Vault-13

SCHWAB STRATEGIC TR SCHV

US LCAP VA ETF · ETP · CUSIP 808524409

688 institutional holders -6 vs Q1 2023
102,064,041102.1m shares reported held*
$6.8bnreported value*
42 new 240 added 265 reduced 48 sold out net sold ≈ $106.0m (-303.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.23. Options: 2 managers hold calls ($986.2k notional), 1 hold puts ($281.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 641Q4 22: 697Q1 23: 694Q2 23: 688688Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022641
Q4 2022697
Q1 2023694
Q2 2023688

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 301 bought or addedQ4 22: 283 cut or sold outQ4 22Q1 23: 260 bought or addedQ1 23: 334 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 313 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022301283
Q1 2023260334
Q2 2023282313

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $673.0kQ3 22 puts: $240.0kQ3 22P/C 0.36Q4 22 calls: $983.7kQ4 22 puts: $257.5kQ4 22P/C 0.26Q1 23 calls: $878.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $986.2kQ2 23 puts: $281.8kQ2 23P/C 0.29
Numbers
QuarterCallsPutsP/C
Q3 2022$673.0k$240.0k0.36
Q4 2022$983.7k$257.5k0.26
Q1 2023$878.8k$00.00
Q2 2023$986.2k$281.8k0.29

Biggest buyers

Bishop & Co Investment Management, LLC Added +1,243,099+1.2m
MATHER GROUP, LLC. Added +617,001+617.0k
ENVESTNET ASSET MANAGEMENT INC Added +427,091+427.1k
SEI INVESTMENTS CO Added +424,594+424.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +151,232+151.2k
RETIREMENT GUYS FORMULA LLC Added +149,396+149.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +148,200+148.2k
PIERSHALE FINANCIAL GROUP, INC. Added +93,139+93.1k
MML INVESTORS SERVICES, LLC Added +76,505+76.5k
MONETA GROUP INVESTMENT ADVISORS LLC Added +72,251+72.3k

Biggest sellers

Main Management ETF Advisors, LLC Sold out -950,250-950.2k
Financial Management Professionals, Inc. Reduced -474,572-474.6k
Main Management LLC Sold out -324,769-324.8k
Scarborough Advisors, LLC Sold out -299,661-299.7k
Nadler Financial Group, Inc. Reduced -171,356-171.4k
CX Institutional Reduced -171,085-171.1k
OSAIC HOLDINGS, INC. Reduced -143,859-143.9k
AMERIPRISE FINANCIAL INC Reduced -136,317-136.3k
Polianta Ltd Sold out -131,500-131.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -121,500-121.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $986.2k14.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $281.8k4.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.40% of their portfolio SANTA CLARA, CA 20,000,70720.0m $1.3bn $1.3bn 3.40% Added +62.2k +62,236
2 MATHER GROUP, LLC. 9.85% of their portfolio CHICAGO, IL 9,209,5349.2m $617.9m $617.9m 9.85% Added +617.0k +617,001
3 SEI INVESTMENTS CO 0.98% of their portfolio OAKS, PA 8,379,0088.4m $562.1m $562.1m 0.98% Added +424.6k +424,594
4 OSAIC HOLDINGS, INC. 0.69% of their portfolio SCOTTSDALE, AZ 5,736,1435.7m $384.8m $384.8m 0.69% Reduced -143.9k -143,859
5 Avantax Planning Partners, Inc. 11.33% of their portfolio DUBUQUE, IA 4,247,3124.2m $285.0m $285.0m 11.33% Reduced -38.0k -38,029
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.89% of their portfolio PLYMOUTH, MN 3,991,9844.0m $267.8m $267.8m 2.89% Added +148.2k +148,200
7 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 3,535,5163.5m $237.2m $237.2m 0.11% Added +427.1k +427,091
8 Mariner, LLC 0.42% of their portfolio Overland Park, KS 2,344,8662.3m $157.3m $157.3m 0.42% Reduced -7.7k -7,673
9 Betterment LLC 0.40% of their portfolio NEW YORK, NY 1,923,7851.9m $129.1m $129.1m 0.40% Reduced -43.9k -43,851
10 Savant Capital, LLC 1.51% of their portfolio ROCKFORD, IL 1,435,9291.4m $96.3m $96.3m 1.51% Reduced -50.6k -50,583
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.12% of their portfolio MILWAUKEE, WI 1,385,8681.4m $93.0m $93.0m 0.12% Reduced -121.5k -121,500
12 Bishop & Co Investment Management, LLC 0.84% of their portfolio Erie, PA 1,262,6761.3m $18.8k $18.8k 0.84% Added +1.2m +1,243,099
13 Gemmer Asset Management LLC 11.30% of their portfolio WALNUT CREEK, CA 1,238,8411.2m $83.1m $83.1m 11.30% Added +59.9k +59,854
14 Krilogy Financial LLC 6.77% of their portfolio ST. LOUIS, MO 1,121,8411.1m $75.3m $75.3m 6.77% Reduced -2.7k -2,654
15 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,086,2421.1m $72.9m $72.9m 0.05% Added +9.3k +9,276
16 Financial Advisors, LLC 14.05% of their portfolio ANDOVER, MA 878,656878.7k $58.9m $58.9m 14.05% Added +12.1k +12,106
17 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 845,691845.7k $56.7m $56.7m 0.11% Reduced -10.0k -9,962
18 RAINEY & RANDALL WEALTH ADVISORS INC. 16.35% of their portfolio Celebration, FL 820,165820.2k $55.0m $55.0m 16.35% Added +23.6k +23,554
19 Mokosak Advisory Group, LLC 20.58% of their portfolio URBANDALE, IA 775,945775.9k $52.1m $52.1m 20.58% Added +32.4k +32,441
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.26% of their portfolio IRVING, TX 719,246719.2k $48.3m $48.3m 0.26% Reduced -21.8k -21,752
21 OneDigital Investment Advisors LLC 1.05% of their portfolio OVERLAND PARK, KS 708,059708.1k $47.5m $47.5m 1.05% Reduced -89.2k -89,205
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 659,758659.8k $44.3m $44.3m 0.00% Reduced -807 -807
23 MONETA GROUP INVESTMENT ADVISORS LLC 0.97% of their portfolio ST LOUIS, MO 652,063652.1k $43.7m $43.7m 0.97% Added +72.3k +72,251
24 UBS Group AG 0.02% of their portfolio ZURICH, V8 644,936644.9k $43.3m $43.3m 0.02% Added +8.1k +8,118
25 FINANCIAL COUNSELORS INC 0.85% of their portfolio Overland Park, KS 620,934620.9k $41.7m $41.7m 0.85% Reduced -3.2k -3,197
26 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 508,270508.3k $33.9m $33.9m 0.08% Reduced -17.9k -17,854
27 FAS Wealth Partners, Inc. 4.18% of their portfolio LEAWOOD, KS 492,127492.1k $33.0m $33.0m 4.18% Reduced -36.9k -36,941
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 483,711483.7k $32.5m $32.5m 0.00% Added +69.3k +69,333
29 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 456,321456.3k $30.6m $30.6m 0.01% Reduced -136.3k -136,317
30 GenWealth Group, Inc. 8.32% of their portfolio Maplewood, NJ 430,897430.9k $28.9m $28.9m 8.32% Added +3.6k +3,629
31 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 11.33% of their portfolio EAGLE, ID 429,290429.3k $28.8m $28.8m 11.33% Reduced -7.3k -7,340
32 Focus Financial Network, Inc. 1.53% of their portfolio MINNEAPOLIS, MN 410,587410.6k $27.5m $27.5m 1.53% Added +460 +460
33 BALLAST ADVISORS LLC 9.71% of their portfolio WOODBURY, MN 384,273384.3k $25.8m $25.8m 9.71% Reduced -26.2k -26,201
34 Beacon Pointe Advisors, LLC 0.40% of their portfolio NEWPORT BEACH, CA 362,389362.4k $24.3m $24.3m 0.40% Added +23.5k +23,452
35 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 338,252338.3k $22.7m $22.7m 0.04% Reduced -100.3k -100,269
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 334,744334.7k $22.5m $22.5m 0.00% Added +64.2k +64,245
37 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.63% of their portfolio MINNEAPOLIS, MN 332,347332.3k $22.3m $22.3m 0.63% Reduced -524 -524
38 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 330,585330.6k $22.2m $22.2m 0.12% Added +76.5k +76,505
39 Northwest Quadrant Wealth Management, LLC 6.10% of their portfolio BEND, OR 329,059329.1k $22.1m $22.1m 6.10% Added +5.6k +5,558
40 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 317,167317.2k $21.3m $21.3m 0.01% Reduced -102.9k -102,933
41 Northern Capital Management, Inc. 16.14% of their portfolio SPOKANE, WA 316,496316.5k $21.2m $21.2m 16.14% Added +10.3k +10,336
42 XML Financial, LLC 2.43% of their portfolio BETHESDA, MD 312,796312.8k $21.0m $21.0m 2.43% Added +56.7k +56,691
43 MARSHALL FINANCIAL GROUP INC /ADV 7.89% of their portfolio DOYLESTOWN, PA 306,902306.9k $20.6m $20.6m 7.89% Added +6.0k +5,967
44 CX Institutional 1.02% of their portfolio AUBURN, IN 292,833292.8k $19.6m $19.6m 1.02% Reduced -171.1k -171,085
45 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 290,725290.7k $19.5m $19.5m 0.04% Added +151.2k +151,232
46 Lido Advisors, LLC 0.22% of their portfolio Los Angeles, CA 286,145286.1k $19.2m $19.2m 0.22% Reduced -65.0k -64,962
47 GHP Investment Advisors, Inc. 1.14% of their portfolio Denver, CO 285,082285.1k $19.5m $19.5m 1.14% Added +11.2k +11,186
48 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 283,351283.4k $19.0m $19.0m 0.03% Reduced -15.2k -15,194
49 SAGE FINANCIAL GROUP INC 1.95% of their portfolio W. CONSHOHOCKEN, PA 274,641274.6k $18.4m $18.4m 1.95% Reduced -5.8k -5,798
50 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 265,921265.9k $17.8m $17.8m 0.07% Added +8.3k +8,331
51 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 262,376262.4k $17.6m $17.6m 0.12% Reduced -1.1k -1,144
52 Carlsbad Wealth Advisory Group, Inc. 11.26% of their portfolio CARLSBAD, CA 260,219260.2k $17.5m $17.5m 11.26% First filing
53 Prism Advisors, Inc. 5.85% of their portfolio STUDIO CITY, CA 259,165259.2k $17.4m $17.4m 5.85% Added +12.2k +12,208
54 ProVise Management Group, LLC 1.55% of their portfolio CLEARWATER, FL 254,426254.4k $17.1m $17.1m 1.55% Reduced -5.1k -5,141
55 Prime Capital Investment Advisors, LLC 0.33% of their portfolio OVERLAND PARK, KS 252,245252.2k $16.9m $16.9m 0.33% Added +34.9k +34,898
56 Summit Asset Management, LLC 4.42% of their portfolio MEMPHIS, TN 250,118250.1k $16.8m $16.8m 4.42% Added +927 +927
57 Visionary Wealth Advisors 1.31% of their portfolio O'FALLON, IL 244,293244.3k $16.4m $16.4m 1.31% Reduced -37.2k -37,152
58 Garde Capital, Inc. 1.33% of their portfolio SEATTLE, WA 238,753238.8k $16.0m $16.0m 1.33% Reduced -2.6k -2,589
59 Noble Family Wealth, LLC 5.20% of their portfolio Clearwater, FL 238,203238.2k $16.0m $16.0m 5.20% Reduced -408 -408
60 Spectrum Asset Management, Inc. (NB/CA) 7.86% of their portfolio NEWPORT BEACH, CA 235,552235.6k $15.8m $15.8m 7.86% Added +2.3k +2,349
61 Black Diamond Financial, LLC 4.54% of their portfolio TOWSON, MD 228,525228.5k $15.3m $15.3m 4.54% Added +15.9k +15,933
62 Denver PWM, LLC 5.95% of their portfolio DENVER, CO 214,500214.5k $14.4m $14.4m 5.95% Added +1.9k +1,949
63 Cape Investment Advisory, Inc. 7.48% of their portfolio MCDONOUGH, GA 199,566199.6k $13.4m $13.4m 7.48% Added +3.1k +3,060
64 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 196,722196.7k $13.2m $13.2m 0.11% Added +6.7k +6,667
65 IVC Wealth Advisors LLC 8.01% of their portfolio SILVERDALE, PA 188,476188.5k $12.6m $12.6m 8.01% Added +2.2k +2,198
66 Martel Wealth Advisors LLC 3.02% of their portfolio VANCOUVER, WA 185,662185.7k $12.5m $12.5m 3.02% Reduced -17.1k -17,053
67 Seneca Financial Advisors LLC 8.19% of their portfolio ROCHESTER, NY 183,889183.9k $12.3m $12.3m 8.19% Reduced -3.6k -3,601
68 Goepper Burkhardt LLC 7.42% of their portfolio GREENVILLE, SC 183,271183.3k $12.3m $12.3m 7.42% Added +100 +100
69 Cornerstone Wealth Advisors, Inc. 4.15% of their portfolio EDINA, MN 179,851179.9k $12.1m $12.1m 4.15% Added +4.3k +4,328
70 Ethos Financial Group, LLC 3.94% of their portfolio KING OF PRUSSIA, PA 177,847177.8k $11.7m $11.7m 3.94% Unchanged
71 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 177,050177.1k $11.9m $11.9m 0.05% Added +15.4k +15,369
72 Integrated Advisors Network LLC 0.68% of their portfolio DALLAS, TX 176,850176.8k $11.9m $11.9m 0.68% Reduced -2.8k -2,808
73 Global Strategic Investment Solutions, LLC 1.48% of their portfolio Scottsdale, AZ 176,731176.7k $11.9m $11.9m 1.48% Reduced -484 -484
74 Traverso Chambers Private Wealth Management, LLC 3.11% of their portfolio SANTA ROSA, CA 176,341176.3k $11.8m $11.8m 3.11% Added +7.8k +7,785
75 Mutual Advisors, LLC 0.44% of their portfolio OMAHA, NE 174,333174.3k $11.7m $11.7m 0.44% Reduced -5.2k -5,200
76 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.43% of their portfolio Seattle, WA 157,928157.9k $10.6m $10.6m 0.43% Reduced -519 -519
77 Perigon Wealth Management, LLC 0.40% of their portfolio SAN FRANCISCO, CA 153,424153.4k $10.3m $10.3m 0.40% Added +11.7k +11,713
78 RETIREMENT GUYS FORMULA LLC 5.94% of their portfolio MAUMEE, OH 152,752152.8k $10.2m $10.2m 5.94% Added +149.4k +149,396
79 EWG Elevate Inc. 4.17% of their portfolio ROSEVILLE, CA 150,258150.3k $10.1m $10.1m 4.17% Added +3.2k +3,178
80 Ackerman Capital Advisors, LLC 2.61% of their portfolio DALLAS, TX 149,940149.9k $10.1m $10.1m 2.61% Reduced -13.5k -13,509
81 Stratos Wealth Advisors, LLC 0.67% of their portfolio BEACHWOOD, OH 141,729141.7k $9.5m $9.5m 0.67% Added +17.6k +17,641
82 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 140,616140.6k $9.4m $9.4m 0.09% Added +762 +762
83 Total Wealth Planning, LLC 1.87% of their portfolio CINCINNATI, OH 133,850133.8k $9.0m $9.0m 1.87% Reduced -2.8k -2,822
84 LCNB CORP 3.68% of their portfolio LEBANON, OH 128,578128.6k $8.6m $8.6m 3.68% Added +11.3k +11,276
85 Curtis Advisory Group, LLC 2.71% of their portfolio SANTA BARBARA, CA 126,463126.5k $8.5m $8.5m 2.71% Added +6.2k +6,167
86 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 123,773123.8k $8.3m $8.3m 0.03% Reduced -17.8k -17,828
87 HBK Sorce Advisory LLC 0.33% of their portfolio ERIE, PA 117,241117.2k $7.9m $7.9m 0.33% Reduced -2.7k -2,746
88 Harbor Group, Inc. 4.35% of their portfolio BEDFORD, NH 117,126117.1k $7.9m $7.9m 4.35% Reduced -1.1k -1,087
89 Weinberger Asset Management, Inc 4.29% of their portfolio LOS ANGELES, CA 116,064116.1k $7.8m $7.8m 4.29% Reduced -1.1k -1,089
90 Bogart Wealth, LLC 0.49% of their portfolio MCLEAN, VA 114,075114.1k $7.7m $7.7m 0.49% Added +9.6k +9,633
91 GILL CAPITAL PARTNERS, LLC 3.21% of their portfolio DENVER, CO 113,699113.7k $7.6m $7.6m 3.21% Added +1.5k +1,492
92 Waypoint Capital Advisors, LLC 2.36% of their portfolio Minneapolis, MN 112,829112.8k $7.6m $7.6m 2.36% Reduced -2.8k -2,776
93 Capital Planning LLC 2.88% of their portfolio BELLEVUE, WA 110,080110.1k $7.4m $7.4m 2.88% Reduced -1.7k -1,723
94 Gladstone Institutional Advisory LLC 0.45% of their portfolio Bedminster, NJ 110,053110.1k $7.4m $7.4m 0.45% Reduced -3.5k -3,487
95 PrairieView Partners, LLC 0.96% of their portfolio ST. PAUL, MN 109,482109.5k $7.3m $7.3m 0.96% Reduced -7.5k -7,455
96 James J. Burns & Company, LLC 1.84% of their portfolio MELVILLE, NY 108,349108.3k $7.3m $7.3m 1.84% Reduced -772 -772
97 BANK HAPOALIM BM 1.01% of their portfolio TEL AVIV, L3 106,000106.0k $7.1m $7.1m 1.01% Reduced -106.0k -106,000
98 Cresset Asset Management, LLC 0.05% of their portfolio Chicago, IL 105,998106.0k $7.1m $7.1m 0.05% Reduced -25.5k -25,482
99 WealthShield Partners, LLC 1.05% of their portfolio CARY, NC 103,792103.8k $7.0m $7.0m 1.05% Added +2.1k +2,150
100 White Pine Investment CO 2.39% of their portfolio LIVONIA, MI 103,404103.4k $6.9m $6.9m 2.39% Added +1.4k +1,387