Vault-13

INVESCO EXCH TRADED FD TR II PGX

PFD ETF · ETP · CUSIP 46138E511

481 institutional holders +8 vs Q1 2023
182,671,765182.7m shares reported held*
$2.1bnreported value*
43 new 174 added 161 reduced 41 sold out net bought ≈ $102.5m (+9.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.55. Options: 2 managers hold calls ($475.3k notional), 3 hold puts ($784.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 478Q4 22: 498Q1 23: 473Q2 23: 481481Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022478
Q4 2022498
Q1 2023473
Q2 2023481

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 189 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 190 bought or addedQ1 23: 258 cut or sold outQ1 23Q2 23: 217 bought or addedQ2 23: 202 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022189260
Q1 2023190258
Q2 2023217202

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $397.0kQ3 22 puts: $265.0kQ3 22P/C 0.67Q4 22 calls: $277.3kQ4 22 puts: $116.3kQ4 22P/C 0.42Q1 23 calls: $834.6kQ1 23 puts: $822.0kQ1 23P/C 0.98Q2 23 calls: $475.3kQ2 23 puts: $784.3kQ2 23P/C 1.65
Numbers
QuarterCallsPutsP/C
Q3 2022$397.0k$265.0k0.67
Q4 2022$277.3k$116.3k0.42
Q1 2023$834.6k$822.0k0.98
Q2 2023$475.3k$784.3k1.65

Biggest buyers

BESSEMER GROUP INC New +5,091,215+5.1m
LPL Financial LLC Added +3,873,994+3.9m
BANK OF AMERICA CORP /DE/ Added +1,703,060+1.7m
WELLS FARGO & COMPANY/MN Added +1,441,572+1.4m
ENVESTNET ASSET MANAGEMENT INC Added +1,068,538+1.1m
STONEBRIDGE ADVISORS LLC Added +758,379+758.4k
COHEN & STEERS, INC. Added +688,918+688.9k
Garrett Wealth Advisory Group, LLC New +544,896+544.9k
Traverso Chambers Private Wealth Management, LLC Added +466,071+466.1k
Private Advisor Group, LLC Added +445,968+446.0k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -4,055,938-4.1m
MORGAN STANLEY Reduced -1,471,560-1.5m
ACT Advisors, LLC. Sold out -1,271,028-1.3m
Allworth Financial LP Reduced -879,489-879.5k
MML INVESTORS SERVICES, LLC Reduced -598,801-598.8k
JANE STREET GROUP, LLC Reduced -505,259-505.3k
TOMPKINS FINANCIAL CORP Reduced -386,667-386.7k
Reitz Capital Advisors LLC Reduced -353,031-353.0k
Meeder Advisory Services, Inc. Sold out -272,695-272.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -233,915-233.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $237.6k20.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $237.6k20.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $587.8k51.7k shares
WOLVERINE TRADING, LLC New $131.6k11.7k shares
CITADEL ADVISORS LLC Reduced $64.8k5.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 54,021,31254.0m $614.2m $614.2m 0.07% Added +1.7m +1,703,060
2 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 14,149,23514.1m $160.9m $160.9m 0.05% Added +1.4m +1,441,572
3 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 13,053,75913.1m $148.4m $148.4m 0.11% Added +3.9m +3,873,994
4 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 12,493,51612.5m $142.3m $142.3m 0.04% Added +437.9k +437,897
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,081,84310.1m $114.6m $114.6m 0.01% Reduced -1.5m -1,471,560
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 5,275,4135.3m $60.0m $60.0m 0.03% Added +151.4k +151,400
7 BESSEMER GROUP INC 0.12% of their portfolio WOODBRIDGE, NJ 5,091,2155.1m $57.9m $57.9m 0.12% New
8 Allworth Financial LP 0.35% of their portfolio FOLSOM, CA 3,578,7473.6m $40.7m $40.7m 0.35% Reduced -879.5k -879,489
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,476,9293.5m $39.5m $39.5m 0.01% Added +28.1k +28,050
10 Spectrum Asset Management, Inc. 23.91% of their portfolio STAMFORD, CT 2,547,2242.5m $29.0m $29.0m 23.91% Reduced -53.7k -53,740
11 HUNTINGTON NATIONAL BANK 0.26% of their portfolio COLUMBUS, OH 2,447,7562.4m $27.8m $27.8m 0.26% Reduced -83.9k -83,876
12 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 2,369,2492.4m $26.9m $26.9m 0.05% Added +317.0k +317,040
13 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 2,157,1262.2m $24.5m $24.5m 0.01% Reduced -63.3k -63,340
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,062,2352.1m $23.4m $23.4m 0.01% Added +1.1m +1,068,538
15 STONEBRIDGE ADVISORS LLC 15.46% of their portfolio WILTON, CT 1,865,1631.9m $21.2m $21.2m 15.46% Added +758.4k +758,379
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,848,4291.8m $21.0m $21.0m 0.00% Added +169.7k +169,689
17 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 1,599,2111.6m $18.2m $18.2m 0.07% First filing
18 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 1,510,4741.5m $17.2m $17.2m 0.06% Added +49.5k +49,547
19 Iowa State Bank 4.06% of their portfolio URBANDALE, IA 1,422,6531.4m $16.2m $16.2m 4.06% Added +30.4k +30,405
20 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 1,378,6531.4m $15.7m $15.7m 0.03% Added +27.9k +27,891
21 Intrepid Financial Planning Group LLC 7.29% of their portfolio CARMEL, IN 1,336,6241.3m $15.2m $15.2m 7.29% Reduced -27.1k -27,109
22 ADVISORS MANAGEMENT GROUP INC /ADV 3.74% of their portfolio LA CROSSE, WI 1,102,4931.1m $12.5m $12.5m 3.74% Added +8.8k +8,848
23 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 1,054,0571.1m $12.0m $12.0m 0.02% Added +48.4k +48,386
24 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 982,111982.1k $11.2m $11.2m 0.05% Added +6.1k +6,148
25 Avantax Planning Partners, Inc. 0.42% of their portfolio DUBUQUE, IA 922,531922.5k $10.5m $10.5m 0.42% Added +15.6k +15,648
26 Arkos Global Advisors 2.01% of their portfolio HOUSTON, TX 914,872914.9k $10.4m $10.4m 2.01% Added +419.2k +419,165
27 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 912,838912.8k $10.4m $10.4m 0.09% Added +446.0k +445,968
28 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 907,299907.3k $10.3m $10.3m 0.01% Reduced -7.3k -7,289
29 Checchi Capital Advisers, LLC 0.85% of their portfolio BEVERLY HILLS, CA 836,233836.2k $9.5m $9.5m 0.85% Added +104.6k +104,565
30 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 772,021772.0k $8.8m $8.8m 0.15% Added +181.0k +181,039
31 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 766,986767.0k $8.7m $8.7m 0.01% Reduced -70.1k -70,113
32 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 745,656745.7k $8.5m $8.5m 0.01% Added +384.8k +384,834
33 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 691,329691.3k $7.9m $7.9m 0.02% Added +688.9k +688,918
34 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 685,755685.8k $7.8m $7.8m 0.04% Reduced -598.8k -598,801
35 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.66% of their portfolio NEWTOWN, PA 683,235683.2k $7.8m $7.8m 1.66% Reduced -14.8k -14,760
36 KCM INVESTMENT ADVISORS LLC 0.30% of their portfolio GREENBRAE, CA 655,166655.2k $7.4m $7.4m 0.30% Reduced -76.4k -76,411
37 McAdam, LLC 0.59% of their portfolio Philadelphia, PA 633,997634.0k $7.2m $7.2m 0.59% Added +108.1k +108,096
38 PLIMOTH TRUST CO LLC 2.02% of their portfolio SWANSEA, MA 595,253595.3k $6.8m $6.8m 2.02% Reduced -17.8k -17,760
39 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 586,073586.1k $6.7m $6.7m 0.01% Added +173.7k +173,727
40 Traverso Chambers Private Wealth Management, LLC 1.66% of their portfolio SANTA ROSA, CA 555,555555.6k $6.3m $6.3m 1.66% Added +466.1k +466,071
41 Garrett Wealth Advisory Group, LLC 2.75% of their portfolio WEATHERFORD, TX 544,896544.9k $6.2m $6.2m 2.75% New
42 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 512,560512.6k $5.8m $5.8m 0.07% Reduced -37.8k -37,774
43 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 451,840451.8k $5.1m $5.1m 0.05% Added +57.5k +57,542
44 Cherry Tree Wealth Management, LLC 1.42% of their portfolio MINNETONKA, MN 430,016430.0k $4.9m $4.9m 1.42% First filing
45 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 410,352410.4k $5.3m $5.3m 0.12% Added +218.2k +218,157
46 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 402,026402.0k $4.6m $4.6m 0.00% Added +2.1k +2,148
47 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 401,333401.3k $4.6m $4.6m 0.01% Reduced -3.4k -3,413
48 RFG Advisory, LLC 0.18% of their portfolio BIRMINGHAM, AL 359,910359.9k $4.1m $4.1m 0.18% Added +9.0k +8,964
49 D L CARLSON INVESTMENT GROUP INC 0.77% of their portfolio CONCORD, NH 352,650352.6k $4.0m $4.0m 0.77% New
50 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 348,658348.7k $4.0m $4.0m 0.02% Reduced -22.7k -22,678
51 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 344,325344.3k $3.9m $3.9m 0.03% Reduced -18.2k -18,175
52 First PREMIER Bank 1.08% of their portfolio SIOUX FALLS, SD 332,545332.5k $3.8m $3.8m 1.08% Added +12.3k +12,310
53 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 332,266332.3k $3.8m $3.8m 0.03% Reduced -63.4k -63,365
54 Live Oak Investment Partners 3.03% of their portfolio AUSTIN, TX 318,738318.7k $3.6m $3.6m 3.03% Added +16.6k +16,594
55 Sound Income Strategies, LLC 0.37% of their portfolio FT LAUDERDALE, FL 316,838316.8k $3.6m $3.6m 0.37% Added +18.0k +18,026
56 Leicht Financial Planning & Wealth Management, Inc. 2.11% of their portfolio PARSIPPANY, NJ 306,977307.0k $3.5m $3.5m 2.11% New
57 Golden Green, Inc. 3.68% of their portfolio Seneca, SC 298,831298.8k $3.4m $3.4m 3.68% Reduced -2.1k -2,089
58 FIRST HAWAIIAN BANK 0.11% of their portfolio HONOLULU, HI 297,066297.1k $3.4m $3.4m 0.11% Added +13.1k +13,140
59 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 289,496289.5k $3.3m $3.3m 0.06% Added +156.0k +155,988
60 Investors Research Corp 0.82% of their portfolio ATLANTA, GA 285,213285.2k $3.2m $3.2m 0.82% Added +11.8k +11,829
61 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 275,941275.9k $3.1m $3.1m 0.01% Added +42.9k +42,924
62 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 265,477265.5k $3.0m $3.0m 0.01% Reduced -15.2k -15,162
63 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 263,084263.1k $3.0m $3.0m 0.01% Added +160.3k +160,339
64 Prairiewood Capital, LLC 1.92% of their portfolio FARGO, ND 251,641251.6k $2.9m $2.9m 1.92% Added +35.9k +35,919
65 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 247,253247.3k $2.8m $2.8m 0.05% Reduced -20.6k -20,609
66 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 245,194245.2k $2.8m $2.8m 0.09% New
67 DAYMARK WEALTH PARTNERS, LLC 0.20% of their portfolio CINCINNATI, OH 242,239242.2k $2.8m $2.8m 0.20% Reduced -20.4k -20,414
68 GYL Financial Synergies, LLC 0.25% of their portfolio West Hartford, CT 241,213241.2k $2.7m $2.7m 0.25% Reduced -38.7k -38,656
69 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 233,599233.6k $2.7m $2.7m 0.03% Reduced -60.3k -60,266
70 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 233,599233.6k $2.7m $2.7m 0.03% Reduced -60.3k -60,266
71 Blue Fin Capital, Inc. 0.75% of their portfolio Warren, RI 229,437229.4k $2.6m $2.6m 0.75% Added +167.2k +167,246
72 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 223,885223.9k $2.5m $2.5m 0.13% Added +30.9k +30,858
73 Integrated Advisors Network LLC 0.15% of their portfolio DALLAS, TX 223,842223.8k $2.5m $2.5m 0.15% New
74 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 218,902218.9k $2.5m $2.5m 0.01% Reduced -57.5k -57,494
75 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 218,250218.2k $2.5m $2.5m 0.00% Reduced -505.3k -505,259
76 HBK Sorce Advisory LLC 0.10% of their portfolio ERIE, PA 217,482217.5k $2.5m $2.5m 0.10% Reduced -5.8k -5,829
77 O'ROURKE & COMPANY, Inc 1.72% of their portfolio BOSTON, MA 215,779215.8k $2.5m $2.5m 1.72% Added +25.0k +24,955
78 Retireful, LLC 0.89% of their portfolio HASLETT, MI 206,099206.1k $2.3m $2.3m 0.89% Added +70.4k +70,431
79 SWS Partners 0.84% of their portfolio COLUMBUS, OH 204,340204.3k $2.3m $2.3m 0.84% Reduced -292 -292
80 OLD NATIONAL BANCORP /IN/ 0.07% of their portfolio EVANSVILLE, IN 204,051204.1k $2.3m $2.3m 0.07% Reduced -32.7k -32,744
81 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 199,365199.4k $2.3m $2.3m 0.03% Reduced -4.8k -4,814
82 HOWARD WEALTH MANAGEMENT, LLC 1.94% of their portfolio Madison, CT 196,868196.9k $2.2m $2.2m 1.94% Reduced -32.4k -32,396
83 Etesian Wealth Advisors, Inc. 1.45% of their portfolio West Linn, OR 196,037196.0k $2.2m $2.2m 1.45% Added +16.2k +16,239
84 HERON FINANCIAL GROUP, LLC 1.20% of their portfolio NEW YORK, NY 195,358195.4k $2.2m $2.2m 1.20% Reduced -1.1k -1,079
85 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 191,453191.5k $2.2m $2.2m 0.01% Reduced -1.9k -1,932
86 Advisory Alpha, LLC 0.11% of their portfolio HOLLAND, MI 184,749184.7k $2.1m $2.1m 0.11% Added +4.7k +4,705
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 183,443183.4k $2.1m $2.1m 0.00% Added +7.6k +7,589
88 Beta Wealth Group, Inc. 1.15% of their portfolio SAN DIEGO, CA 174,802174.8k $2.0m $2.0m 1.15% Added +95.1k +95,116
89 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 165,452165.5k $1.9m $1.9m 0.00% Added +72.5k +72,500
90 SHEPHERD KAPLAN KROCHUK, LLC 1.45% of their portfolio Boston, MA 161,058161.1k $1.8m $1.8m 1.45% Added +8.9k +8,887
91 TRANSCEND CAPITAL ADVISORS, LLC 0.17% of their portfolio MADISON, NJ 156,072156.1k $1.8m $1.8m 0.17% Added +65.6k +65,553
92 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 156,011156.0k $1.8m $1.8m 0.00% Reduced -4.1m -4,055,938
93 Bard Financial Services, Inc. 0.13% of their portfolio BRANFORD, CT 155,375155.4k $1.8m $1.8m 0.13% Reduced -13.2k -13,250
94 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 149,846149.8k $1.7m $1.7m 0.03% Added +7.2k +7,171
95 KG Capital Management 0.79% of their portfolio ST. FRANCISVILLE, LA 144,000144.0k $1.6m $1.6m 0.79% Added +17.1k +17,128
96 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 142,852142.9k $1.6m $1.6m 0.00% New
97 Asset Management One Co., Ltd. 0.01% of their portfolio TOKYO, M0 141,872141.9k $1.6m $1.6m 0.01% Reduced -1.6k -1,569
98 Jackson, Grant Investment Advisers, Inc. 0.75% of their portfolio STAMFORD, CT 141,858141.9k $1.6m $1.6m 0.75% Reduced -220 -220
99 Global Retirement Partners, LLC 0.08% of their portfolio San Rafael, CA 140,777140.8k $1.6m $1.6m 0.08% Added +30.7k +30,666
100 Piscataqua Savings Bank 1.27% of their portfolio PORTSMOUTH, NH 136,561136.6k $1.6m $1.6m 1.27% Reduced -1.6k -1,608