESTER, PA 106,233106.2k $8.2m $8.2m 0.37% Added +5.9k +5,869
45 Kades & Cheifetz LLC 6.13% of their portfolio Berwyn, PA 103,948103.9k $8.0m $8.0m 6.13% Reduced -120 -120
46 Diversified, LLC 1.98% of their portfolio Wilmington, DE 101,095101.1k $7.8m $7.8m 1.98% Added +3.3k +3,280
47 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 98,23198.2k $7.6m $7.6m 0.01% Added +1.6k +1,556
48 Forbes Financial Planning, Inc. 7.22% of their portfolio EAST GREENWICH, RI 97,22497.2k $7.5m $7.5m 7.22% Reduced -161 -161
49 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 97,04497.0k $7.5m $7.5m 0.01% Added +4.9k +4,855
50 DENVER WEALTH MANAGEMENT, INC. 5.18% of their portfolio DENVER, CO 96,52296.5k $7.4m $7.4m 5.18% Reduced -2.1k -2,130
51 SIGNET FINANCIAL MANAGEMENT, LLC 1.13% of their portfolio PARSIPPANY, NJ 92,73892.7k $7.1m $7.1m 1.13% Added +1.1k +1,081
52 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 90,82390.8k $7.0m $7.0m 0.05% Added +3.5k +3,484
53 Perennial Investment Advisors, LLC 1.24% of their portfolio Los Angeles, CA 90,08390.1k $6.9m $6.9m 1.24% Reduced -10.1k -10,139
54 Avantax Planning Partners, Inc. 0.27% of their portfolio DUBUQUE, IA 89,57689.6k $6.9m $6.9m 0.27% Reduced -2.2k -2,195
55 RAINEY & RANDALL WEALTH ADVISORS INC. 1.96% of their portfolio Celebration, FL 85,59285.6k $6.6m $6.6m 1.96% Added +412 +412
56 MGO ONE SEVEN LLC 0.59% of their portfolio Beachwood, OH 83,57883.6k $6.4m $6.4m 0.59% Reduced -16.0k -16,004
57 FINANCIAL CONSULATE, INC 2.55% of their portfolio HUNT VALLEY, MD 78,23878.2k $6.0m $6.0m 2.55% Added +7.8k +7,811
58 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 77,98178.0k $6.0m $6.0m 0.02% Reduced -11.8k -11,807
59 McAdam, LLC 0.49% of their portfolio Philadelphia, PA 76,67476.7k $5.9m $5.9m 0.49% Reduced -651 -651
60 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 74,37274.4k $5.7m $5.7m 0.01% Added +25.0k +25,012
61 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 73,54773.5k $5.7m $5.7m 0.03% Reduced -19.9k -19,942
62 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 73,12473.1k $5.6m $5.6m 0.01% Added +27.5k +27,543
63 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio OMAHA, NE 73,09873.1k $5.6m $5.6m 0.06% Added +5.0k +5,014
64 JNBA Financial Advisors 0.67% of their portfolio BLOOMINGTON, MN 72,90772.9k $5.6m $5.6m 0.67% Added +18.8k +18,799
65 Financial Strategies Group, Inc. 1.75% of their portfolio OKEMOS, MI 71,17671.2k $5.5m $5.5m 1.75% Added +11.8k +11,778
66 ERn Financial, LLC 0.99% of their portfolio MIDDLETON, WI 61,47761.5k $4.7m $4.7m 0.99% Reduced -1.9k -1,852
67 Pacific Sun Financial Corp 2.81% of their portfolio LOS ANGELES, CA 57,03557.0k $4.2m $4.2m 2.81% First filing
68 Pinnacle Financial Partners Inc 0.11% of their portfolio Nashville, TN 56,57656.6k $4.4m $4.4m 0.11% Reduced -83 -83
69 Marietta Wealth Management, LLC 0.81% of their portfolio MARIETTA, GA 56,12356.1k $4.3m $4.3m 0.81% Added +4.3k +4,284
70 Key Financial Inc 1.40% of their portfolio WEST CHESTER, PA 54,80654.8k $4.2m $4.2m 1.40% Added +4.3k +4,342
71 WealthShield Partners, LLC 0.63% of their portfolio CARY, NC 54,35554.4k $4.2m $4.2m 0.63% Added +9.1k +9,054
72 Strategies Wealth Advisors, LLC 0.84% of their portfolio GRAND RAPIDS, MI 53,54453.5k $4.1m $4.1m 0.84% Added +424 +424
73 BARRETT & COMPANY, INC. 2.32% of their portfolio PROVIDENCE, RI 52,01452.0k $4.0m $4.0m 2.32% Reduced -596 -596
74 MONETA GROUP INVESTMENT ADVISORS LLC 0.09% of their portfolio ST LOUIS, MO 51,86951.9k $4.0m $4.0m 0.09% Added +483 +483
75 BIP Wealth, LLC 0.32% of their portfolio ATLANTA, GA 50,60250.6k $3.9m $3.9m 0.32% Added +7.4k +7,364
76 WALLER FINANCIAL PLANNING GROUP, INC 1.05% of their portfolio COLUMBUS, OH 49,69849.7k $3.8m $3.8m 1.05% Added +1.0k +1,033
77 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 49,45749.5k $3.8m $3.8m 0.06% Added +20.4k +20,351
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 49,40249.4k $3.8m $3.8m 0.00% Added +13.4k +13,422
79 Whitegate Investment Counselors, Inc. 1.24% of their portfolio CONCORD, NH 48,97749.0k $3.8m $3.8m 1.24% Added +741 +741
80 Spire Wealth Management 0.13% of their portfolio MCLEAN, VA 47,32747.3k $3.6m $3.6m 0.13% Added +1.1k +1,077
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 47,19447.2k $3.6m $3.6m 0.00% Added +1.9k +1,888
82 Blue Barn Wealth, LLC 2.30% of their portfolio OREM, UT 45,93045.9k $3.5m $3.5m 2.30% Added +2.1k +2,147
83 Stratos Wealth Partners, LTD. 0.08% of their portfolio BEACHWOOD, OH 45,82045.8k $3.5m $3.5m 0.08% Added +35.9k +35,939
84 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 44,48444.5k $3.4m $3.4m 0.00% Added +15.8k +15,811
85 Kingsview Wealth Management, LLC 0.13% of their portfolio GRANTS PASS, OR 44,44344.4k $3.4m $3.4m 0.13% Added +98 +98
86 Prestige Wealth Management Group LLC 0.81% of their portfolio FLEMINGTON, NJ 44,13244.1k $3.4m $3.4m 0.81% Added +217 +217
87 Connecticut Wealth Management, LLC 0.23% of their portfolio FARMINGTON, CT 43,30943.3k $3.3m $3.3m 0.23% Reduced -27.4k -27,373
88 New England Capital Financial Advisors LLC 2.08% of their portfolio MERIDEN, CT 40,97341.0k $3.2m $3.2m 2.08% Added +2.2k +2,162
89 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 40,55640.6k $3.1m $3.1m 0.02% Reduced -50.5k -50,467
90 Ledge Wealth Management, Inc. 1.42% of their portfolio SARTELL, MN 38,48538.5k $3.0m $3.0m 1.42% Reduced -446 -446
91 Windsor Wealth Management, Inc. 0.53% of their portfolio INDIANAPOLIS, IN 38,41538.4k $3.0m $3.0m 0.53% Reduced -8.9k -8,925
92 Veritable, L.P. 0.05% of their portfolio Newtown Square, PA 37,26837.3k $2.9m $2.9m 0.05% Reduced -3.3k -3,300
93 EisnerAmper Wealth Management Corporate Benefits, LLC 1.35% of their portfolio ISELIN, NJ 36,64336.6k $2.8m $2.8m 1.35% Reduced -498 -498
94 Laidlaw Wealth Management LLC 0.55% of their portfolio NEW YORK CITY, NY 36,51136.5k $2.8m $2.8m 0.55% Reduced -2.7k -2,655
95 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 34,92034.9k $2.7m $2.7m 0.01% Reduced -2.0k -1,981
96 Probity Advisors, Inc. 0.57% of their portfolio DALLAS, TX 33,69833.7k $2.6m $2.6m 0.57% First filing
97 INTERACTIVE FINANCIAL ADVISORS, INC. 1.68% of their portfolio New Lenox, IL 32,13432.1k $2.5m $2.5m 1.68% New
98 MONECO ADVISORS, LLC 0.67% of their portfolio FAIRFIELD, CT 31,87131.9k $2.5m $2.5m 0.67% Added +1.9k +1,910
99 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 31,39231.4k $2.4m $2.4m 0.12% Reduced -15.5k -15,488
100 Advisor OS, LLC 0.39% of their portfolio CHICAGO, IL 30,69530.7k $2.4m $2.4m 0.39% Reduced -2.3k -2,293