Vault-13

FIRST TR EXCHNG TRADED FD VI FOCT

FT VEST US EQT · ETP · CUSIP 33740F664

82 institutional holders -3 vs Q1 2023
2,856,0042.9m shares reported held*
$100.3mreported value*
6 new 5 added 42 reduced 11 sold out net sold ≈ $62.0m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.12. Options: 0 managers hold calls (— notional), 1 hold puts ($641.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 51Q4 22: 85Q1 23: 85Q2 23: 8282Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202285
Q1 202385
Q2 202382

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 53 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226123
Q1 20232147
Q2 20231153

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $641.3kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$641.3k—

Biggest buyers

PRW Wealth Management LLC Added +523,959+524.0k
GDS Wealth Management New +74,485+74.5k
JPMORGAN CHASE & CO Added +35,967+36.0k
IFP Advisors, Inc Added +12,444+12.4k
Pallas Capital Advisors LLC New +5,250+5.2k
UBS Group AG Added +2,426+2.4k
PCA Investment Advisory Services Inc. New +1,600+1.6k
LPL Financial LLC Added +1,216+1.2k
BANK OF AMERICA CORP /DE/ New +746+746
WELLS FARGO & COMPANY/MN New +505+505

Biggest sellers

3D/L Capital Management, LLC Reduced -726,543-726.5k
Lifestyle Asset Management, Inc. Sold out -500,955-501.0k
Allen Capital Group, LLC Sold out -227,080-227.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -115,270-115.3k
Keystone Wealth Services, LLC Reduced -66,050-66.0k
OSAIC HOLDINGS, INC. Reduced -60,128-60.1k
AE Wealth Management LLC Reduced -55,380-55.4k
OLD MISSION CAPITAL LLC Sold out -50,259-50.3k
Sterling Manor Financial, LLC Sold out -46,124-46.1k
SMART Wealth LLC Reduced -37,046-37.0k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $641.3k17.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.6 pts · filed 2026-10-27 74.6% +2.6 pts 16.6m≈ $870.5m 2026-10-27

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRW Wealth Management LLC 4.86% of their portfolio QUINCY, MA 569,223569.2k $14.2m $14.2m 4.86% Added +524.0k +523,959
2 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 277,387277.4k $10.5m $10.5m 0.02% Reduced -14.8k -14,820
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 162,685162.7k $6.1m $6.1m 0.01% Reduced -60.1k -60,128
4 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 123,789123.8k $4.7m $4.7m 0.03% Reduced -55.4k -55,380
5 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 109,504109.5k $4.1m $4.1m 0.01% Reduced -7.6k -7,561
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 101,809101.8k $3.8m $3.8m 0.00% Reduced -33.8k -33,753
7 Valtinson Bruner Financial Planning LLC 1.69% of their portfolio NEW BRIGHTON, MN 83,33083.3k $3.1m $3.1m 1.69% Reduced -1.1k -1,130
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,46980.5k $3.0m $3.0m 0.00% Reduced -115.3k -115,270
9 GDS Wealth Management 0.46% of their portfolio FLOWER MOUND, TX 74,48574.5k $2.8m $2.8m 0.46% New
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 64,05664.1k $2.4m $2.4m 0.00% Reduced -400 -400
11 SMART Wealth LLC 1.68% of their portfolio Omaha, NE 59,15359.2k $2.2m $2.2m 1.68% Reduced -37.0k -37,046
12 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 57,86957.9k $2.2m $2.2m 0.00% Reduced -10.2k -10,165
13 CWM, LLC 0.01% of their portfolio OMAHA, NE 50,20350.2k $1.9m $1.9m 0.01% Reduced -81 -81
14 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 48,97449.0k $1.8m $1.8m 0.04% Reduced -711 -711
15 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 48,72948.7k $1.8m $1.8m 0.01% Reduced -17.7k -17,692
16 3D/L Capital Management, LLC 0.53% of their portfolio Hartford, CT 48,72948.7k $1.8m $1.8m 0.53% Reduced -726.5k -726,543
17 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 47,00047.0k $1.8m $1.8m 0.01% First filing
18 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 44,74544.7k $1.7m $1.7m 0.03% Reduced -700 -700
19 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 41,28641.3k $1.6m $1.6m 0.02% Reduced -5.1k -5,075
20 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 38,45538.5k $1.5m $1.5m 0.07% Reduced -8.1k -8,078
21 McKinley Carter Wealth Services, Inc. 0.11% of their portfolio WHEELING, WV 37,13537.1k $1.4m $1.4m 0.11% Unchanged
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 36,98837.0k $1.4m $1.4m 0.00% Added +36.0k +35,967
23 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 33,26433.3k $1.3m $1.3m 0.01% Reduced -950 -950
24 FSB PREMIER WEALTH MANAGEMENT, INC. 0.68% of their portfolio WATERLOO, IA 33,06533.1k $1.2m $1.2m 0.68% Reduced -9 -9
25 WOLFF WIESE MAGANA LLC 0.88% of their portfolio CARSLBAD, CA 30,34530.3k $1.1m $1.1m 0.88% Reduced -545 -545
26 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 28,72828.7k $1.1m $1.1m 0.01% Reduced -3.8k -3,781
27 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,12827.1k $1.0m $1.0m 0.01% Reduced -1.9k -1,920
28 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 26,10426.1k $883.3k $883.3k 0.02% Added +12.4k +12,444
29 MGO ONE SEVEN LLC 0.09% of their portfolio Beachwood, OH 24,75724.8k $934.3k $934.3k 0.09% Reduced -2.8k -2,836
30 Keystone Wealth Services, LLC 0.32% of their portfolio PALM DESERT, CA 22,97723.0k $867.1k $867.1k 0.32% Reduced -66.0k -66,050
31 Lion Street Advisors, LLC 0.26% of their portfolio Austin, TX 22,07122.1k $773.5k $773.5k 0.26% Reduced -3.8k -3,750
32 Pitti Group Wealth Management, LLC 0.84% of their portfolio VICTOR, NY 19,88119.9k $750.3k $750.3k 0.84% Reduced -76 -76
33 Tanglewood Legacy Advisors, LLC 0.40% of their portfolio HOUSTON, TX 18,42618.4k $695.4k $695.4k 0.40% Unchanged
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 18,27318.3k $689.6k $689.6k 0.02% Reduced -22.8k -22,785
35 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 17,59517.6k $664.0k $664.0k 0.01% Reduced -7.2k -7,171
36 Cedar Brook Financial Partners, LLC 0.16% of their portfolio CLEVELAND, OH 17,57717.6k $663.3k $663.3k 0.16% Unchanged
37 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 16,28216.3k $607.8k $607.8k 0.08% Reduced -50 -50
38 SeaCrest Wealth Management, LLC 0.08% of their portfolio PURCHASE, NY 16,02016.0k $604.6k $604.6k 0.08% Unchanged
39 Truadvice, LLC 0.22% of their portfolio SARASOTA, FL 15,74315.7k $596.4k $596.4k 0.22% Unchanged
40 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,95515.0k $564.4k $564.4k 0.01% Unchanged
41 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 14,66814.7k $553.6k $553.6k 0.00% Reduced -3.0k -2,990
42 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,54814.5k $549.0k $549.0k 0.00% Reduced -340 -340
43 Fragasso Financial Advisors Inc 0.05% of their portfolio SEWICKLEY, PA 12,03112.0k $454.0k $454.0k 0.05% Unchanged
44 DHJJ Financial Advisors, Ltd. 0.22% of their portfolio NAPERVILLE, IL 10,96011.0k $413.6k $413.6k 0.22% Reduced -50 -50
45 Octavia Wealth Advisors, LLC 0.08% of their portfolio CINCINNATI, OH 10,84510.8k $409.3k $409.3k 0.08% Reduced -619 -619
46 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 10,53510.5k $397.6k $397.6k 0.01% Unchanged
47 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,44110.4k $394.0k $394.0k 0.01% First filing
48 Archer Investment Corp 0.13% of their portfolio Carmel, IN 9,7859.8k $369.3k $369.3k 0.13% Reduced -2.6k -2,624
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,5559.6k $360.6k $360.6k 0.00% Unchanged
50 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 9,1409.1k $348.5k $348.5k 0.02% Unchanged
51 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 9,0679.1k $342.2k $342.2k 0.00% Added +1.2k +1,216
52 Gallagher Fiduciary Advisors, LLC 0.03% of their portfolio ROLLING MEADOWS, IL 8,7178.7k $329.0k $329.0k 0.03% Unchanged
53 Integrity Financial Corp /WA 0.24% of their portfolio JACKSON, WY 8,4068.4k $317.2k $317.2k 0.24% Unchanged
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,3808.4k $316.3k $316.3k 0.00% Reduced -4.9k -4,920
55 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 8,2338.2k $310.7k $310.7k 0.02% Reduced -100 -100
56 WealthTrust Asset Management, LLC 0.26% of their portfolio Destin, FL 7,6727.7k $289.5k $289.5k 0.26% Unchanged
57 1ST SOURCE BANK 0.02% of their portfolio SOUTH BEND, IN 7,2487.2k $273.5k $273.5k 0.02% Unchanged
58 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,0907.1k $267.6k $267.6k 0.00% Unchanged
59 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,8006.8k $256.6k $256.6k 0.01% Reduced -284 -284
60 Glen Eagle Advisors, LLC 0.06% of their portfolio KINGSTON, NJ 6,7306.7k $254.0k $254.0k 0.06% Unchanged
61 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 6,2286.2k $235.0k $235.0k 0.03% Unchanged
62 ARBOR CAPITAL MANAGEMENT INC /ADV 0.18% of their portfolio ANCHORAGE, AK 5,9996.0k $226.4k $226.4k 0.18% Reduced -218 -218
63 Beacon Financial Advisory LLC 0.13% of their portfolio CLEVELAND, OH 5,9906.0k $226.1k $226.1k 0.13% Unchanged
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,3815.4k $203.1k $203.1k 0.00% Reduced -1.1k -1,052
65 Pallas Capital Advisors LLC 0.01% of their portfolio BRAINTREE, MA 5,2505.2k $200.8k $200.8k 0.01% New
66 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 4,3174.3k $162.9k $162.9k 0.02% Unchanged
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,0594.1k $153.2k $153.2k 0.00% Added +2.4k +2,426
68 SOA Wealth Advisors, LLC. 0.03% of their portfolio NEW YORK, NY 3,1893.2k $120.3k $120.3k 0.03% Unchanged
69 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.03% of their portfolio BLUE BELL, PA 3,0393.0k $114.7k $114.7k 0.03% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,9722.0k $74.4k $74.4k 0.01% Reduced -9.1k -9,123
71 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,9662.0k $74.2k $74.2k 0.01% Unchanged
72 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,6001.6k $60.4k $60.4k 0.00% Unchanged
73 PCA Investment Advisory Services Inc. 0.04% of their portfolio CINCINNATI, OH 1,6001.6k $60.4k $60.4k 0.04% New
74 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,3351.3k $50.0k $50.0k 0.00% Unchanged
75 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 800800 $30.0k $30.0k 0.01% Reduced -500 -500
76 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 746746 $28.2k $28.2k 0.00% New
77 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 630630 $23.8k $23.8k 0.00% Unchanged
78 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 555555 $20.9k $20.9k 0.00% Reduced -780 -780
79 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 505505 $19.1k $19.1k 0.00% New
80 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 383383 $14.5k $14.5k 0.00% Unchanged
81 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 278278 $10.5k $10.5k 0.00% New
82 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 137137 $5.2k $5.2k 0.00% Unchanged