Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

333 institutional holders +26 vs Q1 2023
84,479,57784.5m shares reported held*
$3.7bnreported value*
42 new 173 added 91 reduced 15 sold out net bought ≈ $634.2m (+14.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.17. Options: 2 managers hold calls ($1.0k notional), 1 hold puts ($19.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 286Q4 22: 296Q1 23: 307Q2 23: 333333Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022286
Q4 2022296
Q1 2023307
Q2 2023333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 123 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 187 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 215 bought or addedQ2 23: 106 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022123168
Q1 2023187119
Q2 2023215106

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $5.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $7.4kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $1.0kQ2 23 puts: $19.5mQ2 23P/C 19549.09
Numbers
QuarterCallsPutsP/C
Q3 2022$5.0k$00.00
Q4 2022$7.4k$00.00
Q1 2023$0$0—
Q2 2023$1.0k$19.5m19549.09

Biggest buyers

MORGAN STANLEY Added +2,130,572+2.1m
LPL Financial LLC Added +1,147,232+1.1m
STEPHENS INC /AR/ New +1,145,999+1.1m
UBS Group AG Added +872,875+872.9k
WELLS FARGO & COMPANY/MN Added +862,821+862.8k
ENVESTNET ASSET MANAGEMENT INC Added +842,417+842.4k
Pine Valley Investments Ltd Liability Co Added +741,555+741.6k
Long Run Wealth Advisors, LLC New +487,907+487.9k
OSAIC HOLDINGS, INC. Added +468,736+468.7k
Cambridge Investment Research Advisors, Inc. Added +419,141+419.1k

Biggest sellers

Horizon Investments, LLC Reduced -252,283-252.3k
IAMS WEALTH MANAGEMENT, LLC Sold out -206,011-206.0k
IFP Advisors, Inc Reduced -173,773-173.8k
Mariner, LLC Reduced -133,962-134.0k
Ameritas Advisory Services, LLC Reduced -68,276-68.3k
Legacy Capital Wealth Partners, LLC Reduced -59,524-59.5k
NorthLanding Financial Partners, LLC Reduced -55,612-55.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -49,477-49.5k
CWM, LLC Reduced -44,258-44.3k
STIFEL FINANCIAL CORP Reduced -40,114-40.1k

Biggest calls

SIMPLEX TRADING, LLC New $1.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $19.5m443.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 8,964,3879.0m $396.0m $396.0m 0.04% Added +2.1m +2,130,572
2 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 5,911,4685.9m $261.1m $261.1m 0.19% Added +1.1m +1,147,232
3 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8.30% of their portfolio LOS ANGELES, CA 5,667,7895.7m $250.3m $250.3m 8.30% Added +222.1k +222,143
4 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 4,445,0574.4m $196.3m $196.3m 0.09% Added +842.4k +842,417
5 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 4,003,4994.0m $176.8m $176.8m 0.05% Added +862.8k +862,821
6 Raymond James Financial Services Advisors, Inc. 0.21% of their portfolio ST. PETERSBURG, FL 2,755,7412.8m $121.7m $121.7m 0.21% Added +208.7k +208,708
7 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,492,8142.5m $110.1m $110.1m 0.05% Added +872.9k +872,875
8 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 2,237,3702.2m $98.6m $98.6m 0.18% Added +468.7k +468,736
9 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,913,1591.9m $84.5m $84.5m 0.07% Added +239.9k +239,905
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,831,5301.8m $80.9m $80.9m 0.01% Added +218.6k +218,556
11 Horizon Investments, LLC 1.64% of their portfolio Charlotte, NC 1,294,5491.3m $57.0m $57.0m 1.64% Reduced -252.3k -252,283
12 LVZ, Inc. 7.72% of their portfolio Holland, MI 1,253,6731.3m $55.4m $55.4m 7.72% Added +29.3k +29,258
13 HANTZ FINANCIAL SERVICES, INC. 1.29% of their portfolio SOUTHFIELD, MI 1,166,8601.2m $51.5m $51.5m 1.29% Added +145.8k +145,797
14 STEPHENS INC /AR/ 0.91% of their portfolio LITTLE ROCK, AR 1,145,9991.1m $50.6m $50.6m 0.91% New
15 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 975,142975.1k $43.1m $43.1m 0.09% Added +243.0k +242,964
16 Private Advisor Group, LLC 0.37% of their portfolio MORRISTOWN, NJ 973,833973.8k $43.0m $43.0m 0.37% Added +148.7k +148,728
17 Bogart Wealth, LLC 2.64% of their portfolio MCLEAN, VA 944,707944.7k $41.7m $41.7m 2.64% Added +18.4k +18,400
18 GDS Wealth Management 6.67% of their portfolio FLOWER MOUND, TX 930,944930.9k $41.1m $41.1m 6.67% Added +52.0k +52,042
19 Allen Capital Group, LLC 7.20% of their portfolio GRAND ISLAND, NE 911,068911.1k $40.2m $40.2m 7.20% Added +44.6k +44,635
20 PFS INVESTMENTS INC. 0.65% of their portfolio DULUTH, GA 894,569894.6k $39.5m $39.5m 0.65% Added +53.4k +53,428
21 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 872,339872.3k $38.5m $38.5m 0.18% Added +419.1k +419,141
22 Cetera Investment Advisers 0.32% of their portfolio SCHAUMBURG, IL 866,068866.1k $38.3m $38.3m 0.32% Added +76.9k +76,900
23 Pine Valley Investments Ltd Liability Co 3.53% of their portfolio MARLTON, NJ 815,049815.0k $36.0m $36.0m 3.53% Added +741.6k +741,555
24 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 762,823762.8k $33.7m $33.7m 0.06% Added +228.2k +228,243
25 Kestra Advisory Services, LLC 0.33% of their portfolio AUSTIN, TX 755,617755.6k $33.4m $33.4m 0.33% Added +218.6k +218,646
26 Ten Capital Wealth Advisors, LLC 9.61% of their portfolio SPOKANE, WA 750,109750.1k $33.1m $33.1m 9.61% Added +39.8k +39,824
27 AE Wealth Management LLC 0.20% of their portfolio TOPEKA, KS 744,519744.5k $32.9m $32.9m 0.20% Added +102.9k +102,932
28 American Financial Advisors, LLC 5.12% of their portfolio Marietta, GA 740,449740.4k $32.7m $32.7m 5.12% Added +169.5k +169,534
29 Spire Wealth Management 1.19% of their portfolio MCLEAN, VA 731,429731.4k $32.3m $32.3m 1.19% Added +152.6k +152,635
30 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 647,236647.2k $28.6m $28.6m 0.04% Reduced -40.1k -40,114
31 Advance Capital Management, Inc. 3.24% of their portfolio SOUTHFIELD, MI 647,033647.0k $28.6m $28.6m 3.24% Added +15.4k +15,405
32 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 642,667642.7k $28.4m $28.4m 0.01% Added +113.9k +113,923
33 Coppell Advisory Solutions LLC 7.45% of their portfolio COPPELL, TX 597,308597.3k $26.3m $26.3m 7.45% Added +297.3k +297,299
34 Cyndeo Wealth Partners, LLC 2.50% of their portfolio ST. PETERSBURG, FL 542,033542.0k $23.9m $23.9m 2.50% Added +13.3k +13,279
35 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 492,249492.2k $21.7m $21.7m 0.05% Added +864 +864
36 Long Run Wealth Advisors, LLC 6.88% of their portfolio Lake Placid, NY 487,907487.9k $21.6m $21.6m 6.88% New
37 Sweet Financial Partners, LLC 5.45% of their portfolio FAIRMONT, MN 473,452473.5k $20.9m $20.9m 5.45% Added +87.6k +87,612
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 468,696468.7k $20.7m $20.7m 0.00% Added +48.5k +48,499
39 FDx Advisors, Inc. 1.11% of their portfolio BERWYN, PA 457,353457.4k $20.2m $20.2m 1.11% Added +126.9k +126,942
40 IFP Advisors, Inc 0.46% of their portfolio TAMPA, FL 451,552451.6k $21.1m $21.1m 0.46% Reduced -173.8k -173,773
41 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 450,227450.2k $19.9m $19.9m 0.14% Reduced -2.3k -2,344
42 Seascape Capital Management 8.58% of their portfolio PORTSMOUTH, NH 409,888409.9k $18.1m $18.1m 8.58% Added +117.4k +117,399
43 Dominguez Wealth Management Solutions, Inc. 15.66% of their portfolio WILLIAMSBURG, VA 405,535405.5k $17.9m $17.9m 15.66% Added +14.6k +14,565
44 Drake & Associates, LLC 7.99% of their portfolio WAUKESHA, WI 404,398404.4k $17.9m $17.9m 7.99% Added +59.7k +59,709
45 AVANTAX ADVISORY SERVICES, INC. 0.19% of their portfolio DALLAS, TX 377,537377.5k $16.7m $16.7m 0.19% Added +54.6k +54,603
46 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 375,152375.2k $16.6m $16.6m 0.06% Added +48.9k +48,874
47 KESTRA PRIVATE WEALTH SERVICES, LLC 0.57% of their portfolio AUSTIN, TX 374,065374.1k $16.5m $16.5m 0.57% Added +124.7k +124,670
48 Sanchez Wealth Management Group 6.40% of their portfolio JACKSONVILLE, FL 357,647357.6k $15.8m $15.8m 6.40% Added +4.9k +4,877
49 Alpha Financial Advisors, LLC 9.81% of their portfolio CHARLOTTE, NC 354,634354.6k $15.7m $15.7m 9.81% Added +13.5k +13,502
50 Rehmann Capital Advisory Group 1.39% of their portfolio LANSING, MI 350,057350.1k $15.5m $15.5m 1.39% Added +47.1k +47,137
51 O'Connor Financial Group LLC 10.59% of their portfolio QUINCY, IL 347,711347.7k $15.4m $15.4m 10.59% Added +31.0k +31,026
52 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 345,566345.6k $15.3m $15.3m 0.02% Added +3.3k +3,258
53 Intrua Financial, LLC 2.71% of their portfolio Houston, TX 343,656343.7k $15.2m $15.2m 2.71% Added +15.9k +15,904
54 Mariner, LLC 0.04% of their portfolio Overland Park, KS 326,217326.2k $14.4m $14.4m 0.04% Reduced -134.0k -133,962
55 Bluespring Wealth Management, LLC 1.67% of their portfolio AUSTIN, TX 290,888290.9k $12.8m $12.8m 1.67% Reduced -20.7k -20,727
56 Sigma Planning Corp 0.46% of their portfolio ANN ARBOR, MI 287,564287.6k $12.7m $12.7m 0.46% Added +12.5k +12,519
57 Financial Advocates Investment Management 0.88% of their portfolio OLYMPIA, WA 271,055271.1k $12.0m $12.0m 0.88% Added +75.6k +75,643
58 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 267,018267.0k $11.8m $11.8m 0.13% Added +62.2k +62,174
59 HOWARD FINANCIAL SERVICES, LTD. 2.78% of their portfolio DALLAS, TX 263,826263.8k $11.7m $11.7m 2.78% Added +4.3k +4,346
60 Eldridge Investment Advisors, Inc. 3.80% of their portfolio MANCHESTER, NH 263,175263.2k $11.6m $11.6m 3.80% Added +18.5k +18,467
61 FLYNN ZITO CAPITAL MANAGEMENT, LLC 7.80% of their portfolio GARDEN CITY, NY 261,469261.5k $11.5m $11.5m 7.80% Added +22.8k +22,818
62 Larson Financial Group LLC 1.13% of their portfolio ST LOUIS, MO 255,462255.5k $11.3m $11.3m 1.13% Reduced -9.7k -9,709
63 Visionary Wealth Advisors 0.90% of their portfolio O'FALLON, IL 253,725253.7k $11.2m $11.2m 0.90% New
64 Snowden Capital Advisors LLC 0.38% of their portfolio New York, NY 239,674239.7k $10.6m $10.6m 0.38% Added +1.0k +1,025
65 Gladstone Institutional Advisory LLC 0.64% of their portfolio Bedminster, NJ 236,695236.7k $10.5m $10.5m 0.64% Added +16.0k +15,982
66 Darwin Wealth Management, LLC 2.65% of their portfolio TAMPA, FL 235,328235.3k $10.3m $10.3m 2.65% Reduced -9.2k -9,171
67 Capital Asset Advisory Services LLC 0.73% of their portfolio Williamston, MI 234,641234.6k $10.4m $10.4m 0.73% Added +16.1k +16,050
68 FSB PREMIER WEALTH MANAGEMENT, INC. 5.47% of their portfolio WATERLOO, IA 228,122228.1k $10.1m $10.1m 5.47% Added +23.5k +23,546
69 Atria Investments, Inc 0.18% of their portfolio Charlotte, NC 224,786224.8k $9.9m $9.9m 0.18% Added +26.1k +26,070
70 Atria Wealth Solutions, Inc. 0.13% of their portfolio NEW YORK, NY 222,787222.8k $9.8m $9.8m 0.13% Added +16.6k +16,620
71 Arkadios Wealth Advisors 1.13% of their portfolio ATLANTA, GA 220,379220.4k $9.7m $9.7m 1.13% Added +10.2k +10,231
72 CFO4Life Group, LLC 2.03% of their portfolio COPPELL, TX 214,336214.3k $9.5m $9.5m 2.03% Reduced -1.3k -1,269
73 ICA Group Wealth Management, LLC 2.37% of their portfolio DENVER, CO 214,311214.3k $9.5m $9.5m 2.37% Reduced -17.2k -17,172
74 Mach-1 Financial Group, LLC 3.75% of their portfolio Rogers, AR 211,737211.7k $9.4m $9.4m 3.75% Added +97.2k +97,159
75 TCP Asset Management, LLC 3.93% of their portfolio Upper Arlington, OH 209,339209.3k $9.2m $9.2m 3.93% Added +40.5k +40,504
76 SignalPoint Asset Management, LLC 2.78% of their portfolio SPRINGFIELD, MO 205,525205.5k $9.1m $9.1m 2.78% Reduced -2.7k -2,690
77 Cornerstone Wealth Management, LLC 0.81% of their portfolio ST. PETERS, MO 205,412205.4k $9.1m $9.1m 0.81% Added +10.4k +10,385
78 FOUNDERS FINANCIAL SECURITIES LLC 1.19% of their portfolio TOWSON, MD 203,348203.3k $9.0m $9.0m 1.19% Added +46.7k +46,742
79 Solano Wealth Management, Inc. 6.09% of their portfolio Fairfield, CA 202,965203.0k $9.0m $9.0m 6.09% Added +12.7k +12,741
80 HARBOUR INVESTMENTS, INC. 0.44% of their portfolio MADISON, WI 200,209200.2k $8.8m $8.8m 0.44% Reduced -11.7k -11,717
81 Family Capital Management, Inc. 5.03% of their portfolio GRAND RAPIDS, MI 182,282182.3k $8.1m $8.1m 5.03% Added +1.5k +1,513
82 Atlas Private Wealth Management, LLC 4.20% of their portfolio ALBANY, NY 180,511180.5k $8.0m $8.0m 4.20% Added +12.6k +12,566
83 Cetera Advisors LLC 0.13% of their portfolio DENVER, CO 180,510180.5k $8.0m $8.0m 0.13% Added +26.4k +26,351
84 Walkner Condon Financial Advisors LLC 2.04% of their portfolio MADISON, WI 174,408174.4k $7.7m $7.7m 2.04% Reduced -702 -702
85 Sterling Manor Financial, LLC 6.37% of their portfolio Saratoga Springs, NY 171,030171.0k $7.6m $7.6m 6.37% Added +160.1k +160,085
86 CWM, LLC 0.05% of their portfolio OMAHA, NE 166,976167.0k $7.4m $7.4m 0.05% Reduced -44.3k -44,258
87 Prospera Financial Services Inc 0.28% of their portfolio Dallas, TX 164,388164.4k $7.3m $7.3m 0.28% Reduced -2.6k -2,554
88 ERn Financial, LLC 1.50% of their portfolio MIDDLETON, WI 161,705161.7k $7.1m $7.1m 1.50% Reduced -8.0k -8,014
89 Advisory Alpha, LLC 0.36% of their portfolio HOLLAND, MI 156,812156.8k $6.9m $6.9m 0.36% Added +140.1k +140,105
90 LexAurum Advisors, LLC 2.06% of their portfolio OVERLAND PARK, KS 155,218155.2k $6.9m $6.9m 2.06% Added +35.7k +35,746
91 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 145,417145.4k $6.4m $6.4m 0.10% Reduced -2.6k -2,617
92 StoneX Group Inc. 0.64% of their portfolio NEW YORK, NY 140,629140.6k $6.2m $6.2m 0.64% Added +165 +165
93 Opes Wealth Management LLC 1.73% of their portfolio MENLO PARK, CA 137,903137.9k $6.1m $6.1m 1.73% Added +23.8k +23,783
94 Forbes Financial Planning, Inc. 5.75% of their portfolio EAST GREENWICH, RI 134,822134.8k $6.0m $6.0m 5.75% Reduced -354 -354
95 Geneos Wealth Management Inc. 0.27% of their portfolio ENGLEWOOD, CO 116,292116.3k $5.1m $5.1m 0.27% Added +35.9k +35,856
96 Pinnacle Family Advisors, LLC 2.75% of their portfolio Springfield, MO 115,265115.3k $5.1m $5.1m 2.75% Reduced -3.3k -3,337
97 Capital Planning LLC 1.96% of their portfolio BELLEVUE, WA 113,723113.7k $5.0m $5.0m 1.96% Reduced -2.6k -2,555
98 Landmark Wealth Management, LLC 4.42% of their portfolio MELVILLE, NY 112,859112.9k $5.0m $5.0m 4.42% Added +1.9k +1,944
99 BENJAMIN F. EDWARDS & COMPANY, INC. 0.19% of their portfolio ST. LOUIS, MO 111,257111.3k $4.9m $4.9m 0.19% Added +27.4k +27,420
100 Beck Bode, LLC 1.18% of their portfolio DEDHAM, MA 110,264110.3k $4.9m $4.9m 1.18% Added +22.0k +21,959