Vault-13

ISHARES TR IWS

RUS MDCP VAL ETF · ETP · CUSIP 464287473

802 institutional holders +4 vs Q1 2023
117,093,481117.1m shares reported held*
$10.1bnreported value*
40 new 250 added 286 reduced 43 sold out net sold ≈ $532.9m (+19.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $86.59. Options: 3 managers hold calls ($3.3m notional), 2 hold puts ($230.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 749Q4 22: 835Q1 23: 798Q2 23: 802802Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022749
Q4 2022835
Q1 2023798
Q2 2023802

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 344 bought or addedQ4 22: 292 cut or sold outQ4 22Q1 23: 280 bought or addedQ1 23: 368 cut or sold outQ1 23Q2 23: 290 bought or addedQ2 23: 329 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022344292
Q1 2023280368
Q2 2023290329

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.2mQ3 22 puts: $394.0kQ3 22P/C 0.33Q4 22 calls: $5.5mQ4 22 puts: $42.1kQ4 22P/C 0.01Q1 23 calls: $5.6mQ1 23 puts: $10.6kQ1 23P/C 0.00Q2 23 calls: $3.3mQ2 23 puts: $230.7kQ2 23P/C 0.07
Numbers
QuarterCallsPutsP/C
Q3 2022$1.2m$394.0k0.33
Q4 2022$5.5m$42.1k0.01
Q1 2023$5.6m$10.6k0.00
Q2 2023$3.3m$230.7k0.07

Biggest buyers

Bishop & Co Investment Management, LLC Added +24,532,324+24.5m
ENVESTNET ASSET MANAGEMENT INC Added +551,571+551.6k
FIRST CITIZENS BANK & TRUST CO Added +390,702+390.7k
JONES FINANCIAL COMPANIES LLLP Added +302,057+302.1k
ROYAL BANK OF CANADA Added +218,365+218.4k
Zions Bancorporation, N.A. Added +129,776+129.8k
GenWealth Group, Inc. New +119,921+119.9k
OSAIC HOLDINGS, INC. Added +98,656+98.7k
TIAA, FSB Added +97,408+97.4k
EP Wealth Advisors, LLC Added +91,112+91.1k

Biggest sellers

FMR LLC Reduced -2,617,027-2.6m
AMERICAN CENTURY COMPANIES INC Reduced -1,381,724-1.4m
WELLS FARGO & COMPANY/MN Reduced -1,053,458-1.1m
VICTORY CAPITAL MANAGEMENT INC Reduced -269,000-269.0k
Raymond James Financial Services Advisors, Inc. Reduced -160,133-160.1k
BANK OF AMERICA CORP /DE/ Reduced -150,112-150.1k
BROWN ADVISORY INC Reduced -143,012-143.0k
COWA, LLC Sold out -122,812-122.8k
J.P. Morgan Private Wealth Advisors LLC Reduced -105,749-105.7k
Bellwether Advisors, LLC Sold out -97,843-97.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.3m29.9k shares
CITADEL ADVISORS LLC Reduced $22.0k200 shares
Cutler Group LLC / CA New $0200 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $219.7k2.0k shares
CITADEL ADVISORS LLC Unchanged $11.0k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bishop & Co Investment Management, LLC 10.11% of their portfolio Erie, PA 24,758,62924.8m $225.4k $225.4k 10.11% Added +24.5m +24,532,324
2 TIAA, FSB 5.14% of their portfolio ST. LOUIS, MO 12,943,31512.9m $1.4bn $1.4bn 5.14% Added +97.4k +97,408
3 MORGAN STANLEY 0.09% of their portfolio NEW YORK, NY 7,928,9717.9m $870.9m $870.9m 0.09% Added +60.1k +60,137
4 JONES FINANCIAL COMPANIES LLLP 1.21% of their portfolio DES PERES, MO 6,907,9906.9m $758.8m $758.8m 1.21% Added +302.1k +302,057
5 WELLS FARGO & COMPANY/MN 0.16% of their portfolio SAN FRANCISCO, CA 4,869,6534.9m $534.9m $534.9m 0.16% Reduced -1.1m -1,053,458
6 ENVESTNET ASSET MANAGEMENT INC 0.21% of their portfolio Berwyn, PA 4,310,4584.3m $473.5m $473.5m 0.21% Added +551.6k +551,571
7 US BANCORP \DE\ 0.72% of their portfolio MINNEAPOLIS, MN 4,025,0324.0m $442.1m $442.1m 0.72% Reduced -38.6k -38,609
8 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 3,847,8673.8m $422.6m $422.6m 0.05% Reduced -150.1k -150,112
9 COMMERCE BANK 2.36% of their portfolio KANSAS CITY, MO 2,872,5482.9m $315.5m $315.5m 2.36% Reduced -78.6k -78,577
10 COMMONWEALTH EQUITY SERVICES, LLC 0.53% of their portfolio WALTHAM, MA 2,360,8242.4m $259.3m $259.3m 0.53% Added +9.4k +9,428
11 FMR LLC 0.02% of their portfolio BOSTON, MA 2,251,3912.3m $247.3m $247.3m 0.02% Reduced -2.6m -2,617,027
12 Betterment LLC 0.74% of their portfolio NEW YORK, NY 2,180,9542.2m $239.6m $239.6m 0.74% Reduced -32.1k -32,094
13 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 2,013,4372.0m $221.2m $221.2m 0.06% Added +218.4k +218,365
14 VICTORY CAPITAL MANAGEMENT INC 0.22% of their portfolio San Antonio, TX 1,789,0001.8m $196.5m $196.5m 0.22% Reduced -269.0k -269,000
15 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,776,8161.8m $195.2m $195.2m 0.08% Reduced -71.7k -71,725
16 PNC Financial Services Group, Inc. 0.17% of their portfolio Pittsburgh, PA 1,773,7711.8m $194.8m $194.8m 0.17% Reduced -77.6k -77,620
17 AMERICAN CENTURY COMPANIES INC 0.13% of their portfolio KANSAS CITY, MO 1,541,7651.5m $169.3m $169.3m 0.13% Reduced -1.4m -1,381,724
18 FIRST CITIZENS BANK & TRUST CO 3.02% of their portfolio RALEIGH, NC 1,495,0991.5m $164.2m $164.2m 3.02% Added +390.7k +390,702
19 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,494,4681.5m $164.4m $164.4m 0.05% Reduced -36.2k -36,176
20 Zions Bancorporation, N.A. 12.21% of their portfolio SALT LAKE CITY, UT 1,315,7061.3m $144.5m $144.5m 12.21% Added +129.8k +129,776
21 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 1,173,6601.2m $129.0m $129.0m 0.23% Added +98.7k +98,656
22 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 894,901894.9k $98.3m $98.3m 0.07% Reduced -10.8k -10,839
23 Cassaday & Co Wealth Management LLC 3.78% of their portfolio MCLEAN, VA 868,440868.4k $95.4m $95.4m 3.78% Added +8.9k +8,925
24 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 695,185695.2k $76.4m $76.4m 0.01% Added +41.9k +41,858
25 STEPHENS INC /AR/ 1.37% of their portfolio LITTLE ROCK, AR 693,206693.2k $76.1m $76.1m 1.37% Added +21.4k +21,388
26 STEPHENS GROUP ASSET MANAGEMENT, LLC 7.12% of their portfolio LITTLE ROCK, AR 660,120660.1k $72.5m $72.5m 7.12% Added +37.0k +37,001
27 TRUIST FINANCIAL CORP 0.12% of their portfolio CHARLOTTE, NC 634,040634.0k $69.6m $69.6m 0.12% Reduced -6.6k -6,552
28 AE Wealth Management LLC 0.37% of their portfolio TOPEKA, KS 563,048563.0k $61.8m $61.8m 0.37% Reduced -30.2k -30,165
29 Equitable Holdings, Inc. 0.87% of their portfolio NEW YORK, NY 552,021552.0k $60.6m $60.6m 0.87% Reduced -22.8k -22,754
30 Heritage Wealth Advisors 2.73% of their portfolio RICHMOND, VA 470,367470.4k $51.7m $51.7m 2.73% Added +6.9k +6,929
31 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 423,459423.5k $46.5m $46.5m 0.08% Reduced -160.1k -160,133
32 AMG National Trust Bank 1.38% of their portfolio GREENWOOD VILLAGE, CO 376,481376.5k $41.4m $41.4m 1.38% Reduced -15.3k -15,320
33 One Capital Management, LLC 1.79% of their portfolio WESTLAKE VILLAGE, CA 360,023360.0k $39.5m $39.5m 1.79% Added +22.1k +22,117
34 SYNOVUS FINANCIAL CORP 0.42% of their portfolio Columbus, GA 351,800351.8k $38.6m $38.6m 0.42% Reduced -4.3k -4,263
35 Windsor Wealth Management, Inc. 6.14% of their portfolio INDIANAPOLIS, IN 311,415311.4k $34.2m $34.2m 6.14% Reduced -14.6k -14,566
36 Chicago Partners Investment Group LLC 1.81% of their portfolio CHICAGO, IL 307,840307.8k $34.8m $34.8m 1.81% Reduced -6.1k -6,134
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 300,959301.0k $33.1m $33.1m 0.04% Reduced -466 -466
38 CIBC Private Wealth Group LLC 0.04% of their portfolio ATLANTA, GA 291,974292.0k $32.1m $32.1m 0.04% Added +1.3k +1,310
39 Mariner, LLC 0.08% of their portfolio Overland Park, KS 287,960288.0k $31.6m $31.6m 0.08% Reduced -2.9k -2,860
40 Wescott Financial Advisory Group, LLC 5.46% of their portfolio Philadelphia, PA 281,192281.2k $30.9m $30.9m 5.46% Added +11.8k +11,823
41 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 0.32% of their portfolio HOUSTON, TX 264,016264.0k $29.0m $29.0m 0.32% Added +40.9k +40,915
42 Cedar Mountain Advisors, LLC 7.67% of their portfolio LAKE OSWEGO, OR 244,431244.4k $26.8m $26.8m 7.67% Reduced -11 -11
43 Kestra Advisory Services, LLC 0.24% of their portfolio AUSTIN, TX 214,457214.5k $23.6m $23.6m 0.24% Reduced -12.6k -12,591
44 M&T Bank Corp 0.09% of their portfolio BUFFALO, NY 209,857209.9k $23.1m $23.1m 0.09% Reduced -2.4k -2,374
45 KEYBANK NATIONAL ASSOCIATION/OH 0.10% of their portfolio BROOKLYN, OH 208,708208.7k $22.9m $22.9m 0.10% Reduced -2.8k -2,831
46 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.24% of their portfolio OMAHA, NE 204,874204.9k $22.5m $22.5m 0.24% Reduced -93.0k -93,007
47 Avantax Planning Partners, Inc. 0.86% of their portfolio DUBUQUE, IA 196,666196.7k $21.6m $21.6m 0.86% Added +11.1k +11,130
48 Covenant Partners, LLC 7.68% of their portfolio Nashville, TN 193,539193.5k $21.3m $21.3m 7.68% Added +8.0k +7,951
49 LPWM LLC 9.17% of their portfolio MINNEAPOLIS, MN 188,049188.0k $20.8m $20.8m 9.17% Added +11.6k +11,598
50 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 175,955176.0k $19.3m $19.3m 0.05% Added +3.5k +3,472
51 FIFTH THIRD BANCORP 0.08% of their portfolio CINCINNATI, OH 171,183171.2k $18.8m $18.8m 0.08% Reduced -6.2k -6,201
52 Hapanowicz & Associates Financial Services, Inc 12.05% of their portfolio PITTSBURGH, PA 164,000164.0k $18.0m $18.0m 12.05% Reduced -6.9k -6,937
53 Rodgers & Associates, LTD 2.50% of their portfolio Lancaster, PA 157,855157.9k $17.3m $17.3m 2.50% Added +2.5k +2,536
54 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 157,637157.6k $17.3m $17.3m 0.01% Reduced -41.3k -41,337
55 FORTE CAPITAL LLC /ADV 2.49% of their portfolio ROCHESTER, NY 157,571157.6k $17.3m $17.3m 2.49% Reduced -5.0k -4,951
56 Asset Management Group, Inc. 3.66% of their portfolio STAMFORD, CT 157,025157.0k $17.2m $17.2m 3.66% Reduced -1.5k -1,457
57 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 150,464150.5k $16.5m $16.5m 0.11% Added +10.5k +10,541
58 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 148,917148.9k $16.4m $16.4m 0.03% Reduced -87.6k -87,611
59 TWIN FOCUS CAPITAL PARTNERS, LLC 3.26% of their portfolio Boston, MA 146,860146.9k $16.1m $16.1m 3.26% Reduced -2.5k -2,454
60 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 142,282142.3k $15.6m $15.6m 0.06% First filing
61 RTD Financial Advisors, Inc. 2.21% of their portfolio Philadelphia, PA 138,501138.5k $15.2m $15.2m 2.21% Added +2.5k +2,469
62 Waverly Advisors, LLC 0.66% of their portfolio BIRMINGHAM, AL 137,587137.6k $15.1m $15.1m 0.66% Reduced -1.9k -1,924
63 LBJ Family Wealth Advisors, Ltd. 10.05% of their portfolio AUSTIN, TX 131,811131.8k $14.5m $14.5m 10.05% Reduced -1.1k -1,113
64 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 131,709131.7k $14.5m $14.5m 0.02% Added +3.0k +2,955
65 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 131,138131.1k $14.4m $14.4m 0.03% Added +4.1k +4,131
66 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 129,044129.0k $14.2m $14.2m 0.06% Reduced -999 -999
67 AVANTAX ADVISORY SERVICES, INC. 0.16% of their portfolio DALLAS, TX 125,692125.7k $13.8m $13.8m 0.16% Added +5.7k +5,701
68 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 123,205123.2k $13.5m $13.5m 0.01% Reduced -2.3k -2,304
69 UMB Bank, n.a. 0.20% of their portfolio Kansas City, MO 121,130121.1k $13.3m $13.3m 0.20% Reduced -3.1k -3,132
70 GenWealth Group, Inc. 3.79% of their portfolio Maplewood, NJ 119,921119.9k $13.2m $13.2m 3.79% New
71 Bartlett & Co. LLC 0.23% of their portfolio CINCINNATI, OH 118,582118.6k $13.0m $13.0m 0.23% Added +6.4k +6,420
72 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.23% of their portfolio CINCINNATI, OH 118,582118.6k $13.0m $13.0m 0.23% Added +6.4k +6,420
73 WADE G W & INC 0.47% of their portfolio Wellesley, MA 117,567117.6k $12.9m $12.9m 0.47% Reduced -2.9k -2,946
74 Badgley Phelps Wealth Managers, LLC 0.42% of their portfolio SEATTLE, WA 114,863114.9k $12.6m $12.6m 0.42% Added +5.3k +5,329
75 EP Wealth Advisors, LLC 0.05% of their portfolio TORRANCE, CA 113,859113.9k $3.6m $3.6m 0.05% Added +91.1k +91,112
76 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 113,695113.7k $12.5m $12.5m 0.14% Reduced -17.1k -17,129
77 CHURCHILL MANAGEMENT Corp 0.21% of their portfolio Los Angeles, CA 112,812112.8k $12.4m $12.4m 0.21% Reduced -4.7k -4,718
78 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 111,106111.1k $12.2m $12.2m 0.00% Reduced -5.6k -5,572
79 Simplicity Solutions, LLC 0.33% of their portfolio MINNEAPOLIS, MN 110,929110.9k $12.2m $12.2m 0.33% Added +40.8k +40,765
80 BOKF, NA 0.24% of their portfolio TULSA, OK 109,478109.5k $12.0m $12.0m 0.24% Reduced -4.4k -4,441
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 108,018108.0k $11.9m $11.9m 0.00% Reduced -13.1k -13,141
82 FSA Wealth Management LLC 6.39% of their portfolio Needham, MA 107,864107.9k $11.8m $11.8m 6.39% Added +2.4k +2,439
83 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 104,471104.5k $11.5m $11.5m 0.05% Added +2.1k +2,077
84 Fifth Third Securities, Inc. 1.21% of their portfolio Cincinnati, OH 101,393101.4k $11.1m $11.1m 1.21% Added +3.5k +3,464
85 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 100,566100.6k $11.0m $11.0m 0.01% Added +8.5k +8,496
86 HUB Investment Partners, LLC 1.86% of their portfolio AUSTIN, TX 99,58299.6k $10.9m $10.9m 1.86% Reduced -232 -232
87 Focus Financial Network, Inc. 0.57% of their portfolio MINNEAPOLIS, MN 93,79593.8k $10.3m $10.3m 0.57% Added +7.4k +7,405
88 BRIDGES INVESTMENT MANAGEMENT INC 0.34% of their portfolio OMAHA, NE 92,61592.6k $10.2m $10.2m 0.34% Unchanged
89 JMG Financial Group, Ltd. 0.46% of their portfolio DOWNERS GROVE, IL 89,42889.4k $9.8m $9.8m 0.46% Reduced -1.3k -1,337
90 JOHNSON INVESTMENT COUNSEL INC 0.12% of their portfolio Cincinnati, OH 88,38688.4k $9.7m $9.7m 0.12% Reduced -269 -269
91 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 87,55187.6k $9.6m $9.6m 0.14% Reduced -4.5k -4,543
92 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 86,72686.7k $9.5m $9.5m 0.21% Added +2.5k +2,482
93 XML Financial, LLC 1.09% of their portfolio BETHESDA, MD 85,55285.6k $9.4m $9.4m 1.09% Added +571 +571
94 ANCHOR CAPITAL ADVISORS LLC 0.24% of their portfolio Boston, MA 84,93784.9k $9.3m $9.3m 0.24% Reduced -31.2k -31,152
95 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 83,20283.2k $9.1m $9.1m 0.01% Added +1.4k +1,382
96 KESTRA PRIVATE WEALTH SERVICES, LLC 0.31% of their portfolio AUSTIN, TX 81,46081.5k $8.9m $8.9m 0.31% Added +5.8k +5,794
97 ETFIDEA, LLC 3.65% of their portfolio SYRACUSE, NY 81,35081.3k $8.9m $8.9m 3.65% Reduced -393 -393
98 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 79,46479.5k $8.7m $8.7m 0.00% Reduced -3.8k -3,826
99 First Horizon Advisors, Inc. 0.30% of their portfolio MEMPHIS, TN 78,75078.8k $8.7m $8.7m 0.30% Reduced -638 -638
100 First Citizens Asset Management, Inc. 3.48% of their portfolio RALEIGH, NC 77,50577.5k $8.5m $8.5m 3.48% Added +24.8k +24,820